|
[p16]
Concerning the legal consequences for States of the continued presence of
South Africa in Namibia (South West Africa), notwithstanding Security
Council resolution 276(1970),
1971 21 June General List No. 53[p17]
The Court,
composed as above,
gives the following Advisory Opinion:
1. The question upon which the advisory opinion of the Court has been asked
was laid before the Court by a letter dated 29 July 1970, filed in the
Registry on 10 August, and addressed by the Secretary-General of the United
Nations to the President of the Court. In his letter the Secretary-General
informed the Court that, by resolution 284 (1970) adopted on 29 July 1970,
certified true copies of the English and French texts of which were
transmitted with his letter, the Security Council of the United Nations had
decided to submit to the Court, with the request for an advisory opinion to
be transmitted to the Security Council at an early date, the question set
out in the resolution, which was in the following terms:
"The Security Council,
Reaffirming the special responsibility of the United Nations with regard to
the territory and the people of Namibia,
Recalling Security Council resolution 276 (1970) on the question of Namibia,
Taking note of the report and recommendations submitted by the Ad Hoc
Sub-Committee established in pursuance of Security Council resolution
276(1970),
Taking further note of the recommendation of the Ad Hoc Sub-Committee on the
possibility of requesting an advisory opinion from the International Court
of Justice,
Considering that an advisory opinion from the International Court of Justice
would be useful for the Security Council in its further consideration of the
question of Namibia and in furtherance of the objectives the Council is
seeking
1. Decides to submit in accordance with Article 96 (1) of the Charter, the
following question to the International Court of Justice with the request
for an advisory opinion which shall be transmitted to the Security Council
at an early date:
'What are the legal consequences for States of the continued presence of
South Africa in Namibia, notwithstanding Security Council resolution
276(1970)?'
2. Requests the Secretary-General to transmit the present resolution to the
International Court of Justice, in accordance with Article 65 of the Statute
of the Court, accompanied by all documents likely to throw light upon the
question."
2. On 5 August 1970, that is to say, after the despatch of the
Secretary-General's letter but before its receipt by the Registry, the
English and French texts of resolution 284 (1970) of the Security Council
were communicated to the President of the Court by telegram from the United
Nations Secretariat. The President thereupon decided that the States Members
of the United Nations were likely to be able to furnish information on the
question, in accordance with Article 66, paragraph 2, of the Statute, and by
an Order dated 5 August 1970, the President fixed 23 September 1970 as the
time-limit within which the[p 18] Court would be prepared to receive written
statements from them. The same day, the Registrar sent to the States Members
of the United Nations the special and direct communication provided for in
Article 66 of the Statute.
3. The notice of the request for advisory opinion, prescribed by Article 66,
paragraph 1, of the Statute, was given by the Registrar to all States
entitled to appear before the Court by letter of 14 August 1970.
4. On 21 August 1970, the President decided that in addition to the States
Members of the United Nations, the non-member States entitled to appear
before the Court were also likely to be able to furnish information on the
question. The same day the Registrar sent to those States the special and
direct communication provided for in Article 66 of the Statute.
5. On 24 August 1970, a letter was received by the Registrar from the
Secretary for Foreign Affairs of South Africa, whereby the Government of
South Africa, for the reasons therein set out, requested the extension to 31
January 1971 of the time-limit for the submission of a written statement.
The President of the Court, by an Order dated 28 August 1970, extended the
time-limit for the submission of written statements to 19 November 1970.
6. The Secretary-General of the United Nations, in two instalments, and the
following States submitted to the Court written statements or letters
setting forth their views: Czechoslovakia, Finland, France, Hungary, India,
the Netherlands, Nigeria, Pakistan, Poland, South Africa, the United States
of America, Yugoslavia. Copies of these communications were transmitted to
all States entitled to appear before the Court, and to the Secretary-General
of the United Nations, and, in pursuance of Articles 44, paragraph 3, and
82, paragraph 1, of the Rules of Court, they were made accessible to the
public as from 5 February 1971.
7. The Secretary-General of the United Nations, in pursuance of Article 65,
paragraph 2, of the Statute transmitted to the Court a dossier of documents
likely to throw light upon the question, together with an Introductory Note;
these documents were received in the Registry in instalments between 5
November and 29 December 1970.
8. Before holding public sittings to hear oral statements in accordance with
Article 66, paragraph 2, of the Statute, the Court had first to resolve two
questions relating to its composition for the further proceedings.
9. In its written statement, filed on 19 November 1970, the Government of
South Africa had taken objection to the participation of three Members of
the Court in the proceedings. Its objections were based on statements made
or other participation by the Members concerned, in their former capacity as
representatives of their Governments, in United Nations organs which were
dealing with matters concerning South West Africa. The Court gave careful
consideration to the objections raised by the Government of South Africa,
examining each case separately. In each of them the Court reached the
conclusion that the participation of the Member concerned in his former
capacity as representative of his Government, to which objection was taken
in the South African Government's written statement, did not attract the
application of Article 17, paragraph 2, of the Statute of the Court. In
making Order No. 2 of 26 January 1971, the Court found no reason to depart
in the present advisory proceedings from the decision adopted by the Court
in the Order of 18 March 1965 in the South West Africa cases (Ethiopia v.
South Africa; Liberia v. South Africa) after hearing the same contentions as
have now been advanced by the Government of South Africa. In deciding the
other two objections, the [p 19] Court took into consideration that the
activities in United Nations organs of the Members concerned, prior to their
election to the Court, and which are referred to in the written statement of
the Government of South Africa, do not furnish grounds for treating these
objections differently from those raised in the application to which the
Court decided not to accede in 1965, a decision confirmed by its Order No. 2
of 26 January 1971. With reference to Order No. 3 of the same date, the
Court also took into consideration a circumstance to which its attention was
drawn, although it was not mentioned in the written statement of the
Government of South Africa, namely the participation of the Member
concerned, prior to his election to the Court, in the formulation of
Security Council resolution 246 (1968), which concerned the trial at
Pretoria of thirty-seven South West Africans and which in its preamble took
into account General Assembly resolution 2145 (XXI). The Court considered
that this participation of the Member concerned in the work of the United
Nations, as a representative of his Government, did not justify a
conclusion different from that already reached with regard to the objections
raised by the Government of South Africa. Account must also be taken in this
respect of precedents established by the present Court and the Permanent
Court wherein judges sat in certain cases even though they had taken part in
the formulation of texts the Court was asked to interpret. (P.C.I.J., Series
A, No. 1, p. 11; P.C.I.J., Series C, No. 84, p. 535; P.C.I.J., Series E, No.
4, p. 270; P.C.I.J., Series E, No. 8, p. 251.) After deliberation, the Court
decided, by three Orders dated 26 January 1971, and made public on that
date, not to accede to the objections which had been raised.
10. By a letter from the Secretary for Foreign Affairs dated 13 November
1970, the Government of South Africa made an application for the appointment
of a judge ad hoc to sit in the proceedings, in terms of Article 31,
paragraph 2, of the Statute of the Court. The Court decided, in accordance
with the terms of Article 46 of the Statute of the Court, to hear the
contentions of South Africa on this point in camera, and a closed hearing,
at which representatives of India, the Netherlands, Nigeria and the United
States of America were also present, was held for the purpose on 27 January
1971.
11. By an Order dated 29 January 1971, the Court decided to reject the
application of the Government of South Africa. The Court thereafter decided
that the record of the closed hearing should be made accessible to the
public.
12. On 29 January 1971, the Court decided, upon the application of the
Organization of African Unity, that that Organization was also likely to be
able to furnish information on the question before the Court, and that the
Court would therefore be prepared to hear an oral statement on behalf of the
Organization.
13. The States entitled to appear before the Court had been informed by the
Registrar on 27 November 1970 that oral proceedings in the case would be
likely to open at the beginning of February 1971. On 4 February 1971,
notification was given to those States which had expressed an intention to
make oral statements, and to the Secretary-General of the United Nations and
the Organization of African Unity, that 8 February had been fixed as the
opening date. At 23 public sittings held between 8 February and 17 March
1971, oral statements were made to the Court by the following
representatives: [p 20]
for the Secretary-General of the United
Nations: Mr. C. A. Stavropoulos, Under-Secretary- General, Legal Counsel of
the United Nations, and Mr. D. B. H. Vickers, Senior Legal Officer, Office
of Legal Affairs;
For Finland: Mr. E. J. S. Castr�n, Professor of International Law in the
University of Helsinki;
for the Organization of
African Unity: Mr. T. O. Elias, Attorney-General and Com-missioner for
Justice of Nigeria;
for India: Mr. M. C. Chagla, M.P., Former Minister for Foreign Affairs in
the Government of India;
for the Netherlands: Mr. W. Riphagen, Legal Adviser to the Ministry of
Foreign Affairs;
for Nigeria: Mr. T. O. Elias, Attorney-General and Com-missioner for
Justice;
for Pakistan: Mr. S. S. Pirzada, S.Pk., Attorney-General of Pakistan;
for South Africa: Mr. J. D. Viall, Legal Adviser to the Department of
Foreign Affairs,
Mr. D. P. de Villiers, S.C., Advocate of the Supreme Court of South Africa,
Mr. E. M. Grosskopf, S.C., Member of the South African Bar,
Mr. H. J. O. van Heerden, Member of the South African Bar,
Mr. R. F. Botha, Member of the South African Bar,
Mr. M. Wiechers, Professor of Law in the
University of South Africa;
for the Republic of Viet-Nam: Mr. Le Tai Trien, Attorney-General, Supreme
Court of Viet-Nam;
for the United States of
America: Mr. J. R. Stevenson, The Legal Adviser,
Department of State.
14. Prior to the opening of the public sittings, the Court decided to
examine first of all certain observations made by the Government of South
Africa in its written statement, and in a letter dated 14 January 1971, in
support of its submission that the Court should decline to give an advisory
opinion.
15. At the opening of the public sittings on 8 February 1971, the President
of the Court announced that the Court had reached a unanimous decision
thereon. The substance of the submission of the Government of South Africa
and the decision of the Court are dealt with in paragraphs 28 and 29 of the
Advisory Opinion, below.
16. By a letter of 27 January 1971, the Government of South Africa had
submitted a proposal to the Court regarding the holding of a plebiscite in
the Territory of Namibia (South West Africa), and this proposal was
elaborated in a further letter of 6 February 1971, which explained that the
plebiscite was to determine whether it was the wish of the inhabitants "that
the Territory should continue to be administered by the South African
Government or should henceforth be administered by the United Nations".[p
21]
17. At the hearing of 5 March 1971, the representative of South Africa
explained further the position of his Government with regard to the proposed
plebiscite, and indicated that his Government considered it necessary to
adduce considerable evidence on the factual issues which it regarded as
underlying the question before the Court. At the close of the hearing, on
17 March 1971, the President made the following statement:
"The Court has considered the request submitted by the representative of
South Africa in his letter of 6 February 1971 that a plebiscite should be
held in the Territory of Namibia (South West Africa) under the joint
supervision of the Court and the Government of the Republic of South Africa.
The Court cannot pronounce upon this request at the present stage without
anticipating, or appearing to anticipate, its decision on one or more of the
main issues now before it. Consequently, the Court must defer its answer to
this request until a later date.
The Court has also had under consideration the desire of the Government of
the Republic to supply the Court with further factual material concerning
the situation in Namibia (South West Africa). However, until the Court has
been able first to examine some of the legal issues which must, in any
event, be dealt with, it will not be in a position to determine whether it
requires additional material on the facts. The Court must accordingly defer
its decision on this matter as well
If, at any time, the Court should find itself in need of further arguments
or information, on these or any other matters, it will notify the
governments and organizations whose representatives have participated in
the oral hearings."
18. On 14 May 1971 the President sent the following letter to the
representatives of the Secretary-General, of the Organization of African
Unity and of the States which had participated in the oral proceedings:
"I have the honour to refer to the statement which I made at the end of the
oral hearing on the advisory proceedings relating to the Territory of
Namibia (South West Africa) on 17 March last. . . , to the effect that the
Court considered it appropriate to defer until a later date its decision
regarding the requests of the Government of the Republic of South Africa (a)
for the holding in that Territory of a plebiscite under the joint
supervision of the Court and the Government of the Republic; and (b) to be
allowed to supply the Court with further factual material concerning the
situation there.
I now have the honour to inform you that the Court, having examined the
matter, does not find itself in need of further arguments or information,
and has decided to refuse both these requests."
***
19. Before examining the merits of the question submitted to it the Court
must consider the objections that have been raised to its doing so.
20. The Government of South Africa has contended that for several reasons
resolution 284 (1970) of the Security Council, which requested [p 22] the
advisory opinion of the Court, is invalid, and that, therefore, the Court is
not competent to deliver the opinion. A resolution of a properly constituted
organ of the United Nations which is passed in accordance with that organ's
rules of procedure, and is declared by its President to have been so passed,
must be presumed to have been validly adopted. However, since in this
instance the objections made concern the competence of the Court, the Court
will proceed to examine them.
21. The first objection is that in the voting on the resolution two
permanent members of the Security Council abstained. It is contended that
the resolution was consequently not adopted by an affirmative vote of nine
members, including the concurring votes of the permanent members, as
required by Article 27, paragraph 3, of the Charter of the United Nations.
22. However, the proceedings of the Security Council extending over a long
period supply abundant evidence that presidential rulings and the positions
taken by members of the Council, in particular its permanent members, have
consistently and uniformly interpreted the practice of voluntary abstention
by a permanent member as not constituting a bar to the adoption of
resolutions. By abstaining, a member does not signify its objection to the
approval of what is being proposed; in order to prevent the adoption of a
resolution requiring unanimity of the permanent members, a permanent member
has only to cast a negative vote. This procedure followed by the Security
Council, which has continued unchanged after the amendment in 1965 of
Article 27 of the Charter, has been generally accepted by Members of the
United Nations and evidences a general practice of that Organization.
23. The Government of South Africa has also argued that as the question
relates to a dispute between South Africa and other Members of the United
Nations, South Africa, as a Member of the United Nations, not a member of
the Security Council and a party to a dispute, should have been invited
under Article 32 of the Charter to participate, without vote, in the
discussion relating to it. It further contended that the proviso at the end
of Article 27, paragraph 3, of the Charter, requiring members of the
Security Council which are parties to a dispute to abstain from voting,
should have been complied with.
24. The language of Article 32 of the Charter is mandatory, but the question
whether the Security Council must extend an invitation in accordance with
that provision depends on whether it has made a determination that the
matter under its consideration is in the nature of a dispute. In the absence
of such a determination Article 32 of the Charter does not apply.
25. The question of Namibia was placed on the agenda of the Security Council
as a "situation" and not as a "dispute". No member State made any suggestion
or proposal that the matter should be examined as a dispute, although due
notice was given of the placing of the question [p 23] on the Security
Council's agenda under the title "Situation in Namibia". Had the Government
of South Africa considered that the question should have been treated in the
Security Council as a dispute, it should have drawn the Council's attention
to that aspect of the matter. Having failed to raise the question at the
appropriate time in the proper forum, it is not open to it to raise it
before the Court at this stage.
26. A similar answer must be given to the related objection based on the
proviso to paragraph 3 of Article 27 of the Charter. This proviso also
requires for its application the prior determination by the Security Council
that a dispute exists and that certain members of the Council are involved
as parties to such a dispute.
***
27. In the alternative the Government of South Africa has contended that
even if the Court had competence to give the opinion requested, it should
nevertheless, as a matter of judicial propriety, refuse to exercise its
competence.
28. The first reason invoked in support of this contention is the supposed
disability of the Court to give the opinion requested by the Security
Council, because of political pressure to which the Court, according to the
Government of South Africa, has been or might be subjected.
29. It would not be proper for the Court to entertain these observations,
bearing as they do on the very nature of the Court as the principal judicial
organ of the United Nations, an organ which, in that capacity, acts only on
the basis of the law, independently of all outside influence or
interventions whatsoever, in the exercise of the judicial function
entrusted to it alone by the Charter and its Statute. A court functioning
as a court of law can act in no other way.
30. The second reason advanced on behalf of the Government of South Africa
in support of its contention that the Court should refuse to accede to the
request of the Security Council is that the relevant legal question relates
to an existing dispute between South Africa and other States. In this
context it relies on the case of Eastern Carelia and argues that the
Permanent Court of International Justice declined to rule upon the question
referred to it because it was directly related to the main point of a
dispute actually pending between two States.
31. However, that case is not relevant, as it differs from the present one.
For instance one of the States concerned in that case was not at the time a
Member of the League of Nations and did not appear before the Permanent
Court. South Africa, as a Member of the United Nations, is bound by Article
96 of the Charter, which empowers the Security Council to request advisory
opinions on any legal question. It has appeared before the Court,
participated in both the written and oral pro- [p 24] ceedings and, while
raising specific objections against the competence of the Court, has
addressed itself to the merits of the question.
32. Nor does the Court find that in this case the Security Council's request
relates to a legal dispute actually pending between two or more States. It
is not the purpose of the request to obtain the assistance of the Court in
the exercise of the Security Council's functions relating to the pacific
settlement of a dispute pending before it between two or more States. The
request is put forward by a United Nations organ with reference to its own
decisions and it seeks legal advice from the Court on the consequences and
implications of these decisions. This objective is stressed by the preamble
to the resolution requesting the opinion, in which the Security Council has
stated "that an advisory opinion from the International Court of Justice
would be useful for the Security Council in its further consideration of the
question of Namibia and in furtherance of the objectives the Council is
seeking". It is worth recalling that in its Advisory Opinion on Reservations
to the Convention on the Prevention and Punishment of the Crime of
Genocide, the Court stated: "The object of this request for an Opinion is to
guide the United Nations in respect of its own action" (I.C.J. Reports 1957.
p. 19).
33. The Court does not find either that in this case the advisory opinion
concerns a dispute between South Africa and the United Nations. In the
course of the oral proceedings Counsel for the Government of South Africa
stated:
". . . our submission is not that the question is a dispute, but that in
order to answer the question the Court will have to decide legal and factual
issues which are actually in dispute between South Africa and other States"
34. The fact that, in the course of its reasoning, and in order to answer
the question submitted to it, the Court may have to pronounce on legal
issues upon which radically divergent views exist between South Africa and
the United Nations, does not convert the present case into a dispute nor
bring it within the compass of Articles 82 and 83 of the Rules of Court. A
similar position existed in the three previous advisory proceedings
concerning South West Africa: in none of them did South Africa claim that
there was a dispute, nor did the Court feel it necessary to apply the Rules
of Court concerning "a legal question actually pending between two or more
States". Differences of views among States on legal issues have existed in
practically every advisory proceeding; if all were agreed, the need to
resort to the Court for advice would not arise.
35. In accordance with Article 83 of the Rules of Court, the question
whether the advisory opinion had been requested "upon a legal question
actually pending between two or more States" was also of decisive im-[p 25]
portance in the Court's consideration of the request made by the Government
of South Africa for the appointment of a judge ad hoc. As already indicated,
the Court heard argument in support of that request and, after due
deliberation, decided, by an Order of 29 January 1971, not to accede to it.
This decision was based on the conclusion that the terms of the request for
advisory opinion, the circumstances in which it had been submitted (which
are described in para. 32 above), as well as the considerations set forth
in paragraphs 33 and 34 above, were such as to preclude the interpretation
that an opinion had been "requested upon a legal question actually pending
between two or more States". Thus, in the opinion of the Court, South Africa
was not entitled under Article 83 of the Rules of Court to the appointment
of a judge ad hoc.
36. It has been urged that the possible existence of a dispute was a point
of substance which was prematurely disposed of by the Order of 29 January
1971. Now the question whether a judge ad hoc should be appointed is of
course a matter concerning the composition of the Bench and possesses, as
the Government of South Africa recognized, absolute logical priority. It has
to be settled prior to the opening of the oral proceedings, and indeed
before any further issues, even of procedure, can be decided. Until it is
disposed of the Court cannot proceed with the case. It is thus a logical
necessity that any request for the appointment of a judge ad hoc must be
treated as a preliminary matter on the basis of a prima facie appreciation
of the facts and the law. This cannot be construed as meaning that the
Court's decision thereon may involve the irrevocable disposal of a point of
substance or of one related to the Court's competence. Thus, in a
contentious case, when preliminary objections have been raised, the
appointment of judges ad hoc must be decided before the hearing of those
objections. That decision, however, does not prejudge the Court's competence
if, for instance, it is claimed that no dispute exists. Conversely, to
assert that the question of the judge ad hoc could not be validly settled
until the Court had been able to analyse substantive issues is tantamount to
suggesting that the composition of the Court could be left in suspense, and
thus the validity of its proceedings left in doubt, until an advanced stage
in the case.
37. The only question which was in fact settled with finality by the Order
of 29 January 1971 was the one relating to the Court's composition for the
purpose of the present case. That decision was adopted on the authority of
Article 3, paragraph 1, of the Rules of Court and in accordance with Article
55, paragraph 1, of the Statute. Consequently, after the adoption of that
decision, while differing views might still be held as to the applicability
of Article 83 of the Rules of Court in the present case, the regularity of
the composition of the Court for the [p 26] purposes of delivering the
present Advisory Opinion, in accordance with the Statute and the Rules of
Court, is no longer open to question.
38. In connection with the possible appointment of judges ad hoc, it has
further been suggested that the final clause in paragraph 1 of Article 82 of
the Rules of Court obliges the Court to determine as a preliminary question
whether the request relates to a legal question actually pending between two
or more States. The Court cannot accept this reading, which overstrains the
literal meaning of the words "avant tout". It is difficult to conceive that
an Article providing general guidelines in the relatively unschematic
context of advisory proceedings should prescribe a rigid sequence in the
action of the Court. This is confirmed by the practice of the Court, which
in no previous advisory proceedings has found it necessary to make an
independent preliminary determination of this question or of its own
competence, even when specifically requested to do so. Likewise, the
interpretation of the Rules of Court as imposing a procedure in limine
litis, which has been suggested, corresponds neither to the text of the
Article nor to its purpose, which is to regulate advisory proceedings
without impairing the flexibility which Articles 66, paragraph 4, and 68 of
the Statute allow the Court so that it may adjust its procedure to the
requirements of each particular case. The phrase in question merely
indicates that the test of legal pendency is to be considered "above all" by
the Court for the purpose of exercising the latitude granted by Article 68
of the Statute to be guided by the provisions which apply in contentious
cases to the extent to which the Court recognizes them to be applicable.
From a practical point of view it may be added that the procedure suggested,
analogous to that followed in contentious procedure with respect to
preliminary objections, would not have dispensed with the need to decide on
the request for the appointment of a judge ad hoc as a previous, independent
decision, just as in contentious cases the question of judges ad hoc must be
settled before any hearings on the preliminary objections may be proceeded
with. Finally, it must be observed that such proposed preliminary decision
under Article 82 of the Rules of Court would not necessarily have
predetermined the decision which it is suggested should have been taken
subsequently under Article 83, since the latter provision envisages a more
restricted hypothesis: that the advisory opinion is requested upon a legal
question actually pending and not that it relates to such a question.
39. The view has also been expressed that even if South Africa is not
entitled to a judge ad hoc as a matter of right, the Court should, in the
exercise of the discretion granted by Article 68 of the Statute, have
allowed such an appointment, in recognition of the fact that South Africa's
interests are specially affected in the present case. In this connection the
Court wishes to recall a decision taken by the Permanent Court at a time
when the Statute did not include any provision concerning advisory opinions,
the entire regulation of the procedure in the matter being thus left to the
Court (P.C.I.J., Series E, No. 4, p. 76). Confronted with a [p 27] request
for the appointment of a judge ad hoc in a case in which it found there was
no dispute, the Court, in rejecting the request, stated that "the decision
of the Court must be in accordance with its Statute and with the Rules duly
framed by it in pursuance of Article 30 of the Statute" (Order of 31 October
1935, P.C.I.J., Series A/B, No. 65, Annex 1, p. 69 at p. 70). It found
further that the "exception cannot be given a wider application than is
provided for by the Rules" (ibid., p. 71). In the present case the Court,
having regard to the Rules of Court adopted under Article 30 of the Statute,
came to the conclusion that it was unable to exercise discretion in this
respect.
40. The Government of South Africa has also expressed doubts as to whether
the Court is competent to, or should, give an opinion, if, in order to do
so, it should have to make findings as to extensive factual issues. In the
view of the Court, the contingency that there may be factual issues
underlying the question posed does not alter its character as a "legal
question" as envisaged in Article 96 of the Charter. The reference in this
provision to legal questions cannot be interpreted as opposing legal to
factual issues. Normally, to enable a court to pronounce on legal questions,
it must also be acquainted with, take into account and, if necessary, make
findings as to the relevant factual issues. The limitation of the powers of
the Court contended for by the Government of South Africa has no basis in
the Charter or the Statute.
41. The Court could, of course, acting on its own, exercise the discretion
vested in it by Article 65, paragraph 1, of the Statute and decline to
accede to the request for an advisory opinion. In considering this
possibility the Court must bear in mind that: "A reply to a request for an
Opinion should not, in principle, be refused." (I.C.J. Reports 1951, p. 19.)
The Court has considered whether there are any "compelling reasons", as
referred to in the past practice of the Court, which would justify such a
refusal. It has found no such reasons. Moreover, it feels that by replying
to the request it would not only "remain faithful to the requirements of its
judicial character" (I.C.J. Reports 1960, p. 153), but also discharge its
functions as "the principal judicial organ of the United Nations" (Art. 92
of the Charter).
***
42. Having established that it is properly seised of a request for an
advisory opinion, the Court will now proceed to an analysis of the question
placed before it: "What are the legal consequences for States of the
continued presence of South Africa in Namibia, notwithstanding Security
Council resolution 276 (1970)?"
43. The Government of South Africa in both its written and oral statements
has covered a wide field of history, going back to the origin and
functioning of the Mandate. The same and similar problems were [p 28] dealt
with by other governments, the Secretary-General of the United Nations and
the Organization of African Unity in their written and oral statements.
44. A series of important issues is involved: the nature of the Mandate, its
working under the League of Nations, the consequences of the demise of the
League and of the establishment of the United Nations and the impact of
further developments within the new organization. While the Court is aware
that this is the sixth time it has had to deal with the issues involved in
the Mandate for South West Africa, it has nonetheless reached the conclusion
that it is necessary for it to consider and summarize some of the issues
underlying the question addressed to it. In particular, the Court will
examine the substance and scope of Article 22 of the League Covenant and the
nature of "C" mandates.
45. The Government of South Africa, in its written statement, presented a
detailed analysis of the intentions of some of the participants in the Paris
Peace Conference, who approved a resolution which, with some alterations and
additions, eventually became Article 22 of the Covenant. At the conclusion
and in the light of this analysis it suggested that it was quite natural for
commentators to refer to �C� mandates as being in their practical effect not
far removed from annexation". This view, which the Government of South
Africa appears to have adopted, would be tantamount to admitting that the
relevant provisions of the Covenant were of a purely nominal character and
that the rights they enshrined were of their very nature imperfect and
unenforceable. It puts too much emphasis on the intentions of some of the
parties and too little on the instrument which emerged from those
negotiations. It is thus necessary to refer to the actual text of Article 22
of the Covenant, paragraph 1 of which declares:
"l.To those colonies and territories which as a consequence of the late war
have ceased to be under the sovereignty of the States which formerly
governed them and which are inhabited by peoples not yet able to stand by
themselves under the strenuous conditions of the modern world, there should
be applied the principle that the well-being and development of such peoples
form a sacred trust of civilisation and that securities for the performance
of this trust should be embodied in this Covenant."
As the Court recalled in its 1950 Advisory Opinion on the International
Status of South- West Africa, in the setting-up of the mandates system "two
principles were considered to be of paramount importance: the principle of
non-annexation and the principle that the well-being and development of such
peoples form 'a sacred trust of civilization'" (I.C.J. Reports 1950, p.
131).
46. It is self-evident that the "trust" had to be exercised for the benefit
of the peoples concerned, who were admitted to have interests of their [p
29] own and to possess a potentiality for independent existence on the
attainment of a certain stage of development: the mandates system was
designed to provide peoples "not yet" able to manage their own affairs with
the help and guidance necessary to enable them to arrive at the stage where
they would be "able to stand by themselves". The requisite means of
assistance to that end is dealt with in paragraph 2 of Article 22:
"2. The best method of giving practical effect to this principle is that the
tutelage of such peoples should be entrusted to advanced nations who by
reason of their resources, their experience or their geographical position
can best undertake this responsibility, and who are willing to accept it,
and that this tutelage should be exercised by them as Mandatories on behalf
of the League."
This made it clear that those Powers which were to undertake the task
envisaged would be acting exclusively as mandatories on behalf of the
League. As to the position of the League, the Court found in its 1950
Advisory Opinion that: "The League was not, as alleged by [the South
African] Government, a 'mandator' in the sense in which this term is used in
the national law of certain States." The Court pointed out that: "The
Mandate was created, in the interest of the inhabitants of the territory,
and of humanity in general, as an international institution with an
international object�a sacred trust of civilisation." Therefore, the Court
found, the League "had only assumed an international function of supervision
and control" (I.C.J. Reports 1950, p. 132).
47. The acceptance of a mandate on these terms connoted the assumption of
obligations not only of a moral but also of a binding legal character; and,
as a corollary of the trust, "securities for [its] performance" were
instituted (para. 7 of Art. 22) in the form of legal accountability for its
discharge and fulfilment:
"7. In every case of mandate, the Mandatory shall render to the Council an
annual report in reference to the territory committed to its charge."
48. A further security for the performance of the trust was embodied in
paragraph 9 of Article 22:
"9. A permanent Commission shall be constituted to receive and examine the
annual reports of the Mandatories and to advise the Council on all matters
relating to the observance of the mandates."
Thus the reply to the essential question, quis custodiet ipsos custodes?,
was given in terms of the mandatory's accountability to international [p 30]
organs. An additional measure of supervision was introduced by a resolution
of the Council of the League of Nations, adopted on 31 January 1923. Under
this resolution the mandatory Governments were to transmit to the League
petitions from communities or sections of the populations of mandated
territories.
49. Paragraph 8 of Article 22 of the Covenant gave the following directive:
"8. The degree of authority, control or administration to be exercised by
the Mandatory shall, if not previously agreed upon by the Members of the
League, be explicitly defined in each case by the Council."
In pursuance of this directive, a Mandate for German South West Africa was
drawn up which defined the terms of the Mandatory's administration in seven
articles. Of these, Article 6 made explicit the obligation of the Mandatory
under paragraph 7 of Article 22 of the Covenant by providing that "The
Mandatory shall make to the Council of the League of Nations an annual
report to the satisfaction of the Council, containing full information with
regard to the territory, and indicating the measures taken to carry out the
obligations assumed under Articles 2, 3, 4 and 5" of the Mandate. As the
Court said in 1950: "the Mandatory was to observe a number of obligations,
and the Council of the League was to supervise the administration and see to
it that these obligations were fulfilled" (I.C.J. Reports 1950, p. 132). In
sum the relevant provisions of the Covenant and those of the Mandate itself
preclude any doubt as to the establishment of definite legal obligations
designed for the attainment of the object and purpose of the Mandate.
50. As indicated in paragraph 45 above, the Government of South Africa has
dwelt at some length on the negotiations which preceded the adoption of the
final version of Article 22 of the League Covenant, and has suggested that
they lead to a different reading of its provisions. It is true that as that
Government points out, there had been a strong tendency to annex former
enemy colonial territories. Be that as it may, the final outcome of the
negotiations, however difficult of achievement, was a rejection of the
notion of annexation. It cannot tenably be argued that the clear meaning of
the mandate institution could be ignored by placing upon the explicit
provisions embodying its principles a construction at variance with its
object and purpose.
51. Events subsequent to the adoption of the instruments in question should
also be considered. The Allied and Associated Powers, in their Reply to
Observations of the German Delegation, referred in 1919 to "the mandatory
Powers, which in so far as they may be appointed trustees by the League of
Nations will derive no benefit from such trusteeship". As to the Mandate for
South West Africa, its preamble [p 31] recited that "His Britannic Majesty,
for and on behalf of the Government of the Union of South Africa, has agreed
to accept the Mandate in respect of the said territory and has undertaken to
exercise it on behalf of the League of Nations".
52. Furthermore, the subsequent development of international law in regard
to non-self-governing territories, as enshrined in the Charter of the United
Nations, made the principle of self-determination applicable to all of them.
The concept of the sacred trust was confirmed and expanded to all
"territories whose peoples have not yet attained a full measure of
self-government" (Art. 73). Thus it clearly embraced territories under a
colonial regime. Obviously the sacred trust continued to apply to League of
Nations mandated territories on which an international status had been
conferred earlier. A further important stage in this development was the
Declaration on the Granting of Independence to Colonial Countries and
Peoples (General Assembly resolution 1514 (XV) of 14 December 1960), which
embraces all peoples and territories which "have not yet attained
independence". Nor is it possible to leave out of account the political
history of mandated territories in general. All those which did not acquire
independence, excluding Namibia, were placed under trusteeship. Today, only
two out of fifteen, excluding Namibia, remain under United Nations tutelage.
This is but a manifestation of the general development which has led to the
birth of so many new States.
53. All these considerations are germane to the Court's evaluation of the
present case. Mindful as it is of the primary necessity of interpreting an
instrument in accordance with the intentions of the parties at the time of
its conclusion, the Court is bound to take into account the fact that the
concepts embodied in Article 22 of the Covenant�"the strenuous conditions of
the modern world" and "the well-being and development" of the peoples
concerned�were not static, but were by definition evolutionary, as also,
therefore, was the concept of the "sacred trust". The parties to the
Covenant must consequently be deemed to have accepted them as such. That is
why, viewing the institutions of 1919, the Court must take into
consideration the changes which have occurred in the supervening
half-century, and its interpretation cannot remain unaffected by the
subsequent development of law, through the Charter of the United Nations and
by way of customary law. Moreover, an international instrument has to be
interpreted and applied within the framework of the entire legal system
prevailing at the time of the interpretation. In the domain to which the
present proceedings relate, the last fifty years, as indicated above, have
brought important developments. These developments leave little doubt that
the ultimate objective of the sacred trust was the self-determination and
independence of the peoples con-cerned. In this domain; as elsewhere, the
corpus iuris gentium has been [p 32] considerably enriched, and this the
Court, if it is faithfully to discharge its functions, may not ignore.
54. In the light of the foregoing, the Court is unable to accept any
construction which would attach to "C" mandates an object and purpose
different from those of "A" or "B" mandates. The only differences were those
appearing from the language of Article 22 of the Covenant, and from the
particular mandate instruments, but the objective and safeguards remained
the same, with no exceptions such as considerations of geographical
contiguity. To hold otherwise would mean that territories under "C" mandate
belonged to the family of mandates only in name, being in fact the objects
of disguised cessions, as if the affirmation that they could "be best
administered under the laws of the Mandatory as integral portions of its
territory" (Art. 22, para. 6) conferred upon the administering Power a
special title not vested in States entrusted with "A" or "B" mandates. The
Court would recall in this respect what was stated in the 1962 Judgment in
the South West Africa cases as applying to all categories of mandate:
"The rights of the Mandatory in relation to the mandated territory and the
inhabitants have their foundation in the obligations of the Mandatory and
they are, so to speak, mere tools given to enable it to fulfil its
obligations." (I.C.J. Reports 1962, p. 329.)
***
55. The Court will now turn to the situation which arose on the demise of
the League and with the birth of the United Nations. As already recalled,
the League of Nations was the international organization entrusted with the
exercise of the supervisory functions of the Mandate. Those functions were
an indispensable element of the Mandate. But that does not mean that the
mandates institution was to collapse with the disappearance of the original
supervisory machinery. To the question whether the continuance of a mandate
was inseparably linked with the existence of the League, the answer must be
that an institution established for the fulfilment of a sacred trust cannot
be presumed to lapse before the achievement of its purpose. The
responsibilities of both mandatory and supervisor resulting from the
mandates institution were complementary, and the disappearance of one or
the other could not affect the survival of the institution. That is why, in
1950, the Court remarked, in connection with the obligations corresponding
to the sacred trust:
"Their raison d'!!!etre and original object remain. Since their fulfilment
did not depend on the existence of the League of Nations, they could not be
brought to an end merely because this supervisory [p 33]organ ceased to
exist. Nor could the right of the population to have the Territory
administered in accordance with these rules depend thereon." (I.C.J. Reports
1950, p. 133.)
In the particular case, specific provisions were made and decisions taken
for the transfer of functions from the organization which was to be wound up
to that which came into being.
56. Within the framework of the United Nations an international trusteeship
system was established and it was clearly contemplated that mandated
territories considered as not yet ready for independence would be converted
into trust territories under the United Nations international trusteeship
system. This system established a wider and more effective international
supervision than had been the case under the mandates of the League of
Nations.
57. It would have been contrary to the overriding purpose of the mandates
system to assume that difficulties in the way of the replacement of one
regime by another designed to improve international supervision should have
been permitted to bring about, on the dissolution of the League, a complete
disappearance of international supervision. To accept the contention of the
Government of South Africa on this point would have entailed the reversion
of mandated territories to colonial status, and the virtual replacement of
the mandates regime by annexation, so determinedly excluded in 1920.
58. These compelling considerations brought about the insertion in the
Charter of the United Nations of the safeguarding clause contained in
Article 80, paragraph 1, of the Charter, which reads as follows:
"I. Except as may be agreed upon in individual trusteeship agreements, made
under Articles 77, 79 and 81, placing each territory under the trusteeship
system, and until such agreements have been concluded, nothing in this
Chapter shall be construed in or of itself to alter in any manner the rights
whatsoever of any States or any peoples or the terms of existing
international instruments to which Members of the United Nations may
respectively be parties."
59. A striking feature of this provision is the stipulation in favour of the
preservation of the rights of "any peoples", thus clearly including the
inhabitants of the mandated territories and, in particular, their indigenous
populations. These rights were thus confirmed to have an existence
independent of that of the League of Nations. The Court, in the 1950
Advisory Opinion on the International Status of South-West Africa, relied on
this provision to reach the conclusion that "no such rights of the peoples
could be effectively safeguarded without inter- [p 34]national supervision
and a duty to render reports to a supervisory organ" (I.C.J. Reports 1950,
p. 137). In 1956 the Court confirmed the conclusion that "the effect of
Article 80 (1) of the Charter" was that of "preserving the rights of States
and peoples" (I.C.J. Reports 1956, p. 27).
60. Article 80, paragraph 1, of the Charter was thus interpreted by the
Court as providing that the system of replacement of mandates by trusteeship
agreements, resulting from Chapter XII of the Charter, shall not "be
construed in or of itself to alter in any manner the rights whatsoever of
any States or any peoples".
61. The exception made in the initial words of the provision, "Except as may
be agreed upon in individual trusteeship agreements, made under Articles 77,
79 and 81, placing each territory under the trusteeship system, and until
such agreements have been concluded", established a particular method for
changing the status quo of a mandate regime. This could be achieved only by
means of a trusteeship agreement, unless the "sacred trust" had come to an
end by the implementation of its objective, that is, the attainment of
independent existence. In this way, by the use of the expression "until such
agreements have been concluded", a legal hiatus between the two systems was
obviated.
62. The final words of Article 80, paragraph 1, refer to "the terms of
existing international instruments to which Members of the United Nations
may respectively be parties". The records of the San Francisco Conference
show that these words were inserted in replacement of the words "any
mandate" in an earlier draft in order to preserve "any rights set forth in
paragraph 4 of Article 22 of the Covenant of the League of Nations".
63. In approving this amendment and inserting these words in the report of
Committee IT/4, the States participating at the San Francisco Conference
obviously took into account the fact that the adoption of the Charter of the
United Nations would render the disappearance of the League of Nations
inevitable. This shows the common understanding and intention at San
Francisco that Article 80, paragraph 1, of the Charter had the purpose and
effect of keeping in force all rights whatsoever, including those contained
in the Covenant itself, against any claim as to their possible lapse with
the dissolution of the League.
64. The demise of the League could thus not be considered as an unexpected
supervening event entailing a possible termination of those rights, entirely
alien to Chapter XII of the Charter and not foreseen by the safeguarding
provisions of Article 80, paragraph 1. The Members of the League, upon
effecting the dissolution of that organization, did not declare, or accept
even by implication, that the mandates would be cancelled or lapse with the
dissolution of the League. On the contrary, [p 35] paragraph 4 of the
resolution on mandates of 18 April 1946 clearly assumed their continuation.
65. The Government of South Africa, in asking the Court to reappraise the
1950 Advisory Opinion, has argued that Article 80, paragraph 1, must be
interpreted as a mere saving clause having a purely negative effect.
66. If Article 80, paragraph 1, were to be understood as a mere
interpretative provision preventing the operation of Chapter XII from
affecting any rights, then it would be deprived of all practical effect.
There is nothing in Chapter XII�which, as interpreted by the Court in 1950,
constitutes a framework for future agreements�susceptible of affecting
existing rights of States or of peoples under the mandates system. Likewise,
if paragraph 1 of Article 80 were to be understood as a mere saving clause,
paragraph 2 of the same Article would have no purpose. This paragraph
provides as follows:
"2. Paragraph 1 of this Article shall not be interpreted as giving grounds
for delay or postponement of the negotiation and conclusion of agreements
for placing mandated and other territories under the trusteeship system as
provided for in Article 77."
This provision was obviously intended to prevent a mandatory Power from
invoking the preservation of its rights resulting from paragraph 1 as a
ground for delaying or postponing what the Court described as "the normal
course indicated by the Charter, namely, conclude Trusteeship Agreements"
(I.C.J. Reports 1950, p. 140). No method of interpretation would warrant
the conclusion that Article 80 as a whole is meaningless.
67. In considering whether negative effects only may be attributed to
Article 80, paragraph 1, as contended by South Africa, account must be taken
of the words at the end of Article 76 (d) of the Charter, which, as one of
the basic objectives of the trusteeship system, ensures equal treatment in
commercial matters for all Members of the United Nations and their
nationals. The proviso "subject to the provisions of Article 80" was
included at the San Francisco Conference in order to preserve the existing
right of preference of the mandatory Powers in "C" mandates. The delegate of
the Union of South Africa at the Conference had pointed out earlier that
"the 'open door' had not previously applied to the 'C' mandates", adding
that "his Government could not contemplate its application to their mandated
territory". If Article 80, paragraph 1, had no conservatory and positive
effects, and if the rights therein preserved could have been extinguished
with the disappearance of the League of Nations, then the proviso in Article
76 (d) in fine would be deprived of any practical meaning. [p 36]
68. The Government of South Africa has invoked as "new facts" not fully
before the Court in 1950 a proposal introduced by the Chinese delegation at
the final Assembly of the League of Nations and another submitted by the
Executive Committee to the United Nations Preparatory Commission, both
providing in explicit terms for the transfer of supervisory functions over
mandates from the League of Nations to United Nations organs. It is argued
that, since neither of these two proposals was adopted, no such transfer was
envisaged.
69. The Court is unable to accept the argument advanced. The fact that a
particular proposal is not adopted by an international organ does not
necessarily carry with it the inference that a collective pronouncement is
made in a sense opposite to that proposed. There can be many rea-sons
determining rejection or non-approval. For instance, the Chinese proposal,
which was never considered but was ruled out of order, would have subjected
mandated territories to a form of supervision which went beyond the scope of
the existing supervisory authority in respect of mandates, and could have
raised difficulties with respect to Article 82 of the Charter. As to the
establishment of a Temporary Trusteeship Committee, it was opposed because
it was felt that the setting up of such an organ might delay the negotiation
and conclusion of trusteeship agreements. Consequently two United States
proposals, intended to authorize this Committee to undertake the functions
previously performed by the Mandates Commission, could not be acted upon.
The non-establishment of a temporary subsidiary body empowered to assist the
General Assembly in the exercise of its supervisory functions over mandates
cannot be interpreted as implying that the General Assembly lacked
competence or could not itself exercise its functions in that field. On the
contrary, the general assumption appeared to be that the supervisory
functions over mandates previously performed by the League were to be
exercised by the United Nations. Thus, in the discussions concerning the
proposed setting-up of the Temporary Trusteeship Committee, no observation
was made to the effect that the League's supervisory functions had not been
transferred to the United Nations. Indeed, the South African representative
at the United Nations Preparatory Commission declared on 29 November 1945
that "it seemed reasonable to create an interim body as the Mandates
Commission was now in abeyance and countries holding mandates should have a
body to which they could report".
70. The Government of South Africa has further contended that the provision
in Article 80, paragraph 1, that the terms of "existing international
instruments" shall not be construed as altered by anything in Chapter XII of
the Charter, cannot justify the conclusion that the duty to report under the
Mandate was transferred from the Council of the [p 37] League to the United
Nations.
71. This objection fails to take into consideration Article 10 in Chapter IV
of the Charter, a provision which was relied upon in the 1950 Opinion to
justify the transference of supervisory powers from the League Council to
the General Assembly of the United Nations. The Court then said:
"The competence of the General Assembly of the United Nations to exercise
such supervision and to receive and examine reports is derived from the
provisions of Article 10 of the Charter, which authorizes the General
Assembly to discuss any questions or any matters within the scope of the
Charter and to make recommendations on these questions or matters to the
Members of the United Nations." (I.C.J. Reports 1950, p. 137.)
72. Since a provision of the Charter�Article 80, paragraph 1�had maintained
the obligations of the Mandatory, the United Nations had become the
appropriate forum for supervising the fulfilment of those obligations. Thus,
by virtue of Article 10 of the Charter, South Africa agreed to submit its
administration of South West Africa to the scrutiny of the General Assembly,
on the basis of the information furnished by the Mandatory or obtained from
other sources. The transfer of the obligation to report, from the League
Council to the General Assembly, was merely a corollary of the powers
granted to the General Assembly. These powers were in fact exercised by it,
as found by the Court in the 1950 Advisory Opinion. The Court rightly
concluded in 1950 that�
"... the General Assembly of the United Nations is legally qualified to
exercise the supervisory functions previously exercised by the League of
Nations with regard to the administration of the Territory, and that the
Union of South Africa is under an obligation to submit to supervision and
control of the General Assembly and to render annual reports to it" (I.C.J.
Reports 1950, p. 137).
In its 1955 Advisory Opinion on Voting Procedure on Questions relating to
Reports and Petitions concerning the Territory of South-West Africa, after
recalling some passages from the 1950 Advisory Opinion, the Court stated:
"Thus, the authority of the General Assembly to exercise supervision over
the administration of South-West Africa as a mandated Territory is based on
the provisions of the Charter." (I.C.J. Reports 1955, p. 76.)
In the 1956 Advisory Opinion on Admissibility of Hearings of Petitioners by
the Committee on South West Africa, again after referring to certain
passages from the 1950 Advisory Opinion, the Court stated: [p 38]
"Accordingly, the obligations of the Mandatory continue unimpaired with
this difference, that the supervisory functions exercised by the Council of
the League of Nations are now to be exercised by the United Nations."
(I.C.J. Reports 1956, p. 27.)
In the same Opinion the Court further stated :
"...the paramount purpose underlying the taking over by the General Assembly
of the United Nations of the supervisory functions in respect of the Mandate
for South West Africa formerly exercised by the Council of the League of
Nations was to safeguard the sacred trust of civilization through the
maintenance of effective international supervision of the administration of
the Mandated Territory" (ibid., p. 28).
***
73. With regard to the intention of the League, it is essential to recall
that, at its last session, the Assembly of the League, by a resolution
adopted on 12 April 1946, attributed to itself the responsibilities of the
Council in the following terms :
"The Assembly, with the concurrence of all the Members of the Council which
are represented at its present session: Decides that, so far as required, it
will, during the present session, assume the functions falling within the
competence of the Council."
Thereupon, before finally dissolving the League, the Assembly on 18 April
1946, adopted a resolution providing as follows for the continuation of the
mandates and the mandates system :
"The Assembly . . .
3. Recognises that, on the termination of the League's existence, its
functions with respect to the mandated territories will come to an end, but
notes that Chapters XI, XII and XIII of the Charter of the United Nations
embody principles corresponding to those declared in Article 22 of the
Covenant of the League;
4. Takes note of the expressed intentions of the Members of the League now
administering territories under mandate to continue to administer them for
the well-being and development of the peoples concerned in accordance with
the obligations contained in the respective Mandates, until other
arrangements have been agreed between the United Nations and the respective
mandatory Powers." [p 39]
As stated in the Court's 1962 Judgment:
"...the League of Nations in ending its own existence did not terminate the
Mandates but... definitely intended to continue them by its resolution of 18
April 1946" (I.C.J. Reports 1962, p. 334).
74. That the Mandate had not lapsed was also admitted by the Government of
South Africa on several occasions during the early period of transition,
when the United Nations was being formed and the League dissolved. In
particular, on 9 April 1946, the representative of South Africa, after
announcing his Government's intention to transform South West Africa into an
integral part of the Union, declared before the Assembly of the League:
"In the meantime, the Union will continue to administer the territory
scrupulously in accordance with the obligations of the Mandate, for the
advancement and promotion of the interests of the inhabitants, as she has
done during the past six years when meetings of the Mandates Commission
could not be held.
The disappearance of those organs of the League concerned with the
supervision of mandates, primarily the Mandates Commission and the League
Council, will necessarily preclude complete compliance with the letter of
the Mandate. The Union Government will nevertheless regard the dissolution
of the League as in no way diminishing its obligations under the Mandate,
which it will continue to discharge with the full and proper appreciation of
its responsibilities until such time as other arrangements are agreed upon
concerning the future status of the territory."
The Court referred to this statement in its Judgment of 1962, finding that
"there could be no clearer recognition on the part of the Government of
South Africa of the continuance of its obligations under the Mandate after
the dissolution of the League of Nations" (I.C.J. Reports 1962, p. 340).
75. Similar assurances were given on behalf of South Africa in a memorandum
transmitted on 17 October 1946 to the Secretary-General of the United
Nations, and in statements to the Fourth Committee of the General Assembly
on 4 November and 13 November 1946. Referring to some of these and other
assurances the Court stated in 1950: "These declarations constitute
recognition by the Union Government of the continuance of its obligations
under the Mandate and not a mere indication of the future conduct of that
Government." (I.C.J. Reports 1950, p. 135.)
76. Even before the dissolution of the League, on 22 January 1946, the
Government of the Union of South Africa had announced to the General
Assembly of the United Nations its intention to ascertain the [p 40] views
of the population of South West Africa, stating that "when that had been
done, the decision of the Union would be submitted to the General Assembly
for judgment". Thereafter, the representative of the Union of South Africa
submitted a proposal to the Second Part of the First Session of the General
Assembly in 1946, requesting the approval of the incorporation of South West
Africa into the Union. On 14 December 1946 the General Assembly adopted
resolution 65 (I) noting�
". . . with satisfaction that the Union of South Africa, by presenting this
matter to the United Nations, recognizes the interest and concern of the
United Nations in the matter of the future status of territories now held
under mandate"
and declared that it was�
". . . unable to accede to the incorporation of the territory of South West
Africa in the Union of South Africa".
The General Assembly, the resolution went on,
"Recommends that the mandated territory of South West Africa be placed under
the international trusteeship system and invites the Government of the Union
of South Africa to propose for the consideration of the General Assembly a
trusteeship agreement for the aforesaid Territory."
A year later the General Assembly, by resolution 141 (II) of 1 November
1947, took note of the South African Government's decision not to proceed
with its plan for the incorporation of the Territory. As the Court stated in
1950:
"By thus submitting the question of the future international status of the
Territory to the 'judgment' of the General Assembly as the 'competent
international organ', the Union Government recognized the competence of the
General Assembly in the matter." (I.C.J. Reports 1950, p. 142.)
77. In the course of the following years South Africa's acts and
declarations made in the United Nations in regard to South West Africa were
characterized by contradictions. Some of these acts and declarations
confirmed the recognition of the supervisory authority of the United Nations
and South Africa's obligations towards it, while others clearly signified an
intention to withdraw such recognition. It was only on 11 July 1949 that the
South African Government addressed to the Secretary-General a letter in
which it stated that it could "no longer see that any [p 41] real benefit is
to be derived from the submission of special reports on South West Africa to
the United Nations and [had] regretfully come to the conclusion that in the
interests of efficient administration no further reports should be
forwarded".
78. In the light of the foregoing review, there can be no doubt that, as
consistently recognized by this Court, the Mandate survived the demise of
the League, and that South Africa admitted as much for a number of years.
Thus the supervisory element, an integral part of the Mandate, was bound to
survive, and the Mandatory continued to be accountable for the performance
of the sacred trust. To restrict the responsibility of the Mandatory to the
sphere of conscience or of moral obligation would amount to conferring upon
that Power rights to which it was not entitled, and at the same time to
depriving the peoples of the Territory of rights which they had been
guaranteed. It would mean that the Mandatory would be unilaterally entitled
to decide the destiny of the people of South West Africa at its discretion.
As the Court, referring to its Advisory Opinion of 1950, stated in 1962:
"The findings of the Court on the obligation of the Union Government to
submit to international supervision are thus crystal clear. Indeed, to
exclude the obligations connected with the Mandate would be to exclude the
very essence of the Mandate." (I.C.J. Reports 1962, p. 334.)
79. The cogency of this finding is well illustrated by the views presented
on behalf of South Africa, which, in its final submissions in the South West
Africa cases, presented as an alternative submission, "in the event of it
being held that the Mandate as such continued in existence despite the
dissolution of the League of Nations",
". . . that the Respondent's former obligations under the Mandate to report
and account to, and to submit to the supervision, of the Council of the
League of Nations, lapsed upon the dissolution of the League, and have not
been replaced by any similar obligations rel-ative to supervision by any
organ of the United Nations or any other organization or body" (I.C.J.
Reports 1966, p. 16).
The principal submission, however, had been:
"That the whole Mandate for South West Africa lapsed on the dissolution of
the League of Nations and that Respondent is, in consequence thereof, no
longer subject to any legal obligations thereunder." (Ibid.) [p 42]
80. In the present proceedings, at the public sitting of 15 March 1971, the
representative of South Africa summed up his Government's position in the
following terms:
"Our contentions concerning the falling away of supervisory and
accountability provisions are, accordingly, absolute and unqualified. On the
other hand, our contentions concerning the possible lapse of the Mandate as
a whole are secondary and consequential and depend on our primary contention
that the supervision and the accountability provisions fell away on the
dissolution of the League.
In the present proceedings we accordingly make the formal submission that
the Mandate has lapsed as a whole by reason of the falling away of
supervision by the League, but for the rest we assume that the Mandate still
continued . . .
... on either hypothesis we contend that after dissolution of the League
there no longer was any obligation to report and account under the Mandate."
He thus placed the emphasis on the "falling-away" of the "supervisory and
accountability provisions" and treated "the possible lapse of the Mandate as
a whole" as a "secondary and consequential" consideration.
81. Thus, by South Africa's own admission, "supervision and accountability"
were of the essence of the Mandate, as the Court had consistently
maintained. The theory of the lapse of the Mandate on the demise of the
League of Nations is in fact inseparable from the claim that there is no
obligation to submit to the supervision of the United Nations, and vice
versa. Consequently, both or either of the claims advanced, namely that the
Mandate has lapsed and/or that there is no obligation to submit to
international supervision by the United Nations, are destructive of the very
institution upon which the presence of South Africa in Namibia rests, for:
"The authority which the Union Government exercises over the Territory is
based on the Mandate. If the Mandate lapsed, as the Union Government
contends, the latter's authority would equally have lapsed. To retain the
rights derived from the Mandate and to deny the obligations thereunder could
not be justified." (I.C.J. Reports 1950, p. 133; cited in I.C.J. Reports
1962, p. 333.)
82. Of this South Africa would appear to be aware, as is evidenced by its
assertion at various times of other titles to justify its continued presence
in Namibia, for example before the General Assembly on 5 October 1966: [p
43]
"South Africa has for a long time contended that the Mandate is no longer
legally in force, and that South Africa's right to administer the Territory
is not derived from the Mandate but from military conquest, together with
South Africa's openly declared and consistent practice of continuing to
administer the Territory as a sacred trust towards the inhabitants."
In the present proceedings the representative of South Africa maintained on
15 March 1971:
". . . if it is accepted that the Mandate has lapsed, the South African
Government would have the right to administer the Territory by reason of a
combination of factors, being (a) its original conquest; (b) its long
occupation; (c) the continuation of the sacred trust basis agreed upon in
1920; and, finally (d) because its administration is to the benefit of the
inhabitants of the Territory and is desired by them. In these circumstances
the South African Government cannot accept that any State or organization
can have a better title to the Territory."
83. These claims of title, which apart from other considerations are
inadmissible in regard to a mandated territory, lead by South Africa's own
admission to a situation which vitiates the object and purpose of the
Mandate. Their significance in the context of the sacred trust has best been
revealed by a statement made by the representative of South Africa in the
present proceedings on 15 March 1971: "it is the view of the South African
Government that no legal provision prevents its annexing South West Africa."
As the Court pointed out in its Advisory Opinion on the International Status
of South-West Africa, "the principle of non-annexation" was "considered to
be of paramount importance" when the future of South West Africa and other
territories was the subject of decision after the First World War (I. C.J.
Reports 1950, p. 131). What was in consequence excluded by Article 22 of the
League Covenant is even less acceptable today.
***
84. Where the United Nations is concerned, the records show that, throughout
a period of twenty years, the General Assembly, by virtue of the powers
vested in it by the Charter, called upon the South African Government to
perform its obligations arising out of the Mandate. On 9 February 1946 the
General Assembly, by resolution 9 (I), invited all States administering
territories held under mandate to submit trusteeship agreements. All, with
the exception of South Africa, responded by placing the respective
territories under the trusteeship system or offering [p 44] them
independence. The General Assembly further made a special recommendation to
this effect in resolution 65 (I) of 14 December 1946; on 1 November 1947, in
resolution 141 (II), it "urged" the Government of the Union of South Africa
to propose a trusteeship agreement; by resolution 227 (III) of 26 November
1948 it maintained its earlier recommendations. A year later, in resolution
337 (IV) of 6 December 1949, it expressed "regret that the Government of the
Union of South Africa has withdrawn its previous undertaking to submit
reports on its admin-istration of the Territory of South West Africa for the
information of the United Nations", reiterated its previous resolutions and
invited South Africa "to resume the submission of such reports to the
General Assembly". At the same time, in resolution 338 (IV), it addressed
specific questions concerning the international status of South West Africa
to this Court. In 1950, by resolution 449 (V) of 13 December, it accepted
the resultant Advisory Opinion and urged the Government of the Union of
South Africa "to take the necessary steps to give effect to the Opinion of
the International Court of Justice". By the same resolution, it established
a committee "to confer with the Union of South Africa concerning the
procedural measures necessary for implementing the Advisory Opinion . . .".
In the course of the ensuing negotiations South Africa continued to maintain
that neither the United Nations nor any other international organization had
succeeded to the supervisory functions of the League. The Committee, for
its part, presented a proposal closely following the terms of the Mandate
and providing for implementation "through the United Nations by a procedure
as nearly as possible analogous to that which existed under the League of
Nations, thus providing terms no more extensive or onerous than those which
existed before". This procedure would have involved the submission by South
Africa of reports to a General Assembly committee, which would further set
up a special commission to take over the functions of the Permanent Mandates
Commission. Thus the United Nations, which undoubtedly conducted the
negotiations in good faith, did not insist on the conclusion of a
trusteeship agreement; it suggested a system of supervision which "should
not exceed that which applied under the Mandates System . . .". These
proposals were rejected by South Africa, which refused to accept the
principle of the supervision of its administration of the Territory by the
United Nations.
85. Further fruitless negotiations were held from 1952 to 1959. In total,
negotiations extended over a period of thirteen years, from 1946 to 1959. In
practice the actual length of negotiations is no test of whether the
possibilities of agreement have been exhausted; it may be sufficient to show
that an early deadlock was reached and that one side adamantly refused
compromise. In the case of Namibia (South West Africa) this [p 45] stage had
patently been reached long before the United Nations finally abandoned its
efforts to reach agreement. Even so, for so long as South Africa was the
mandatory Power the way was still open for it to seek an arrangement. But
that chapter came to an end with the termination of the Mandate.
86. To complete this brief summary of the events preceding the present
request for advisory opinion, it must be recalled that in 1955 and 1956 the
Court gave at the request of the General Assembly two further advisory
opinions on matters concerning the Territory. Eventually the General
Assembly adopted resolution 2145 (XXI) on the termination of the Mandate for
South West Africa. Subsequently the Security Council adopted resolution 276
(1970), which declared the continued presence of South Africa in Namibia to
be illegal and called upon States to act accordingly.
***
87. The Government of France in its written statement and the Government of
South Africa throughout the present proceedings have raised the objection
that the General Assembly, in adopting resolution 2145 (XXI), acted ultra
vires.
88. Before considering this objection, it is necessary for the Court to
examine the observations made and the contentions advanced as to whether the
Court should go into this question. It was suggested that though the request
was not directed to the question of the validity of the General Assembly
resolution and of the related Security Council resolutions, this did not
preclude the Court from making such an enquiry. On the other hand it was
contended that the Court was not authorized by the terms of the request, in
the light of the discussions preceding it, to go into the validity of these
resolutions. It was argued that the Court should not assume powers of
judicial review of the action taken by the other principal organs of the
United Nations without specific request to that effect, nor act as a court
of appeal from their decisions.
89. Undoubtedly, the Court does not possess powers of judicial review or
appeal in respect of the decisions taken by the United Nations organs
concerned. The question of the validity or conformity with the Charter of
General Assembly resolution 2145 (XXI) or of related Security Council
resolutions does not form the subject of the request for advisory opinion.
However, in the exercise of its judicial function and since objections have
been advanced the Court, in the course of its reasoning, will consider these
objections before determining any legal consequences arising from those
resolutions.
90. As indicated earlier, with the entry into force of the Charter of the
United Nations a relationship was established between all Members of the
United Nations on the one side, and each mandatory Power on the other. The
mandatory Powers while retaining their mandates assumed, [p 46] under
Article 80 of the Charter, vis-�-vis all United Nations Members, the
obligation to keep intact and preserve, until trusteeship agreements were
executed, the rights of other States and of the peoples of mandated
territories, which resulted from the existing mandate agreements and related
instruments, such as Article 22 of the Covenant and the League Council's
resolution of 31 January 1923 concerning petitions. The mandatory Powers
also bound themselves to exercise their functions of administration in
conformity with the relevant obligations emanating from the United Nations
Charter, which member States have undertaken to fulfil in good faith in all
their international relations.
91. One of the fundamental principles governing the international
relationship thus established is that a party which disowns or does not
fulfil its own obligations cannot be recognized as retaining the rights
which it claims to derive from the relationship.
92. The terms of the preamble and operative part of resolution 2145 (XXI)
leave no doubt as to the character of the resolution. In the preamble the
General Assembly declares itself "Convinced that the administration of the
Mandated Territory by South Africa has been conducted in a manner contrary"
to the two basic international instruments directly imposing obligations
upon South Africa, the Mandate and the Charter of the United Nations, as
well as to the Universal Declaration of Human Rights. In another paragraph
of the preamble the conclusion is reached that, after having insisted with
no avail upon performance for more than twenty years, the moment has arrived
for the General Assembly to exercise the right to treat such violation as a
ground for termination.
93. In paragraph 3 of the operative part of the resolution the General
Assembly "Declares that South Africa has failed to fulfil its obligations in
respect of the administration of the Mandated Territory and to ensure the
moral and material well-being and security of the indigenous in-habitants of
South West Africa and has, in fact, disavowed the Mandate". In paragraph 4
the decision is reached, as a consequence of the previous declaration "that
the Mandate conferred upon His Britannic Majesty to be exercised on his
behalf by the Government of the Union of South Africa is therefore
terminated . . .". (Emphasis added.) It is this part of the resolution which
is relevant in the present proceedings.
94. In examining this action of the General Assembly it is appropriate to
have regard to the general principles of international law regulating
termination of a treaty relationship on account of breach. For even if the
mandate is viewed as having the character of an institution, as is
maintained, it depends on those international agreements which created the
system and regulated its application. As the Court indicated in 1962 "this
Mandate, like practically all other similar Mandates" was "a special type of
instrument composite in nature and instituting a novel inter-national
r�gime. It incorporates a definite agreement. . ." (I.C.J. Reports 1962, p.
331). The Court stated conclusively in that Judgment that the [p 47] Mandate
". . . in fact and in law, is an international agreement having the
character of a treaty or convention" (I.C.J. Reports 1962, p. 330). The
rules laid down by the Vienna Convention on the Law of Treaties concerning
termination of a treaty relationship on account of breach (adopted without a
dissenting vote) may in many respects be considered as a codification of
existing customary law on the subject. In the light of these rules, only a
material breach of a treaty justifies termination, such breach being defined
as:
"(a) a repudiation of the treaty not sanctioned by the present Convention;
or
(b) the violation of a provision essential to the accomplishment of the
object or purpose of the treaty" (Art. 60, para. 3).
95. General Assembly resolution 2145 (XXI) determines that both forms of
material breach had occurred in this case. By stressing that South Africa
"has, in fact, disavowed the Mandate", the General Assembly declared in fact
that it had repudiated it. The resolution in question is therefore to be
viewed as the exercise of the right to terminate a relationship in case of
a deliberate and persistent violation of obligations which destroys the very
object and purpose of that relationship.
***
96. It has been contended that the Covenant of the League of Nations did not
confer on the Council of the League power to terminate a mandate for
misconduct of the mandatory and that no such power could therefore be
exercised by the United Nations, since it could not derive from the League
greater powers than the latter itself had. For this objection to prevail it
would be necessary to show that the mandates system, as established under
the League, excluded the application of the general principle of law that a
right of termination on account of breach must be presumed to exist in
respect of all treaties, except as regards provisions relating to the
protection of the human person contained in treaties of a humanitarian
character (as indicated in Art. 60, para. 5, of the Vienna Convention). The
silence of a treaty as to the existence of such a right cannot be
interpreted as implying the exclusion of a right which has its source
outside of the treaty, in general international law, and is dependent on
the occurrence of circumstances which are not normally envisaged when a
treaty is concluded.
97. The Government of South Africa has contended that it was the intention
of the drafters of the mandates that they should not be revocable even in
cases of serious breach of obligation or gross misconduct on the part of the
mandatory. This contention seeks to draw support from the fact that at the
Paris Peace Conference a resolution was adopted in which the proposal
contained in President Wilson's draft of the Covenant regarding a right of
appeal for the substitution of the mandatory was not [p 48] included. It
should be recalled that the discussions at the Paris Peace Conference relied
upon by South Africa were not directly addressed to an examination of
President Wilson's proposals concerning the regulation of the mandates
system in the League Covenant, and the participants were not contesting
these particular proposals. What took place was a general exchange of views,
on a political plane, regarding the questions of the disposal of the former
German colonies and whether the principle of annexation or the mandatory
principle should apply to them.
98. President Wilson's proposed draft did not include a specific provision
for revocation, on the assumption that mandates were revocable. What was
proposed was a special procedure reserving "to the people of any such
territory or governmental unit the right to appeal to the League for the
redress or correction of any breach of the mandate by the mandatory State or
agency or for the substitution of some other State or agency, as mandatory".
That this special right of appeal was not inserted in the Covenant cannot
be interpreted as excluding the application of the general principle of law
according to which a power of termination on account of breach, even if
unexpressed, must be presumed to exist as inherent in any mandate, as indeed
in any agreement.
99. As indicated earlier, at the Paris Peace Conference there was
opposition to the institution of the mandates since a mandate would be
inherently revocable, so that there would be no guarantee of long-term
continuance of administration by the mandatory Power. The difficulties thus
arising were eventually resolved by the assurance that the Council of the
League would not interfere with the day-to-day administration of the
territories and that the Council would intervene only in case of a
fundamental breach of its obligations by the mandatory Power.
100. The revocability of a mandate was envisaged by the first proposal which
was made concerning a mandates system:
"In case of any flagrant and prolonged abuse of this trust the population
concerned should be able to appeal for redress to the League, who should in
a proper case assert its authority to the full, even to the extent of
removing the mandate and entrusting it to some other State if necessary."
(J. C. Smuts, The League of Nations: A Practical Suggestion, 1918, pp.
21-22.)
Although this proposal referred to different territories, the principle
remains the same. The possibility of revocation in the event of gross
violation of the mandate was subsequently confirmed by authorities on
international law and members of the Permanent Mandates Commission [p 49]
who interpreted and applied the mandates system under the League of Nations.
101. It has been suggested that, even if the Council of the League had
possessed the power of revocation of the Mandate in an extreme case, it
could not have been exercised unilaterally but only in co-operation with the
mandatory Power. However, revocation could only result from a situation in
which the Mandatory had committed a serious breach of the obligations it had
undertaken. To contend, on the basis of the principle of unanimity which
applied in the League of Nations, that in this case revocation could only
take place with the concurrence of the Man-datory, would not only run
contrary to the general principle of law governing termination on account
of breach, but also postulate an impossibility. For obvious reasons, the
consent of the wrongdoer to such a form of termination cannot be required.
102. In a further objection to General Assembly resolution 2145 (XXI) it is
contended that it made pronouncements which the Assembly, not being a
judicial organ, and not having previously referred the matter to any such
organ, was not competent to make. Without dwelling on the conclusions
reached in the 1966 Judgment in the South West Africa contentious cases, it
is worth recalling that in those cases the applicant States, which
complained of material breaches of substantive provisions of the Mandate,
were held not to "possess any separate self-contained right which they could
assert... to require the due performance of the Mandate in discharge of the
'sacred trust' " (I.C.J. Reports 1966, pp. 29 and 51). On the other hand,
the Court declared that: ". . . any divergences of view concerning the
conduct of a mandate were regarded as being matters that had their place in
the political field, the settlement of which lay between the mandatory and
the competent organs of the League" (ibid., p. 45). To deny to a political
organ of the United Nations which is a successor of the League in this
respect the right to act, on the argument that it lacks competence to render
what is described as a judicial decision, would not only be inconsistent but
would amount to a complete denial of the remedies available against
fundamental breaches of an international undertaking.
103. The Court is unable to appreciate the view that the General Assembly
acted unilaterally as party and judge in its own cause. In the 1966 Judgment
in the South West Africa cases, referred to above, it was found that the
function to call for the due execution of the relevant provisions of the
mandate instruments appertained to the League acting as an entity through
its appropriate organs. The right of the League "in the pursuit of its
collective, institutional activity, to require the due performance of the
Mandate in discharge of the 'sacred trust' ", was specifically recognized
(ibid., p. 29). Having regard to this finding, the United Nations as a
successor to the League, acting through its competent organs, must be seen
above all as the supervisory institution, competent to pronounce, in that
capacity, on the conduct of the man- [p 50] datory with respect to its
international obligations, and competent to act accordingly.
***
104. It is argued on behalf of South Africa that the consideration set forth
in paragraph 3 of resolution 2145 (XXI) of the General Assembly, relating to
the failure of South Africa to fulfil its obligations in respect of the
administration of the mandated territory, called for a detailed factual
investigation before the General Assembly could adopt resolution 2145 (XXI)
or the Court pronounce upon its validity. The failure of South Africa to
comply with the obligation to submit to supervision and to render reports,
an essential part of the Mandate, cannot be disputed in the light of
determinations made by this Court on more occasions than one. In relying on
these, as on other findings of the Court in previous proceedings concerning
South West Africa, the Court adheres to its own jurisprudence.
***
105. General Assembly resolution 2145 (XXI), after declaring the termination
of the Mandate, added in operative paragraph 4 "that South Africa has no
other right to administer the Territory". This part of the resolution has
been objected to as deciding a transfer of territory. That in fact is not
so. The pronouncement made by the General Assembly is based on a conclusion,
referred to earlier, reached by the Court in 1950:
"The authority which the Union Government exercises over the Territory is
based on the Mandate. If the Mandate lapsed, as the Union Government
contends, the latter's authority would equally have lapsed." (I.C.J. Reports
1950, p. 133.)
This was confirmed by the Court in its Judgment of 21 December 1962 in the
South West Africa cases (Ethiopia v. South Africa; Liberia v. South Africa)
(I.C.J. Reports 1962, p. 333). Relying on these decisions of the Court, the
General Assembly declared that the Mandate having been terminated "South
Africa has no other right to administer the Territory". This is not a
finding on facts, but the formulation of a legal situation. For it would not
be correct to assume that, because the General Assembly is in principle
vested with recommendatory powers, it is debarred from adopting, in specific
cases within the framework of its competence, resolutions which make
determinations or have operative design.
*** [p 51]
106. By resolution 2145 (XXI) the General Assembly terminated the Mandate.
However, lacking the necessary powers to ensure the withdrawal of South
Africa from the Territory, it enlisted the co-operation of the Security
Council by calling the latter's attention to the resolution, thus acting in
accordance with Article 11, paragraph 2, of the Charter.
107. The Security Council responded to the call of the General Assembly. It
"took note" of General Assembly resolution 2145 (XXI) in the preamble of its
resolution 245 (1968); it took it "into account" in resolution 246 (1968);
in resolutions 264 (1969) and 269 (1969) it adopted certain measures
directed towards the implementation of General Assembly resolution 2145
(XXI) and, finally, in resolution 276 (1970), it reaffirmed resolution 264
(1969) and recalled resolution 269 (1969).
108. Resolution 276 (1970) of the Security Council, specifically mentioned
in the text of the request, is the one essential for the purposes of the
present advisory opinion. Before analysing it, however, it is necessary to
refer briefly to resolutions 264 (1969) and 269 (1969), since these two
resolutions have, together with resolution 276 (1970), a combined and a
cumulative effect. Resolution 264 (1969), in paragraph 3 of its operative
part, calls upon South Africa to withdraw its administration from Namibia
immediately. Resolution 269 (1969), in view of South Africa's lack of
compliance, after recalling the obligations of Members under Article 25 of
the Charter, calls upon the Government of South Africa, in paragraph 5 of
its operative part, "to withdraw its administration from the territory
immediately and in any case before 4 October 1969". The preamble of
resolution 276 (1970) reaffirms General Assembly resolution 2145 (XXI) and
espouses it, by referring to the decision, not merely of the General
Assembly, but of the United Nations "that the Mandate of South-West Africa
was terminated". In the operative part, after condemning the non-compliance
by South Africa with General Assembly and Security Council resolutions
pertaining to Namibia, the Security Council declares, in paragraph 2, that
"the continued presence of the South African authorities in Namibia is
illegal" and that consequently all acts taken by the Government of South
Africa "on behalf of or concerning Namibia after the termination of the
Mandate are illegal and invalid". In paragraph 5 the Security Council "Calls
upon all States, particularly those which have economic and other interests
in Namibia, to refrain from any dealings with the Government of South Africa
which are inconsistent with operative paragraph 2 of this resolution".
109. It emerges from the communications bringing the matter to the Security
Council's attention, from the discussions held and particularly from the
text of the resolutions themselves, that the Security Council, when it
adopted these resolutions, was acting in the exercise of what it deemed to
be its primary responsibility, the maintenance of peace and security, which,
under the Charter, embraces situations which might [p 52] lead to a breach
of the peace. (Art. 1, para. 1.) In the preamble of resolution 264 (1969)
the Security Council was "Mindful of the grave consequences of South
Africa's continued occupation of Namibia" and in paragraph 4 of that
resolution it declared "that the actions of the Government of South Africa
designed to destroy the national unity and territorial integrity of Namibia
through the establishment of Bantustans are contrary to the provisions of
the United Nations Charter". In operative paragraph 3 of resolution 269
(1969) the Security Council decided "that the continued occupation of the
territory of Namibia by the South African authorities constitutes an
aggressive encroachment on the authority of the United Nations, . . .". In
operative paragraph 3 of resolution 276 (1970) the Security Council declared
further "that the defiant attitude of the Government of South Africa towards
the Council's decisions undermines the authority of the United Nations".
110. As to the legal basis of the resolution, Article 24 of the Charter
vests in the Security Council the necessary authority to take action such as
that taken in the present case. The reference in paragraph 2 of this Article
to specific powers of the Security Council under certain chapters of the
Charter does not exclude the existence of general powers to discharge the
responsibilities conferred in paragraph 1. Reference may be made in this
respect to the Secretary-General's Statement, presented to the Security
Council on 10 January 1947, to the effect that "the powers of the Council
under Article 24 are not restricted to the specific grants of authority
contained in Chapters VI, VII, VIII and XII... the Members of the United
Nations have conferred upon the Security Council powers commensurate with
its responsibility for the maintenance of peace and security. The only
limitations are the fundamental principles and purposes found in Chapter I
of the Charter."
111. As to the effect to be attributed to the declaration contained in
paragraph 2 of resolution 276 (1970), the Court considers that the
qualification of a situation as illegal does not by itself put an end to
it. It can only be the first, necessary step in an endeavour to bring the
illegal situ-ation to an end.
112. It would be an untenable interpretation to maintain that, once such a
declaration had been made by the Security Council under Article 24 of the
Charter, on behalf of all member States, those Members would be free to act
in disregard of such illegality or even to recognize violations of law
resulting from it. When confronted with such an internationally unlawful
situation, Members of the United Nations would be expected to act in
consequence of the declaration made on their behalf. The question therefore
arises as to the effect of this decision of the Security Council for States
Members of the United Nations in accordance with Article 25 of the Charter.
113. It has been contended that Article 25 of the Charter applies only [p
53] to enforcement measures adopted under Chapter VII of the Charter. It is
not possible to find in the Charter any support for this view. Article 25 is
not confined to decisions in regard to enforcement action but applies to
"the decisions of the Security Council" adopted in accordance with the
Charter. Moreover, that Article is placed, not in Chapter VII, but
immediately after Article 24 in that part of the Charter which deals with
the functions and powers of the Security Council. If Article 25 had
reference solely to decisions of the Security Council concerning
enforcement action under Articles 41 and 42 of the Charter, that is to say,
if it were only such decisions which had binding effect, then Article 25
would be superfluous, since this effect is secured by Articles 48 and 49 of
the Charter.
114. It has also been contended that the relevant Security Council
resolutions are couched in exhortatory rather than mandatory language and
that, therefore, they do not purport to impose any legal duty on any State
nor to affect legally any right of any State. The language of a reso-lution
of the Security Council should be carefully analysed before a conclusion can
be made as to its binding effect. In view of the nature of the powers under
Article 25, the question whether they have been in fact exercised is to be
determined in each case, having regard to the terms of the resolution to be
interpreted, the discussions leading to it, the Charter provisions invoked
and, in general, all circumstances that might assist in determining the
legal consequences of the resolution of the Security Council.
115. Applying these tests, the Court recalls that in the preamble of
resolution 269 (1969), the Security Council was "Mindful of its
responsibility to take necessary action to secure strict compliance with
the obligations entered into by States Members of the United Nations under
the provisions of Article 25 of the Charter of the United Nations". The
Court has therefore reached the conclusion that the decisions made by the
Security Council in paragraphs 2 and 5 of resolutions 276 (1970), as related
to paragraph 3 of resolution 264 (1969) and paragraph 5 of resolution 269
(1969), were adopted in conformity with the purposes and principles of the
Charter and in accordance with its Articles 24 and 25. The decisions are
consequently binding on all States Members of the United Nations, which are
thus under obligation to accept and carry them out.
116. In pronouncing upon the binding nature of the Security Council
decisions in question, the Court would recall the following passage in its
Advisory Opinion of 11 April 1949 on Reparation for Injuries Suffered in the
Service of the United Nations:
"The Charter has not been content to make the Organization created by it
merely a centre 'for harmonizing the actions of nations in the attainment of
these common ends' (Article 1, para. 4). It has equipped that centre with
organs, and has given it special tasks. It has defined the position of the
Members in relation to the Organization [p 54] by requiring them to give it
every assistance in any action undertaken by it (Article 2, para. 5), and to
accept and carry out the decisions of the Security Council." (I.C.J. Reports
1949, p. 178.)
Thus when the Security Council adopts a decision under Article 25 in
accordance with the Charter, it is for member States to comply with that
decision, including those members of the Security Council which voted
against it and those Members of the United Nations who are not members of
the Council. To hold otherwise would be to deprive this principal organ of
its essential functions and powers under the Charter.
***
117. Having reached these conclusions, the Court will now address itself to
the legal consequences arising for States from the continued presence of
South Africa in Namibia, notwithstanding Security Council resolution 276
(1970). A binding determination made by a competent organ of the United
Nations to the effect that a situation is illegal cannot remain without
consequence. Once the Court is faced with such a situation, it would be
failing in the discharge of its judicial functions if it did not declare
that there is an obligation, especially upon Members of the United Nations,
to bring that situation to an end. As this Court has held, referring to one
of its decisions declaring a situation as contrary to a rule of
international law: "This decision entails a legal consequence, namely that
of putting an end to an illegal situation" (I.C.J. Reports 1951, p. 82).
118. South Africa, being responsible for having created and maintained a
situation which the Court has found to have been validly declared illegal,
has the obligation to put an end to it. It is therefore under obligation to
withdraw its administration from the Territory of Namibia. By maintaining
the present illegal situation, and occupying the Territory without title,
South Africa incurs international responsibilities arising from a continuing
violation of an international obligation. It also remains accountable for
any violations of its international obligations, or of the rights of the
people of Namibia. The fact that South Africa no longer has any title to
administer the Territory does not release it from its obligations and
responsibilities under international law towards other States in respect of
the exercise of its powers in relation to this Territory. Physical control
of a territory, and not sovereignty or legitimacy of title, is the basis of
State liability for acts affecting other States.
119. The member States of the United Nations are, for the reasons given in
paragraph 115 above, under obligation to recognize the illegality and
invalidity of South Africa's continued presence in Namibia. They are also
under obligation to refrain from lending any support or any form of
assistance to South Africa with reference to its occupation of Namibia,
subject to paragraph 125 below. [p 55]
120. The precise determination of the acts permitted or allowed� what
measures are available and practicable, which of them should be selected,
what scope they should be given and by whom they should be applied�is a
matter which lies within the competence of the appropriate political organs
of the United Nations acting within their authority under the Charter. Thus
it is for the Security Council to determine any further measures consequent
upon the decisions already taken by it on the question of Namibia. In this
context the Court notes that at the same meeting of the Security Council in
which the request for advisory opinion was made, the Security Council also
adopted resolution 283 (1970) which defined some of the steps to be taken.
The Court has not been called upon to advise on the legal effects of that
resolution.
121. The Court will in consequence confine itself to giving advice on those
dealings with the Government of South Africa which, under the Charter of the
United Nations and general international law, should be considered as
inconsistent with the declaration of illegality and in-validity made in
paragraph 2 of resolution 276 (1970), because they may imply a recognition
that South Africa's presence in Namibia is legal.
122. For the reasons given above, and subject to the observations contained
in paragraph 125 below, member States are under obligation to abstain from
entering into treaty relations with South Africa in all cases in which the
Government of South Africa purports to act on behalf of or concerning
Namibia. With respect to existing bilateral treaties, member States must
abstain from invoking or applying those treaties or provisions of treaties
concluded by South Africa on behalf of or concerning Namibia which involve
active intergovernmental co-operation. With respect to multilateral
treaties, however, the same rule cannot be applied to certain general
conventions such as those of a humanitarian character, the non-performance
of which may adversely affect the people of Namibia. It will be for the
competent international organs to take specific measures in this respect.
123. Member States, in compliance with the duty of non-recognition imposed
by paragraphs 2 and 5 of resolution 276 (1970), are under obligation to
abstain from sending diplomatic or special missions to South Africa
including in their jurisdiction the Territory of Namibia, to abstain from
sending consular agents to Namibia, and to withdraw any such agents already
there. They should also make it clear to the South African authorities that
the maintenance of diplomatic or consular relations with South Africa does
not imply any recognition of its authority with regard to Namibia.
124. The restraints which are implicit in the non-recognition of South
Africa's presence in Namibia and the explicit provisions of paragraph 5 of
resolution 276 (1970) impose upon member States the obligation to abstain
from entering into economic and other forms of relationship [p 56] or
dealings with South Africa on behalf of or concerning Namibia which may
entrench its authority over the Territory.
125. In general, the non-recognition of South Africa's administration of the
Territory should not result in depriving the people of Namibia of any
advantages derived from international co-operation. In particular, while
official acts performed by the Government of South Africa on behalf of or
concerning Namibia after the termination of the Mandate are illegal and
invalid, this invalidity cannot be extended to those acts, such as, for
instance, the registration of births, deaths and marriages, the effects of
which can be ignored only to the detriment of the inhabitants of the
Territory.
126. As to non-member States, although not bound by Articles 24 and 25 of
the Charter, they have been called upon in paragraphs 2 and 5 of resolution
276 (1970) to give assistance in the action which has been taken by the
United Nations with regard to Namibia. In the view of the Court, the
termination of the Mandate and the declaration of the illegality of South
Africa's presence in Namibia are opposable to all States in the sense of
barring erga omnes the legality of a situation which is maintained in
violation of international law: in particular, no State which enters into
relations with South Africa concerning Namibia may expect the United Nations
or its Members to recognize the validity or effects of such relationship, or
of the consequences thereof. The Mandate having been terminated by decision
of the international organization in which the supervisory authority over
its administration was vested, and South Africa's continued presence in
Namibia having been declared illegal, it is for non-member States to act in
accordance with those decisions.
127. As to the general consequences resulting from the illegal presence of
South Africa in Namibia, all States should bear in mind that the injured
entity is a people which must look to the international community for
assistance in its progress towards the goals for which the sacred trust was
instituted.
***
128. In its oral statement and in written communications to the Court, the
Government of South Africa expressed the desire to supply the Court with
further factual information concerning the purposes and objectives of South
Africa's policy of separate development or apartheid, contending that to
establish a breach of South Africa's substantive international obligations
under the Mandate it would be necessary to prove that a particular exercise
of South Africa's legislative or administrative powers was not directed in
good faith towards the purpose of promoting to the utmost the well-being and
progress of the inhabitants. It is claimed by the Government of South Africa
that no act or omission on its part would constitute a violation of its
international obligations unless it is [p 57] shown that such act or
omission was actuated by a motive, or directed towards a purpose other than
one to promote the interests of the inhabitants of the Territory.
129. The Government of South Africa having made this request, the Court
finds that no factual evidence is needed for the purpose of determining
whether the policy of apartheid as applied by South Africa in Namibia is in
conformity with the international obligations assumed by South Africa under
the Charter of the United Nations. In order to determine whether the laws
and decrees applied by South Africa in Namibia, which are a matter of public
record, constitute a violation of the purposes and principles of the Charter
of the United Nations, the question of intent or governmental discretion is
not relevant; nor is it necessary to investigate or determine the effects of
those measures upon the welfare of the inhabitants.
130. It is undisputed, and is amply supported by documents annexed to South
Africa's written statement in these proceedings, that the official
governmental policy pursued by South Africa in Namibia is to achieve a
complete physical separation of races and ethnic groups in separate areas
within the Territory. The application of this policy has required, as has
been conceded by South Africa, restrictive measures of control officially
adopted and enforced in the Territory by the coercive power of the former
Mandatory. These measures establish limitations, exclusions or restrictions
for the members of the indigenous population groups in respect of their
participation in certain types of activities, fields of study or of
training, labour or employment and also submit them to restrictions or
exclusions of residence and movement in large parts of the Territory.
131. Under the Charter of the United Nations, the former Mandatory had
pledged itself to observe and respect, in a territory having an
international status, human rights and fundamental freedoms for all without
distinction as to race. To establish instead, and to enforce, distinctions,
exclusions, restrictions and limitations exclusively based on grounds of
race, colour, descent or national or ethnic origin which constitute a denial
of fundamental human rights is a flagrant violation of the purposes and
principles of the Charter.
***
132. The Government of South Africa also submitted a request that a
plebiscite should be held in the Territory of Namibia under the joint
supervision of the Court and the Government of South Africa (para. 16
above). This proposal was presented in connection with the request to submit
additional factual evidence and as a means of bringing evidence before the
Court. The Court having concluded that no further evidence [p 58] was
required, that the Mandate was validly terminated and that in consequence
South Africa's presence in Namibia is illegal and its acts on behalf of or
concerning Namibia are illegal and invalid, it follows that it cannot
entertain this proposal.
***
133. For these reasons,
The Court is of Opinion,
in reply to the question:
"What are the legal consequences for States of the continued presence of
South Africa in Namibia, notwithstanding Security Council resolution 276
(1970)?"
by 13 votes to 2,
(1) that, the continued presence of South Africa in Namibia being illegal,
South Africa is under obligation to withdraw its administration from Namibia
immediately and thus put an end to its occupation of the Territory;
by 11 votes to 4,
(2) that States Members of the United Nations are under obligation to
recognize the illegality of South Africa's presence in Namibia and the
invalidity of its acts on behalf of or concerning Namibia, and to refrain
from any acts and in particular any dealings with the Government of South
Africa implying recognition of the legality of, or lending support or
assistance to, such presence and administration;
(3) that it is incumbent upon States which are not Members of the United
Nations to give assistance, within the scope of subparagraph (2) above, in
the action which has been taken by the United Nations with regard to
Namibia.
Done in English and in French, the English text being authoritative, at the
Peace Palace, The Hague, this twenty-first day of June, one thousand nine
hundred and seventy-one, in two copies, one of which will be placed in the
archives of the Court and the other transmitted to the Secretary-General of
the United Nations.
(Signed) Zafrulla Khan,
President.
(Signed) S. Aquarone,
Registrar. [p 59]
President Sir Muhammad Zafrulla Khan makes the following declaration:
I am in entire agreement with the Opinion of the Court but would wish to add
some observations on two or three aspects of the presentation made to the
Court on behalf of South Africa.
It was contended that under the supervisory system as devised in the
Covenant of the League and the different mandate agreements, the mandatory
could, in the last resort, flout the wishes of the Council of the League by
casting its vote in opposition to the directions which the Council might
propose to give to the mandatory. The argument runs that this system was
deliberately so devised, with open eyes, as to leave the Council powerless
in face of the veto of the mandatory if the latter chose to exercise it. In
support of this contention reliance was placed on paragraph 5 of Article 4
of the Covenant of the League by virtue of which any Member of the League
not represented on the Council was to be invited to send a representative to
sit as a member at any meeting of the Council during the consideration of
matters specially affecting the interests of that Member. This entitled the
mandatory to sit as a member at any meeting of the Council in which a
matter affecting its interests as a mandatory came under consideration.
Under paragraph 1 of Article 5 of the Covenant decisions of the Council
required the agreement of all the Members of the League represented at the
meeting. This is known as the unanimity rule and by virtue thereof it was
claimed that a mandatory possessed a right of veto when attending a meeting
of the Council in pursuance of paragraph 5 of Article 4 and consequently the
last word on the manner and method of the administration of the mandate
rested with the mandatory. This contention is untenable. Were it well
founded it would reduce the whole system of mandates to mockery. As the
Court, in its Judgment of 1966, observed:
"In practice, the unanimity rule was frequently not insisted upon, or its
impact was mitigated by a process of give-and-take, and by various
procedural devices to which both the Council and the mandatories lent
themselves. So far as the Court's information goes, there never occurred any
case in which a mandatory 'vetoed' what would otherwise have been a Council
decision. Equally, however, much trouble was taken to avoid situations in
which the mandatory would have been forced to acquiesce in the views of the
rest of the Council short of casting an adverse vote. The occasional
deliberate absence of the mandatory from a meeting, enabled decisions to be
taken that the mandatory might have felt obliged to vote against if it had
been present. This was part of the above-mentioned process for arriving at
generally acceptable conclusions." (I.C.J. Reports 1966, pp. 44-45.) [p 60]
The representative of South Africa, in answer to a question by a Member of
the Court, confessed that there was not a single case on record in which the
representative of a mandatory Power ever cast a negative vote in a meeting
of the Council so as to block a decision of the Council. It is thus
established that in practice the last word always rested with the Council of
the League and not with the mandatory.
The Covenant of the League made ample provision to secure the effectiveness
of the Covenant and conformity to its provisions in respect of the
obligations entailed by membership of the League. A Member of the League
which had violated any covenant of the League could be declared to be no
longer a Member of the League by a vote of the Council concurred in by the
representatives of all the other Members of the League represented thereon
(para. 4, Art. 16, of the Covenant).
The representative of South Africa conceded that:
". . . if a conflict between a mandatory and the Council occurred and if all
the Members of the Council were of the opinion that the mandatory had
violated a covenant of the League, it would have been legally possible for
the Council to expel the mandatory from the League and thereafter decisions
of the Council could no longer be thwarted by the particular mandatory�for
instance, a decision to revoke the mandate. The mandatory would then no
longer be a Member of the League and would then accordingly no longer be
entitled to attend and vote in Council meetings.
... we agree that by expelling a mandatory the Council could have overcome
the practical or mechanical difficulties created by the unanimity
requirement." (Hearing of 15 March 1971.)
It was no doubt the consciousness of this position which prompted the
deliberate absence of a mandatory from a meeting of the Council of the
League which enabled the Council to take decisions that the mandatory might
have felt obliged to vote against if it had been present.
If a mandatory ceased to be a Member of the League and the Council felt that
the presence of its representative in a meeting of the Council dealing with
matters affecting the mandate would be helpful, it could still be invited to
attend as happened in the case of Japan after it ceased to be a Member of
the League. But it could not attend as of right under paragraph 5 of Article
4 of the Covenant.
In addition, if need arose the Covenant could be amended under Article 26 of
the Covenant. In fact no such need arose but the authority was provided in
the Covenant. It would thus be idle to contend that the mandates system was
deliberately devised, with open eyes, so as to leave the Council of the
League powerless against the veto of the mandatory if the latter chose to
exercise it.
Those responsible for the Covenant were anxious and worked hard [p 61] to
institute a system which would be effective in carrying out to the full the
sacred trust of civilization. Had they deliberately devised a framework
which might enable a mandatory so inclined to defy the system with impunity,
they would have been guilty of defeating the declared purpose of the
mandates system and this is not to be thought of; nor is it to be imagined
that these wise statesmen, despite all the care that they took and the
reasoning and persuasion that they brought into play, were finally persuaded
into accepting as reality that which could so easily be turned into a
fiction.
***
In my view the supervisory authority of the General Assembly of the United
Nations in respect of the mandated territory, being derived from the
Covenant of the League and the Mandate Agreement, is not restricted by any
provision of the Charter of the United Nations. The extent of that authority
must be determined by reference to the relevant provisions of the Covenant
of the League and the Mandate Agreement. The General Assembly was entitled
to exercise the same authority in respect of the administration of the
Territory by the Mandatory as was possessed by the Council of the League and
its decisions and determinations in that respect had the same force and
effect as the decisions and determinations of the Council of the League.
This was well illustrated in the case of General Assembly resolution 289
(IV), adopted on 21 November 1949 recommending that Libya shall become
independent as soon as possible and in any case not later than 1 January
1952. A detailed procedure for the achievement of this objective was laid
down, including the appointment by the General Assembly of a United Nations
Commissioner in Libya and a Council to aid and advise him, etc. All the
recommendations contained in this resolution constituted binding decisions;
decisions which had been adopted in accordance with the provisions of the
Charter but whose binding character was derived from Annex XI to the Treaty
of Peace with Italy.
***
The representative of South Africa, during the course of his oral
submission, refrained from using the expression "apartheid" but urged:
". . . South Africa is in the position that its conduct would be unlawful if
the differentiation which it admittedly practises should be directed at, and
have the result of subordinating the interests of one or certain groups on a
racial or ethnic basis to those of others, ... If that can be established in
fact, then South Africa would be guilty of violation of its obligations in
that respect, otherwise not." (Hearing of 17 March 1971.)[p 62]
The policy of apartheid was initiated by Prime Minister Malan and was then
vigorously put into effect by his successors, Strijdom and Verwoerd. It has
been continuously proclaimed that the purpose and object of the policy are
the maintenance of White domination. Speaking to the South African House of
Assembly, as late as 1963, Dr. Verwoerd said:
"Reduced to its simplest form the problem is nothing else than this: We want
to keep South Africa White . . . Keeping it White can only mean one thing,
namely, White domination, not leadership, not guidance, but control,
supremacy. If we are agreed that it is the desire of the people that the
White man should be able to continue to protect himself by White domination
... we say that it can be achieved by separate development." (I.C.J.
Pleadings, South West Africa, Vol. IV, p. 264.)
South Africa's reply to this in its Rejoinder in the 1966 cases was in
effect that these and other similar pronouncements were qualified by "the
promise to provide separate homelands for the Bantu groups" wherein the
Bantu would be free to develop his capacities to the same degree as the
White could do in the rest of the country. But this promise itself was
always subject to the qualification that the Bantu homelands would develop
under the guardianship of the White. In this connection it was urged that in
1961 the "Prime Minister spoke of a greater degree of ultimate independence
for Bantu homelands than he had mentioned a decade earlier". This makes
little difference in respect of the main purpose of the policy which
continued to be the domination of the White.
It needs to be remembered, however, that the Court is not concerned in these
proceedings with conditions in South Africa. The Court is concerned with the
administration of South West Africa as carried on by the Mandatory in
discharge of his obligations under the Mandate which prescribed that the
well-being and development of people who were not yet able to stand by
themselves under the strenuous conditions of the modern world constituted a
sacred trust of civilization and that the best method of giving effect to
this principle was that the tutelage of such peoples should be entrusted to
advanced nations who, by reason of their resources, their experience and
their geographical position could best undertake this responsibility (Art.
22, paras. 1 and 2, of the Covenant of the League of Nations).
The administration was to be carried on "in the interests of the indigenous
population" (para. 6, Art. 22). For the discharge of this obligation it is
not enough that the administration should believe in good faith that the
policy it proposes to follow is in the best interests of all sections of the
population. The supervisory authority must be satisfied that it is in the [p
63] best interests of the indigenous population of the Territory. This
follows from Article 6 of the Mandate Agreement for South West Africa, read
with paragraph 6 of Article 22 of the Covenant.
The representative of South Africa, while admitting the right of the people
of South West Africa to self-determination, urged in his oral statement that
the exercise of that right must take into full account the limitations
imposed, according to him, on such exercise by the tribal and cultural
divisions in the Territory. He concluded that in the case of South West
Africa self-determination "may well find itself practically restricted to
some kind of autonomy and local self-government within a larger arrangement
of co-operation" (hearing of 17 March 1971). This in effect means a denial
of self-determination as envisaged in the Charter of the United Nations.
Whatever may have been the conditions in South Africa calling for special
measures, those conditions did not exist in the case of South West Africa at
the time when South Africa assumed the obligation of a mandatory in respect
of the Territory, nor have they come into existence since. In South West
Africa the small White element was not and is not indigenous to the
Territory. There can be no excuse in the case of South West Africa for the
application of the policy of apartheid so far as the interests of the White
population are concerned. It is claimed, however, that the various
indigenous groups of the population have reached different stages of
development and that there are serious ethnic considerations which call for
the application of the policy of separate development of each group. The
following observations of the Director of the Institute of Race Relations,
London, are apposite in this context:
". . . White South African arguments are based on the different stages of
development reached by various groups of people. It is undisputed fact that
groups have developed at different paces in respect of the control of
environment (although understanding of other aspects of life has not always
grown at the same pace). But the aspect of South African thought which is
widely questioned elsewhere is the assumption that an individual is
permanently limited by the limitations of his group. His ties with it may be
strong; indeed, when considering politics and national survival, the
assumption that they will be strong is altogether reasonable. Again, as a
matter of choice, people may prefer to mix socially with those of their own
group, but to say that by law people of one group must mix with no others
can really only proceed from a conviction not only that the other groups are
inferior but that every member of each of the other groups is permanently
and irremediably inferior. It is this that rankles. 'Separate but equal' is
possible so long as it is a matter of choice by both parties; legally
imposed by one, it must be regarded by the other as a humiliation, and far
more so if it applies not only [p 64] to the group as a whole but to
individuals. In fact, of course, what separate development has meant has
been anything but equal.
These are some reasons why it will be hard to find natives of Africa who
believe that to extend the policy of separate development to South West
Africa even more completely than at present is in the interest of any but
the White inhabitants." (Quoted in I.C.J. Pleadings, South West Africa, Vol.
IV, p. 339.)
***
Towards the close of his oral presentation the representative of South
Africa made a plea to the Court in the following terms:
"In our submission, the general requirement placed by the Charter on all
United Nations activities is that they must further peace, friendly
relations, and co-operation between nations, and especially between member
States. South Africa, as a member State, is under a duty to contribute
towards those ends, and she desires to do so, although she has no intention
of abdicating what she regards as her responsibilities on the sub-continent
of southern Africa.
If there are to be genuine efforts at achieving a peaceful solution, they
will have to satisfy certain criteria. They will have to respect the will of
the self-determining peoples of South West Africa. They will have to take
into account the facts of geography, of economics, of budgetary
requirements, of the ethnic conditions and of the state of development.
If this Court, even in an opinion on legal questions, could indicate the
road towards a peaceful and constructive solution along these lines, then
the Court would have made a great contribution, in our respectful
submission, to the cause of international peace and security and, more, to
the cause of friendly relations amongst not only the nations but amongst all
men." (Hearing of 5 March 1971.)
The representative of the United States of America, in his oral
presentation, observed that:
". . . the question of holding a free and proper plebiscite under
appropriate auspices and with conditions and arrangements which would ensure
a fair and informed expression of the will of the people of Namibia deserves
study. It is a matter which might be properly submitted to the competent
political organs of the United Nations, which have consistently manifested
their concern that the [p 65] Namibians achieve self-determination. The
Court may wish to so indicate in its opinion to the Security Council."
(Hearing of 9 March 1971.)
The Court having arrived at the conclusion that the Mandate has been
terminated and that the presence of South Africa in South West Africa is
illegal, I would, in response to the plea made by the representative of
South Africa, suggest that South Africa should offer to withdraw its
administration from South West Africa in consultation with the United
Nations so that a process of withdrawal and substitution in its place of
United Nations' control may be agreed upon and carried into effect with the
minimum disturbance of present administrative arrangements. It should also
be agreed upon that, after the expiry of a certain period but not later than
a reasonable time-limit thereafter, a plebiscite may be held under the
supervision of the United Nations, which should ensure the freedom and
impartiality of the plebiscite, to ascertain the wishes of the inhabitants
of the Territory with regard to their political future. If the result of the
plebiscite should reveal a clear preponderance of views in support of a
particular course and objective, that course should be adopted so that the
desired objective may be achieved as early as possible.
South Africa's insistence upon giving effect to the will of the peoples of
South West Africa proceeds presumably from the conviction that an
overwhelming majority of the peoples of the Territory desire closer
political integration with the Republic of South Africa. Should that prove
in fact to be the case the United Nations, being wholly committed to the
principle of self-determination of peoples, would be expected to readily
give effect to the clearly expressed wishes of the peoples of the Territory.
Should the result of the plebiscite disclose their preference for a
different solution, South Africa should equally readily accept and respect
such manifestation of the will of the peoples concerned and should
co-operate with the United Nations in giving effect to it.
The Government of South Africa, being convinced that an overwhelming
majority of the peoples of South West Africa truly desire incorporation with
the Republic, would run little risk of a contrary decision through the
adoption of the procedure here suggested. If some such procedure is adopted
and the conclusion that may emerge therefrom, whatever it may prove to be,
is put into effect, South Africa would have vindicated itself in the eyes of
the world and in the estimation of the peoples of South West Africa, whose
freely expressed wishes must be supreme. There would still remain the
possibility, and, if South Africa's estimation of the situation is close
enough to reality, the strong probability, that once the peoples of South
West Africa have been put in a position to manage their own affairs without
any outside influence or control and they have had greater experience of the
difficulties and problems with which they would be confronted, they may
freely decide, in the exercise of their sovereignty, to establish a closer
political relationship with South Africa. The adoption [p 66] of the course
here suggested would indeed make a great contribution "to the cause of
international peace and security and, more, to the cause of friendly
relations amongst not only the nations but amongst all men".
Vice-President Ammoun and Judges Padilla Nervo, Petr�n, Onyeama, Dillard and
de Castro append separate opinions to the Opinion of the Court.
Judges Sir Gerald Fitzmaurice and Gros append dissenting opinions to the
Opinion of the Court.
(Initialled) Z.K.
(Initialled) S.A.
[p 67]
Separate opinion of vice-President Ammoun
[Translation]
1. The Security Council having requested from the International Court of
Justice, within the framework of the latter's advisory jurisdiction, an
authoritative opinion concerning the legal consequences of the continued
presence of South Africa in Namibia (formerly South West Africa)
notwithstanding the termination in 1966 of the tutelary Mandate which the
League of Nations had conferred upon that Power in 1920, the Court has been
called upon to pronounce, for the first time in regard to certain
fundamental principles of international law, on a number of problems raised
by the request for an opinion. These are, in particular, the sovereignty of
dependent peoples, the mandate institution, its nature and its objects, the
right of peoples to self-determination and decolonization, equality between
nations and between individuals, racial discrimination as expressed in the
doctrine of apartheid in South Africa and in Namibia and, in sum, the whole
body of human rights and their imperative universal character.
All these notions are the outward expression of a new body of international
law, the consequence of an irreversible social and political evolution of
the modern world. The Court, in its Advisory Opinion, has not overlooked
them. In my view, however, it has not always gone far enough in spelling out
the legal conclusions to which they point.
Furthermore, I find that neither the reasons given for the operative part
nor the wording of those paragraphs are sufficiently explicit and decisive
in regard to the legal qualification of the presence of South Africa in
Namibia and the obligations for States that flow therefrom.
I have therefore felt it my duty to compose this separate opinion with a
view to contributing to the Advisory Opinion of the Court, whose views I
share, some further support, however modest it may be.
2. The Republic of South Africa, having, like certain other States, availed
itself of Article 66 of the Statute of the Court in order to furnish
information in connection with the request for an advisory opinion,
presented itself as a party to a dispute between it and the majority of
States which had taken part in voting the United Nations General Assembly
and Security Council resolutions relating to Namibia. On that ground; it
requested permission to choose a judge ad hoc to participate, with the
Members of the Court, in the giving of the opinion.
Having rejected South Africa's application by a majority decision in an
Order made on 29 January 1971, the Court has explained that one [p 68] of
its reasons lay in the absence of a dispute between parties. To justify the
appointment of a judge ad hoc, not only would a dispute have had to be
present but there would have had to be on the Bench no judge of the
nationality of one of the parties while the Bench did include a judge of the
nationality of the opposing party. But what, in the present proceedings,
would have been the identity of that opposing party? The States which voted
against South Africa? But in that case those which voted for South Africa
are in the same interest as it, within the meaning of Article 31 of the
Statute, and as such are already represented. To have ignored this and
allowed South Africa a judge ad hoc would in such circumstances have
contravened the rule of that very equality which the Statute seeks to
safeguard through the institution of judges ad hoc. A fortiori this rules
out any discretionary power that some might wish to deduce from Article 68
of the Statute, for the Court may not, on the pretext of interpretation,
contravene the fundamental rule and raison d'�tre of that institution. In
any case, if the opinion of the minority had been accepted, the Court ought,
in my view, to have permitted the choice of a judge ad hoc both for South
Africa and for Namibia. The legal personality of Namibia would thus have
been judicially recognized and Namibia would have appeared for the first
time in international proceedingsFN1.
--------------------------------------------------------------------------------------------------------------------- FN1
It was only as an observer that Namibia was admitted to the United Nations
Economic Commission for Africa.
------------------------------------------------------------------------------------------------------------------
Namibia, even at the periods when it had been reduced to the status of a
German colony or was subject to the South African Mandate, possessed a legal
personality which was denied to it only by the law now obsolete. It was
considered by the Powers of the day as a merely geographical concept taking
its name from its location in the South-West of the African Continent. It
nevertheless constituted a subject of law that was distinct from the German
State, possessing national sovereignty but lacking the exercise thereof. The
institution of the Mandate, a fortiori, did not connote the annexation of
the country which was subject to it, as the Court has made clear by its
reference to its earlier Advisory Opinion of 18 July 1950. Sovereignty,
which is inherent in every people, just as liberty is inherent in every
human being, therefore did not cease to belong to the people subject to
mandate. It had simply, for a time, been rendered inarticulate and deprived
of freedom of expression. General Smuts, the Prime Minister of the Union of
South Africa, already recognized this in his study on what was to be the
mandate institution [FN2]. As the beneficiaries on whose behalf the mandate
agreements were to be concluded, it was right that some of the peoples who
were to be subjected to them should be consulted on the selection of the
mandatory. That is what was stipulated in paragraph 4 of Article 22 of the
Covenant, for the peoples severed from the Ottoman Empire. In fact the
commission of inquiry, reduced to its [p 69]
American members, King and Crane, conducted such consultations in Lebanon,
Syria, Palestine and Iraq; the United Kingdom and France having declined the
American President Woodrow Wilson's invitation to take part because they had
come to an agreement as to the allocation of the mandates and were already
in position on the spot. The majority of the populations consulted demanded
immediate independence, but the right of peoples to self-determination had
not yet come to maturity and it was only in the wake of the Second World War
that the four countries mentioned were to obtain their independence.
---------------------------------------------------------------------------------------------------------------------[FN2]The
League of Nations: A Practical Suggestion
------------------------------------------------------------------------------------------------------------------
The opinion expressed by Paul Fauchille, writing in 1922, deserves attention
solely as a historical illustration, since today it has lost all relevance.
"It seems clear," he averred, "that, whereas in the case of mandates of the
second and third categories full sovereignty is attributed to the Mandatory,
there is in the case of mandates of the first category, as in a protectorate
properly so called, a sharing of sovereignty between the independent
communities or nations and the Mandatory FN1." Fauchille thus assimilated
"B" and "C" Mandates to the colonies of his period. He conceived of a
sharing of sovereignty in the case of "A" Mandates, whereas it must surely
be agreed that sovereignty is indivisible, as is liberty, and that all that
is conceivable is a distinction between the possession of sovereignty and
its exercise. Stoyanovsky, writing three years later, took a more accurate
view when he upheld the notion of virtual sovereignty residing in a people
deprived of its exercise by domination or tutelage FN2. Those were also the
views of Paul Pic FN3.
----------------------------------------------------------------------------------------------------------------------- FN1 Trait� de droit international public, 1922, Vol. I, p. 298.
FN2 La th�orie g�n�rale des mandats internationaux, 1925, pp. 83 ff.
FN3 "Le r�gime des mandats d'apr�s le trait� de Versailles", Revue g�n�rale
de droit international public, 1923, 2nd S�ries, IV, No. 5, p. 334.
---------------------------------------------------------------------------------------------------------------------
It is true that the Namibians' status of a people, which was recognized by
the General Assembly of the United Nations in its resolution 2372 (XXII) of
12 June 1968, has been disputed by the South African Government so as to
justify dividing�and ruling�the country under the euphe-mism of separate
development, known in Afrikaans as apartheid. But the Namibian people, whose
existence and unity the Court has, in its turn, recognized in the present
Advisory Opinion, has itself asserted its international personality by
taking up the struggle for freedom. Since South Africa has opposed the
achievement of the objects of the Mandate and blocked Namibia's path to
independence and the enjoyment of its full sovereignty, Namibia has decided
to fight. The legitimacy of the Namibian national struggle has been
recognized in four resolutions of the General Assembly[FN4] and in Security
Council resolution 269 (1969). This struggle, by analogy, continues the line
of those waged by other members of the international community, during the
First World War, before they were recognized as States, such as the Polish,
Czech and [p 70] Slovak peoples; or of the French national movementFN1 at
the time when France was under the domination of Nazi Germany.
---------------------------------------------------------------------------------------------------------------------
[FN4]Resolutions 2372 (XXII), 2403 (XXIII), 2498 (XXIV) and 2517 (XXIV).
FN1 FN1 These are the terms used by L. Cavar�, Droit international public
positif, Vol. II, 2nd ed., pp. 334 f.
---------------------------------------------------------------------------------------------------------------------
In law, the legitimacy of the peoples' struggle cannot be in any doubt, for
it follows from the right of self-defence, inherent in human nature, which
is confirmed by Article 51 of the United Nations Charter. It is also an
accepted principle that self-defence may be collective; thus we see the
other peoples of Africa, members of the Organization of African Unity,
associated with the Namibians in their fight for freedom. The Tightness of
this is also confirmed by the Universal Declaration of Human Rights, which
stresses in its preamble that "it is essential, if man is not to be
compelled to have recourse, as a last resort, to rebellion against tyranny
and oppression, that human rights should be protected by the rule of law".
The struggle of the Namibian people thus takes its place within the
framework of international law, not least because the struggle of peoples in
general has been one, if not indeed the primary factor in the formation of
the customary rule whereby the right of peoples to self-determination is
recognized. I could therefore have wished that the Court, like the General
Assembly and the Security Council, had mentioned in its Opinion the
legitimate struggle of the Namibian people. But its silence on this subject
does not exclude its agreement, since it has referred to the relevant
resolutions of the other two organs of the United Nations.
The Court has not mentioned the General Assembly's decision to the effect
that "henceforth South West Africa comes under the direct responsibility of
the United Nations" (para. 4 of General Assembly resolution 2145 (XXI)).
That should have been said in order to make clear the nature of the
relationships between the Organization, on the one hand, and Namibia and the
Republic of South Africa on the other. Nor has the Court referred to the
setting-up of a United Nations Council for South West Africa (para. 6 of the
same resolution), the name of which was changed by resolution 2372 (XXII) to
United Nations Council for Namibia and which resolution 2248 (S-V) had
vested with powers of statehood. These are the powers which it was for the
Mandatory to exercise until the expiry of the Mandate, and they entitle the
Council, acting on behalf of the United Nations, to exercise legislative
competence and administrative authority in Namibia as well as to represent
it diplomatically and exercise diplomatic protection of its nationals. It
is to this body that it would in other circumstances have fallen to choose a
judge ad hoc for Namibia, and it might also have presented the Court with a
written statement and an oral statement as did the Government of South
Africa. However it did not receive the communication referred to in Article
66 which would have authorized it to do so. [p 71]
3. The revocation of South Africa's Mandate for Namibia which was decided
upon by the General Assembly of the United Nations is based on three grounds
which are mentioned in the fifth paragraph of the preamble to resolution
2145 (XXI) of 27 October 1966, reading as follows:
"Convinced that the administration of the mandated Territory by South Africa
has been conducted in a manner contrary to the Mandate, the Charter of the
United Nations and the Universal Declaration of Human Rights."
The General Assembly had reached this decision after finding, in the eighth
paragraph of the preamble to the same resolution,
". . . that all the efforts of the United Nations to induce the Government
of South Africa to fulfil its obligations in respect of the administration
of the Mandated Territory and to ensure the well-being and security of the
indigenous inhabitants have been of no avail".
The revocation of the Mandate was thus explicitly based on three grounds
relating to international instruments of the first importance. In refusing,
quite rightly, to question the formal or intrinsic validity of the
resolutions concerned, the Court nevertheless felt it necessary to refute
the arguments advanced in this connection by certain States. In doing this
it had in addition to direct its consideration to each of the three grounds
stated in resolution 2145 (XXI) as justifying the termination of the Mandate
and entailing the illegality of the presence in Namibia of the South African
authorities thus bereft of title.
The Court considered the first ground, namely that of the violation of
Article 22 of the Covenant of the League of Nations and of Article 2 of the
mandate agreement, according to which:
"The Mandatory shall promote to the utmost the material and moral well-being
and the social progress of the inhabitants of the territory subject to the
present Mandate."
The Court could not content itself with finding that the Mandatory had
violated this obligation, for it was called upon to deduce the legal
consequences of the illegal presence of South Africa in Namibia, and these
consequences differ in nature and in number according to whether there was a
violation of the relatively limited texts constituting the mandate
instruments, or a violation of the obligations flowing from the
constitutional Charter of the United Nations and the Universal Declaration
of Human Rights.
Furthermore, the principles and purposes of the United Nations must be
observed by all its organs: by the General Assembly and the Security Council
and, no less, by the International Court of Justice, as also by each of the
member States.
Now, we are told that these principles have been violated, these pur-[p 72]
poses gravely neglected. And when the political organs have fulfilled their
obligations, by denouncing and condemning these violations and this grave
neglect, the International Court of Justice owed it to itself to discharge
its own obligations by not closing its eyes to conduct infringing the
principles and rights which it is its duty to defend.
Again, the Court could not remain an unmoved witness in face of the
evolution of modern international law which is taking place in the United
Nations through the implementation and the extension to the whole world of
the principles of equality, liberty and peace in justice which are embodied
in the Charter and in the Universal Declaration of Human Rights.
The Court is not a law-making body. It declares the law. But it is a law
discernible from the progress of humanity, not an obsolete law, a vestige of
the inequalities between men, the domination and colonialism which were rife
in international relationships up to the beginning of this century but are
now disappearing, thanks to the struggle being waged by the peoples and to
the extension to the ends of the world of the universal community of
mankind.
Thus, in addition to the violation of the stipulations of the Mandate, the
Court did not omit consideration of the other two grounds for its
termination. By referring, like resolution 2145 (XXI), to the Charter of the
United Nations and the Universal Declaration of Human Rights, the Court has
asserted the imperative character of the right of peoples to
self-determination and also of the human rights whose violation by the South
African authorities it has denounced. It appears to me, however, that its
reasoning and conclusions, to which, as I have said, I subscribe, leave room
for explanations which, expressed in the separate opinions, may serve to
strengthen those conclusions.
4. With regard to the survival of the Mandate after the dissolution of the
League and the taking-over by the United Nations of supervision of the
Mandatory's administration, which the Court has justified by legal arguments
drawn from consideration of the purposes and objects of the Mandate in the
light of the texts and travaux pr�paratoires and from an analysis of the
pertinent Charter articles, referring also herein to certain of its earlier
decisions (the Advisory Opinions of 1950, 1955 and 1956, and the Judgment of
1962), I would like to add one general observation which seems to me to be
essential; it relates to the very nature of the tutelary-mandate institution
and its place in the evolution of humanity.
HistoriansFN1 have outlined the upward march of mankind from the time when
homo sapiens appeared on the face of the globe, first of all in the Near
East in what was the land of Canaan, up to the age of the greatest thinkers
and, more particularly, throughout the whole history [p 73] of social
progress, from the slavery of Antiquity to man's inevitable, irreversible
drive towards equality and freedom. This march is like time itself. It never
stops. Nothing can stand in its way for long. The texts, whether they be
laws, constitutions, declarations, covenants or charters, do but define it
and mark its successive phases. They are a mere record of it. In other
words, the progressive rights which men and peoples enjoy are the result
much less of those texts than of the human progress to which they bear
witness.
----------------------------------------------------------------------------------------------------------------------- FN1 See in particular H. G. Wells, Outline of History.
--------------------------------------------------------------------------------------------------------------------
The institution of tutelage, succeeding colonialization and preceding and
preparing the way for sovereign independence, has its place in this upward
march, at one stage of which this concept of guardianship was born, in 1920;
at the following stage, it was due to end. The provisions of Article 22 of
the Covenant and the terms of the mandate agreements, whether they define
the purposes of tutelage or specify the assistance to be given to backward
peoples to enable them to catch up the vanguard of more developed peoples,
give expression to this kinetic reality. Wood-row Wilson, and even the South
African General Smuts, and the French Minister Simon, were imbued with this
truth when they admitted that mandates must have an end, or are revocable.
And so, to revert to the arguments set forth in the Advisory Opinion, I
could have wished that the revocability of the Mandate, which has been so
strongly contested, had been more fully justified by reference to the nature
of tutelage and in consideration of the universal context in which it finds
its place. Considering its nature and purposes, the duration of the tutelary
Mandate could not be determined at will by the party charged or entrusted
with it. When the General Assembly, representing the international community
once the League had ceased to do so, decided the revocation of that Mandate,
with effect erga omnes in view of the Mandate's objective institutional
character, that revocation was also binding on the extremely small number of
States which had opposed it or, by expressing doubts and reservations,
withheld their approval. For how could South Africa's Mandate, with its
organs and structures, having lapsed for the quasi-unanimity of States,
survive in the eyes of some others? An institution is a creature of reason
which either exists or does not: it cannot at one and the same time be and
not be. That would be no less curious than if a State admitted by majority
vote to the United Nations should be a Member for some but not for others.
5. Recognition of the right of peoples to self-determination is expressed by
the Court in paragraph 52 of the Advisory Opinion. It is there stated, inter
alia, that:
"Furthermore, the subsequent development of international law, in regard to
non-self-governing territories, as enshrined in the Charter of the United
Nations, made the principle of self-determination applicable to all of
them. ... A further important stage in this development was the Declaration
on the Granting of Inde-[p 74] pendence to Colonial Countries and Peoples
(General Assembly resolution 1514 (XV) of 14 December 1960), which embraces
all peoples and territories which 'have not yet attained independence'.''
The Opinion is not lacking in persuasive force; it would have possessed
still more if it had retraced the path whereby this right of peoples has
made its entry into positive international law and had determined exactly
what were the factors which have gone into its making. I refer in
particular to the fight of the peoples for freedom and independence, which
has been going on ever since there have been conquering and dominating
peoples and subject but unsubjugated peoples. To confine ourselves to modern
times, we may mention the historic declarations proclaimed at the end of the
eighteenth century, the provisions of present-day charters and covenants
from the Atlantic Charter and the United Nations Charter to the Pact of
Bogota and the Charter of the Organization of African Unity, the repeated
declarations of Bandung and of the non-aligned countries meeting in Belgrade
and Cairo, the declaration contained in resolution 1514(XV) of the General
Assembly of the United Nations and. finally the two solemn Declarations
which marked the close of the work of the United Nations during the first 25
years of its existence: resolution 2625 (XXV), adopted unanimously on 24
October 1970, on the principles of international law concerning friendly
relations and co-operation between States in accordance with the Charter of
the United Nations, and resolution 2627 (XXV), adopted on the same day on
the occasion of the 25th anniversary of the United Nations. Would these
international or universal instruments have seen the light of day if it had
not been for the heroic fight of peoples aspiring with all their hearts
after freedom and independence? If there is any "general practice" which
might be held, beyond dispute, to constitute law within the meaning of
Article 38, paragraph 1 (b), of the Statute of the Court, it must surely be
that which is made up of the conscious action of the peoples themselves,
engaged in a determined struggle. This struggle continues for the purpose of
asserting, yet once more, the right of self-determination, more particularly
in southern Africa and, specifically, Namibia. Indeed one is bound to
recognize that the right of peoples to self-determination, before being
written into charters that were not granted but won in bitter struggle, had
first been written painfully, with the blood of the peoples, in the finally
awakened conscience of humanity. And without those same peoples, mainly of
Asia and Africa, who since the Second World War have streamed into the new
international Organization, the first of a universalist character, would it
have been possible to achieve that impressive number of declarations and
resolutions whereby the great principles they had helped consecrate have
been translated into law and applied to the reshaping of international
relations?
As for the "general practice" of States to which one traditionally refers
when seeking to ascertain the emergency of customary law, it [p 75] has, in
the case of the right of peoples to self-determination, become so widespread
as to be not merely "general" but universal, since it has been enshrined in
the Charter of the United Nations (Art. 1, para. 2, and Art. 55) and
confirmed by the texts that have just been mentioned: pacts, declarations
and resolutions, which, taken as a whole, epitomize the unanimity of States
in favour of the imperative right of peoples to self-determination. There is
not one State, it should be emphasized, which has not, at least once,
appended its signature to one or other of these texts, or which has not
supported it by its vote. The confirmed rightness of this practice is
moreover evinced by the great number of States� no less than 55�which, since
the consecration by the Charter of the right of self-determination, have
benefited from it, after having ensured, by the struggles and the strivings
of their peoples, its definitive embodiment in both the theory and the
practice of the new law. If any doubts had remained on this matter in the
mind of the States Members of the United Nations, they would not have
resolved to proclaim the legitimacy of the struggle of peoples�and more
specifically the Namibian people�to make good their right of
self-determination. If this right is still not recognized as a juridical
norm in the practice of a few rare States or the writings of certain even
rarer theoreticians, the attitude of the former is explained by their
concern for their traditional interests, and that of the latter by a kind of
extreme respect for certain long-entrenched postulates of classic
international law. Law is a living deed, not a brilliant honours-list of
past writers whose work of course compels respect but who cannot, except for
a few great minds, be thought to have had such a vision of the future that
they could always see beyond their own times. Everything goes to show how
difficult it is to free ourselves from the servitudes of a past through
which we have ourselves lived and from traditions we have always respected.
It is, then, a page of history which needs turning that must be seen in
attachment to an outdated law which denies the resolutions of the United
Nations the authority with which the Charter has invested them, which
authority has been reinforced by the almost unanimous will of the peoples of
the world. That will is incomparably more decisive than that of the five or
six Powers which have asserted opposite conceptions while relying on a claim
to representativity whose lack of legal basis they must confess. Facts,
therefore, have got the better of their last-ditch resistance, and in the
last two sentences of paragraph 52 of the Advisory Opinion one may see an
allusion to this struggle: one perhaps over-discreet, but at all events the
Opinion has written finis to the matter.
6. The violation of human rights has not come to an end in any part of the
world; to realize that fact one need only consult the archives of the
European Court of Human Rights, the Human Rights Commission of the United
Nations or the International Commission of Jurists, or simply read the world
press. Violations of personal freedom and human dignity, the racial, social
or religious discrimination which constitutes [p 76] the most serious of
violations of human rights since it annihilates the two-fold basis provided
by equality and liberty, all still resist the currents of liberation in each
of the five continents. That is certainly no reason why we should close our
eyes to the conduct of the South African authorities. The facts mentioned
before the Court in relation to the request for an advisory opinion cannot
be ignored, seeing that consideration of them is important for the
determination of the legal consequences of the illegal presence of South
Africa in Namibia.
The Advisory Opinion takes judicial notice of the Universal Declaration of
Human Rights. In the case of certain of the Declaration's provisions,
attracted by the conduct of South Africa, it would have been an improvement
to have dealt in terms with their comminatory nature, which is implied in
paragraphs 130 and 131 of the Opinion by the references to their violation.
In its written statement the French Government, alluding to the obligations
which South Africa accepted under the Mandate and assumed on becoming a
Member of the United Nations, and to the norms laid down in the Universal
Declaration of Human Rights, stated that there was no doubt that the
Government of South Africa had, in a very real sense, systematically
infringed those rules and those obligations. Nevertheless, referring to the
mention by resolution 2145 (XXI) of the Universal Declaration of Human
Rights, it objected that it was plainly impossible for non-compliance with
the norms it enshrined to be sanctioned with the revocation of the Mandate,
inasmuch as that Declaration was not in the nature of a treaty binding upon
States.
Although the affirmations of the Declaration are not binding qua
international convention within the meaning of Article 38, paragraph 1 (a),
of the Statute of the Court, they can bind States on the basis of custom
within the meaning of paragraph 1 (b) of the same Article, whether because
they constituted a codification of customary law as was said in respect of
Article 6 of the Vienna Convention on the Law of Treaties, or because they
have acquired the force of custom through a general practice accepted as
law, in the words of Article 38, paragraph 1 (b), of the Statute. One right
which must certainly be considered a preexisting binding customary norm
which the Universal Declaration of Human Rights codified is the right to
equality, which by common consent has ever since the remotest times been
deemed inherent in human nature.
The equality demanded by the Namibians and by other peoples of every colour,
the right to which is the outcome of prolonged struggles to make it a
reality, is something of vital interest to us here, on the one hand because
it is the foundation of other human rights which are no more than its
corollaries and, on the other, because it naturally rules out racial
discrimination and apartheid, which are the gravest of the facts with which
South Africa, as also other States, stands charged. The attention [p 77] I
am devoting to it in these observations can therefore by no means be
regarded as exaggerated or out of proportion.
It is not by mere chance that in Article 1 of the Universal Declaration of
the Rights of Man there stands, so worded, this primordial principle or
axiom: "All human beings are born free and equal in dignity and rights."
From this first principle flow most rights and freedoms.
Of all human rights, the right to equality is far and away the most
important. It is also the one which has been longest recognized as a natural
right; it may even be said that the doctrine of natural law was born in
ancient times with the concept of human equality as its first element. It
has been part of natural law ever since Zeno of Sidon [FN1] and his earliest
disciples. It is in countries outside Europe that the provenance of the
concept itself, as also of its most ardent present-day defenders, must be
sought. Like the Christianity which later espoused the same premises, the
philosophy of Zeno reflected the revolt of the humble and the oppressed.
"Stoic liberty," Hegel teaches us in his Phenomenology of the Mind, "arose
in a time of fear and slavery." Equality was not to the liking of the Greeks
up to and including the time of Plato and Aristotle, who both found words to
justify inequality and slavery [FN2], whereas for the Stoics: "man is a
slave neither by nature nor by conquest." When Zeno died, his work was
completed, and the notion of equality definitively received and propagated
throughout the world of that era by his disciples[FN3], the distant
forerunners of the eighteenth-century philosophers. Two streams of thought
had become established on the two opposite shores of the Mediterranean, a
Graeco-Roman stream represented by Epictetus, Lucan, Cicero and Marcus
Aurelius; and an Asian and African stream, comprising the monks of Sinai and
Saint John Climac, Alexandria with Plotinus and Philo the Jew, Carthage to
which Saint Augustine gave new lustre; the two streams flowed together in
Spain with Seneca. The stoic philosophy, [p 78] sowing for the first time in
mankind's history the seeds of equality between men and between nations,
influenced the greatest of the Roman jurisconsults who were of Phoenician
origin, Papinius and Ulpian, and then the doctors of Christianity FN1
through whom it was eventually transmitted to the Age of ReasonFN2. The
ground was thus prepared for the legislative and constitutional process
which began with the first declarations or bills of rights in America and
Europe, continued with the constitutions of the nineteenth century, and
culminated in positive international law in the San Francisco, Bogota and
Addis Ababa charters, and in the Universal Declaration of Human Rights which
has been confirmed by numerous resolutions of the United Nations, in
particular the above-mentioned declarations adopted by the General Assembly
in resolutions 1514 (XV), 2625 (XXV) and 2627 (XXV). The Court in its turn
has now confirmed it.
---------------------------------------------------------------------------------------------------------------------[FN1]
According to Diogenes Laertes, a statue was erected to him in that city, as
also in Athens, where he had gone to teach and where he founded the school
which first bore his name but was later called the Stoic school.
[FN2] For Aristotle, reason was a privilege of which certain people, for
instance slaves, are deprived. His advice to his pupil Alexander, who was
not yet called the Great, was "to treat Greeks as members of the family, the
Barbarians as animals�
Yet had not the Barbarians already probed space, predicted eclipses and
given names to the signs of the Zodiac; divided time into months, into
weeks; invented the alphabet; and were they not soon to give the world the
first really humane philosophy: namely, that founded upon equality?
[FN3] G. Rodier, Etudes de philosophie grecque, 1969, p. 231.
The disciples of Zeno were, many of them, his fellow countrymen: Zeno, the
second of that name, and Bo�thus, both also of Sidon; Antipater, of Tyre;
Apollonios, also of Tyre; Chrysippos, of Phoenician Cyprus; Herillos, of
Carthage; Cato, of Utica; Perseus, friend of Zeno; Posidonios, of Hama in
Syria, a Phoenician halting-place on the road to Babylon; Diogenes, of
Babylon; Panetios, a pupil of Antipater of Tyre, who was born in Rhodes, a
Phoenicio-Greek meeting-place as also was Cyprus, where Cicero and Pompey
came to follow his teaching.
FN1Bertrand Russell, in his History of Western Philosophy, pp. 275 f.,
writes: "By nature, the stoics held, all human beings are equal . . .
Christianity took this part of the stoic teachings."
FN2 For this flowering of the concept of equality in the ancient land of
Phoenicia, its adoption by the Graeco-Roman world and Christianity, and its
development through the vicissitudes of time, the following works may be
consulted: Bertrand Russell, op. cit.; Emile Br�hier, Histoire de la
philosophie, Vol. 2, pp. 228 and 234; Rodis-Lewis, La morale sto�cienne, pp.
11 and 74; G. Rodier, Etudes de philosophie grecque, pp. 219, 220 and 231 ;
Fritz Schulz, History of Roman Legal Science, p. 67; Ernest Renan, Histoire
des origines du christianisme.
--------------------------------------------------------------------------------------------------------------------
7. The Charter has consecrated the principle of equality in even more
categorical terms than it uses for the right of peoples to
self-determination by reaffirming in its preamble the faith of the United
Nations in the equal rights of nations large and small, and by declaring in
Article 2, paragraph 1, that "The Organization is based on the principle of
the sovereign equality of all its Members". The General Assembly has many
times had occasion to affirm the right to equality and the fundamental
rights which derive therefrom. This has been the case every time that the
General Assembly has decided that it had competence notwithstanding the
claim by States that such rights did not enjoy the protection of
international law and therefore fell within their own national jurisdiction.
Thus South Africa has regularly sought to rely on its domestic jurisdiction,
denying the competence of the United Nations whenever since 1946, at session
after session, it has been accused of practising apartheid in violation of
the right to equality. The successive resolutions of the General Assembly
rejecting this contention by South Africa have given it to be understood
that the equality and fundamental rights violated by apartheid constitute
obligations which are in fact placed under the protection of international
law and as such fall within the competence of the United Nations.
Only recently, on 26 May 1971, the Special Committee on Apartheid decided to
oppose any dialogue with South Africa unless based on prior recognition of
the equality of the Black population. [p 79]
For the rest, how is it possible not to recognize the binding force of
principles and rights which the international community has agreed that it
is legitimate to defend by force of arms? That is what the General Assembly
and the Security Council have been affirming ever since 1966 in proclaiming
the legitimacy of the Namibian people's struggle, and that of all other
dependent peoples, to defend their rights. What is more, in its resolution
2396 (XXIII) of 2 December 1968, the General Assembly, making specific
reference to human rights and the struggle for their implementation,
reaffirmed�
". . . its recognition of the legitimacy of the struggle of the peoples of
South Africa for all human rights."
This resolution, adopted unanimously but for the two votes of South Africa
and Portugal, demonstrates that the international community as a whole deems
it legitimate to defend human rights by force of arms; it thus considers
them to be peremptory rights endowed with effective sanction, or in other
words that they are part and parcel of positive international law. The
opposition of two States, Portugal and South Africa, does not diminish the
legal authority of that resolution, because they could not be expected to go
to the heroic length of condemning themselves. The Security Council in its
turn, in resolution 282 (1970) ordering an embargo on the shipment of arms
to South Africa, recognized�
". . . the legitimacy of the struggle of the oppressed people of South
Africa in pursuance of their human and political rights as set forth in the
Charter of the United Nations and [in] the Universal Declaration of Human
Rights".
This concordance of view between the General Assembly and the Security
Council offers final confirmation of the binding nature of human rights.
It will also be noted that the General Assembly equated acts which result
from the policy of apartheid and thus violate the fundamental laws of
equality and liberty, and nearly all other human rights, to war crimes and
crimes against humanity when, in the International Convention of 26 November
1968, it declared them liable to prosecution without statutory limitation.
Thus, in the eyes of the international community, violations of human rights
by the practice of apartheid, itself a violation of equality and of the
rights which are its corollaries, are no less punishable than the crimes
against humanity and war crimes upon which the Charter of the Nuremberg
Tribunal visited sanctions. General Assembly resolution 2074 (XX) even
condemned apartheid as constituting "a crime against humanity". For how can
States�other than Portugal and South Africa, so often denounced by the
United Nations�cast doubt on a tenet to [p 80] which they have all
subscribed, namely that human rights are binding in character? How true is
what the Catholic philosopher Jacques Maritain once wrote:
". . . underlying the stealthy, perpetual urge to transform societies is the
fact that man possesses inalienable rights while the possibility of claiming
actually to exercise now this one, now that, is yet denied him by those
vestiges of inhumanity which remain embedded in the social structures of
every eraFN1".
-------------------------------------------------------------------------------------------------------------- FN1 Autour de la D�claration universelle des droits de l'homme, Unesco,
1948, p. 16.
------------------------------------------------------------------------------------------------------------
The particular human rights whose violation by the practice of apartheid is
punishable for the same reason and on the same terms as war crimes, and such
crimes against humanity as genocide, will be indentified when, at the end of
section 8,I come in the course of the argument to deal with the various acts
which go to make up apartheid.
8. The Court could not refrain from ascertaining the real nature of the
practice of apartheid, which is not merely contrary to the Mandatory's
obligation to ensure the moral and material well-being and social progress
of the population under Mandate, but also contravenes the principles of
equality and liberty, and the other rights deriving therefrom for
individuals and peoples alike. The condemnation of apartheid, if it were
only taken into account as a violation of the Mandate, would not be radical,
as it should be. For it is not only practised by the former mandatory State
of South Africa, nor only in the former mandated territory of Namibia. It is
more widespread. It is applied in countries which are not under tutelage. It
should be delineated and punished as any other attempt upon human equality
and individual or national liberty would be. It should be apprehended, in
the General Assembly's words, as a crime against humanity, committed in this
case against the Namibian people. The breach of the obligation to submit a
report to the satisfaction of the Council of the League, or to transmit the
petitions of the inhabitants, both of which are obligations bound up with
the safeguards for the due performance of the principal obligations assumed
by the trustee-Mandatory as such, is not laden with the same degree of
gravity as the violation of the latter themselves. It is therefore
inadmissible to choose the easy way out and justify the revocation of the
Mandate by reference to the refusal to report to the General Assembly or
transmit petitions, or even the refusal to collaborate with the committees
set up by the United Nations, while at the same time overlooking the gravest
violations by failing to make the effort to adduce the proofs thereof, on
the hollow pretext that a State has not been given an opportunity of
producing factual evidence, when both the written and the oral proceedings
contain superabundant proof. This point was grasped by the General Assembly
when, with the exception of [p 81] South Africa and Portugal, it unanimously
took account of the breach not only of the Mandate, but also of the Charter
and the Universal Declaration of Human Rights. As is plain from the texts of
its many resolutions, what decided the United Nations to penalize South
Africa's conduct was much less the non-compliance over reports and petitions
than the flagrant violation of the most essential principles of humanity,
principles protected by the sanction of international law: equality, of
which apartheid is the negation; freedom, which finds expression in the
right of peoples to self-determination; and the dignity of the human person,
which has been profoundly injured by the measures applied to non-White human
beings.
That point having been made clear, a reply must nevertheless be given to two
objections raised in connection with the practice of apartheid and the
necessity of denouncing it with a view to determining the legal
consequences.
When, in the first place, it is maintained that the request for advisory
opinion formulated by the Security Council is not concerned with apartheid,
it is surely forgotten that the application of that doctrine has been the
underlying cause of the United Nations' action ever since the earliest days,
from the raising of the question by India in 1946 to resolution 2145 (XXI)
of 1966, which revoked the Mandate, and those adopted since. Resolution 2145
(XXI), which was reaffirmed by the Security Council resolution, 276 (1970),
to which resolution 284 (1970) requesting the opinion of the Court refers,
contains the following paragraph:
"Reaffirming its resolution 2074 (XX) of 17 December 1965, in particular
paragraph 4 thereof which condemned the policies of apartheid and racial
discrimination practised by the Government of South Africa in South West
Africa as constituting a crime against humanity."
In view of this, can it still be said that the request for the Court's
opinion does not entitle it to deal with the subject of apartheid"?
Nor is it any excuse for evading examination of the practice of apartheid
in Namibia to plead the absence of material proof of the application of that
policy to the detriment of the Namibian people; for such proof, quite apart
from ministerial admissions on the part of South Africa, is to be found in
abundance in the documentation of the proceedings. After reproducing some of
these admissions, I will cite the official texts of the South African
Government which demonstrate the facts of the matter and reveal the
explanation, which is that the policy of apartheid has been applied not, as
South Africa claims, in the interest of the population formerly under
Mandate, but to the prejudice of that population and in the interest of the
mandatory State and its own nationals.
In the matter of admissions, four successive Prime Ministers from 1948 to
the present day, Dr. Malan, Mr. Strijdom, Dr. Verwoerd and Mr. Vor- [p 82]
ster, have defined their concept of the apartheid policy, as applicable in
both South Africa and Namibia, in declarations which offer proof
conclusive. In a speech made in April 1948, Dr. Malan asked:
"Will the European race in the future be able to maintain its rule, its
purity and its civilization, or will it float along until it vanishes for
ever, without honour, in the Black sea of South Africa's Non-European
population? ... As a result of foreign influences the demand for the removal
of all colour bar and segregation measures is being pressed more and more
continuously and vehemently; and all this means nothing less that that the
White race will lose its ruling position . . ."
In April 1955 Mr. Strijdom, describing his policy in Parliament, stated:
"I am being as blunt as I can. I am making no excuses. Either the White man
dominates or the Black man takes over . . . The only way the Europeans can
maintain supremacy is by domination . . ."
Dr. Verwoerd likewise stated to Parliament in 1958:
"Dr. Malan said it, and Mr. Strijdom said it, and I have said it repeatedly
and I want to say it again: The policy of apartheid moves consistently in
the direction of more and more separate development with the ideal of total
separation in all spheres."
Later Dr. Verwoerd went into greater detail in a speech on 25 January 1963:
"Reduced to its simplest form the problem is nothing else than this: We want
to keep South Africa White . . . Keeping it White can only mean one thing,
namely White domination, not leadership, not guidance, but control,
supremacy. If we are agreed that it is the desire of the people that the
White man should be able to continue to protect himself by White domination
... we say that it can be achieved by separate development."
Finally, in May 1965, the present Prime Minister, Mr. Vorster, then Minister
of Justice, declared:
"In this Parliament, whose business it is to decide the destiny of the
Republic of South Africa, Whites, and Whites only, will have the right to
sit."
Such declarations would afford ample proof of what the practice of apartheid
means and what the motives of those who devised it were. But the Ministers
whose declarations are here reproduced have not appeared [p 83] before the
Court to certify their full authenticity or to explain and comment upon
them. I therefore turn to the official texts which have been promulgated and
published, and which constitute at one and the same time material proof and
an admission; their mere enumeration, even though not exhaustive,
demonstrates the various forms in which the unlawfulness of apartheid is
manifested and the corresponding human rights which have been violated.
The chief texts possessing this probative effect are the following:
1. The Bantu Trust and Land Act of 1936, concerning reserves for Africans
which constitute permanent territorial segregation; it thus encroached upon
personal liberty, freedom of movement, freedom of residence and the right to
own property (Universal Declaration of Human Rights, Arts. 1, 13 and 17).
2. The Natives (Urban Areas) Proclamation of 1951, amended in 1954, under
which Black persons may not, with a few exceptions, reside in urban areas;
this Proclamation infringes the same rights as the Bantu Trust and Land Act.
3. The Native Reserve Regulations of 1924 and 1938, which forbade Africans
in the reserves to leave them or return to them without special
authorization; this also violates the human rights mentioned above.
4. The Native Administration Proclamation of 1922, which forbids Africans to
circulate without a pass; this violates the right to freedom of movement
(Art. 13).
5. The Native Building Workers Act of 1951, which encroaches upon the
principles of equality and liberty (Art. 1).
6. The Prohibition of Political Interference Act of 1968, which, in
violation of democratic freedoms, prohibits parties of racially mixed
membership (Art. 21).
7. The South West Africa Affairs Amendment Act of 1949, which flouted the
political rights of the Africans (Art. 21).
8. The Master and Servants Proclamation of 1920, which makes the breach of a
contract of employment a punishable offence; this constitutes an
infringement of the right to work and an affront to human dignity, and
virtually reintroduces forced labour (Arts. 1 and 23).
9. The Prohibition of Mixed Marriages Ordinance of 1953, which regards
marriages between Blacks and Whites as void; this is another affront to
human dignity and violates the principles of equality as well as the rights
of the family (Arts. 1 and 16).
10. The Terrorism Act of 1967, intended to enforce apartheid through severe
repression, which violates the most sacred principles of criminal law,
namely the rule nullum crimen sine lege, the rules relating to the
definition of principal and accessory, the non-retroactivity of penal laws
and of penalties, the presumption of innocence, and the rule of res
judicata.[p 84]
11. The Suppression of Communism Act of 1950, extended to Namibia, which has
the same unlawful characteristics as the Terrorism Act.
It is, in sum, not without interest to recall that the Commission on Human
Rights, in its resolution 3 (XXIV) of 1968, denounced the laws and practices
of apartheid and condemned�
". . . the Government of South Africa for its perpetuation and
intensification of the inhuman policy of apartheid, in complete and flagrant
violation of the Charter of the United Nations and the Universal Declaration
of Human Rights".
In the light of the foregoing it is justifiable to consider that the General
Assembly was not mistaken when, in resolution 395 (V) of 2 December 1950, it
emphasized that any system of racial segregation, such as apartheid, is
necessarily based on doctrines of racial discrimination. The Assembly was no
less categorical in its Declaration on the Elimination of All Forms of
Racial Discrimination, adopted by resolution 1904 (XVIII). This Declaration
condemns racial discrimination and apartheid as violating human rights. It
was adopted unanimously. Given this general agreement of States, some of
which have the fullest possible means of investigation at their disposal, it
is difficult to understand how the material existence of the illegalities
they denounce can be doubted.
Furthermore, the condemnation of apartheid has passed the stage of
declarations and entered the phase of binding conventions. The
International Convention on the Elimination of All Forms of Racial
Discrimination�naturally including apartheid�adopted by the General
Assembly on 21 December 1965, came into force on 4 January 1969.
9. South Africa has not only contested the material existence of the facts
but also the interpretation placed upon them by the General Assembly and
the Security Council. Its point of view�rejected by all States, even those
which question the validity of the measures taken against South Africa�is
that its administration has been designed with the precise aim of realising
the objectives of the Mandate, these being to promote the well-being and
social progress of the inhabitants; that accordingly apartheid, or the
separate development of these populations was, given their stage of social
evolution, instituted in their own interest: that the measures which have
been deemed contrary to the provisions of the Charter and to the Universal
Declaration of Human Rights, in particular by resolution 2145 (XXI) revoking
the Mandate, were justified by the socio-anthropological circumstances and
are directed solely to the accomplishment of the mission entrusted to South
Africa.
The Court, in paragraph 131 of the Advisory Opinion, has very justly [p 85]
adduced the textual proof which exists of the unlawfulness of the practice
of apartheid. Concrete proof could likewise be drawn from the facts already
in the Court's possession. When it is possible to refer to such proofs, it
is even better to present them in order to reinforce, if need be, the
decisiveness of the Court's findings. In this connection I propose to deal
with two questions which the Court has not touched upon but which afford
opportunities for further clarification: in order, first, to meet the
assertion that the Namibian people is not a people and, secondly, to refute
the claim that apartheid corresponds to the Mandatory's obligation of
promoting the well-being and social progress of the people under Mandate.
10. The argument to which South Africa clings most tenaciously is that of
the disparity of the various ethnic groups in Namibia. In order to justify
the policy of apartheid applied not only in the Republic of South Africa but
also in Namibia, successive Pretoria governments have put forward the
argument that the natives in the south-west of Africa have never formed a
people, and that, because of the ethnic and sociological differences which
divide them and set them against each other, only the policy of separate
development based upon their tribal institutions could ensure their social
well-being and progress. This assertion has been used to buttress denials by
the South African Government that it pursued a policy of racial
discrimination and has also permitted it to reject any accusation that it
violated the provisions of the Mandate and the Charter or contravened the
Universal Declaration of Human Rights. I therefore propose to show that the
premise upon which South Africa bases this justification of its methods of
administration in Namibia is a false one; that the Namibian people, ultimate
heir of an ancient civilization which in its heyday rivalled anything in
Europe, had, before the days of the colonial regime, taken part in the
making of great empires, notwithstanding the multiplicity of the elements
of which it, like so many other peoples, is composed.
How many of the peoples that have come into being, throughout history and
in our times, have not in fact been made up of a variety of human elements?
Multiplicity of ethnic entities has been no obstacle to the formation of
peoples and States in Africa. Not to mention the ancient States of Ghana,
Mali, Bornu, Axum, Kivu, Benin and that of the Bantus, or the Congo State of
the Berlin Conference, it cannot be denied that a large number of the 30 or
so States liberated since 1960 are multiracial. India, China and Pakistan
offer similar examples in Asia. Many States of Europe also preserve what is
sometimes no faded memory of a now complete process of union: for example,
Switzerland, Czechoslovakia, Yugoslavia, or the United Kingdom from the
Norse invasions down to the reigns of Henry VIII (incorporation of Wales in
England) and Queen Anne (union with Scotland). Moreover, is not even the
South Africa of today governed by a White minority formed by the union of
immigrants of different national origins�Germans, English, Dutch and [p 86]
several others? Whereas the people of Namibia, which always used to be the
master of the country, is nowadays united by common aspirations, the legal
foundation of nationhood, towards a life of independence and freedom,
whatever may be the political regime which it will select after obtaining
independence.
If we take a look at the historical facts, we shall see, in the first place,
what legality used to be taken to mean in Africa and what it was which used
to be called "African law" as opposed to "the public law of Europe"; an
African law illustrated�if one can apply the term�in the monstrous blunder
committed by the authors of the Act of Berlin, the results of which have not
yet disappeared from the African political scene. It was a monstrous blunder
and a flagrant injustice to consider Africa south of the Sahara as terrae
nullius, to be shared out among the Powers for occupation and colonization,
when even in the sixteenth century Vitoria had written that Europeans could
not obtain sovereignty over the Indies by occupation, for they were not
terra nullius.
By one of fate's ironies, the declaration of the 1885 Berlin Congress which
held the dark continent to be terrae nullius related to regions which had
seen the rise and development of flourishing States and empires. One should
be mindful of what Africa was before there fell upon it the two greatest
plagues in the recorded history of mankind: the slave-trade, which ravaged
Africa for centuries on an unprecedented scale; and colonialism, which
exploited humanity and natural wealth to a relentless extreme. Before these
terrible plagues overran their continent, the African peoples had founded
States and even empires of a high level of civilization. Only Abyssinia, by
its savage resistance, escaped the slave-trade and repelled colonialism,
preserving its venerable institutions of State. States less ancient but
structurally no less developed than the country of the Negus have nothing to
show today but ruins enshrining faint impressions of the past. It is just
and pertinent that they be recalled here one by one, beginning, in the first
centuries of the Christian era, with the empire of Ghana, the power and
wealth of which was unequalled in Western Europe after the fall of the Roman
Empire. The empire of Mali, which covered territories more vast than Europe
at a time when a considerable part of the latter was a feudal and often
feuding patchwork; at the centre of this empire shone a university more
ancient than any of Europe, the University of Timbuktu, of which it was
said, in illustration of its splendour, that the profit there obtained from
the sale of manuscripts exceeded that derived from any economic activity.
The State of Bornu, the prosperity of which was still such in the nineteenth
century, when visited by an English traveller shortly before its conquest,
that the situation of the most humble citizen appeared to him happy and
comfortable. The Great Lake civilizations, where traces can be found of
roads, irrigation canals, dykes and aqueducts, of a remarkable level of
technical skill. Passing on, without pausing to consider the civilizations
of Axum, Kivu and Benin, we come to that of Southern Africa. On the [p 87]
banks of the Zambezi, in the same areas as are now dominated by the Republic
of South Africa, the Portuguese found, to quote Barboza, "richer trade than
in any other part of the world". This is a flattering comparison, for it was
made when the Italian republics were at their splendid apogee. In Zimbabwe,
the present Rhodesia, gigantic ruins, which call to mind the bastions at
Nuragus or Mycenae, bear witness to its ancient grandeur. Its empire
extended, into what is now the Republic of South Africa, on both banks of
the Limpopo, including the present Transvaal and the sites of Pretoria and
Johannesburg. To sum up, let us recall what Raimondo Luraghi has written:
"Thus, at the time of the arrival of the Portuguese, a chequered history had
unrolled for centuries and millennia between the Sahara desert and South
Africa�a history of civilized peoples, comparable to that of the great
empires of Latin America or of Europe in the most brilliant days of
Antiquity and the Middle Ages."
Furthermore, African civilization was not merely material. To give some idea
of the high intellectual level of these discredited, unknown or ignored
peoples I would quote the work written by Father Placide Tempels, a Belgian
Franciscan, on the Bantu people, who still live in Namibia in large numbers.
Father Tempels called his book Philisophie bantoue, because he had observed
the ontological nature of their thinking, based upon awareness of self�on
the "know thyself", may I add, of Thales, the Phoenician philosopher who was
adopted by the Greeks and ranked among the Seven Sages of their land. "To
that intense spiritual doctrine which quickens and nourishes souls within
the Catholic church," writes Placide Tempels, "a striking analogy may be
found in the ontological thinking of the Bantus." The latter are in fact one
of those same great ethnic groups which inhabit the immense territories to
which colonialism still desperately clings, that is to say from Mozambique
and Angola to Zimbabwe, South Africa and Namibia. And it is these very
populations which the South African Government claims are made up of tribes
of diverse origins which are incapable of uniting, and which do not deserve
the title of a people which the United Nations has attributed to them.
11. Having done justice to the contention that separate development or
apartheid is a necessity on account of the diversity of ethnic composition
precluding on the part of the inhabitants a potentiality for nationhood, 1
shall now turn to the argument that the measures of discrimination adopted
by the South African authorities can be justified in terms of the stage of
social evolution reached by the Namibians.
The second paragraph of Article 2 of the mandate agreement provides that:
"The Mandatory shall promote to the utmost the material and moral well-being
and the social progress of inhabitants of the territory subject to the
present Mandate."[p 88]
Here then is an obligation which the Mandatory has to carry out "to the
utmost" [par tous les moyens en son pouvoir]. To that end the first
paragraph of the same Article confers upon him "full power of
administration and legislation over the territory subject to the present
Mandate".
This means that, rightly or wrongly, the Council of the League of Nations
deliberately conferred a power of discretion on the Mandatory. It was
however a power of discretion in the legal sense of the term, thus evidently
not an arbitrary power but one necessarily subordinate to certain
limitations which flow from the overriding principles and rules of law, more
particularly the rights of peoples and individuals.
South Africa contends that bad faith would be the only ground upon which
criticism could be levelled against its use of that power. This implies
that South Africa could be pardoned for irresponsible inaction or neglect,
whether serious or slight; for the misuse of law; or for a wilful
misinterpretation of the provisions of Article 22 of the Covenant, the
Mandate and the United Nations Charter which is alleged to justify racial
discrimination and apartheid, de facto annexation of the Territory of
Namibia, and legislative, administrative or judicial measures contrary to
the tenets of both national and international law, the principles of the
Charter and the Universal Declaration of Human Rights.
But in fact there is no escaping the dialectical necessity of comparing the
responsibility of an authority administering a country placed under its
guardianship with that of other authorities entrusted with the
administration of their own countries or the interests of their nationals.
The latter are expected in public law to provide good government and, in the
area of personal rights, to model their conduct on that of the bonus
paterfamilias; they are for that reason the more to be blamed for any abuse
of law or misuse of power. In short, the international judge cannot be
denied the right of determining in all circumstances whether proper use has
been made of the discretionary power; whether, in the opinion of the
international tribunal, it has been exercised with a view to the promotion
of the well-being and social progress of the population, or whether the
mandatory State has done its utmost to fulfil its obligations. This implies
ascertaining whether racial discrimination, apartheid and related measures,
blameworthy in themselves, can be justified on account of local or temporary
circumstances, usually of a social nature, and the interests of the
population in question. To pass an opinion in these various situations, a
judge cannot rely on his personal judgment, which is bound to be subjective
and vary according to the mentality of each judge, his legal, philosophical
and ethical outlook, his views on natural law and his cultural and social
background. An objective criterion or standard is clearly necessary. Such a
criterion is afforded by the general conduct of States and international
organizations as a whole. Should the judge further decide to derive criteria
from municipal precedents, which abound in such examples as the notion of
the bonus paterfamilias already mentioned, or from powerful moral trends in
a given country, [p 89] they must still be acceptable to other countries in
general or be already enshrined in the universal conscience of mankind. And
in fact it can be said that the many resolutions, adopted over nearly a
quarter of a century, which condemn racial discrimination and apartheid in
South Africa and, as later extended, in Namibia, disclose an objective
standard which the South African Government is required to apply. The same
can be said with reference to the other human rights. To this the firm
attitude of the international community has borne witness whenever it has
taken a stand against their infringement. Indeed, the mere perusal of the
texts I have mentioned is edifying in this regard.
12. I now come to the legal consequences of the presence of South Africa in
Namibia. In order to determine what these are, that presence must first of
all be legally classified. Is it a matter of mere peaceful intervention? Or
of a military occupation degenerating into aggression? Or a colonial war?
For the legal consequences differ in international law according to whether
it falls within one or another of these classifications.
The representatives of a certain number of States who have had occasion to
speak in the Security Council have stated that the occupation of Namibia by
the Republic of South Africa is an aggression. The representatives who so
argued were those of Algeria, Colombia, Hungary, Nepal, Nigeria, the Soviet
Union, the United Arab Republic, and Zambia FN1. Similarly the other African
States stated at Addis Ababa in 1966 that it was a military occupation,
which is the mark of aggression according to all the definitions which have
been given of that term. And the representative of the United States of
America, in the written statement submitted to the Court, expressed the
following view:
"The territory is occupied by force against the will of the international
authority entitled to administer it. Such occupation is as much belligerent
occupation as the hostile occupation of the territory of another State."
----------------------------------------------------------------------------------------------------------------------- FN1 See S/PV. 1387-1395.
--------------------------------------------------------------------------------------------------------------------
An armed force which violates the frontiers of a country indisputably
commits an aggression. What then is the position as to belligerent
occupation of a whole territory, to which the representative of the United
States refers?
The General Assembly has made matters clear: in resolution 2131 (XX) it said
that "armed intervention is synonymous with aggression".
The representative of Pakistan was more emphatic in his oral statement of
15 February last. He rightly viewed the act of using force with the object
of frustrating the right of self-determination as an act of aggression,
which is all the more grave in that the right of self-deter-[p 90]mination
is a norm of the nature of jus cogens, derogation from which is not
permissible under any circumstances.
I hasten to recall that the Security Council has used terms no less
forceful. It described the occupation of Namibia as illegal. In its
resolution 269 (1969), following the General Assembly, it recognized "the
legitimacy of the struggle of the people of Namibia against the illegal
presence of the South African authorities in the territory"; a legitimate
struggle against what, if not against an aggression? This is a logical
interpretation, no refutation of which is possible. It follows not only from
the logic of things but also from the actual text of the Charter. For
Article 51 only authorizes self-defence [l�gitime d�fense] or legitimate
struggle in cases of response to armed attack [agression arm�e]. Thus once
the Security Council proclaims the legitimacy of a defence or of a struggle
against a foreign occupier, it is an armed attack [agression arm�e] which is
in question, and the occupier's act cannot consequently be anything other
than an aggression [agression]. It is in this context that one must
understand the Council's expression, mentioned by the Court in paragraph 109
of the Opinion, "that the continued occupation of the territory of Namibia
by the South African authorities constitutes an aggressive encroachment on
the authority of the United Nations".
The aggression committed by South Africa with regard to Namibia is the more
serious in that, de facto and notwithstanding the South African Government's
denials, it has turned into a veritable annexation. This can be indisputably
proved by facts which cannot be denied. I will quote the more important of
these, the meaning and significance of which it is easy to discern :
(1) The South West Africa Affairs Amendment Act of 1949 deleted all
references to the Mandate from the Constitution of the Territory.
(2) The South African Government contends that it occupies the Territory of
South West Africa by conquest or by acquisitive prescription.
(3) In the 16 following pieces of legislation, the "Union", or the "State",
or the "Republic" of South Africa is defined as including South West Africa:
(a) the Terrorism Act of 1967;
(b) the Border Control Act of 1967;
(c) the War Pensions Act of 1967;
(d) the Wool Act of 1967;
(e) the Armaments Development and Production Act of 1968;
(f) the Human Sciences Research Act of 1968;
(g) the Professional Engineers' Act of 1968;
(h) the Companies Amendment Act of 1969;
(i) the Land Bank Amendment Act of 1969;
(j) the National Monuments Act of 1969;
(k) the Births, Marriages and Deaths Registration Act of 1970;
(l) the Land Survey Act of 1970;[p 91]
(m) the Land Surveyors' Registration Act of 1970:
(n) the Maintenance Act of 1970;
(o) the National Supplies Procurement Act of 1970;
(p) the Reciprocal Enforcement of Maintenance Orders Act of 1970.
(4) The South West Africa Affairs Amendment Act of 1949 effects annexation
at constitutional level, by providing for representation of the Namibians in
the Pretoria Parliament.
The annexation of Namibia by South Africa is definitely an act of
aggression. A memorable example of that kind of aggression is recorded in
the historic Moscow Declaration of 30 October 1943 in which the Soviet
Union, the United States, the United Kingdom and China qualified the
occupation and annexation of Austria by Hitlerite Germany as aggression and
solemnly declared their refusal to recognize it. The fact that the
annexation of a territory by the mere movement of troops or by the presence
of foreign troops is ranked as an act of aggression by that Declaration
means that the word aggression covers a wider range than the notion of armed
attack stricto sensu. This is easily understandable, inasmuch as occupation
and annexation achieve the ultimate aims of aggression, bringing about the
destruction of the entity which was the latter's target. As a matter of
definition, can the occupation of Austria with a view to its annexation be
classified as aggression, and the occupation and subsequent annexation of
Namibia not be so regarded? This was what the Court has sought to exclude,
when in paragraph 109 of the Opinion it recalled that in operative paragraph
3 of resolution 269 (1969) the Security Council decided "that the continued
occupation of the territory of Namibia by the South African authorities
constitutes an aggressive encroachment on the authority of the United
Nations". The General Assembly had stated earlier in resolution 2074 (XX)
that "any attempt to annex a part or the whole of the Territory of South
West Africa constitutes an act of aggression". For while the law of former
times, as in the 1885 Act of Berlin and the Treaties of Bardo and Alg�ciras
and numerous other treaties, tolerated conquest and annexation, of which
South Africa's conduct appears to be one of the last examples, modern law,
that of the United Nations Charter, the Pact of Bogota and the Charter of
Addis Ababa, condemns them beyond reprieve. Annexation is nothing less than
the negation of the new law of self-determination. Thus the United Nations
has reiterated that acquisition of a territory may not be effected by the
use or the threat of force. In its recent reso-lution 2628 (XXV), of 4
November 1970, the General Assembly "reaffirms that the acquisition of
territories by force is inadmissible", and that consequently the occupied
territories must be restored. None the less, South Africa has throughout,
and even before the Court, sought to justify its continued occupation of
Namibia by claiming to be there by right of conquest or by the effect of
acquisitive prescription. The Court has dismissed this claim in paragraphs
85 and 86 of the Opinion. The [p 92] most categorical argument on the point
would have been that conquest and acquisitive prescription have totally
disappeared from the new law which has condemned warand proclaimed the
inalienability of sovereignty.
13. The presence of South Africa in Namibia having thus been defined as
illegal and warlike, and, in short, regarded as aggression, what are the
legal consequences of this?
The recognition by the United Nations of the legitimacy of the Namibian
people's struggle against the South African aggression is nothing less than
a recognition of belligerency. For the recognizing States, namely the States
Members of the United Nations, it transforms the hostilities between a State
and another subject of law, which the Namibian people is, into an
international war. Consequently, when there is aggression by a State against
a people for the purpose of subjugating it by force, then whatever its
manifestations, it cannot be denied that it has the character of a war, or
at least of a state of belligerencyFN1, with all the legal effects attaching
thereto, including in particular the status of neutrality imposed on
third-party States.
----------------------------------------------------------------------------------------------------------------------- FN1 L. Cavar� wrote as follows concerning colonial protectorates: "If the
protected country retains its personality, then there is a war in the
international meaning of the term and the laws of war must be applied"
(Droit international public positif, Vol. I, 3rd ed., p. 551). A fortiori,
this is the case for Namibia even before it was recognized by the United
Nations by resolution 2372 (XXII). See also above section 2.
---------------------------------------------------------------------------------------------------------------------
If the provisions of the Charter concerning collective security could have
been implemented according to the letter and in the spirit of the San
Francisco Conference, there would have been no place for neutrality, at
least among States Members of the United Nations. The Charter provided on
the one hand for an international army (Arts. 43 to 47) and disarmament
(Art. 11, para. 1; Art. 26, and Art. 47, para. 1). But military preparations
have been neglected since 1948, and in place of disarmament, which is in the
doldrums, there has from the beginning been an intensive process of nuclear
and conventional armament spreading into the wars being carried on more or
less all over the world. On the other hand, there were the provisions
concerning collective security (Arts. 39 et seq.), the executive counterpart
of which was to be the international army. The fate of the new institution
intended to put an end to wars was no better than that described above. The
Security Council's action has been paralysed by the veto, or by the fear of
a veto as in the Namibia question. Consequently, neutrality persists so long
as wars are tolerated, whether deliberately or through weakness. This
applies particularly in the case of the States Members which, evading the
obligations deriving from the United Nations resolutions, for some reason or
another, are at least under an obligation not to hinder the activities of or
the mea-sures adopted by the Organization of which they are Members.
The obligations of States not participating in hostilities, which
constitute the status of neutrality, are applicable in the case of mere
belli-[p 93]gerency just as in the case of war. This would be relevant if it
were considered that the relations between South Africa and Namibia are
only a state of belligerency between communities, one of which is not yet a
State. The classic example of this is the War of Secession in the United
States. Therefore, whether the Namibians are regarded as being in a state of
war or in a state of insurrection against South Africa, recognized by the
international community, the obligations of third States are clear: those
States are bound by the status of neutrality as it derives from the 1871
Washington Rules, and Conventions V and XIII adopted by the 1907 Hague Peace
Conference�which have become binding rules of customary law�and from the
relevant provisons of the laws and customs of war. This means: abstention
and impartiality.
In order to define the concept of impartiality, a distinction must be made
between the aggressor and the victim of aggression FN1. A noteworthy example
is that of the policy adopted by the United States of America, which led to
the promulgation of the Cash and Carry and Lend-Lease Acts. These Acts were
exceptions to the general rules of neutrality, founded on a desire to assist
the victims of aggressionFN2. With regard to certain Western States which
continue to supply South Africa with arms, ammunition and war material,
their attitude contravenes the status of neutrality, from which they have
previously benefitedFN3, for instead of the obligation of impartiality being
interpreted by them in favour of the victim, it is violated for the benefit
of the aggressor. They should abstain from such deliveries. Security Council
resolution 282 (1970), pronouncing the arms embargo against South Africa
alone, is in line with international practice.
----------------------------------------------------------------------------------------------------------------------- FN1 G. Schwarzenberger explains the distinction in these words in connection
with the implementation of the Briand-Kellogg Pact:
"Parties to the Kellogg Pact which remain at peace with the aggressor are
entitled, by way of reprisal, to depart from the observance of strict
neutrality between the Pact-breaker and his victim and to discriminate
against the aggressor."
As examples in support of this rule he cites the Destroyer Deal between the
United States and Great Britain, and the "Aid Britain" Act of 1941. He adds
in a relevant comparison:
"As with Members of the United Nations (Art. 2 (5) of the Charter), parties
to treaties may even be under a legal duty to discriminate against an
aggressor State." (A Manual of International Law, Vol. I, 4th ed., p. 185.)
FN2 See E. Castr�n, The Present Law of War and Neutrality, 1954, pp. 451 and
477, who mentions that:
"The purpose may be to assist the victim of aggression . . . in which case
American writers have used the expression 'supporting State' " (p. 451).
FN3 R. Sherwood, in his book of memoirs entitled Roosevelt and Hopkins,
writes on p. 221, of Churchill's overjoyed gratitude: ". . . and from this
came the vast concept which Churchill later described as 'a new Magna Charta
... the most unselfish and unsordid financial act of any country in all
history'. "
---------------------------------------------------------------------------------------------------------------------
14. The obligation of abstention entailed by the status of neutrality [p 94]
must be defined having regard to the development of modern armaments and the
variety of means of assistance which may be supplied to the belligerents.
The different prohibitions imposed by international law may moreover
duplicate and reinforce or may supplement those laid down in the relevant
Security Council resolutions, on account of violation of the Charter and of
international law. States may thus be under various obligations by virtue of
more than one source of obligation. Examples of such prohibitions are:
(1) The prohibition of all military assistance, not only de facto, but also
in implementation of a treaty of alliance or of bilateral or multilateral
defence. The obligations contained in those treaties cannot prevail over the
obligation not to assist an aggressor State. A treaty which enabled
assistance to be given to an aggressor would be immoral and contrary to
international order, and could not therefore be tolerated by the
international community. Further, treaties of alliance generally provide
that they do not operate unless it is the other signatory which was
attacked.
(2) The prohibition of the supply of nuclear or conventional arms and of all
ammunition; of the supply of ships, aircraft or other military machines, and
of armed or transport helicopters; of rockets, missiles and electronic
equipment which can be put to military uses; of all arms capable of being
used against guerillas, including napalm, chemical and bacteriological
weapons, and gases of all sorts. As in the case of treaties of alliance or
defence, agreements for the supply of any of the foregoing may not be
implemented in favour of the aggressor, for any reason whatsoever, whether
of joint defence or of economic necessity.
(3) The prohibition of the supply of spare parts and any equipment capable
of being used for the production or maintenance of arms or ammunition or
nuclear devices, and patents or licences relating thereto.
(4) The prohibition of the emigration or despatch of technicians for work in
the armaments industry, or for the training of military personnel; on the
transmission of military or technical information, including information
relating to the peaceful uses of nuclear energy, on account of the
possibility of its being adapted to military purposes.
(5) The prohibition of the supply of oil and petroleum products and of
natural gas on account of their vital importance for war. If this
prohibition is such as to harm South African industry, that can only be a
more effective way of bringing South Africa to put an end to its.
aggression FN1.
-------------------------------------------------------------------------------------------------------------- FN1 On the subject of oil supplies see Professor Erik Castr�n, The Present
Law of War and Neutrality, 1954, p. 474.
------------------------------------------------------------------------------------------------------------
(6) The prohibition of the supply of all facilities for the transport of the
above-mentioned arms; machinery, munitions and other products.
(7) The prohibition of all economic, industrial or financial assistance, [p
95] in the form of gifts, loans, credit, advances or guarantees, or in any
other formFN1. This prohibition is not confined to States. It naturally
extends to institutions in which States have voting rights, such as the
International Bank for Reconstruction and Development, the International
Development Association and the International Finance Corporation; as is
well known, the International Bank for Reconstruction and Development has
deliberately disregarded the resolutions of the General Assembly and the
Security Council, by continuing to grant South Africa aid amounting to
hundreds of millions of dollars, which is in fact aid to the illegal
activity of the South African authorities in Namibia, contrary to the
objects and purposes of the United NationsFN2.
-------------------------------------------------------------------------------------------------------------- FN1 See in connection with prohibitions of a financial nature, Professor
Paul Reuter, op. cit., p. 321.
FN2 The specialized agencies in which the voting is based on the democratic
rule of one State, one vote, have all decided to refrain from any support to
South Africa: for example, Unesco, ILO, FAO and WHO. The recalcitrant
attitude of the IBRD and the IMF is to be explained by the multiple voting
system on a capitalist basis which operates therein, by which the financial
Great Powers have a number of votes calculated according to the size of
their share in the capital of these two institutions. These Powers are
primarily the States which the General Assembly has described as commercial
partners of South Africa. In future, States ought to take it as a matter of
course that they should bring their attitude in these institutions into line
with decisions of the United Nations.
------------------------------------------------------------------------------------------------------------
All the above prohibitions apply to States and to associations of States and
to public and private international organizations.
Furthermore, governments must show due diligence in preventing any
individual or collective act contrary to neutrality. This obligation relates
to nationals and subjects, and to foreign residents. Showing due diligence
means that adequate measures must be taken, including legislative measures
providing for penalties. For a State which undertakes an obligation commits
its own subjects and those who live under its law and must employ every kind
of means, legislative, administrative and judicial, by which it governs. It
is not therefore sufficient to refuse diplomatic protection to those who
transgress, as has been suggested by the Government of the United States.
It is by taking these measures, which are dictated by the status of
neutrality, that States, and in particular those which are, politically and
financially speaking, the Great Powers, will bring South Africa to abandon
its present policy, in the interests of justice, peace and international
co-operation.
15. It was to be desired that the Court should deduce all the legal
consequences from the aggression observed by the Security Council. The
request made of it was not confined to the effect of resolution 276 (1970),
referred to in resolution 284 (1970) requesting the opinion. The legal
consequences upon which it had to pronounce are all those resulting from the
very presence of South Africa in Namibia, which is the first [p 96] point
mentioned in resolution 284 (1970), and which is conditioned by resolution
276 (1970). That presence was the justification for resolutions 282 (1970)
and 283 (1970), which the Court could not leave out of account as not
falling within the request for advisory opinion. For resolution 283 (1970)
re-affirms, first resolution 276 (1970) and secondly resolution 282 (1970),
in the following terms:
"Re-affirming its resolution 282 (1970) on the arms embargo against the
Government of South Africa and the significance of that resolution with
regard to the territory and people of Namibia, . . ."
These two resolutions, 282 (1970) and 283 (1970), concerning the illegal
presence of South Africa in Namibia were, what is more, adopted before the
request for opinion; resolution 283 (1970) was adopted solely because of
that illegal presence, which is the principal subject-matter of the request
for opinion, and resolution 282 (1970) had in view apartheid beyond the
frontiers of South Africa, as well as the policies of that Government in
southern Africa, including Namibia. Resolution 282 (1970) reads as follows:
"Reiterating its condemnation of the evil and abhorrent policies of
apartheid and the measures being taken by the Government of South Africa to
enforce and extend those policies beyond its borders,
"Gravely concerned by the persistent refusal of the Government of South
Africa to abandon its racist policies and to abide by the resolutions of
the Security Council and of the General Assembly on this question and others
relating to southern Africa. . ."
This latter paragraph of resolution 282 (1970), by making reference to "the
resolutions of the Security Council", contemplated resolution 276 (1970) in
particular.
16. Although the Court has made no mention of resolutions 282 (1970) and 283
(1970), it has nonetheless reached conclusions which do not differ in
substance from those which follow from those two resolutions and from the
status of neutrality.
I will begin with economic consequences, namely those enumerated in
resolution 283 (1970) and the more complete set, resulting from the status
of neutrality, which are mentioned in section 14, paragraph 7, of the
present separate opinion. The Advisory Opinion has not failed to express the
view, in the operative clause, that member States of the United Nations are
under obligation "to refrain from any acts and in particular any dealings
with the Government of South Africa . . . lending support or assistance to"
South Africa. The prohibition of economic assistance provided for in
resolution 283 (1970) and by the status of neutrality has thus been
substantially adopted by the Opinion of the Court.
It is clear from a reading of the whole of the Opinion that the operative [p
97] clause is integrally connected with the reasoning, and is explained by
the reasoning. But even in the light of the reasoning, there are missing
details which it might have been useful to clear up. The question arose
whether the legal consequences which the Court was called upon to deduce
should be summed up in a few major rules, or whether they should be laid
down in terms as detailed as possible. The Court has chosen the first
solution, leaving it to the political organs to effect the application
thereof. This does not seem to me to be quite what the Security Council
wanted. Of course any analytical formulation carried to extremes would have
failed to be exhaustive, and might sometimes have overlooked circumstances
which were necessarily unforeseeable. Nonetheless, a more complete
enumeration, but one which did not lose itself in detail, might have been
more satisfying, and would have been more surely effective in stopping at
the source those interpretations which are sometimes made to suit national
tendencies or interests.
The possible clarifications to supplement the Opinion may, in consequence
of what has been said above, be deduced from what is laid down by the status
of neutrality, and by resolution 283 (1970). Although not mentioned in the
Advisory Opinion, this resolution is covered by the rule which has there
been laid down erga omnes, namely that the decisions of the Security Council
are imperatively binding by virtue of Article 25 of the Charter. The
following is a not exhaustive list of the prohibitions of an economic kind
which result therefrom:
(1) States should debar themselves and should forbid their nationals,
subjects and foreign residents, under penalties, from having any part in
South African companies or undertakings registered or established in
Namibian territory, or having in that territory branches, representatives or
agencies, either by way of technical participation or on the financial level
by the acquisition of stocks, shares or bonds.
(2) States should not authorize the shares and bonds of such companies to
be quoted on the Stock Exchange, or any dealings therein to be effected.
Otherwise, they would be facilitating the disposal of assets acquired by
misappropriation or spoliation, taking into account the civil or commercial
responsibilities attaching thereto.
(3) The exploitation of the petroleum, diamond, gold and other resources of
the soil and sub-soil of Namibia, its territorial waters or its continental
shelf, carried out by South Africa or its nationals, or with its
authorization, is equivalent to the seizure of Namibian assets by, or with
the co-operation of, the occupying authority, and the Republic of South
Africa must therefore render an account to the future State of Namibia of
the income and taxes which it has derived or collected from such sources.
Any States which have obtained profit from these exploitations, either in
the form of concessions or in the form of participation in the invested
capital, may be held jointly responsible with South Africa towards Namibia.
These States and their subjects must refrain from acquiring any of the
production of these exploitations, in order not to incur civil respon-[p
98] sibility by being involved either as receivers or as purchasers, with
notice, of assets not belonging to the vendor.
17. Turning to military matters, it should be observed that the passage in
the operative clause of the Opinion forbidding any support or assistance to
South Africa is drawn in very general terms. By mentioning "any acts" and
"any dealings with the Government of South Africa", it clearly includes
military support, and such support, being indisputably the most serious and
the most heavy with consequences, must therefore be forbidden before any
other form of support. Any supply of arms, munitions or war material, and
any technical or scientific military assistance, are hereafter prohibited.
This rule applies to all States, and none of them can evade it on any ground
whatsoever, e.g., economic or strategic interests.
As in the case of economic consequences, the details of the military support
which is prohibited remain to be determined. Like resolution 283 (1970),
resolution 282 (1970) is a binding decision by virtue of Article 25, already
referred to; the more so in that resolution 282 (1970) is related, as has
been stated, to resolution 276 (1970) through resolution 283 (1970). In any
event, the acts of military support or assistance from which States must
refrain are those the prohibition of which is dictated by resolution 282
(1970) and by the status of neutrality mentioned in Section 14, para-graphs
1 to 6, of this separate opinion. Under each of the three documents in
question�the Court's Opinion, resolution 282 (1970) and the status of
neutrality�what matters is that no assistance shall be given to an
aggressor: consequently, the measures to be applied must be the same, in
order to meet the same need.
Certain governments, in order to some extent to evade the embargo on arms
and material for land, sea and aerial warfare, have drawn a distinction
between arms and war material destined for internal use, in other words for
repression�to which they admit the prohibition would apply�and arms and
material allocated to external defence, which they contend would be excluded
from the embargo.
This distinction is condemned by the facts of the case. In the various wars
waged by the colonial Powers and mandatory States, heavy armaments and
military aircraft were widely used. According to Mr. McBride, the Secretary
General of the International Commission of Jurists, "heavy weapons were
often employed to maintain a colonial regime, and they could be very useful
to a regime like that in South Africa [FN1]". And armoured cars were in fact
deployed at Sharpeville on 21 March 1960, when the South African police
opened fire and according to the United Nations report, killed a large
number of peaceful and unarmed Black demonstra-
[p 99]tors while fighter aircraft flew overhead. The anniversary of that day
was proclaimed by the General Assembly as the International Day for the
Elimination of Racial Discrimination. Of course, as a diplomat observed, "it
is not possible to transform submarines into amphibious vehicles in order to
use them for land operations". However, no one can be unaware that in the
course of colonial wars there have been bombardments by naval units or
aircraft of ports, towns, villages or concentrations of people. That is why
the supply of any arms capable of reinforcing South Africa's military
potential must be forbidden, particularly since it is this material strength
which enables it to maintain its presence in Namibia notwithstanding
resolution 276 (1970).
---------------------------------------------------------------------------------------------------------------------
[FN1] Ad Hoc Sub-Committee of the Security Council, S/AC. I7/SR. 14, meeting
of 24 June 1970.
---------------------------------------------------------------------------------------------------------------------
18. Furthermore, the illegal presence of South Africa in Namibia opens up
possibilities of wide application of Article 103 of the Charter. The
obligations of Members of the United Nations under the Charter,
contemplated by that Article, clearly include obligations resulting from
the provisions of the Charter and from its purposes, and also those laid
down by the binding decisions of the organs of the United Nations. Among
such decisions are those of the Security Council, namely resolutions 282
(1970) and 283 (1970). Since Article 103 applies both to past and future
commitments, the following, whatever their date FN1, can no longer be
relied on against member States in their relationship with South Africa:
military alliances, naval agreements or agreements relating to joint naval
manoeuvres, agreements to supply arms, war material and munitions,
agreements for co-operation in the nuclear field for whatever purpose, as
well as all treaties involving any assistance whatsoever calculated to
facilitate the maintenance of South Africa's presence in Namibia, as is
stated in paragraphs 119 et seq. of the Court's Opinion.
----------------------------------------------------------------------------------------------------------------------- FN1 See hereon L. Cavar�, op. cit., pp. 653 f.
---------------------------------------------------------------------------------------------------------------------
19. In conclusion, it should be emphasized that since 1967 the United
Nations has been convinced that any assistance given to South Africa, even
without being earmarked for any particular application, would nevertheless
further the designs of South Africa both in South African territory and in
Namibia. For the South African Government has been administering Namibia as
an integral part of its territory since even before it was annexed thereto,
applying to it its racial policy and its policy of colonial exploitation.
Any financial, economic or military assistance is likely to promote the
general development of that policy and consequently to tighten South
Africa's hold over the Territory of Namibia. Thus it is that the General
Assembly has adopted resolution upon resolution in order to dissuade member
States of the United Nations from giving any assistance whatsoever to South
Africa, even such as is not expressly intended to consolidate its presence
in Namibia, for so long as it continues its policy of racial discrimination
and apartheid in the [p 100] geographical, political, economic and military
ensemble of South and South West Africa. This was the purpose of resolutions
2307 (XXII), 2396 (XXIII), 2426 (XXIII) and 2506 (XXIV). In the same way,
the two resolutions 282 (1970) and 283 (1970) of the Security Council
concern South Africa no less than Namibia. It is in this sense that the
Court's Opinion is to be understood; to do otherwise would be to run counter
to reality.
(Signed) Fouad Ammoun.
[P 101]
Separate opinion of judge Padilla Nervo
I agree with the Advisory Opinion given by the Court in answer to the
question put to it by the Security Council.
I accept each and every one of the provisions of the operative clause of the
Opinion.
From the reasoning and conclusions of the Court it has been recognized that
the General Assembly and the Security Council of the United Nations, in the
exercise of their competence, their functions and their duty, have revoked
the Mandate of South Africa in respect of Namibia, have declared that the de
facto presence of the former Mandatory in that territory is illegal, has the
character of a foreign occupation and is an "aggressive encroachment" on the
authority of the United Nations and on the territory over which South Africa
has no legal title.
South Africa therefore has the juridical obligation to withdraw its
administration there, and to co-operate with the United Nations for the
peaceful enforcement of its decisions. Other legal consequences of the
continuance of South Africa's unlawful and de facto presence there are
expressed in the Advisory Opinion rendered by this Court, and some of the
consequences are stated in relevant resolutions of the Security Council.
For the purpose of this Advisory Opinion the Court was not obliged, and did
not need, to pass upon the objections regarding the validity of the
resolutions concerned; nevertheless the Court considered it appropriate to
answer such objections, and did recognize the validity and binding character
of the decisions taken in this matter by the General Assembly and the
Security Council.
Availing myself of the right conferred by Article 57 of the Statute, I wish
to append to the Opinion of the Court a separate statement of my individual
views.
Preliminary
Some of the points raised in the written statements are either of a
preliminary nature�as is the question whether or not the Court should accede
to the request for an advisory opinion,�or are related to the validity of
the resolutions of the Security Council and the General [p 102] Assembly, as
for instance those which terminated the Mandate for South West Africa and
those which declared illegal the presence of South Africa in Namibia. In my
view these points go beyond the scope of the question put to the Court by
the Security Council, which is couched in the following terms:
"What are the legal consequences for States of the continued presence of
South Africa in Namibia, notwithstanding Security Council resolution 276
(1970)?"
Nevertheless, as these questions have been raised, I will express my opinion
on them.
It has been suggested that the Court should use its discretion whether or
not to accede to a request for an advisory opinion and should in this case
refuse to give it. The Court "must have full liberty to consider all
relevant data available to it in forming an opinion on a question posed to
it for an advisory opinion" (Certain Expenses of the United Nations, I.C.J.
Reports 1962, p. 151, at p. 157). In the Certain Expenses case, the Court
referred to the decision taken by the Permanent Court concerning the Status
of Eastern Carelia and found no "compelling reason" why it should not give
the advisory opinion which the General Assembly requested. The Eastern
Carelia case, where the Permanent Court of International Justice declined
to give an advisory opinion, is not a precedent in the present case before
this Court.
As to the argument that the request of the Security Council should be
refused because it has a political background in which the Court itself has
become involved, the Court unanimously decided, at the beginning of the oral
hearings, to disregard this argument. The Court decided not to accede to the
objections raised against the participation of three Members of the Court,
which were based on the contention that the judges in question had taken
political positions in the General Assembly in issues related to South West
Africa, while representing their Governments in the United Nations. The
Court has thereby expressed its opinion in the sense that the controverted
political background of the question is not a reason to decline to give the
advisory opinion requested.
There is no merit either in the other contention which has been advanced
against the Court giving the advisory opinion which the Security Council
requested "considering that an advisory opinion from the International Court
of Justice would be useful for the Security Council in its further
consideration of the question of Namibia and in furtherance of the
objectives the Council is seeking". The Eastern Carelia case was relied upon
in support of the contention that the question before the Court involved a
dispute. This matter does not need to be considered again since the Court by
its Order of 29 January decided to reject the application for the
appointment of a judge ad hoc, because it held that in [p 103] the present
advisory proceedings there is no dispute pending between South Africa and
any other State.
In the Certain Expenses case, the Court referred to the argument that the
question put to the Court was intertwined with political questions, and that
for this reason the Court should refuse to give an opinion. The Court
replied that most interpretations of the Charter would have political
significance. The Court, however, could not attribute a political character
to a request which invited it to undertake an essentially judicial task,
namely the interpretation of a treaty provision.
The question put to the Court by the Security Council can be said to be
intertwined with certain political problems, but the actual wording of such
question, asking the Court what are the legal consequences for States of the
continued presence of South Africa in Namibia, indicates that the position
is in fact a legal one even if it may have a political aspect. In the nature
of things it could not be otherwise. The line between political and legal
questions is often vague. Examining the close interrelation between the
political and legal factors in the development of international law, Dr.
Rosenne makes the following comments:
"That interrelation explains the keenness with which elections of members of
the Court are conducted . . . But that interrelation goes further. It
explains the conflict of ideologies prevalent today regarding the Court."
(Rosenne, The Law and Practice of the International Court, Vol. I, p. 4.)
"The Charter of the United Nations and the urgency of current international
problems and aspirations have turned the course of the organized
international society into new directions . . . The intellectual atmosphere
in which the application today of international law is called has changed,
and with it the character of the Court, as the organ for applying
international law, is changing too." (Ibid., pp. 5-6.)
The full impact upon the Court of those changes is found in the activities
of the General Assembly and the Security Council. Whatever conclusions might
be drawn from these activities, it is evident that their far-reaching
significance lies in the fact that the struggle towards ending colonialism
and racism in Africa, and everywhere, is the overwhelming will of the
international community of our days.
A fair examination of the contentions and arguments disputing the competence
and jurisdiction of the Court to give the opinion requested leads to the
conclusion that they are not valid and ought to be rejected. [p 104]
There are not, in this instance, compelling reasons to make the Court depart
from its unavoidable duty to give the advice requested by the Security
Council.
The proposalFN1 which became the first operative paragraph of Security
Council resolution 284 (1970) made it clear from the outset that the
termination of the Mandate and the assumption by the General Assembly of
direct responsibility for the Territory was not being called into question
FN2. For this had been an "irrevocable step" and "consequently, the presence
of South Africa in Namibia was now illegal and member States had pledged
themselves to fulfil the responsibility which the United Nations had
assumed" FN3. The question to be presented to the Court therefore related to
the legal consequences for States of the presence of South Africa in
Namibia after these irrevocable changes had been brought about.
----------------------------------------------------------------------------------------------------------------------- FN1 That of Finland.
FN2 S/AC.17/SR.12, p. 3; and S/AC.17/SR.17, p. 8.
FN3 S/AC.17/SR.12,p.3.
---------------------------------------------------------------------------------------------------------------------
In general, therefore, from the record of the discussions of the Security
Council and its Sub-Committee immediately preceding the adoption of Security
Council resolution 284 (1970), it would appear that the question presented
to the Court concerns the legal consequences for States of the continued
presence of South Africa in Namibia, not as a mandatory Power, but as a
State which according to the provisions of Security Council resolution 276
(1970) was continuing to occupy Namibia illegally FN4, and in defiance of
the relevant United Nations resolutions and the United Nations Charter FN5,
notwithstanding that the Mandate for South West Africa has been terminated
FN6, the United Nations has assumed direct responsibility for the Territory
until its independence FN7, and the Security Council has called upon the
Government of South Africa immediately to withdraw its administration from
the Territory FN8.
----------------------------------------------------------------------------------------------------------------------- FN4 Security Council resolution 276 (1970), para. 2.
FN5 Ibid., para. 4.
FN6 Ibid., second and third preambular paragraphs.
FN7 Ibid., second preambular paragraph.
FN8 Ibid., third preambular paragraph.
---------------------------------------------------------------------------------------------------------------------
The Issues to Be Examined
It has been shown that in formulating the question now before the Court, the
Security Council used the phrase "the continued presence of South Africa in
Namibia, notwithstanding Security Council resolution 276 (1970)", in order
to denote the presence of South Africa after the Mandate had terminated and
South Africa had ceased to have any right to be present as mandatory Power.
It follows that the legal consequences for States of this continued presence
are not those which resulted directly from the conduct of South Africa in
its former capacity as mandatory [p 105] Power, but only the consequences of
the continued South African presence after the cessation of the mandatory
relationship.
Merits
Scope of the Question Submitted
The question before the Court is a limited one, namely what are the legal
consequences for States of the continued presence of South Africa in
Namibia, notwithstanding Security Council resolution 276 (1970)? In this
resolution the Security Council reaffirmed General Assembly resolution 2145
(XXI) of 27 October 1966, by which the United Nations decided that the
Mandate for South West Africa was terminated and assumed direct
responsibility for the Territory until its independence, and also reaffirmed
its resolution 264 (1969), which recognized this termination and which
called upon the Government of South Africa immediately to withdraw from the
Territory.
No other request having been made, the Court will have to assume the
validity of the action taken by the Security Council and the General
Assembly on the question of Namibia and that such action was in accordance
with the Charter. The Court should not assume powers of judicial review of
the action of principal organs of the United Nations without specific
request to that effect.
The Covenant
The Covenant is in the nature of a constitutional legal instrument, which is
the source of rights and obligations relating to the system of mandates and
to the securities and safeguards for the performance of the sacred trust.
The principle proclaimed in Article 22, and its provisions, were binding on
the Members of the League who were willing to accept the tutelage and
exercise it as mandatories on behalf of the League in the interest of the
indigenous population.
The Council of the League defined the degree of authority, control, or
administration to be exercised by the Mandatory for South West Africa, in
the terms that the Principal Allied and Associated Powers had proposed that
the Mandate should be formulated. The purpose of the Mandate for South West
Africa�in the terms defined by the Council�is to give practical effect to
the principle of the sacred trust of civilization. The Mandate is the method
chosen by the Allied and Associated Powers to accomplish that end. The legal
obligations stated in the Covenant were translated and spelled out in the
specific case of each mandate "according to the stage of development of the
people, the geographical situation of [p 106] the territory, its economic
conditions and other similar circumstances". All mandates�regardless of
their differences in character�have a common denominator; all were
established for the same reason, and with the object and purpose of giving
practical effect to the principle that the well-being and development of the
peoples inhabiting the territories concerned form a sacred trust of
civilization.
The sacred trust is not only a moral idea, it has also a legal character and
significance; it is in fact a legal principle. This concept was
incorporated into the Covenant after long and difficult negotiations
between the parties over the settlement of the colonial issue. It has been
observed in that respect that:
"It was clearly understood by all concerned that what was involved was the
adoption, with respect to the treatment of indigenous peoples in certain
areas of Africa and Asia, of a principle entirely different from that in
effect until then. The new principle was that, as a matter of international
law, the well-being and social progress of such peoples would be the
responsibility of the 'organized international community", insured by
legal, rather than by solely moral, considerations."
Sir Arnold McNair, in his separate opinion annexed to the Opinion of the
Court on the International Status of South West Africa, observed:
"From time to time it happens that a group of great Powers, or a large
number of States both great and small, assume a power to create by a
multipartite treaty some new international regime or status, which soon
acquires a degree of acceptance and durability extending beyond the limits
of the actual contracting parties, and giving it an objective existence"
(I.C.J. Reports 1950. p. 153).
Concept of Mandates�Rights and Obligations of Mandatory
The Court has given the following account of this question:
"Under Article 1 19 of the Treaty of Versailles of 28 June 1919, Germany
renounced in favour of the Principal Allied and Associated Powers all her
rights and titles over her overseas possessions. The said Powers, shortly
before the signature of the Treaty of Peace, agreed to allocate them as
Mandates to certain Allied States which had already occupied them. The terms
of all the 'C 'Mandates were drafted by a Committee of the Supreme Council
of the Peace Conference and approved by the representatives of the Principal
Allied and Associated Powers in the autumn of 1919, with one reservation
which was subsequently withdrawn. All these actions were taken before the
Covenant took effect and before the League of Nations was established and
started functioning in January 1920. [p 107]
The terms of each Mandate were subsequently defined and confirmed by the
Council in conformity with Article 22 of the Covenant.
The essential principles of the Mandates System consist chiefly in the
recognition of certain rights of the peoples of the underdeveloped
territories; the establishment of a r�gime of tutelage for each of such
peoples to be exercised by an advanced nation as a 'Mandatory' 'on behalf of
the League of Nations'; and the recognition of �a sacred trust of
civilisation' laid upon the League as an organized international community
and upon its Member States. This system is dedicated to the avowed object of
promoting the well-being and development of the peoples concerned and is
fortified by setting up safeguards for the protection of their rights.
These features are inherent in the Mandates System as conceived by its
authors and as entrusted to the respective organs of the League and the
Member States for application. The rights of the Mandatory in relation to
the mandated territory and the inhabitants have their foundation in the
obligations of the Mandatory and they are, so to speak, mere tools given to
enable it to fulfil its obligations. The fact is that each Mandate under the
Mandates System constitutes a new international institution, the primary,
overriding purpose of which is to promote 'the well-being and development'
of the people of the territory under Mandate." (South West Africa,
Preliminary Objections, Judgment, I.C.J. Reports 1962, p. 329.)
Sir Arnold McNair, in his separate opinion mentioned above, stated:
"The Mandates System seems to me to be an a fortiori case. The occasion was
the end of a world war. The parties to the treaties of peace incorporating
the Covenant of the League and establishing the system numbered thirty. The
public interest extended far beyond Europe. Article 22 proclaimed 'the
principle that the well-being and development of such peoples form a sacred
trust of civilization and that securities for the performance of this trust
should be embodied in the Covenant'. A large part of the civilized world
concurred in opening a new chapter in the life of between fifteen and twenty
millions of people, and this article was the instrument adopted to give
effect to their desire. In my opinion, the new regime established in
pursuance of this 'principle' has more than a purely contractual basis, and
the territories subjected to it are impressed with a special legal status,
designed to last until modified in the manner indicated by Article 22. The
dissolution of the League has produced certain difficulties, but, . . . they
are mechanical difficulties, and the policy and principles of the new
institution have survived the impact of the events of 1939 to 1946, and have
indeed been reincarnated by the Charter under the name of the 'International
Trusteeship System', [p 108] with a new lease of life." (I.C.J. Reports
1950, pp. 154-155, italics added.)
A new order based on the proposition that "all men are by nature equally
free and independent" has attained solemn recognition in the basic law of
many nations and is today�in one form or another� customary declaration,
norm and standard in the constitutional practice of States. It cannot be
ignored that the status of the Territory of South West Africa is the most
explosive international issue of the post-war world; and the question
whether the official policy of apartheid, as practised in the Territory, is
or is not compatible with the principles and legal provisions stated in the
Covenant, in the Mandate and in the Charter of the United Nations, begs an
answer by the Court.
Power of Revocation
It has been contended that there is no express power of revocation of a
mandate provided for under the League Covenant, nor yet an implied power. In
answer to this contention, some relevant quotations have been relied upon
during the present proceedings. Wright, in his Mandates Under the League of
Nations, 1930 (pp. 440-441), wrote the following:
"Whether the League can appoint a new mandatory in case one of the present
mandatories should cease to function has not been determined. Nor has it
been decided whether the League can dismiss a mandatory though both powers
may be implied from the Covenant assertion that the mandatories act 'on
behalf of the League', and members of the Permanent Mandates Commission have
assumed that they exist. Furthermore, it would seem that the mandate of a
given nation would automatically come to an end in case the mandatory
ceased to meet the qualifications stated in the Covenant and that the League
would be the competent authority to recognize such a fact.. . . Since the
areas subject to mandate are defined in Article 22 of the Covenant it would
seem that the League, whose competence is defined by the Covenant, could not
withdraw a territory from the status of mandated territory unless through
recognition that the conditions there defined no longer exist in the
territory."
Smuts, in The League of Nations: A Practical Suggestion, 1918, said: [p 109]
". . . in case of any flagrant and prolonged abuse of this trust the
population concerned should be able to appeal for redress to the League, who
should in a proper case assert its authority to the full, even to the extent
of removing the mandate, and entrusting it to some other State, if
necessary".
The view existed then that the League could revoke a mandate in the event of
a fundamental breach of its obligation by a mandatory. Annexation, overt or
disguised, was certainly the most grave and fundamental breach of the
essential principles of the mandates system which�as an international
institution�was created by Article 22 of the Covenant.
Consequences of Dissolution of the League
An international regime, the mandates system, was created by Article 22 with
a view to giving practical effect to the two principles (a) of
non-annexation, and (b) that the well-being and development of the peoples
inhabiting the mandated territories, not yet able to stand by themselves,
form "a sacred trust of civilization". The creation of this new
international institution did not involve any cession of territory or
transfer of sovereignty, and the mandatory was to exercise an international
function of administration on behalf of the League of Nations. The mandate
was created in the interests of the inhabitants and of humanity in general,
as an international institution with an international object�a sacred trust
of civilization.
The international rules regulating the mandate constituted an international
status for the territory. The functions were of an international character
and their exercise, therefore, was subjected to the supervision of the
Council of the League of Nations and to the obligation to submit annual
reports.
Obligations: (a) administration as a "sacred trust"; (b) machinery for
implementation, supervision and control as "securities for the performance
of this trust". These obligations represent the very essence of the "sacred
trust". Neither the fulfilment of these obligations, nor the rights of the
population, could be brought to an end with the liquidation of the League,
as they did not depend on the existence of the League.
The provisions of paragraph 2 of Article 80 of the Charter presuppose that
the rights of States and peoples should not lapse automatically on the
dissolution of the League.
The resolution of the League Assembly of 18 April 1946 had to recognize
that the functions of the League terminated with its existence, at the same
time the Assembly recognized that Chapters XI, XII and XIII of the Charter
embodied the principles declared in Article 22 of the Covenant [p 110] of
the League of Nations. In paragraph 4 of that resolution, the mandatory
Powers recognized that some time would elapse from the termination of the
League to the implementation of the trusteeship system, and assumed the
obligation to continue nevertheless, in the meantime, to administer the
territories under mandate for the well-being of the peoples concerned, until
other arrangements had been agreed between them and the United Nations.
The Assembly understood that the mandates were to continue in existence
until �other arrangements� were established, concerning the future status of
the territory concerned. Maintaining the status quo meant: to administer the
territory as a sacred trust and to give account and to report on the acts of
administration.
There are decisive reasons for an affirmative answer to the question whether
the supervisory functions of the League were to be exercised by the new
international organization created by the Charter. The authors of the
Covenant considered that the effective performance of the sacred trust of
civilization required that the administration of the mandated territories
should be subjected to international supervision. The necessity for
supervision continues to exist. It cannot be admitted that the obligation to
submit to supervision has disappeared, merely because the supervisory organ
under the mandates system has ceased to exist, when the United Nations has
another international organ performing similar supervisory functions.
Article 80, paragraph 1, of the Charter purports to safeguard the rights of
the peoples of mandated territories until trusteeship agreements are
concluded, but no such rights of the peoples could be effectively
safeguarded without international supervision and a duty to render reports
to a supervisory organ.
The resolution of 18 April 1946 of the Assembly of the League presupposes
that the supervisory functions exercised by the League would be taken over
by the United Nations, and the General Assembly has the competence derived
from the provisions of Article 10 of the Charter, and is legally qualified
to exercise such supervisory functions.
On 31 January 1923 the Council of the League adopted certain rules by which
the mandatory governments were to transmit petitions. This right which the
inhabitants of South West Africa had thus acquired is maintained by Article
80, paragraph 1, of the Charter. The dispatch and examination of petitions
form a part of the supervision, and petitions are to be transmitted by the
South African Government to the General Assembly, which is legally qualified
to deal with them.
At its final session, on 18 April 1946, the League of Nations adopted a
resolution, already referred to, concerning the mandates system, of which
the last two paragraphs read as follows:
"[The Assembly:] 3. Recognizes that, on the termination of the League's
existence, its functions with respect to the mandated [p 111] territories
will come to an end, but notes that Chapters XI, XII and XIII of the Charter
of the United Nations embody principles corresponding to those declared in
Article 22 of the Covenant of the League;
4. Takes note of the expressed intentions of the Members of the League now
administering territories under mandate to continue to administer them for
the well-being and development of the peoples concerned in accordance with
the obligations contained in the respective Mandates, until other
arrangements have been agreed between the United Nations and the respective
mandatory Powers."
Effect of Resolution 2145 (XXI0 of the General Assembly of the United
Nations and of the Security Council Resolutions
The Principle of Non-Discrimination
The United Nations and the General Assembly were entrusted with special
tasks under the Charter of the United Nations and, among other tasks, to
"encourage and promote respect for human rights and for fundamental freedoms
for all, without distinction as to race . . ." (Art. 76 (c); Art. 1 (3)).
The General Assembly has competence in respect of the interpretation of the
Charter, and power to enact recommendations regarding racial discrimination
which have evolved as principles or standards of general international
acceptance.
The principle of non-discrimination on account of race or colour has a great
impact in the maintenance of international peace, and the Organization has
the duty to ensure that all States�even those which are not members�shall
act, in accordance with the principles of Article 2 of the Charter, in the
pursuit of the purposes stated in Article 1�among them to promote and
encourage respect for human rights and fundamental freedoms for all,
without racial discrimination (Art. 1 (3)).
Significance of the Recommendations of the General Assembly
Nobody would dispute the powers of the General Assembly to discuss such
matters as racial discrimination, in general, and especially when they occur
in a mandated territory which has an international status and is an
institution or regime which is the concern of the Assembly. The
International Court is guided by its Statute and its Rules, but even the
Court's functions and powers may be discussed by the General Assembly, which
may make recommendations (to the United Nations Members) in respect to them,
and propose or evolve additional subsidiary means which the Court should
apply for the determination of rules of law.[p 112]
The numerous and almost unanimous recommendations regarding apartheid and
racial discrimination are made to the Members of the United Nations, but the
Court cannot overlook or minimize their overriding importance and
relevance. The idea of concern for peoples, for the recognition of the role
of the common man, and especially for the peoples "not yet able to stand for
themselves under the strenuous conditions of the modern world", was the one
that moved the authors of the Covenant and is at the root of the Mandate.
For purposes of the interpretation of the Mandate according to both its
spirit and its letter, the dissolution or liquidation of the League is not
of permanent importance, since the Mandate survived. But for a just
interpretation of its terms and spirit, it is important to keep in mind that
such interpretation is being made today; that this Court is sitting in 1971
and not in 1920, and that the international community of today, the United
Nations, has the right and the duty to see that the sacred trust is
performed. For that reason and to that effect, many resolutions were adopted
in the General Assembly and are relevant and of the greatest importance in
the consideration of the South West Africa case.
It is therefore in the exercise of its rights and duties that the General
Assembly, through its resolutions, has passed judgment on the application in
the mandated territory of the official policy of racial discrimination, and
recognized the rules and standards which the Mandatory by its policy of
apartheid contravenes, in violation of its obligations under the Mandate,
obligations which are not dormant at all, but alive and in action, as are
equally well alive and not dormant the rights of the peoples of the
Territory who are the beneficiaries of such obligations.
After the 1950 Opinion has been accepted and approved by the General
Assembly, it was the "law recognized by the United Nations" (Judge Sir
Hersch Lauterpacht, in Admissibility of Hearings of Petitioners by the
Committee on South West Africa, I.C.J. Reports 1956, p. 46).
The General Assembly has had, under the relevant international instruments,
several distinct roles in regard to Namibia, and the action which it took in
this instance finds its bases in all these roles taken either individually
or together. The General Assembly acted: in its capacity as the supervisory
authority for the Mandate for South West Africa; as the sole organ of the
international community responsible for ensuring the fulfilment of the
obligations and sacred trust assumed in respect of the people and Territory
of Namibia; and as the organ primarily concerned with non-self-governing
and trust territories. [p 113]
To the extent that resolution 2145 (XXI) was adopted by the General Assembly
as the supervisory authority and as a party in contractual relationship with
South Africa arising from the Mandate, the resolution is constitutionally
valid on its own, and therefore legally effective. Furthermore, when the
General Assembly decided that the Mandate was terminated, and that South
Africa had no other right to administer the Territory, it made a statement
which, in addition to its dispositive character, was also of a declaratory
nature. One hundred and fourteen members of the General Assembly, which
voted for resolution 2145 (XXI), and the three member Governments which
abstained on the resolution, were all agreed that South Africa had failed to
fulfil its obligations in respect of the administration of the Territory and
its obligations to ensure the moral and material well-being and security of
the indigenous inhabitants, and that it had in fact disavowed the Mandate.
Under these circumstances, it was clearly incumbent upon the General
Assembly not to remain silent, and to declare what in fact and in law was
manifest.
The fact that, broadly speaking, the General Assembly's activities are
mainly of a recommendatory character does not mean that the General Assembly
cannot act in a situation in which it is a party to a contractual
relationship in its capacity as such a party; nor does it mean that, in
regard to a territory which is an international responsibility, and in
regard to which no State sovereignty intervenes between the General Assembly
and the territory, the General Assembly should not be able to act as it did
by resolution 2145 (XXI).
During the past 25 years, a vast variety of actions and initiatives of the
United Nations, in the fulfilment of the purposes and principles of the
Charter, have found expression in General Assembly resolutions, adopted in
the general context of Chapter IV of the Charter. These resolutions have
conferred on various subsidiary organs a vast range of operational
functions.
The legality of these, and numerous other actions and initiatives of the
General Assembly, did not depend upon the existence of a precise textual
provision in Chapter IV of the Charter, providing for each case. For the
General Assembly is the competent organ of the United Nations to act in the
name of the latter in a wide range of matters, and in these instances it is
the United Nations itself which is acting. This is especially so concerning
economic, social and trusteeship matters, non-self-governing territories,
administration and finance, and action required under the United Nations
Charter not coming within the special competence of the Security Council.
In this instance, the Security Council not only gave its support but also
endorsed the Assembly's decisions. By its resolution 264 (1969) the Security
Council recognized the termination of the Mandate and the assumption of
direct responsibility for the Territory by the General [p 114] Assembly;
stated that the continued presence of South Africa in Namibia was illegal;
and called upon the Government of South Africa to withdraw immediately its
administration from the Territory. The Security Council further reiterated
its endorsement of the General Assembly decisions by its resolutions 269
(1969), 276 (1970) and 283 (1970). To the extent that General Assembly
resolution 2145 (XXI) may be considered a recommendation to the Security
Council, it became fully effective upon its endorsement by the Council.
It cannot be denied that the combined action of both principal organs with
respect to Namibia is effective beyond any constitutional or legal
challenge.
This Court has previously stated in 1950 and reaffirmed in its 1962
Judgment: "to retain the rights derived from the Mandate and to deny the
obligations thereunder could not be justified" (I.C.J. Reports 1950, p.
133).
There was general agreement that the General Assembly had a duty to act on
the basis of its own assessment of the situation clearly summed up in the
preamble of the relevant resolution.
In two resolutions unanimously adopted by the Security Council in 1968, the
Council took note of the termination of the Mandate by the General Assembly
and took it into account. In four additional resolutions adopted in 1969 and
1970, the Security Council recognized that the General Assembly had
terminated the Mandate, ruled that the continued presence of South Africa in
Namibia was illegal, called upon South Africa to withdraw its administration
from the Territory, strongly condemned South Africa for its refusal to do so
and declared all actions taken by South Africa on behalf of or concerning
Namibia to be illegal and invalid.
There is no doubt in my view, that General Assembly resolution 2145 (XXI) is
valid, and that the Security Council resolution 276 (1970) is also valid.
Furthermore, the combined effect of the resolutions of these two principal
organs of the United Nations justifies the validity of the termination of
South Africa's Mandate over Namibia and makes its continued presence in that
Territory illegal.
Namibia has been and remains an international responsibility which, though
formerly discharged through the agency of the South African Government, has
at all times constituted an exercise of international rather than of
sovereign authority. A further part of this premise is that the people and
Territory of Namibia have, for the past 50 years, possessed a sui generis
international status, not being under the sovereignty of any State, and
having been placed under the overall authority and protection of the
international community represented since 1946 by the United Nations.
Neither South Africa nor the United Nations has possessed rights in [p 115]
Namibia for any purpose other than to secure the rights and interests of the
people of the Territory. For the Mandate did not confer ownership or
sovereignty or permanent rights, but consisted only of a conditional grant
of powers for the achievement of a purpose�not for the benefit of the
grantee but for the benefit of a third party, the people and Territory of
Namibia�which powers were to be relinquished as soon as the purpose was
achieved.
The United Nations General Assembly adopted, on 24 October 1970, resolution
2625 (XXV) embodying a Declaration on principles of International Law
concerning Friendly Relations and Co-operation among States in accordance
with the Charter of the United Nations. The Declaration states, inter alia,
in the sixth paragraph of the section The principle of equal rights and
self-determination of peoples:
"The territory of a colony or other Non-Self-Governing Territory has, under
the Charter, a status separate and distinct from the territory of the State
administering it; and such separate and distinct status under the Charter
shall exist until the people of the colony or Non-Self-Governing Territory
have exercised their right of self-determination in accordance with the
Charter, and particularly its purposes and principles."
By this Declaration, the General Assembly also declared further that:
"The principles of the Charter which are embodied in this Declaration
constitute basic principles of international law,"
and consequently appealed to all States�
"to be guided by these principles in their international conduct and to
develop their mutual relations on the basis of their strict observance."
(Declaration, ibid., General part, para. 3.)
Validity
The United Nations had valid reason to proceed to the revocation. In
resolution 2145 (XXI) the General Assembly relied on various grounds for its
decision, and some at least of those grounds are of such a nature that their
validity can be established without it being necessary to go into factual
issues.
In the operative part of resolution 2145 (XXI) the General Assembly, inter
alia,
(i) reaffirmed the inalienable right of the people of South West Africa to
self-determination, freedom and independence; [p 116]
(ii) reaffirmed that South West Africa is a territory having international
status which it shall maintain until it achieves independence;
(iii) declared that South Africa had failed to fulfil its obligations in
respect of the Territory and had disavowed the Mandate;
(iv) decided that the Mandate conferred upon His Britannic Majesty to be
exercised on his behalf by the Government of the Union of South Africa is,
therefore, terminated; that South Africa has no other right to administer
the Territory and that henceforth South West Africa comes under the direct
responsibility of the United Nations;
(v) resolved to discharge these responsibilities with respect to South West
Africa;
(vi) established an ad hoc committee to recommend practical means by which
South West Africa should be administered so as to enable the people of the
Territory to exercise their right of self-determination and to achieve
independence;
(vii) called upon the Government of South Africa forthwith to refrain and
desist from any action which will, in any manner whatsoever, alter or tend
to alter the present international status of South West Africa;
(viii) called the attention of the Security Council to this resolution, and
(ix) requested all States to extend their whole-hearted co-operation and
assistance in implementing this resolution.
The Security Council, in aid of the decisions taken by the General Assembly,
upheld the principles embodied in General Assembly resolution 2145 (XXI),
and adopted resolutions 245, 246 (1968); 264, 269 (1969); 276, 283 and 284
(1970). In these resolutions, the Security Council recognized that the
General Assembly had terminated the Mandate of South Africa over Namibia and
assumed direct responsibility for the Territory until its independence, and
called upon the Government of South Africa to withdraw its administration
from the Territory immedi-ately (resolution 264 of 1969, reaffirmed in later
resolutions).
The request for advisory opinion was made in resolution 284 (1970). By this
resolution, the Security Council reaffirmed the special responsibility of
the United Nations with regard to the Territory and the people of Namibia,
recalled resolution 276 and decided to submit the question to the
International Court of Justice for an advisory opinion.
In resolution 276 (1970), the Security Council reaffirmed General Assembly
resolution 2145 (XXI) by which the United Nations decided to terminate the
Mandate of South West Africa and assumed direct responsibility for the
Territory until its independence, and reaffirmed Security Council resolution
264 (1969) which recognized this termination and called upon the Government
of South Africa immediately to withdraw [p 117] from this Territory. Neither
the Security Council nor the General Assembly has requested the Court to
advise on the legal validity or otherwise of the action taken by them or the
resolutions passed by them.
The principles of the Charter, on the basis of which action has been taken
by the General Assembly and the Security Council, have been elaborated in
the United Nations Declaration on Principles of International Law
concerning Friendly Relations and Co-operation among States in accordance
with the Charter of the United Nations, which was unanimously adopted by the
General Assembly on 24 October 1970.
The first argument against the formal validity of Security Council
resolutions in general is based by the South African Government on the
composition of the Council and concerns the representation of China� the
"Republic of China", as it is named in paragraph 1 of Article 23 of the
Charter. It is the Government of Nationalist China which has occupied the
permanent seat of China from the foundation of the United Nations down to
today. South Africa itself has always considered the Nationalist Government
as the legal Government of China. When it comes to the right of
representation of two rival governments of a member State, it is obviously
the competent organ of the United Nations, in this case the General
Assembly, which should decide. Up to now, there has not been any change in
the representation of China in the United Nations. This objection to the
validity of Security Council resolutions should, therefore be rejected.
The South African Government alleges that the Security Council did not act
in conformity with the procedure laid down by Article 27, paragraph 3, of
the Charter, when it adopted the various resolutions dealing with the
question now before the Court, and that in consequence all those resolutions
are null and void. Resolution 284 (1970), containing the request for an
advisory opinion which underlies the present proceedings, was adopted
despite the abstention of three members, two of which were permanent
members. Likewise resolution 276 (1970) was adopted in spite of the
abstention of two permanent members and, at the previous vote on a phrase in
the draft resolution, the words in question were retained despite the
abstention of four members, three of which were permanent members.
Nevertheless, those votes cannot be considered as irregular and thus null
and void, for there is a long-standing practice, followed by the Security
Council since 1950, which has interpreted the provisions of Article 27,
paragraph 3, in such a way that the abstention of one or more permanent
members does not have the same effect as a negative vote. It is also
generally recognized that the absence of a permanent member from a meeting
of the Security Council does not prevent the taking of decisions which are
valid even if they relate to questions of substance. The new procedural
practice with regard to votes in the Security Council was followed without
any objection on the part of the General Assembly. [p 118]
Article 32 of the Charter, which is relied upon by the South African
Government, presupposes the existence of a dispute to which the State which
is not a member of the Security Council is a party, as a ground for having
the right to participate, without the right to vote, in discussions relating
to that dispute. It is not the purpose of Security Council resolution 284
(1970) to settle a dispute between States; it is connected with a situation,
namely the question of Namibia, and with the responsibilities which the
United Nations assumed in 1966 (resolution 2145 (XXI)) in respect of that
Territory and its inhabitants. Article 32 of the Charter was therefore not
applicable. Although the definite aim of the Council, when it adopted
resolution 276 (1970), was to obtain the withdrawal of the South African
authorities from Namibia, the intention was, at the same time, to strengthen
the maintenance of international peace and security and to reduce the
existing tension. As the matter at issue was not a dispute between States
but a situation which concerned the United Nations as such, the Security
Council was under no obligation to invite South Africa to participate,
without the right to vote, in the discussions which preceded the adoption of
the resolution.
Article 24 of the Charter constitutes a legal basis for resolution 276
(1970) of the Security Council. That Article confers on the Council not only
the specific powers set forth in Chapters VI, VII, VIII and XII, but also
general powers, consistent with the aims and principles of the United
Nations. With regard to the interpretation of Article 24 of the Charter, it
is said in the treatise published in 1969 by Goodrich, Hambro and Simons,
entitled Charter of the United Nations: "Article 24 (2) states that the
'specific powers granted to the Security Council' are laid down in Chapters
VI, VII, VIII and XII of the Charter. This statement raises the question
whether the Council has these powers only or whether it may exercise such
other powers, consistent with the purposes and principles of the Charter, as
are necessary for it to discharge its responsibilities. The latter, more
liberal interpretation has been generally accepted." (P. 204.) The
objections of the South African Government to the intrinsic validity of
resolution 276 (1970) of the Security Council should be dismissed.
The first four paragraphs of the operative part of the resolution are
addressed in the first place to South Africa. They all, in particular
paragraph 2, contain important findings which bind that State legally. It
is therefore put under an obligation, by virtue of Article 25 of the
Charter, to modify its conduct in the Namibia question in conformity with
the decisions of the Security Council. Given that the continued presence of
the South African authorities in Namibia is illegal, all the measures taken
by them in the name of that Territory, or concerning that Territory, after
the cessation of the Mandate, are illegal and invalid. That finding is also
[p 119] binding on all member States of the United Nations other than South
Africa.
Legal Consequences for South Africa, for other Member States of the United
Nations and for Non-Member States
It must be pointed out that South Africa, in international law, has, so long
as its illegal presence in Namibia lasts, certain obligations vis-�-vis that
Territory and its population. Those obligations are for the most part the
same as were incumbent upon South Africa before the cessation of the
Mandate. It is thus under an obligation to promote in continuous fashion the
well-being and development of the peoples of the Territory, in conformity
with Article 22 of the League of Nations Covenant and with the Mandate for
South West Africa. South Africa has likewise an obligation to act in
conformity with the Declaration regarding non-self-governing territories
forming Chapter XI of the United Nations Charter. No matter under what
regime, human rights have to be respected in Namibia as elsewhere.
The South African Government, after its attempts to annex the mandated
territory had been defeated by the vigorous resistance of the United
Nations, and after it had definitely refused to subject the Territory to
trusteeship, nonetheless stated on various occasions that it would main-tain
the status quo, and that it would continue to administer the Territory in
the spirit of the current Mandate.
Included among the international rules which are binding on the
administration of the international territory of Namibia are declarations
and resolutions formally adopted by the principal organs of the United
Nations which represent generally accepted interpretations and applications
of the provisions of the United Nations Charter, and which either are of
general application, or are stated to have specific reference to the
situation of Namibia.
The legal consequence for South Africa of its continued and illegal presence
in Namibia, is therefore that this constitutes an internationally wrongful
act and a breach of international legal obligations, owing by South Africa
not only to the United Nations but also to the people and Territory of
Namibia.
All States are required, under the provisions of Article 25 of the United
Nations Charter, to comply with the resolutions of the Security Council and
to assist the United Nations under Article 2, paragraph 5, of the Charter in
any action it takes in accordance with the Charter. States are obliged to
support the United Nations in securing the withdrawal of the South African
administration from Namibia and in ensuring the free and effective exercise
by the people of Namibia of their right to self-determi-[p 120]nation and
independence. Since the termination of South Africa's Mandate over Namibia,
States are precluded from establishing or maintaining any relation with
Namibia through the Government of South Africa or through the illegal South
African administration in the Territory.
It should be the duty of every Member of the United Nations:
to recognize the authority of the United Nations to administer the Territory
of Namibia;
to recognize the inalienable right of the people of Namibia to
self-determination and independence;
to take joint and separate action in co-operation with the United Nations
(Art. 56) for the achievement of the purposes set forth in Article 55 of the
Charter;
to accept and carry out the decisions of the Security Council which it has
taken or which it may take from time to time in accordance with the Charter
(Art. 25), such as the steps mentioned in resolution 283 (1970).
All States have the obligation not to recognize the presence of South Africa
in Namibia in contravention of resolution 276 (1970) of the Security Council
and resolution 2145 (XXI) of the General Assembly.
Plebiscite
The position of the South African Government in respect to South West Africa
has always been very clear and consistent, in the sense that it considers
the Territory as an integral part of South Africa and that in fact the
annexation has taken place and that it does not intend ever to give up the
Territory.
On 4 November 1946, during the First Session of the General Assembly of the
United Nations held at Lake Success, Field Marshal Smuts, at the fourteenth
meeting of the Fourth Committee, presented a statement concerning the
mandated territory of South West Africa (UN doc. A/C.4/41). He recalled the
fact that during the First World War, President Wilson and other Allied
spokesmen had emphasized the right of self-determination of all peoples and
had made any form of annexation unacceptable to the Peace Conference. South
West Africa, he continued, was so essentially a part of the South African
territory and people, that a particular form of mandate had to be devised to
meet the needs of the South African situation. Owing to the physical
contiguity of South West Africa to the Union and its ethnological kinship
with the rest of South Africa, the argument ran, the Union of South Africa
was legitimately concerned in securing the annexation of that Territory.
President Wilson understood, said Field Marshal Smuts, that the future of
that Territory lay in its incorporation. [p 121]
"By now [1946], South West Africa was so thoroughly integrated with the
Union that its formal incorporation was mainly required to remove doubts,
and thereby to attract capital and encourage individual initiative, and to
render unnecessary a separate fiscal system. Incorporation would thus admit
the inhabitants to the full benefits enjoyed by the population of the Union.
The integration of South West Africa with the Union might be a process
lasting over many years, but it would be as inevitable as the union of Wales
and Scotland with England, of Texas and Louisiana with the American Union,
and of Eastern Siberia with the Russian Union. At present [1946], South West
Africa was a geographic, ethnic, strategic and economic part of the Union of
South Africa.
The integration of South West Africa with the Union would be mainly a formal
recognition of a unity that already existed." (GA, OR, Fourth Committee,
14th Meeting, 4 November 1946; italics added.)
At that time and subsequently, South Africa has claimed sovereignty over the
mandated territory and has openly declared its breach and disregard of the
principle of non-annexation proclaimed by the Versailles Peace Conference.
The avowed annexation was then and is now improper and unacceptable.
It is an admission by South Africa that the essential principle contained in
the Covenant and the basic purpose of the mandates system has been violated,
and is not now admitted or recognized as having any value or being
applicable to Namibia. This evidence, and the violation of other obligations
of the Mandatory, are among the compelling reasons taken into account by the
General Assembly for the declaration that the Mandate was terminated and a
justification of resolution 2145 (XXI).
At the hearing of 15 March 1971, the representative for South Africa stated:
�Against the background of the submission which we had made in the previous
proceedings to the effect that the Mandate, as a whole, had lapsed, together
with all obligations thereunder, the honourable President asked the question
'Under what title does the Government of South Africa claim to carry on the
administration of Namibia?�
Our answer is as follows:
South Africa conquered the Territory by force of arms in 1915, and
administered it under military rule until the end of the war. [p 122]
In the years since 1915, South West Africa has inevitably been integrated
even more closely with the Republic.
In the light of this history, it is the view of the South African Government
that, if it is accepted that the Mandate has lapsed, the South African
Government would have the right to administer the Territory by reason of a
combination of factors, being (a) its original conquest; (b) its long
occupation; (c) the continuation of the sacred trust basis agreed upon in
1920; and, finally (d) because its administration is to the benefit of the
inhabitants of the Territory and is desired by them. In these circumstances
the South African Government cannot accept that any State or organization
can have a better title to the Territory." (Italics added.)
The question of a plebiscite has no relevance whatsoever to the question
posed by the Security Council for the advisory opinion of this Court. The
question of a plebiscite is a political question which has to be dealt with
by the United Nations either in the General Assembly or in the Security
Council. The question raised by South Africa can be briefly dismissed as
being irrelevant and not falling within the ambit of the question that this
Court has been requested to answer. The issues of non-annexation, apartheid
and independence are not even mentioned as possible terms of a plebiscite.
The proposal that the Court should supervise a political act, which would
have been the concern of the General Assembly or the Security Council,
should of course be rejected. The Court rightly answered that it "cannot
entertain this proposal". I especially concur with the Court's comment
regarding such proposal when it stated that:
"The Court having concluded that no further evidence was required, that the
Mandate was validly terminated and that in consequence South Africa's
presence in Namibia is illegal and its acts on behalf of or concerning
Namibia are illegal and invalid, it follows that it cannot entertain this
proposal."
Against the background of the acts and intentions of South Africa in respect
to the Territory of Namibia, it is obvious that such a request can have no
other purpose than to obtain recognition of a conquest, an integration and
an annexation which have already taken place. The status of South West
Africa was thus de facto unilaterally and illegally changed. Twenty-five
years ago, a request for annexation�founded on the alleged results of a
plebiscite which Field Marshal Smuts presented to the General Assembly�was
rejected. The feeling and declarations of the majority of delegations were
that the spirit of the Charter would not be constructively implemented by
the only two alternatives proposed by the Union of South Africa; i.e.,
incorporation or a continuation of the [p 123] present situation without
United Nations supervision. The proposal of the Union of South Africa�it was
said�would be a backward step that might endanger the progressive tendencies
of the Charter and the legitimate aspirations of half the population of the
world in the non-self-governing territories.
Principle of Non-Annexation
One of the main principles which informs and gives new spirit to an
international instrument like the Covenant, was the principle of
non-annexation, a noble idea to deter the military powers from taking
advantage of the war situation, or claiming, by right of conquest,
sovereignty and ownership over peoples and territories, formerly pawns in
the colonial system or the reward of victory or of superior strength. These
new ideas were intended to help in the organization of a new world order, in
which backward people, in all continents, would have a chance to be free
from the former traditional chains of slavery, forced labour, and from being
the prey of greedy masters. Those noble ideas, principles and concepts,
embodied in the Covenant, were not born to have a precarious or temporary
existence, linked to the mortal fate of a particular forum or to an
international organization which could not be immune to change. They were
intended to survive and prevail to guide the political conduct of
governments and the moral behaviour of men. They were meant to persist and
endure no matter what new social structures of juridical forms might evolve
and change through the passage of time in this ever-changing world.
Nevertheless South Africa has in reality and to all effects annexed as its
own the Territory of Namibia. During the present proceedings, the Government
of South Africa, through its representative at the oral hearings, has
bluntly declared that its title to the mandated territory is based on
conquest and long occupation. This behaviour as well as the refusal to
render annual reports and to transmit petitions are sufficient grounds for
the revocation of the Mandate.
So is the racial discrimination practised as an official policy in Namibia
with the enforcement there of the system of apartheid. Racial
discrimination as a matter of official government policy is a violation of
a norm or rule or standard of the international community. A norm of
non-discrimination of universal application has been drawn up independently
of the Mandate and governs Article 2.
This is a problem, therefore, of the proper recognition and evaluation of
human rights and the impact of their observance on the peace of the world.
The mandatories have the duty, not only to "promote to the utmost the
well-being and development" of the peoples entrusted to their [p 124]
care, but to do it by means and methods most likely to achieve that end, and
which do not by their very nature�as does apartheid�run contrary to the
intended goal. The Charter prescribes the roads which will lead to it; those
of non-discrimination and respect for human rights and fundamental
freedoms, among other ways and means which will help the peoples to overcome
the hardships and strains of our time.
The dissolution of the League was not the funeral of the principles and
obligations contained in the Covenant and the Mandate; they are alive and
will continue to be alive. No time-limit was or could be established for the
"sacred trust of civilization".
The counterpart of annexation was to place the territories under a regime
administered internationally. That was the purpose of the trusteeship
system. South Africa should have been willing to negotiate with the United
Nations an agreement to that effect, as was contemplated by the Charter.
Paragraph 1 of Article 80 is not to be interpreted as giving grounds for
delay or postponement of such negotiations; paragraph 2 of the same Article
has no other purpose or meaning. South Africa disregarded the obligation to
negotiate and the repeated request of the General Assembly to present a
draft trusteeship agreement in respect of South West Africa. As Judge De
Visscher said in the case concerning the International Status of South West
Africa:
"I concede that the provisions of Chapter XII of the Charter do not impose
on the Union of South Africa a legal obligation to conclude a Trusteeship
Agreement, in the sense that the Union is free to accept or to refuse the
particular terms of a draft agreement. On the other hand, I consider that
these provisions impose on the Union of South Africa an obligation to take
part in negotiations with a view to concluding an agreement." (I.C.J.
Reports 1950, p. 186.)
The character of the Mandate and the power of administration given to the
Mandatory by Article 2, paragraph 1, of the Mandate, has its foundation in
the reasoning and considerations stated in paragraphs 3 and 6 of Article 22
of the Covenant. Paragraph 6 contains the following concepts:
"There are territories, such as South West Africa. . . which, owing to the
sparseness of their population ... or their remoteness from the centres of
civilisation, or their geographical contiguity to the territory of the
Mandatory . . . can be best administered under the laws of the Mandatory...
. subject to the safeguards above mentioned in the interests of the
indigenous population." (Italics added.) [p 125]
Of no place in the world nowadays can one properly talk about "their
remoteness from the centres of civilization". Now all countries and peoples
everywhere are near and neighbours to each other. Isolation does not really
exist unless imposed by force. The sparseness of population is becoming
everywhere a thing of the past; the birth rate and the number of people
cannot be measured by the figures of 50 years ago. The earth has become more
than ever a melting-pot, crowded to overflowing and is subject to the
everlasting pressure and impact of dynamic cross-currents of interchanging
of peoples, cultures, ideas and reciprocal influences of every conceivable
kind. Much can be said also of the number, location and identity of the
"centres of civilization" which the framers of Article 22 of the Covenant
had in mind.
So the discretion in the power of administration and legislation claimed by
the Mandatory was founded on reasons and circumstances which half a century
later have become and appear obsolete. They were intended only to facilitate
administration. (Art. 2 (1) of the Mandate and Art. 22 (6) of the Covenant.)
The exercise of such power was subject to the obligations stated in the
Covenant and in the Mandate. (Art. 2 (2) among others.) Obviously the power
of administration and legislation could not be legitimately exercised by
methods like apartheid which run contrary to the aims, principles and
obligations stated in Article 22 of the Covenant, especially in paragraphs
1, 2 and 6. Nor could be exercised today in violation of the provisions of
the United Nations Charter, particularly� among others�those regarding
respect for human rights and fundamental freedoms, or the prohibition of
discrimination on account of race or colour. The arbitrary assertion that
apartheid is the only alternative to chaos, and that the peoples of South
West Africa are incapable of constituting a political unity and being
governed as a single State does not justify the official policy of
discrimination based on race, colour or membership in a tribal group.
Paragraph 3 of Article 22 of the Covenant did not presuppose a static
condition for the peoples of the territories. Their stage of development had
to be transitory, and therefore the character of the Mandate, even of a
given mandate, could not be conceived as a static and frozen one; it had to
differ as the development of the people changed or passed from one stage to
another. Are the people of South West Africa in the same stage of
development as 50 years ago? Are the economic conditions of the Territory
the same? Article 2, paragraph 2, of the Mandate states:
"The Mandatory shall promote to the utmost the material and moral well-being
and the social progress of the inhabitants of the territory subject to the
present Mandate."
Even if the geographical situation is to be considered from the aspect of
its [p 126] remoteness from centres of civilization, and remoteness being a
relative term, can it be said that South West Africa is now as remote from
centres of civilization as it was 50 years ago?
The relentless will of self-assertion in search of new horizons has created
new conditions where freedom and social justice could flourish; sometimes a
new order has been established through violent and dramatic struggles,
sometimes by peaceful processes of collective parliamentary action in
national and international forums. This struggle has created conditions,
principles, rules and standards of international behaviour, which have found
expression in the works of thinkers, writers and philosophers. "Equality
before the law", or in the words of the Charter: "International co-operation
in the promotion and respect of human rights and fundamental freedoms for
all without distinction as to race . . ."
This fundamental resolve will inspire the vision and the conduct of peoples
the world over, until the goal of self-determination and independence is
reached, and such ideas and hopes are kept in the human mind, "until [in the
words of Lincoln] in due time the weights should be lifted from the
shoulders of all men, and all should have an equal chance".
(Signed) Luis Padilla Nervo.
[P 127]
Separate opinion of Judge Petr�n
[Translation ]
I agree with the majority of the Court in considering that the revocation by
the United Nations of the Mandate conferred upon South Africa in respect of
South West Africa, now Namibia, constitutes an established fact which it is
the duty of States, and in the first place of South Africa, to recognize.
However, the grounds upon which I have reached this conclusion, enabling me
to vote in favour of sub-paragraph 1 of the operative clause of the Opinion,
do not wholly coincide with those of the majority. Furthermore, to my
regret, I can only concur in part of what is contained in sub-paragraphs 2
and 3 of the operative clause; since a separate vote could not be taken in
this respect, 1 was obliged to vote against those two sub-paragraphs. For
these reasons, I must attach to the Advisory Opinion a statement of the
grounds on which I differ.
*
With regard, in the first place, to the propriety of the Court's giving the
advisory opinion requested by the Security Council, I believe that there is
one particular aspect of the question with which I should briefly deal.
Whereas resolution 2145 (XXI), whereby tne General Assembly of the United
Nations declared the termination of South Africa's Mandate for Namibia, was
founded upon reasons of a legal nature and the Security Council endorsed it
in declaring by resolution 276 (1970) that South Africa's presence in
Namibia was illegal, it clearly emerges from the context in which the
request for advisory opinion was decided that its purpose was above all to
obtain from the Court a reply such that States would find themselves under
obligation to bring to bear on South Africa pressure of an essentially
economic character designed to secure its withdrawal from Namibia. The
natural distribution of roles as between the principal judicial organ and
the political organs of the United Nations was thereby reversed. Instead of
asking the Court its opinion on a legal question in order to deduce the
political consequences flowing from it, the Security Council did the
opposite. Considering as I do that, in accordance with the Charter of the
United Nations, any legal obligation upon member States to apply coercive
pressure on a State at fault can be created solely by a Security Council
resolution to that effect, I fear that the Court's task in the present
proceedings should be confined to a renvoi to the decisions taken by the
Security Council. In other words, the request for advisory opinion lies
outside the normal framework of the [p 128]
Court's advisory function, which consists in offering directives for action
to the organ requesting an advisory opinion. The Court would therefore have
had a valid reason for declining to accede to the request. Nevertheless, in
view of the particular circumstances in which the question of Namibia has
evolved and the confused situation which has resulted, I am of the opinion
that the Court ought to respond to this request, however abnormal it may
appear.
There is however reason to consider whether the decisions taken by the Court
with regard to its composition in the present proceedings are not such as to
hamper it in its reply. According to Article 68 of the Statute, the Court
should, in the exercise of its advisory functions, be guided by the
provisions of the Statute which apply in contentious cases to the extent to
which it recognizes them to be applicable. The Secretary-General of the
United Nations and other participants in the proceedings have contended that
South Africa had violated its obligations as the mandatory Power and that
the resolutions of the General Assembly and of the Security Council
concerning the revocation of the Mandate were valid, whereas South Africa
has expounded opposite contentions. If ever there was reason for applying to
advisory proceedings the provisions governing contentious proceedings, it
seems difficult not to recognize that such is the case in the present
proceedings. However, the majority of the Court, by an Order of 29 January
1971, rejected South Africa's request for the appointment of a judge ad hoc,
only five Judges having declared themselves in favour of granting that
request.
In the Advisory Opinion, the Court now states as the grounds for the Order
of 29 January that the Rules of Court would not have permitted it to
exercise any discretionary power with regard to South Africa's application.
But Article 68 of the Statute, the clear purpose of which is to protect the
interests of States which may be affected by advisory proceedings, lays a
duty upon the Court to consider in each individual case to what extent the
provisions of the Statute concerning contentious procedure should be
applied, including those which contemplate judges ad hoc. Thus when Article
83 of the Rules of Court provides that if an advisory opinion is requested
upon a legal question actually pending between two or more States, Article
31 of the Statute (which deals with the appointment of judges ad hoc) shall
apply, it is not possible to interpret this provision of the Rules as
forbidding the Court to permit a State to appoint a judge ad hoc in other
cases in which this would be justified by the circumstances. On the
contrary, Article 83 of the Rules must be regarded as a positive rule for
the application of Article 68 of the Statute, to the effect that Article 31
of the Statute must always be regarded as applicable when an advisory
opinion is requested upon a legal question actually pending between two or
more States. In such a situation, the Rules recognize the right of a State
taking part in advisory proceedings to appoint a judge ad hoc if the Court
does not include upon the Bench a judge of that State's nationality.
Certainly Article 68 of the Statute was not an absolute [p 129] bar to the
Court's refusing South Africa the right to choose a judge ad hoc, but it
would, in my view, have been more in harmony with the spirit of that
provision to have admitted South Africa's application.
Taking account of what has just been said, it remains to be considered
whether South Africa did not have a right, by virtue of Article 83 of the
Rules of Court, to appoint a judge ad hoc, inasmuch as the Advisory Opinion
was requested upon a legal question pending between South Africa and one or
more other States. By rejecting at the outset of the oral proceedings South
Africa's request for the appointment of a judge ad hoc, the Court implicitly
decided in the negative the issue as to whether the advisory opinion was
requested upon such a question. But on 29 January 1971 the scope of the
Advisory Opinion was not yet known. Several participants in the written
proceedings, and in particular the Secretary-General of the United Nations,
had contended that it is not for the Court to pronounce upon the validity of
the General Assembly and Security Council resolutions concerning the
revocation of the Mandate. At the outset of the oral proceedings, at the
time when the Court rejected South Africa's request for a judge ad hoc, it
was not yet known whether the Court would or would not be examining the
validity of those resolutions. If the Court had decided not to proceed to
such an examination, it could perhaps have been said that the Court's
opinion related solely to the effects of the situation created by South
Africa's continued presence in Namibia and that the illegal nature of that
situation could not be questioned by the Court after the resolutions of the
General Assembly and the Security Council. However, the Court has considered
it necessary in its Opinion to decide the question of the validity of the
resolutions and, in so doing, it has also felt it its duty to pronounce upon
the question whether South Africa had violated its obligations as mandatory
Power.
The applicability of Article 83 of the Rules therefore depends on whether
there exist between South Africa and other States pending questions relating
to the legal situation in regard to the matters thus dealt with in the
Opinion. On this point it became clear, not only in the course of
discussions in the United Nations but also in exchanges of notes direct
between governments, that there do exist between South Africa and other
States pending questions concerning the right of South Africa to represent
Namibia at the international level, for instance in regard to accession to
international instruments. These pending legal questions are intimately
connected with the question of the effect of the resolutions of the General
Assembly and Security Council on the revocation of the Mandate.
Consequently, I find that, in giving the present Advisory Opinion, the Court
has decided questions for the examination of which South Africa had the
right, by virtue of Article 83 of the Rules of Court, to claim the presence
upon the Bench of a judge of its nationality. By depriving South Africa of
this procedural safeguard, the Court in my view has failed to observe its
Rules of Court. [p 130]
There are of course divergent opinions as to the value of the institution of
judges ad hoc, but so long as it remains in the Court's Statute it will
represent a safeguard of a procedural kind which is offered to a State which
is a party in a contentious case when there is no judge of its nationality
among the regular Members of the Court. Advisory proceedings are also part
of the Court's judicial function, and Article 68 of the Statute lays down
the principle that they should as far as possible be assimilated to
contentious proceedings.
The departure from the principle laid down in Article 68 of the Statute
which the Court evinced in rejecting South Africa's request for a judge ad
hoc is accentuated by another majority decision of the Court. I refer to its
retention on the Bench of a Member who, as a delegate to the United Nations,
played, according to official records communicated to the Court, a
spectacular role in the preparation of one of the Security Council
resolutions which endorsed and took as their point of departure General
Assembly resolution 2145 (XXI) the validity of which has had to be assessed
by the Court in the present Advisory Opinion. The old saying that not only
must justice be done but that it must be seen to be done would to my mind
have required a stricter application of Article 17, paragraph 2, of the
Statute, prohibiting Members of the Court from participating in the decision
of any case in which they have previously taken part in any capacity
whatsoever. I do not think that it is the case that the previous activities
of a judge as representative of his country at the United Nations cannot in
any circumstances attract Article 17, paragraph 2, of the Statute. Thus I
consider that if a person has formulated or defended the text of resolutions
upon the validity of which the Court has to decide, he may not take part in
the case as a judge, whether the matter be contentious or advisory.
The two decisions concerning the composition of the Court to which I have
just referred deserve attention because of their importance in the
safeguarding of the judicial character of advisory proceedings. The fact
remains that the majority considered that the Court ought to give its
Advisory Opinion in its present composition, so that the situation is
analogous to that in a contentious case in which a preliminary objection has
been dismissed and the judges who declared themselves in favour of upholding
that objection must take part in the proceedings on the merits.
*
I shall now turn therefore to the central parts of the Advisory Opinion and
will first discuss the scope of the opinion requested of the Court.
In this connection, it should be observed that Security Council resolution
276 (1970) took as point of departure resolution 2145 (XXI), by which the
General Assembly decided, inter alia, that the Mandate entrusted to South
Africa was terminated. Since Security Council [p 131]
resolution 276 (1970) is based upon General Assembly resolution 2145 (XXI),
and upon a series of subsequent resolutions of the General Assembly and
Security Council, there can be no question of the Court being able to
pronounce on the legal consequences of Security Council resolution 276
(1970) without first examining the validity of the resolutions upon which
that resolution is itself based, the more so in that the validity of those
resolutions has been challenged by South Africa and called in question by
other States. So long as the validity of the resolutions upon which
resolution 276 (1970) is based has not been established, it is clearly
impossible for the Court to pronounce on the legal consequences of
resolution 276 (1970), for there can be no such legal consequences if the
basic resolutions are illegal, and to give a finding as though there were
such would be incompatible with the role of a court. It seems to me that the
majority should have expressed itself on this point more precisely and
firmly, but I note that it likewise considered that the opinion must include
an examination of the validity of the resolutions in question.
I am in agreement with the majority in considering that the mandate
institution included the power of the League of Nations to revoke a mandate
in case of a serious breach of the mandatory Power's obligations, although
that possibility is not mentioned in the texts which set up the mandates
system. The same is true of many everyday private law contracts which make
no reference to the right of one party to repudiate the contract if the
other party has committed a serious breach of his obligations. Since the
procedure by which the power of revocation could be exercised had not been
specified, it had to be determined, should the matter arise, by the organ of
the League of Nations which was to be regarded as competent in this respect.
Again in agreement with the majority, I find also that the Mandate for South
West Africa survived the dissolution of the League of Nations, and that the
role of the latter organization with regard to the safeguarding of the
interests of the population of the mandated territory and the supervision of
the mandatory Power's administration was transferred to the United Nations.
This is also the case in respect of the power to revoke the Mandate on
account of a material breach of its obligations by the mandatory Power,
although no provision was ever adopted regulating the modalities of the
exercise of this power inherent in the mandate institution. It follows
therefore that it has always been left to the organ or organs of the world
organization which, should the case arise, were to be regarded as competent
in the matter, to determine the procedure for this purpose.
While, in the time of the League of Nations, the conduct of the mandatory
Power did not lead the world organization to contemplate revocation of the
Mandate, the United Nations was gradually brought into such a position, as
South Africa came to base its administration of Namibia on a concept of race
relations which is not that of the present [p 132] day. The course which led
to resolution 2145 (XXI), by which in 1966 the General Assembly declared the
Mandate to be terminated, was marked out by judicial decisions taken by the
Court, in the form of Advisory Opinions in 1950, 1955 and 1956, and in the
form of Judgments in 1962 and 1966. These successive decisions cast an
occasionally flickering light not only on the facts justifying the
conclusion that there existed a power of revocation of the Mandate vested in
the United Nations, but also upon the forms in which that power should or
should not be exercised.
It is in the nature of things that the revocation of the Mandate on account
of material breach by the mandatory Power of the obligations incumbent upon
it requires that the existence of such breach be found in a decision having
binding force. As I have just observed, the texts underlying the mandates
system do not clearly indicate what organ has the duty to take such a
decision. Those texts must therefore be supplemented by way of
interpretation. The question was first raised whether it was not for the
Court to take the decision. However the 1966 Judgment decided that the Court
could not determine, by means of a judgment having force of res judicata,
the question whether the mandatory Power had or had not violated the
obligations of a general nature laid upon it by the Mandate. In these
circumstances, the organ of the United Nations which must be regarded as
competent to take a decision in the matter cannot be any other than the
General Assembly, to which the functions of supervision of the
administration of the Mandate formerly vested in the Council of the League
of Nations were transferred. This is why I consider that it must be held
that the General Assembly had the power to revoke the Mandate on account of
material breach of its obligations by the mandatory Power. Although it may
have appeared preferable that, before taking its decision, the General
Assembly should ask the Court for an advisory opinion on the question
whether South Africa had violated its obligations, no provision in the
applicable texts obliged it to do so.
This situation recalls that which would exist in the event of the
application of the provisions of Article 6 of the United Nations Charter,
concerning the expulsion of a member State which has persistently violated
the principles contained in the Charter. A decision in this respect is to be
taken by the General Assembly upon the recommendation of the Security
Council. There is nothing to compel either the Security Council or the
General Assembly to ask for an opinion of the Court before taking a decision
on the question whether the member State concerned has violated the
principles of the Charter. In other words, a political organ is entitled to
take a decision upon grounds which are admittedly of a legal nature, but the
validity of which cannot be examined by the Court once the political organ
has taken its decision within its proper sphere of competence.
I therefore consider that in the present case the Court should have confined
itself to the finding that resolution 2145 (XXI) is valid without [p 133]
examining the correctness of the assessment of the facts upon which that
resolution is based. To embark upon such an enquiry, as the Court has done
in the present Opinion, amounts to implying that the Court could possibly
have reached conclusions different from those of the General Assembly and
could therefore have declared the resolution invalid. But, in the light of
the foregoing, I consider that to be out of the question.
The effect of resolution 2145 (XXI) was thus to withdraw from South Africa
the right to administer Namibia as mandatory Power. The international
status of that Territory however remained intact, and the resolution
according to which the Mandate was declared terminated cannot be interpreted
in any other sense. It follows that that resolution has created for South
Africa the obligation to make way for such new administration as the United
Nations might organize with a view to achieving the ultimate objective of
the Mandate, namely self-determination for the population of the Territory.
In view of the complexity of this exercise, it would be eminently desirable
that the South African authorities and the United Nations organs should
co-operate in carrying it out, but it is not for the Court to prescribe the
modalities of such co-operation. It goes without saying that, so long as
South Africa remains in Namibia, it will be bound to continue to fulfil the
obligations which the Mandate has laid upon it. The specification of what
those obligations are is not the object of the request for an opinion which
has been addressed to the Court.
Since South Africa has refused to comply with resolution 2145 (XXI), and
since the General Assembly has no means of execution to ensure observance of
its resolution, the Assembly had to have recourse to the Security Council,
just as the Council may be seised, according to Article 94, paragraph 2, of
the United Nations Charter, of a situation in which any party to a case
which has been decided by a judgment of the Court fails to perform the
obligation incumbent upon it under the judgment. It was by a whole series of
resolutions, which are listed in the present Advisory Opinion, that the
Security Council espoused resolution 2145 (XXI) and called upon South Africa
to withdraw from Namibia. The resolution to which the present request for
advisory opinion refers is resolution 276 (1970), by which the Security
Council declared, inter alia, that the continued presence of the South
African authorities in Namibia was illegal. It is on the legal consequences
for States of the continued presence of South Africa in Namibia
notwithstanding that resolution that the Court has been requested to give
its opinion.
As a first consequence, sub-paragraph 1 of the operative clause of the
Advisory Opinion mentions the obligation of South Africa to withdraw its
administration from Namibia immediately. However, it is clear from what has
been said above that it is resolution 2145 (XXI) which created the
obligation for South Africa to withdraw from Namibia. That obligation
therefore cannot be described as a consequence of the continued presence of
South Africa in Namibia notwithstanding resolution 276 (1970). At the stage
corresponding to resolution 276 (1970), the relevant legal con-[p 134]
sequences for South Africa are solely those to which it is exposed because
of its refusal to comply with resolution 2145 (XXI). Although I can support
what is said in sub-paragraph 1 of the operative clause of the Opinion, I
consider that as a matter of logic it should not be there at all.
*
On the other hand, the operative clause of the Advisory Opinion should deal
with the legal effects which the continued presence of South Africa in
Namibia has upon its relations with other States and, in particular, with
the other Members of the United Nations. Having regard to what has been said
above, these States must consider the termination of the Mandate as an
established fact and they are under an obligation not to recognize any right
of South Africa to continue to administer the Mandate. The question is
therefore what conduct this obligation of non-recognition imposes as such on
States. The reply must be sought in customary law as reflected in the
settled practice of States, but that is easier in respect of the
non-recognition of a State or of the government of a State than it is in
respect of the non-recognition of the administration of a territory by the
recognized government of a recognized State, especially if the economy of
the said territory is more or less integrated in that of the said State. The
very term non-recognition implies not positive action but abstention from
acts signifying recognition. Non-recognition therefore excludes, above all
else, diplomatic relations and those formal declarations and acts of
courtesy through which recognition is normally expressed. Nevertheless,
although the notion of non-recognition excludes official and ostentatious
top-level contacts, customary usage does not seem to be the same at the
administrative level, since necessities of a practical or humanitarian
nature may justify certain contacts or certain forms of co-operation.
A similar approach seems to prevail in regard to international agreements.
While non-recognition seems not to permit the formal conclusion of treaties
between governments, agreements between administrations, for instance on
postal or railway matters, are considered to be possible. In the same way,
the legal effect to be attributed to the decisions of the judicial and
administrative authorities of a non-recognized State or government depends
on human considerations and practical needs. It would not be difficult to
cite at least one current example showing the diversity and lack of rigidity
with which the notion of non-recognition is applied by States which do not
recognize some other State. The reasons may, of course, differ from those
for which the administration of Namibia by South Africa must not be
recognized, but what is important for the present Advisory Opinion is the
fact that, in the international law of today, non-recognition has obligatory
negative effects in only a very limited sector of governmental acts of a
somewhat symbolic nature.
Outside this limited sphere, there cannot exist any obligations incumbent on
States to react against the continued presence of South Africa in Namibia [p
135] unless such obligations rest on some legal basis other than the simple
duty not to recognize South Africa's right to continue to administer the
Territory. Such a basis can be sought only in those resolutions of the
Security Council which were referred to in the course of the proceedings.
Personally, I approve the reasons for which the majority of the Court
rejected the objections advanced by South Africa against the formal validity
of some of those resolutions. As for their content, resolution 276 (1970)
which is explicitly referred to in the request for an opinion addressed to
the Court, declares in the first place, in paragraph 2, that the continued
presence of the South African authorities in Namibia is illegal and that
consequently all acts taken by the Government of South Africa on behalf of
or concerning Namibia after the termination of the Mandate are illegal and
invalid. Then, in paragraph 5, the Security Council calls upon all States,
particularly those which have economic and other interests in Namibia, to
refrain from any dealings with the Government of South Africa which are
inconsistent with paragraph 2. The wording of paragraph 2 gives the
impression that the non-validity of all acts taken by South Africa
concerning Namibia is considered to be an automatic effect of the illegality
of its continued presence in that Territory. The sense of paragraph 5
therefore seems to be that States must not recognize such acts as valid.
However, having regard to the foregoing, the duty incumbent on States not to
recognize South Africa's right to continue to administer Namibia does not
entail the obligation to deny all legal character to the acts or decisions
taken by the South African authorities concerning Namibia or its
inhabitants. In this regard, the notion of non-recognition leaves to States,
as 1 have said, a wide measure of discretion.
Thus resolution 276 (1970) seems to go beyond the area of the obligatory
effects of mere non-recognition. This is even more evident in the case of
resolution 283 (1970), which was adopted by the Security Council at the same
time as the request for an opinion addressed to the Court. Since
non-recognition does not involve as a necessary effect anything more than
the abstention from governmental acts of a certain type, it is obvious that
a request to States to limit or stop the commercial or industrial relations
of their nationals with a certain country or territory belongs to a
different sphere and that the measures in question are active measures of
pressure against a State or a government. Now, in paragraph 7 of the
operative part of resolution 283 (1970), the Security Council calls upon all
States to discourage their nationals from investing or obtaining concessions
in Namibia. And still further from the area of the notion of non-recognition
is paragraph 11 in which the Security Council launches an appeal to all
States to dissuade them from encouraging tourism in Namibia. On this latter
point the wording of the resolution gives the impression that what is
involved here is rather a mere recommendation but, for a whole series of
other measures mentioned in the same operative section and going [p 136]
beyond the obligatory effects of non-recognition, the question arises
whether the resolution merely pronounces recommendations or is binding on
States. The same question arises obviously as has already been stated in
respect of resolution 276 (1970) so far as concerns the non-recognition of
the validity of acts and decisions taken by the South African authorities in
Namibia.
The question is now therefore no longer one of the obligations inherent in
the duty of States not to recognize South Africa's right to continue to
administer Namibia but one of the creation of obligations for States
requiring them to apply other measures of pressure against South Africa
because of its refusal to withdraw from Namibia. In this connection, the
Court is found to be divided on the meaning to be attributed to Articles 24
and 25 of the Charter of the United Nations in relation to the provisions of
Chapter VII. Personally, I share the opinion of those who think that
Articles 24 and 25 cannot have the effect of evading the conditions which
Chapter VII lays down for the Security Council to be able to order, with
binding effect for States, the kind of measures involved here, more
particularly the partial interruption of economic relations. According to
Article 41 in Chapter VII the Security Council may impose upon States the
obligation to apply such measures only within the framework of action in the
event of threats to the peace, breaches of the peace and acts of aggression.
There can be no doubt that, in this particular case, the Security Council
did not adopt the resolutions in question in the context of any such action,
clearly defined as it must be because of its nature. If only for this
reason, I consider that it is quite out of the question that in this case
the Court is confronted with Security Council decisions invested with
binding force for States. They cannot be anything other than recommendations
which, as such, obviously have great moral force but which cannot be
regarded as embodying legal obligations.
The foregoing observations make clear the reasons why I am not able to
concur in the whole of sub-paragraphs 2 and 3 of the operative part of the
Advisory Opinion.
In sub-paragraph 2, emphasis is placed on the obligation incumbent upon
States Members of the United Nations to recognize the illegality of South
Africa's presence in Namibia, but there is the additional statement that
member States are under obligation to recognize the invalidity of acts taken
by South Africa on behalf of or concerning Namibia and to refrain from any
acts and in particular any dealings with the Government of South Africa
lending support or assistance in regard to the presence and administration
of South Africa in Namibia. This goes beyond the obli-gations which flow
from the duty not to recognize South Africa's right to continue to
administer Namibia. Even if it is not possible to indicate precisely the
acts from which the concept of non-recognition requires States to refrain,
it cannot be denied that, since the South African adminis-tration of Namibia
is a de facto administration, many acts taken by it [p 137] can be
recognized as valid by the authorities of other States even beyond what is
admitted in paragraph 125 of the Opinion. As for the prohibition of acts
which would constitute lending support or assistance to the presence and
administration of South Africa in Namibia, this vague and general formula
gives no very clear idea of the specific acts it is intended to cover. It is
capable of being construed as imposing obligations that are more extensive
than those which flow from the non-recognition of South Africa's right to
continue to administer Namibia. This is an additional reason why I could not
vote in favour of this sub-paragraph of the operative clause.
As for sub-paragraph 3 of the operative clause, I cannot subscribe to it
except in so far as it signifies that States which are not Members of the
United Nations are also duty bound not to recognize the administration of
Namibia by South Africa. But, when this paragraph proclaims that those
States are under an obligation to give assistance in the action which has
been taken by the United Nations with regard to Namibia, the impression is
created that what is intended is an active contribution to measures of
pressure and I do not think those States are under any obliga-tion in that
respect.
I consider therefore that, in so far as they relate to measures of pressure
against South Africa going beyond what is required by the non-recognition of
its right to continue to administer Namibia, the resolutions of the Security
Council constitute only recommendations which do not create any obligations
for States. Nevertheless I consider that these resolutions may afford
States, whether Members of the United Nations or not, legitimate grounds for
taking up a position in their legal relationships with South Africa which
otherwise would have been in conflict with rights possessed by that country.
At the legal level, the resolutions in question have created, not
obligations, but rights to take action against South Africa because of its
continued presence in Namibia. In this respect, the recommendations of the
Security Council might guide the action of States, subject to the
restriction that it would be wrong to run counter to the moral or material
well-being of the population of Namibia, which is still a valid objective of
the Mandate. This consideration would necessitate the making of a choice
amongst the acts of administration taken by South Africa with regard to
Namibia, and that choice cannot be under-taken by the Court for lack of
sufficient information on such a complex matter.
(Signed) S. Petr�n.
[p 138]
Separate opinion of judge Onyeama
I agree with the conclusion of the Court that the presence of South Africa
in Namibia is illegal, but feel constrained to express my inability to
concur in the Court's approach on certain aspects of the problem with which
the Court has had to deal in its consideration of the legal question on
which its advisory opinion is requested by the Security Council. These
aspects are, the matter of the exclusion of a Member of the Court from
participating in these proceedings, the choice of a judge ad hoc, the
Court's competence to consider the formal and intrinsic validity of
resolutions and decisions of the General Assembly and the Security Council,
and the effect of Security Council resolution 276 (1970).
***
On the objection raised by South Africa to the participation of certain
Members of the Court in the present proceedings, I do not agree that it is a
sufficient answer to the objection raised and which was rejected in Order
No. 3 of 26 January 1971, that the Member of the Court whose participation
as a judge in the case was challenged, was a representative of his
Government in his activities in the United Nations on which the challenge
was grounded.
In my view, the words "or in any other capacity" in Article 17 (2) of the
Statute are wide enough to include within their sweep activities in the
United Nations by members of national delegations who subsequently become
Members of the Court.
Each case must be considered on its own circumstances and no general rule
can be laid down. In the present case, the Member concerned had, as a member
of a national delegation to the United Nations, taken an active part in
drafting a resolution which touched upon resolution 2145 (XXI) of the
General Assembly, a resolution which, to my mind, is critical in the present
proceedings.
The importance of the resolution with which the Member was concerned, that
is, Security Council resolution 246 (1968), and its relevance to the present
proceedings, appear from the fact that it formed part of the documents
transmitted to the Court as likely to throw light on the question put to the
Court, and the Court itself thought it necessary to refer to it as part of
the Security Council's response to the call of the General Assembly for its
co-operation in ensuring the withdrawal of South Africa from the
Territory.[p 139]
I thought the circumstances were such that the Member concerned should not
have participated in the decision of the present case, and therefore
dissented from Order No. 3.
***
It will be recalled that at the outset of these proceedings, the Republic of
South Africa applied to be allowed to choose a judge ad hoc under Article 83
of the Rules of Court. This Article provides that:
"If the advisory opinion is requested upon a legal question actually pending
between two or more States, Article 31 of the Statute shall apply, as also
the provisions of these Rules concerning the application of that Article."
I agree with the majority of the Court, and for the reasons given by it,
that the present Opinion is not requested upon a legal question actually
pending between South Africa and any other State or States, but in view of
the wide discretion vested in the Court by Article 68 of the Statute of the
Court, the inapplicability of Article 83 of the Rules would not, in my view,
conclude the matter. I am of the opinion that Article 83 of the Rules sets
out one situation in which Article 31 of the Statute shall apply, but it
does not exhaust the cases in which a judge ad hoc may be chosen in advisory
proceedings, nor does it limit the Court's discretion under Article 68 of
the Statute to be guided by the provisions of Article 31 of the Statute "to
the extent to which [the Court] recognizes them to be applicable".
The objection to the exercise of the Court's discretion in favour of the
choice of a judge ad hoc on the grounds that Article 31 of the Statute
refers to "parties", and there are, strictly, no "parties" in advisory
proceedings, does not seem to me to be a valid one, in view of the
pro-visions of Article 83 of the Rules of Court which expressly applies
Article 31 of the Statute to advisory opinions, and thus recognizes that
though there are no parties in advisory proceedings, judges ad hoc may be
chosen in those proceedings in the circumstances therein defined. The
Court's discretion would be without substance if it could not be exercised
in favour of permitting the choice of a judge ad hoc in circumstances
falling outside Article 83 of the Rules, but in which the Court felt that
the justice of the case required it to be so exercised.
This is the first occasion, since the creation of this Court, that a claim
to a right to appoint a judge ad hoc in advisory proceedings has been made.
The present request for an advisory opinion starts off by implying that
South Africa's continued presence in Namibia notwithstanding Security
Council resolution 276 (1970) gives rise to certain legal con-[p 140]
sequences for States, since that presence is assumed to be contrary to
international law. The records of the debate in the Ad Hoc Committee of the
Security Council as well as in the Security Council itself leading up to the
request, and some of the submissions addressed to the Court in the written
statements and during the oral proceedings, leave no doubt that South Africa
was being accused of violating some, at least, of its international
obligations; and at the root of the request was the desire to enforce the
consequences of the termination of South Africa's mandate over South West
Africa, and remove its administration from the Territory.
These facts clearly show that special interests of vital concern to South
Africa were directly affected by the request for an advisory opinion and
this is, in my view, a circumstance which the Court should have taken into
account in deciding whether, in the exercise of its discretion under Article
68 of the Statute, South Africa should have been permitted to choose a judge
ad hoc.
I am of the opinion that the circumstance of South Africa's special interest
in the present request should have prevailed with the Court, and, so that
justice may not only be done but manifestly be seen to be done, the
discretion of the Court should have been exercised in favour of the
application by South Africa to choose a judge ad hoc.
I have not overlooked the fact that in the Advisory Opinion on an abstract
legal question on the International Status of South West Africa in 1950,
South Africa did not press her tentative enquiries about her right to choose
a judge ad hoc to the point of a formal claim, nor that in that Advisory
Opinion South Africa did not choose a judge ad hoc. The circumstances of
those proceedings and the present, and the legal questions on which the
advice of the Court was requested in the two proceedings, are entirely
different, and it does not appear to me that any conclusions adverse to the
application in the present case can rightly be drawn from the failure of
South Africa to press its claim to a judge ad hoc in 1950, or the fact that
no judge ad hoc was, in fact, chosen. Nothing that happened in this respect
in 1950 can be a bar to an application to choose a judge ad hoc in later
advisory proceedings, and such an application must be considered in the
light of the nature of the legal questions put to the Court and the
circumstances existing when the application is made.
The practice of the Permanent Court of International Justice in the matter
of a choice of a judge ad hoc in advisory opinions as appears in the Danzig
Legislative Decree Order of 31 October 1935 [FN1] does not seem to me to
furnish a guide in the present case in view of the wholly different nature
of the question posed in that case, and the differences between the
governing Statutes and Rules of the two Courts. The Permanent Court [p 141]
had, in 1935, nothing in its Statute in force equivalent to Article 68 of
the Statute of the Court which, to my mind, is the controlling provision
having a bearing on the point of the Court's discretion in the matter under
consideration.
----------------------------------------------------------------------------------------------------------------------- FN1 P.C.I.J., Series A/B, No. 65, Annex 1, pp. 69-71.
---------------------------------------------------------------------------------------------------------------------
In view of the binding decision of the Court, by a majority vote, to refuse
the application for a judge ad hoc in the present proceedings, it becomes
inutile to consider the question of the composition of the Court in this
connection.
***
Underlying the resolutions of the Security Council pertaining to Namibia and
concerning the legal question upon which the Court's advisory opinion is
requested, is General Assembly resolution 2145 (XXI) of 27 October 1966, by
which the General Assembly decided that "the Mandate conferred upon His
Britannic Majesty to be exercised on his behalf by the Government of the
Union of South Africa is. . . terminated, that South Africa has no other
right to administer the Territory and that henceforth South West Africa
comes under the direct responsibility of the United Nations".
In the debate in the Security Council following on the report of the Ad Hoc
Sub-Committee which had been set up by Security Council resolution 276
(1970), the representative of Nepal, in speaking on the draft resolution
that the Security Council request this Court to give an advisory opinion on
the question which finally came before it, said:
"In voting in favour of the draft resolution, it will be our understanding
that the International Court limit the scope of its advisory opinion
strictly to the question put to it, and not review or examine the legality
or validity of the resolutions adopted by both the General Assembly and the
Security Council."
The representative of Syria said:
"The International Court of Justice, as we see from the draft resolution, is
not asked to rule on the status of Namibia as such; rather it is requested
to elicit the scope of legal means at the disposal of States, which may
erect a wall of legal opposition to the occupa-tion of Namibia by the
Government of South Africa."
In stating the attitude of the delegation of Zambia to the draft resolution,
the representative of Zambia said, inter alia:
"We have had to take into account the following considerations:
�������������������������.[p 142]
(c) That the legal drafting of the question to be put to the Court is
specific enough to elicit a clear opinion from the Court which would be
politically acceptable;
(d) That there is some concern on our part that the Court may raise in its
opinion doubts about General Assembly resolution 2145 (XXI) and about
General Assembly resolution 2248 (S-V)."
A move to delete the words "notwithstanding Security Council resolution 276
(1970)" in the draft resolution failed, and the resolution to request an
advisory opinion from the Court was eventually passed.
In explaining the vote of the French delegation on the different
resolutions, the French representative said, inter alia:
". . . we were much interested in the initiative taken by the
representative of Finland to request an advisory opinion on the question
from the International Court of Justice. Of course, the�in our
view�imperfect language of the request to the International Court may be a
matter of regret. Without prejudging the opinion of the Court, it might be
appropriate to leave it to the Judges at The Hague to question the legal
foundations of the revocation of the Mandate."
The representative of the United Kingdom explained the attitude of his
delegation thus:
"In the ad hoc Sub-Committee the United Kingdom representative made it clear
that my Government was quite willing to consider a request for an advisory
opinion from the International Court of Justice. He did, however, add that
our support for this depended upon the submission to the International Court
of the issue of the status of South West Africa as a whole. The question
before us does not appear to do this."
In some of the written statements submitted to the Court in the present
proceedings and during the oral hearing, views were expressed which tended
to deny that the Court could properly examine and pronounce upon the
validity of resolutions of the General Assembly and the Security Council
which bear upon the question put to the Court and whose examination would be
relevant to the proper elucidation of the problem.
The Secretary-General in his written statement said:
"12. It has been shown that in formulating the question now before the
Court, the Security Council used the phrase 'the continued presence of South
Africa in Namibia, notwithstanding Security Council resolution 276 (1970)'
in order to denote the presence of South Africa after the Mandate had
terminated and South Africa had ceased to have any right to be present as
mandatory Power."[p 143]
It would be tedious to reproduce here all the written and oral submissions
made to the Court and tending in the direction of confining the Court to an
uncritical acceptance of the correctness in law of resolutions and
decisions of the General Assembly and the Security Council directly relevant
to the question upon which the Court's opinion is requested, and it suffices
to say that a number of representatives urged this view upon the Court. The
Court had therefore to decide whether it was competent or not to examine
resolutions and decisions of the General Assembly and the Security Council
relevant to the question before it, with a view to determining their
accordance with the Charter of the United Nations, and, therefore, their
validity.
In dealing with this matter the Court said:
"89. Undoubtedly, the Court does not possess powers of judicial review or
appeal in respect of the decisions taken by the United Nations organs
concerned. The question of the validity or conformity with the Charter of
General Assembly resolution 2145 (XXI) or of related Security Council
resolutions does not form the subject of the request for advisory opinion.
However, in the exercise of its judicial function and since objections have
been advanced the Court, in the course of its reasoning, will consider these
objections before determining any legal consequences arising from these
resolutions."
I do not think that this approach to the question of the Court's competence
to examine and pass upon decisions and resolutions of the General Assembly
and the Security Council which touch upon issues before it leads to a
sufficiently definitive answer.
The Court was established as the principal judicial organ of the United
Nations, and, as such, adjudicates upon disputes between States when such
disputes are properly brought within its jurisdiction. It is authorized by
the Charter and the Statute of the Court to render advisory opinions on
legal questions to the General Assembly, the Security Council and other
organs of the United Nations and specialized agencies.
In exercising its functions the Court is wholly independent of the other
organs of the United Nations and is in no way obliged or concerned to render
a judgment or opinion which would be "politically acceptable". Its function
is, in the words of Article 38 of the Statute, "to decide in accordance with
international law".
The Court's powers are clearly defined by the Statute, and do not include
powers to review decisions of other organs of the United Nations; but when,
as in the present proceedings, such decisions bear upon a case properly
before the Court, and a correct judgment or opinion could not be rendered
without determining the validity of such decisions, the Court [p 144] could
not possibly avoid such a determination without abdicating its role of a
judicial organ.
The question put to the Court does not, in terms, ask the Court to give an
opinion on whether General Assembly resolution 2145 (XXI) is valid, but the
"legal consequences" which the Court is requested to define, are postulated
upon its validity. Were the Court to accept this postulate without
examination, it would run the risk of rendering an opinion based on a false
premise. The question itself has not expressly excluded examination of the
validity of this and other related resolutions; and, as this Court had in
the past modified and interpreted questions put to it, it cannot be assumed
that the Security Council intended to fetter the Court in its considerations
of the question on which it had itself requested an advisory opinion; it
would require the clearest in-hibiting words to establish that such a
limitation of the scope of the Court's consideration was intended.
I do not conceive it as compatible with the judicial function that the Court
will proceed to state the consequences of acts whose validity is assumed,
without itself testing the lawfulness of the origin of those acts. I am
therefore of the view that, whether an objection had been raised or not, the
Court had a duty to examine General Assembly resolution 2145 (XXI) with a
view to ascertaining its legal value; it had an equal duty to examine all
relevant resolutions of the Security Council for the same purpose.
I can find nothing in the wording of the present request which excludes
consideration of the validity of all pertinent resolutions. The words
"notwithstanding Security Council resolution 276 (1970)" appear to me to
indicate that the Security Council has assumed that resolution 276 (1970)
validly created a situation in which South Africa's continued presence in
Namibia gives rise to legal consequences for States; but, in my view, those
words do not oblige the Court to make the same assumptions or to accept
their correctness without examination.
The matter is, in my view, concluded by the principle stated by the Court in
the Certain Expenses of the United Nations case (I.C.J. Reports 1962, p. 151
at p. 157) as follows:
". . . the Court must have full liberty to consider all relevant data
available to it in forming an opinion on a question posed to it for an
advisory opinion" (italics added).
Where the question put to the Court is in such terms that the Court could
not properly perform its judicial function of a thorough consideration of
all relevant data, or where for any other reason the Court is not permitted
the full liberty it is entitled to in considering a question posed to it,
the Court's discretion to render or withhold an opinion would protect the
Court from the danger of rendering an opinion based on, [p 145] conceivably,
false assumptions or incomplete data.
I conclude that in the present request, the Court had a duty to examine all
General Assembly and Security Council resolutions which are relevant to the
question posed to it, whether objections had been taken to them or not, in
order to determine their validity and effect, and so that the Court can
arrive at a satisfactory opinion.
***
This Court, in the Advisory Opinions rendered in 1950, 1955 and 1956 on
South West Africa and in the Judgment on 21 December 1962 in the first phase
of the cases between Ethiopia and Liberia and South Africa, established that
the Mandate over South West Africa survived the dissolution of the League
of Nations, and that supervisory functions over the administration of the
Mandate devolved upon the United Nations. It also established the
continuance of the obligation which rested on South Africa to submit reports
on its administration of the mandated territory to the General Assembly.
The question whether the League of Nations could unilaterally terminate or
revoke the mandate against the will of the mandatory Power did not arise as
a practical problem during the subsistence of the League, but members of the
Permanent Mandates Commission and a number of international jurists who
examined the matter as a theoretical question, did not doubt that if a
mandatory was guilty of gross and repeated violations of the mandate, the
League could revoke the mandate.
It was said that revocation went to the essence of control, and the view was
expressed that the power of the League to appoint a new mandatory in case
one of the existing mandatories should cease to function, and to dismiss a
mandatory, may be implied from the Covenant assertion that the mandatories
act "on behalf of the League". (See Quincy Wright, Mandates Under the League
of Nations, 1930, pp. 440-441.)
The Institute of International Law at its Cambridge session in 1931 debated
the question of mandates and passed a resolution containing the following
clauses among others:
"The functions of the mandatory State end by renunciation or revocation of
the mandate: by the customary modes of ending international engagements;
also by the abrogation of the mandate, and by the recognition of the
independence of the community which has been under mandate.
The renunciation takes effect only from the date fixed by the Council of the
League of Nations in order to avoid any interruption of the assistance to be
given to the community under mandate. [p 146]
The revocation of the mandatory State and the abrogation of the mandate are
determined by the Council of the League of Nations .. ."
In the face of the strong current of opinion among international jurists,
and from the common sense of the matter, it seems to me that there can be no
doubt that the League of Nations, acting through the Council, had, as a
necessary part of its supervisory powers, the power unilaterally to revoke
or terminate a mandate which was being administered on its behalf, when the
State entrusted with the mandate was guilty of a serious breach of its
obligations under the mandate.
A contrary view would involve the suggestion that a mandate, particularly a
class "C" Mandate such as the one with which the present question is
concerned, could never be revoked, and that, contrary to their professed
concern for the principles of non-annexation, the welfare of the peoples of
the mandated territory and the sacred trust of civilization, the Principal
Allied and Associated Powers and other Members of the League of Nations,
behind a facade of fair promises, had in reality permitted the perpetual
annexation of the mandated territories and the subjection of their peoples
to the arbitrary rule of the mandatory Power without hope of deliverance or
future self-determination. The "sacred trust of civilisation" would, on this
view, have no meaning at all. The actual historical development of the
mandate regime in the days of the League and subsequent to 1946 does not
support this view, and it ought therefore to be rejected.
This Court in its Advisory Opinion on the International Status of South West
Africa, and for the reasons stated in that Opinion, arrived at the
conclusion:
". . . that the General Assembly of the United Nations is legally qualified
to exercise the supervisory functions previously exercised by the League of
Nations with regard to the administration of the Territory, and that the
Union of South Africa is under an obligation to submit to supervision and
control of the General Assembly and to render annual reports to it". (I.C.J.
Reports 1950, p. 128 at p. 137.)
The devolution of the supervisory powers of the League Council on
the-General Assembly of the United Nations vested the General Assembly with
the rights, duties and obligations appurtenant to those powers, including
the power unilaterally to terminate or revoke the Mandate on the grounds of
gross violations by the mandatory Power.
This is a power which the General Assembly possesses by reason of its
control of the Mandate and is, in my view, a power sui generis, not limited
by Article 10 of the Charter.
It follows that when the Assembly passed the resolution 2145 (XXI) the
competent organ of the United Nations terminated the Mandate in a binding
way, and that South Africa, thereafter, had no right to administer [p 147]
the Territory of South West Africa. The decision of the General Assembly was
brought to the attention of the Security Council but, in my view, it was
then already an effective and binding decision.
It seems to me that the legal consequences for States flowed from South
Africa's failure to carry out resolution 2145 (XXI) and vacate the
Territory, and its continued presence in the Territory against the will of
the United Nations, and not from resolution 276 (1970) which was not the
means of putting an end to South Africa's administration of the Mandate. The
provisions of resolution 276 (1970) capable of giving rise to legal
obligations are operative paragraphs 2 and 5 and are as follows:
"The Security Council
2. Declares that the continued presence of the South African authorities in
Namibia is illegal and that consequently all acts taken by the Government of
South Africa on behalf of or concerning Namibia after the termination of the
Mandate are illegal and invalid;
5. Calls upon all States, particularly those which have economic and other
interests in Namibia, to refrain from any dealings with the Government of
South Africa which are inconsistent with operative paragraph 2 of this
resolution."
The declaration of. the illegality of the continued presence of South Africa
in Namibia did not itself make such presence illegal; it was, in my opinion,
a statement of the Security Council's assessment of the legal quality of the
situation created by South Africa's failure to comply with the General
Assembly resolution�a statement not binding any Member of the United Nations
which held a different view. It was, in effect, a judicial determination,
and it is doubtful if any power exists in the Charter for the Security
Council to make such a determination except in certain well-defined cases
not relevant here. As paragraph 2 does not, in my view, create any binding
legal obligations, it follows that paragraph 5 is similarly ineffective for
founding legal obligations or creating legal consequences.
The matter, however, does not end there for resolution 276 (1970)
"reaffirmed" General Assembly resolution 2145 (XXI) of 27 October 1966, "by
which the United Nations decided that the Mandate of Southwest Africa was
terminated and assumed direct responsibility for the territory until its
independence", and reaffirmed:[p 148]
". . . Security Council resolution 264 (1969) which recognized the
termination of the Mandate and called upon the Government of South Africa
immediately to withdraw its administration from the Territory". (See second
and third preambular paragraphs of resolution 276 (1970).)
In this way the resolution incorporated General Assembly resolution 2145
(XXI).
The question before the Court can therefore be understood to request an
advisory opinion on the legal consequences to States of South Africa's
continued presence in Namibia after the Mandate over South West Africa had
been duly terminated by the United Nations. In my view the words
"notwithstanding Security Council resolution 276 (1970)" do not affect the
scope of the question.
The legal consequences for States in the case under consideration are those
which flow automatically, under international law, from the unlawful
continuation of South Africa's presence in Namibia, and do not, in my view,
extend to enforcement measures which may or may not be adopted by States
individually, or the United Nations collectively, to remove South Africa
from the Territory or to assert the authority of the United Nations over the
Territory, in the absence of treaty provisions or a customary rule of
international law requiring such measures to be adopted. These consequences
are:
(1) South Africa is under a legal obligation to end its unlawful occupation
by withdrawing from Namibia its presence and its administration, but while
it remains in the Territory it must act in conformity with its obligations
under the Mandate and the Charter.
(2) There is imposed on all other States an obligation of non-recognition;
that is to say, all States are obliged not to recognize that South Africa
has any legal right to remain in Namibia or to maintain its administration
in that Territory. They are obliged to do nothing to aid the continuance of
the unlawful presence of South Africa or its administration in the Territory
of Namibia.
(3) If the Security Council decides to take action in the matter of Namibia
in discharge of its duties under its responsibility for the maintenance of
international peace and security, all Members of the United Nations are
obliged to accept and carry out any decisions which may be made in
accordance with the Charter; but although the decision of the Se-curity
Council to take such action may be a consequence of the continued presence
of South Africa in Namibia, the obligation to accept and carry out the
decision is an obligation States incur as a consequence of membership of
the United Nations, and not, directly, as a legal consequence for them of
South Africa's continued presence in Namibia. It is for this reason that I
consider that the Court cannot particularize legal conse-[p 149] quences
for States and that it must be left to the Security Council to decide on
what enforcement action it should take under the Charter.
***
I regret that I differ from the Court as to the scope of the doctrine of
non-recognition which, as I understand it, it was intended to reflect in
sub-paragraphs 2 and 3 of paragraph 133 of the Advisory Opinion. To my
regret I have been unable to vote affirmatively on sub-paragraphs 2 and 3.
In my view, the effect of the doctrine in the context of the case in hand is
correctly set out in paragraph 119 of the Advisory Opinion, but
sub-paragraphs 2 and 3 of paragraph 133 of the Advisory Opinion appear to me
to attribute to the doctrine too wide a scope; and while I agree that there
is on States an obligation of non-recognition of the legality of the
presence of South Africa and of its administration in Namibia, I do not
agree that this obligation necessarily extends to refusing to recognize the
validity of South Africa's acts on behalf of or concerning Namibia in view
of the fact that the administration of South Africa over Namibia (illegal
though it is) still constitutes the de facto government of the Territory.
States which are not members of the United Nations incur no obligations to
assist the Organization except as provided by Article 2, paragraph 6, of the
Charter, and this Article places upon the Organization the onus of ensuring
that such States act in accordance with the principles set out in Chapter I
of the Charter.
(Signed) Charles D. Onyeama
[p 150]
Separate opinion of judge Dillard
In this opinion I shall make certain general observations in support of
operative clause 1 of the Opinion based on my reading of the facts and my
understanding of the jurisprudence of the Court. I shall also make some
observations concerning the thrust of operative clause 2 as will appear near
the end of this opinion. At the beginning I shall allude briefly to a number
of preliminary matters and my reason for disagreeing with the majority of
the Court on the issue of the appointment of a judge ad hoc.
At the outset it may be well to stress that, in my view, the Opinion of the
Court (hereafter referred to as the Opinion) does not purport to do the
following:
(1) By invoking Articles 24 and 25 of the Charter it does not purport to
carry the implication that, in its view, the United Nations is endowed with
broad powers of a legislative or quasi-legislative character. The Opinion is
addressed to a very specific and unique situation concerning a territory
with an international status, the administration of which engaged the
supervisory authority of the United Nations.
(2) It does not purport to validate the "revocation" of the Mandate on an
analysis of the motives inspiring or the purposes and effects attending the
application of policies of apartheid in the Territory. Despite the
voluminous record accumulated over a period of 21 years this issue has never
been judicially determined and was not the object of adjudica-tion in these
proceedings as it might have been had the proceedings been assimilated to a
contentious case in accordance with South Africa's proposal. It would not
have been compatible with its judicial function to have determined the issue
of breach on these grounds in the absence of a full exposure of all relevant
facts. The references in the Opinion (paras. 129-131) to the "laws and
decrees applied by South Africa in Namibia, which are a matter of public
record" was in response to South Africa's request to supply further factual
evidence. The revocation was rested on other grounds as the Opinion
discloses (para. 104).
(3) By confining its scope to intergovernmental relations, operative clause
2 does not concern itself with private dealings or the activities directly
performed by specialized agencies.
***[p 151]
Read literally, Security Council resolution 284 does not appear to ask the
Court to call into question the validity of resolution 276 or General
Assembly resolution 2145 but only to indicate the "legal consequences"
flowing from them. The Court has not felt justified in attaching this
limited scope to its enquiry. My own assessment of the reasons follows:
A court can hardly be expected to pronounce upon legal consequences unless
the resolutions from which the legal consequences flow were themselves free
of legal conclusions affecting the consequences. To say this, in no sense
implies that the Court is questioning the application of the San Francisco
formula with respect to the interpretation of the Charter. Furthermore, the
greatest deference must be given to resolutions adopted by the organs of the
United Nations. There is, of course, nothing in the Charter which compels
these organs to ask for an advisory opinion or which gives this Court (as in
many domestic arenas) a power of review to be triggered by those who may
feel their interests unlawfully invaded.
But when these organs do see fit to ask for an advisory opinion, they must
expect the Court to act in strict accordance with its judicial function.
This function precludes it from accepting, without any enquiry whatever, a
legal conclusion which itself conditions the nature and scope of the legal
consequences flowing from it. It would be otherwise if the resolutions
requesting an opinion were legally neutral as in the three previous requests
for advisory opinions bearing on the Mandate.
The conclusion reached above can be fortified by a number of other
considerations which, in the interests of brevity, I will merely mention
without discussion. First, it is compatible with the Court's own
jurisprudence as revealed, especially in the Certain Expenses case (I.C.J.
Reports 1962, pp. 156, 157, 216, 217); second, the debates preceding the
adoption of Security Council resolution 284 disclose that the view that the
Court should not call into question the validity of the relevant resolutions
was held by only five States, while ten either expressed a contrary view or
voiced constitutional doubts or refrained from expressing any view on the
matter; third, the representative of the Secretary-General in the course of
argument retreated from a dogmatic stance in the matter (C.R. 71/18, p. 21);
fourth, as a sheer practical matter, had the Court refrained from such an
enquiry and had a strongly reasoned dissent cast grave doubt on the validity
of the resolutions, then the probative value of the Advisory Opinion would
have been weakened and, finally, it may not be presumptuous to suggest that
as a political matter it is not in the long-range interest of the United
Nations to appear [p 152] to be reluctant to have its resolutions stand the
test of legal validity when it calls upon a court to determine issues to
which this validity is related FN1.
----------------------------------------------------------------------------------------------------------------------- FN1 These reasons are, of course, completely subordinate to the principal
one touching the integrity of the judicial function.
---------------------------------------------------------------------------------------------------------------------
***
By its Order of 29 January 1971 the Court denied the application of the
South African Government for the appointment of a judge ad hoc. Since Judge
Onyeama and I disagree with the decision of the Court I feel it is incumbent
upon me to state my reasons for doing so. In our joint dissent we declared:
"While we do not think that under Article 83 of the Rules of Court the
Republic of South Africa has established the right to designate a judge ad
hoc, we are satisfied that the discretionary power vested in the Court under
Article 68 of its Statute permits it to approve such designation and that it
would have been appropriate to have exercised this discretionary power in
view of the special interest of the Republic of South Africa in the question
before the Court."
If the Court decides that there is a "legal question actually pending
between two or more States" within the meaning of Article 83 of its Rules,
read in conjunction with Article 82, then it has no choice but to apply
Article 31 of the Statute of the Court which gives the applicant State a
right to appoint a judge ad hoc. It assimilates the advisory proceedings
into one comparable to a contentious case. The determination that there is a
legal question actually pending between two or more States has a distinct
bearing on whether there is a "dispute" within the meaning of Article 32 of
the Charter of the United Nations. Coming at the very threshold of our
enquiry I was unwilling to prejudge this issue. At the same time it seemed
clear that the interests of South Africa were vitally affected.
Article 68 of the Statute empowers the Court in the exercise of its advisory
functions to be guided by the provisions of the Statute which apply in
contentious cases "to the extent to which it recognizes them to be
applicable".
The latitude provided by this Article is not circumscribed by the way
questions are put to the Court. On the contrary the Court has itself
declared that it depends on the circumstances of each case and that the
Court possesses a large amount of discretion in the matter (I.C.J. Reports
1950, p. 72 and I.C.J. Reports 1951, p. 19).
The Court thus has the power to appoint a judge ad hoc even if Article 83 of
its Rules is not invoked. It seemed to me the exercise of the power [p 153]
while not essential to the legitimacy of the composition of the Court would
have been appropriate FN1.
----------------------------------------------------------------------------------------------------------------------- FN1 A careful consideration of the Order of 31 October 1935 in the Danzig
Legislative Decrees case, P.C.I.J., Series A/B, No. 65, Annex 1, pp. 69-71,
has not convinced me that it was controlling in light of the wholly
different question at issue in that case and the different character of the
Statute and Rules which were then operative.
---------------------------------------------------------------------------------------------------------------------
Since the interests of South Africa were so critically involved the
appointment of a judge ad hoc would have assured the Court that those
interests would have been viewed through the perspective of one thoroughly
familiar with them. Furthermore should the Opinion of the Court have been
unfavourable to the interests of South Africa, the presence on the Court of
a judge ad hoc, even in a dissenting capacity, would have added rather than
detracted from the probative value of the Opinion.
Whatever may be thought in general about the institution of a judge ad hoc,
as to which opinions vary, it seemed to me that one of its justifications,
namely that it is important not only that justice be done but that it
appears to have been done, would have justified the use of the Court's
discretionary power without attracting the theoretical and practical
difficulties invited by assimilating the proceeding to a larger extent into
one comparable to a contentious case.
***
South Africa has challenged the formal validity of Security Council
resolutions on a number of grounds mentioned in the Opinion. It is only
necessary to support the Opinion with a few additional arguments.
At the outset, South Africa contended that the words "including the
concurring votes of the permanent members" in Article 27 (3) preclude the
taking of valid decisions if one or more of the permanent members
voluntarily abstain from voting. Resolution 276 (1970) was adopted despite
the abstentions of France and the United Kingdom (S/PV. 1529 (1970), para.
184); and resolution 284 (1970) was adopted despite the abstentions of
Poland, the United Kingdom and USSR (S/PV. 1550 (1970), para. 160).
The contention is rested on an analysis of legislative history and on the
theory that the language of Article 27 (3) is so clear and unambiguous that
no interpretative process, whether by subsequent conduct or otherwise, is
permissible.
The contention reveals the weakness of an indiscriminate application of the
textual approach when coupled with the plain and ordinary meaning canon of
interpretation. Had the critical clause read: "all five permanent members,
who must be present and voting ...", the contention might have been
justified. In the absence of such a precise prescription the subsequent
conduct of the parties is clearly a legitimate method of [p 154] giving
meaning to the Article in accordance with the expectations of the parties,
including, in particular, the permanent members.
That their interpretation does not coincide with that of South Africa is
abundantly revealed by the undeviating practice of the Security Council. The
records and authorities marshalled by the representatives of the
Secretary-General and the United States in the present proceedings (C.R.
71/1, pp. 36-41 and C.R. 71/19, pp. 8-11), are conclusive on this pointFN1.
----------------------------------------------------------------------------------------------------------------------- FN1 The brief statement above is not intended to convey the impression that
a finding of "ambiguity" is a precondition for recourse to subsequent
conduct as a legitimate mode of enquiry into meaning. It has been observed
that the word "ambiguous" is itself not free from ambiguity. Much depends on
the nature of the subject-matter to be interpreted, i.e., constitutional
document, multilateral treaty, bilateral treaty, type of contract, etc. Much
depends also on the character of the applicable norms, i.e., whether a
vaguely worded standard or a precise rule and much depends on the
expectations aroused in light of the entire context and the social interests
involved. "A word," Justice Holmes has reminded us, "is not a crystal,
transparent and unchanged, it is the skin of a living thought and may vary
greatly in color and content according to the circumstances and the time in
which it is used." Towne v. Eisner (1918) 245 U.S. at p. 425.
---------------------------------------------------------------------------------------------------------------------
***
More fundamental and difficult than the previous issue is that concerning
the existence vel non of a "dispute" within the meaning of Article 27 and
Article 32. It is contended that under the former the principle of
compulsory abstention should have applied and under the latter that South
Africa should have been invited to participate in the discussions relating
to the alleged dispute. I confine myself to the latter.
No single, absolute meaning can be attached to the word or concept of a
"dispute". It must be considered in context and with reference to the
purpose intended to be served by Article 32. That purpose, as indicated by
Security Council discussions, was to place the parties on the same footing
or a more nearly equal footing whether they were members of the Council or
even of the United Nations (see Goodrich, Hambro and Simons, Charter of the
United Nations, 3rd ed., at p. 254). If the dispute is considered to be
between South Africa and the 114 member States voting for General Assembly
resolution 2145 (XXI) it is difficult to see how this particular purpose
could be accommodated in a practicably feasible manner.
The contention of South Africa leans heavily on the 1962 Judgment which, for
purposes of establishing jurisdiction, did hold that there was a "dispute"
between South Africa and the applicant States. It must be recalled, however,
that this holding was in the context of Article 7 of the Mandate which
referred to "any dispute whatever" and to all the "provi-[p 155] sions" of
the Mandate. The language employed was said to be "broad, clear and precise;
it gives rise to no ambiguity and it permits of no exception" (I.C.J.
Reports 1962, p. 343). Even so, the point was vigorously opposed in the
joint dissenting opinion of Judges Sir Percy Spender and Sir Gerald
Fitzmaurice (ibid., pp. 547-548).
Article 32 does not contemplate a "dispute" which is predominantly between
the United Nations as an organized body and one of its component Members
but rather one in which the Security Council is acting as a neutral forum
for airing a controversy between two or more of its members. The Article 32
image is rather that of a parent providing the means for settling a
controversy between two or more members of the family than that of a parent
embroiled in a controversy with one of them. This seems to have been the
notion of the dissenters in 1962. Granted that quotations out of context are
dangerous, their description appears relevant to the present proceedings:
"It is common knowledge that the present case finds its whole fans et origo
in, and springs directly from, the activities of the United Nations Assembly
relative to the mandated Territory and the Mandatory. No one who studies
the record of the proceedings in the Assembly, and of the various Assembly
Committees and Sub-Committees which have been concerned with the matter, and
especially the Assembly resolutions on South West Africa which directly led
up to the institution of the present proceedings before the Court, can doubt
for a moment that the real dispute over South West Africa is between the
Respondent State and the United Nations Assembly .. ." (loc. cit.) (Emphasis
added.)
Of course it is not doubted that in a sense there is a dispute between South
Africa and the other States. This is revealed in the attitude of numerous
States with respect to South Africa's accession to the ITU Convention (C.R.
(H.C.) 71/1, pp. 20-28). South Africa's interests are definitely affected
and it is no doubt possible to so frame a definition of a dispute as to have
the present controversy fall under it. But, as previously suggested, regard
must be had to context and purpose. Thus Judge Sir Gerald Fitzmaurice's
carefully framed definition in the Northern Cameroons case in a context of
"mootness" is quite different from that associated with Article 32. (See
I.C.J. Reports 1963, p. 110.)
It is for the Council to make the preliminary determination that there is a
"dispute" rather than a "situation". The argument that the terms of Article
32 are mandatory seems insufficient to cover the problems involved in this
preliminary determination. At no time did the Security Council or any member
State proceed on the assumption that the Namibian question was anything but
a "situation". Furthermore, South Africa with full knowledge of the nature
of the proposed discussions at [p 156] no time sought to be included in the
discussions. While this fact does not precisely answer the "mandatory"
point, it clearly indicates that South Africa did not deem itself
substantially prejudiced by virtue of a failure to be invited.
Finally, it may be recalled that most requests for an advisory opinion are
stimulated by some kind of controversy in which States are involved.
The conclusion follows that on this ground the Court's jurisdiction is not
impaired.
***
Article 65 of the Court's Statute confers on it ample discretion to refuse
to render an advisory opinion. There is no logical inconsistency, therefore,
in holding that while there was no dispute within the intended meaning and
application of Article 32 there may yet be such elements of controversy and
complicated factual issues as to warrant the Court in refusing on the ground
of propriety from responding to the request for an opinion. The
jurisprudence of the Court, especially as revealed in the Administrative
Tribunal case (I.C.J. Reports 1956, p. 86) and the Certain Expenses case
(I.C.J. Reports 1962, p. 155) suggests that this discretionary power will
not be exercised unless there are "compelling reasons" for doing so. The
reasons in this instance are not sufficiently compelling.
South Africa leans heavily on the Eastern Carelia case (1923, P.C.I.J.,
Series B, No. 5). It appears unnecessary to burden this statement with an
analysis, so much discussed by commentators, as to whether the Peace
Treaties case has weakened the persuasive authority of the Eastern Carelia
case and the doctrinal relationship of each to the Mosul case FN1. It may be
suggested that the simplest point of distinction between the Eastern Carelia
case and the present case lies in the fact that to render the opinion in the
former would have constituted a disguised form of compulsory jurisdiction
over a non-member of the League of Nations quite apart from the practical
difficulties to be encountered in attempting to deal with controverted facts
in the absence of one of the parties. In the present case, while South
Africa registered objections, she was yet a vigorous advocate and offered
the Court optimum co-operation.[p 157]
----------------------------------------------------------------------------------------------------------------------- FN1 For an analysis of the Status of Eastern Carelia case reference is
directed to the comprehensive statements of Mr. Cohen (USA) and the then Mr.
Fitzmaurice (UK) in arguments in the Peace Treaties case (I.C.J. Pleadings,
pp. 272-276, 303-312).
---------------------------------------------------------------------------------------------------------------------
.
***
Turning to matters of substance, I shall attempt to put my support of
operative clause 1 into a broad perspective.
It is appreciated that attempts to recapture the legal meaning and
significance of expectations aroused by events and statements made in the
past invite peculiar difficulties of interpretation and construction. The
difficulties are compounded when obligations originally assumed are
disrupted by the happening of unexpected events�in this instance the Second
World War, the dissolution of the League and the birth of the United
Nations.
While sweeping generalizations are no substitute for close analytical
reasoning, I yet venture to say that whenever a long-term engagement, of
whatever nature, is so interrupted, emphasis in attempting a reasonable
interpretation and construction of its meaning and the obligations it
imposes shifts from a textual analysis to one which stresses the object and
purpose of the engagement in light of the total context in which the
engagement was located FN1. This generalization can be amply supported by
recourse to "the general principles of law recognized by civilized nations"
as revealed in the application of doctrines of impossibility and frustration
to long-term engagements.
----------------------------------------------------------------------------------------------------------------------- FN1 My reading of the record inclines me to agree with the following
statement by Judge Lauterpacht in the Petitioners case, when in dealing with
the 1950 Opinion, he declared:
"On the face of it, the Opinion, inasmuch as it held that the United Nations
must be substituted for the League of Nations as the supervisory organ,
signified a change as compared with the letter of the Covenant. Actually,
the Opinion did no more than give effect to the main purpose of the legal
instruments before it. That is the true function of interpretation." (I.C.J.
Reports 1956, p. 56.)
This is to be read in light of the nature of the instruments involved and
the total context. See ibid., pp. 44,48
---------------------------------------------------------------------------------------------------------------------
The exact legal characterization of the mandate instrument defies easy
analysis as the jurisprudence of this Court abundantly discloses. At the
minimum, it bore a double aspect. On the one hand it "had the character of a
treaty or convention" (I.C.J. Reports 1962, p. 330), and, as such, it could
attract the potentiality of termination for material breach as the Opinion
asserts and counsel for various States argued.
On the other hand it also had a status aspect, that is, it was "a special
type of instrument composite in nature and instituting a novel
international r�gime" (ibid., p. 331).
Clearly it is not cast in the image of a personal service type of enga-[p
158]gement in which the continued existence of one of the parties may be
essential to continued performance FN1.
----------------------------------------------------------------------------------------------------------------------- FN1See, in particular, Judge Jessup's analysis in his dissenting opinion in
1966 (I.C.J. Reports 1966, p. 353 et seq.). Although it did so only
incidentally South Africa projected the image of a personal service contract
and its non-assignability in its written statement, Vol. II, p. 155.
---------------------------------------------------------------------------------------------------------------------
Even if viewed through the restricted prism of a long-term engagement in the
national arena, such as a lease or trust (to which allusions were made in
the proceedings), the conclusion would not necessarily follow that the
happening of an unexpected event such as a war or a change in institutional
management would entail a collapse of the basic duties embraced in the
engagement. The issue would be whether the engagement was terminated or
could continue without imposing an undue burden on the parties in light not
merely of the terms of the engagement but, more importantly, of its object
and purpose. Viewed in large perspective the 1950 Advisory Opinion decided
that no undue burden would be imposed on South Africa by submitting to the
supervisory authority of the United Nations General Assembly.
This conclusion is reinforced by analogies (always to be indulged with
caution) drawn from generally recognized principles of law in national
domains governing "assignments" as opposed to principles analogous to a
novation which South Africa, in effect, considers to be operative. Whenever
there is a liquidation of an enterprise and an attempted transfer of its
rights and obligations to an assignee the cardinal issue does not centre on
the consent of the obligor (as in a novation) but in a determination of the
impact of the transfer on the obligations of the obligor. The 1950 Advisory
Opinion, to repeat, held, in effect, that this transfer would impose no
undue burden on South Africa. Cases are legion which support the view that
this is the proper focus of enquiryFN2. At the jurisprudential level this
preserves the social interests in the integrity and durability of long-term
engagements while still protecting the interests of the obligor.
----------------------------------------------------------------------------------------------------------------------- FN2 The leading cases in England are: The British Waggon Co., etc. v. Lea
and Co., 5 Q.B.D. 149 (1880) and Tollhurst v associated Portland Cement Co.
(1903) A.C. (H.L.) 414. In each case the obligor claimed that the transfer
terminated the contract. In each case the contention was denied because no
undue burden was imposed. Similar results have been reached in the United
States. See Meyer v. Washington Times Co. 76 F (2d) 988 (1935). The point is
that "consent" is not the central issue.
---------------------------------------------------------------------------------------------------------------------
Indeed had the Mandate lapsed, as South Africa contended in 1950 and
continued to maintain, it is difficult to believe that a legal alternative
would have been the power to annex. As the Court stated in a much-quoted
passage in the 1950 Opinion, at page 133 and repeated with approval in the
1962 Judgment at page 333:
"The authority which the Union Government exercises over the [p
159]Territory is based on the Mandate. If the Mandate lapsed, as the Union
Government contends, the latter's authority would equally have lapsed. To
retain the rights derived from the Mandate and to deny the obligations
thereunder could not be justified."
Yet in the present proceedings South Africa contended that: "... it is the
view of the South African Government that no legal provision prevents its
annexing South West Africa" (C.R. 71/21, p. 59).
The Court in 1950 not only said that submitting to the United Nations
General Assembly imposed no greater burden on South Africa, it also offered
South Africa a milder alternative than the one she proposed and one which
was highly qualified in her favour.
I refer to the conclusion (despite six dissents including the logically
persuasive opinion of Judge De Visscher) that "the Charter does not impose
on the Union an obligation to place South-West Africa under the Trusteeship
System". Furthermore, the Court stated that it could not deduce from the
various general considerations any legal obligation for mandatory States to
negotiate such agreements. (I.C.J. Reports 1950, p. 140.)
It had previously indicated that:
"The degree of supervision to be exercised by the General Assembly should
not. . . exceed that which applied under the Mandates System, and should
conform as far as possible to the procedure followed in this respect by the
Council of the League of Nations." (Ibid., p. 138.)
The dilemma this posed was perhaps insufficiently aired in the present
proceedings.
The dilemma is focussed on the negotiating process consequent upon the
dissolution of the League of Nations. Although South Africa was under no
duty to submit to the trusteeship system or to negotiate a specific
trusteeship agreement, yet, as a Member of the United Nations, she was
surely under a duty to negotiate in good faith and even, reasonably, with
the United Nations concerning a viable alternative either within the
trusteeship system or outside it. The source of this duty derived from her
combined obligations under the Covenant, the Mandate and the United Nations
Charter in light of the object and purpose of the Mandate and the
requirements of Article 2 (2) of the Charter FN1. [p 160]
----------------------------------------------------------------------------------------------------------------------- FN1 Judge Klaestad in his separate opinion in the Voting Procedure case
(I.C.J. Reports 1955, p. 88) stated that as a Member of the United Nations
South Africa "is in duty bound to consider in good faith" a recommendation
by the General Assembly, but concluded that however serious it may be it
does not involve a "true legal obligation". I cannot agree with this
conclusion. The use of discretion and freedom to bargain which the system
may confer does not imply the right to exercise an attitude of uninhibited
freedom of action which would be tantamount to operating outside the system.
(See I.C.J. Reports 1955, p. 120.) Surely the implication of the North Sea
Continental Shelf cases was that the three Governments were under a legal
duty to negotiate in good faith along the lines indicated in the Judgment.
(I.C.J. Reports 1969, p. 47.)
---------------------------------------------------------------------------------------------------------------------
It is apparent that no negotiating process can be successful if the parties
are at odds as to the fundamental basis on which the process rests. The
records reveal that the basis chosen by the General Assembly and its various
Committees was that it had been sufficiently endowed with supervisory
authority. It was fortified in this conclusion by the broad doctrinal
jurisprudence of this Court not only by virtue of the 1950 Opinion but by
the implications flowing from those in 1955 and 1956 and the Judgment in
1962 FN1. In short, its negotiating posture was not only based on a good
faith assessment of its supervisory authority but a reasonable one as well.
----------------------------------------------------------------------------------------------------------------------- FN1 It is worth recalling that the 1962 Judgment represents the latest
authoritative doctrinal statement of the dual point that the obligation to
submit to international supervision survived the dissolution of the League
and that ". . . to exclude the obligations connected with the Mandate would
be to exclude the very essence of the Mandate". (I.C.J. Reports 1962, pp.
333, 334.)
I associate myself entirely with the interpretation placed on the 1966
Judgment by Judge Jessup when he said, in his carefully reasoned dissenting
opinion fortified by a comprehensive analysis of historical data, that:
"In the course of three Advisory Opinions rendered in 1950, 1955 and 1956,
and in its Judgment of 21 December 1962, the Court never deviated from its
conclusion that the Mandate survived the dissolution of the League of
Nations and that South West Africa is still a territory subject to the
Mandate." (I.C.J. Reports 1966, p. 327.)
And later, in discussing the implication of the Judgment in 1966:
"Further, the Court has not decided ... that the Mandatory's former
obligations to report, to account and to submit to supervision had lapsed
upon the dissolution of the League of Nations." (Ibid., p. 331.)
Nor can I see that to identify international supervision with supervision by
the United Nations involves a logical non sequitur in light of the
expectations reasonably aroused upon the dissolution of the League and the
available alternatives. Logical problems, including empiric assumptions
latent in the choice of premises are beyond the reach of this opinion.
--------------------------------------------------------------------------------------------------------------------
While the attitude of South Africa appeared to agree with the legitimacy of
this assumption in the period 1946-1947, its attitude changed thereafter.
Basing itself on the premise that advisory opinions of this Court are not
binding (which is true) and that the Judgment of 1962 was only on a
preliminary issue (which is also true), it appeared to take as a beginning
premise for negotiating that the General Assembly had no power of
supervision whatever. Quite obviously negotiations based on those
conflicting premises qualify, at best, as an empty time-consuming pageant
and at worst as a mere dialogue of the deaf. [p 161]
In my submission, South Africa, in light of her obligations under the
Covenant, Mandate and Charter (as analysed in the Opinion) was not legally
entitled to assume that negotiating posture any more than, to repeat, she
was legally entitled to claim that "... it is the view of the South African
Government that no legal provision prevents its annexing South West Africa"
(C.R. 71/21, p. 59).
To assert that the advisory opinions of this Court are not technically
binding is one thing. To assert that they have no bearing on the legal
status of the Mandate and the General Assembly's supervisory power is quite
another thing.
An analysis of the many abortive efforts to induce South Africa to negotiate
under the aegis of the United Nations, even including alternatives to
submitting to the trusteeship system, are indicated briefly in the Opinion
and need no rehearsal in this statement. Suffice it to suggest that, without
impugning the good faith of South Africa, its reiterated insistence on
negotiating from a position that denied the reasonable basis on which the
General Assembly's negotiating posture rested added weight to the General
Assembly's determination that South Africa had, in fact, disavowed the
Mandate and especially so since supervision and reporting were admittedly
essential features of the entire system.
Indeed the insistent and reiterated efforts of the United Nations to
negotiate with South Africa represented something more than the expression
of General Assembly political action. It represented a sense of continuity
in the international community's concept of South Africa's obligations and
the responsibilities incumbent on the United Nations. No doubt
considerations of this kind led Lord Caradon (United Kingdom), in an
address of special significance and in carefully measured terms, to declare:
"For over fifteen years we have waited for the South African Government to
comply with its clear obligations. It has failed to do so. It has denied
this obligation as it has denied the existence of all other obligations
incumbent upon it by virtue of the Mandate. It has opposed the essential
requirement of international responsibility.
What are we to do in the face of this refusal? Repeated attempts by the
General Assembly to persuade South Africa to adopt a policy of co-operation
have been unsuccessful. And not only has the South African Government
refused to submit to United Nations super-vision but it continues to deny,
despite the repeated pronouncements of the International Court, that the
Mandate is still in force.
What conclusions should we draw from this history of South African
intransigence? By word and by action the South African Government has
clearly demonstrated its undeviating determination to deny and repudiate
essential obligations, incumbent upon it under the [p 162] Mandate. By
repudiating those obligations, so clearly affirmed by the International
Court, it has in effect, forfeited its title to administer the Mandate FN1."
-------------------------------------------------------------------------------------------------------------- FN1United Nations General Assembly, 1448th Plenary Meeting, 19 October 1966,
Agenda Item 65, pp. 4, 5. It should be added that the statements above only
support the notion of breach. Lord Caradon questioned the wisdom and certain
legal aspects of the then proposed termination of the Mandate. It will be
recalled that General Assembly resolution 2145 (XXI) was carried by a vote
of 114 to 2 with 3 abstentions. Botswana and Lesotho were absent. Portugal
and South Africa dissented and the United Kingdom, France and Malawi
abstained.
------------------------------------------------------------------------------------------------------------
The fact that this specific negotiating issue was not analysed in depth is
not, however, sufficient in my opinion to weaken the conclusion reached in
operative clause 1 since the facts are not basically controverted FN2.
----------------------------------------------------------------------------------------------------------------------- FN2 There is something almost prophetic in the pronouncement made by Judge
Lauterpacht 11 years before General Assembly resolution 2145 (XXI) was
adopted. In a much-quoted passage in his separate opinion in the Voting
Procedure case, he suggested, in dealing with the discretionary power
exercised under the trusteeship system and assimilated territories:
"Thus an Administering State which consistently sets itself above the
solemnly and repeatedly expressed judgment of the Organisation, in
particular in proportion as that judgment approximates to unanimity, may
find that it has overstepped the imperceptible line between impropriety and
illegality, between discretion and arbitrariness, between the exercise of
the legal right to disregard the recommendation and the abuse of that right,
and that it has exposed itself to consequences legitimately following as a
legal sanction." (I.C.J. Reports 1955, p. 120.)
---------------------------------------------------------------------------------------------------------------------
The reasons supporting the conclusion reached in operative clause 1 can, in
my opinion, be fortified by data of an historical, legal and logical
character in addition to that supplied in the Opinion. The records tracing
the history of the mandates system are comprehensive and have been the
subject of elaborate analysis in the three previous Advisory Opinions and
the two Judgments rendered throughout the long history of the controversy
over South Africa's administration of the Mandate. Much depends on the way
these records and events are viewed. My own reading leads me to believe that
the legal power to "revoke" the Mandate for a material breach was inherent
in the system; that the unanimity rule in the League Council was not
absolute; that no significance can be attached to the rejection of the
so-called Chinese proposal and that a restrictive interpretation of Article
80 of the United Nations Charter is not justified. These matters are covered
in the Opinion and it would be tedious to elaborate upon themFN3.
----------------------------------------------------------------------------------------------------------------------- FN3 Evidence that the supervisory role of the Mandates Commission was
intended to be an "effective and genuine, not a purely theoretical or
formal, supervision" is revealed in the League of Nations publication, The
Mandates System; Origin, Principles, Application quoted in extenso in I.C.J.
Pleadings, Admissibility of Hearings of Petitioners, pp. 28-35.
Clearly no-one contemplated in 1920 that a mandatory would commit a material
breach and it would have been unusual to have specifically provided for
"revocation" in light of that non-contemplated contingency. Indeed, this is
true of most long-term engagements. There is, however, support for the
proposition that the right of revocation was considered to be inherent, in
the view of the Mandates Commission and leading jurists (I.C.J. Pleadings,
International Status of South- West Africa, 1950, p. 230). To the
authorities in support of this proposition, marshalled by the
represen-tative of the United States, which included the views of the
authoritative Institute of International Law and its rapporteur Professor
Rolin (United States written statement, Part II, Section V), may be added
the high authority of Bonfils-Fauchille, Trait� de droit international
public, I (1925), which, after a thorough examination, states at p. 887:
". . . un mandat international est susceptible d'�tre r�voqu� lorsque le
mandataire se rend coupable d'un manquement grave � ses obligations, et
c'est le Conseil qui. . . prendra � cet �gard une d�cision".
---------------------------------------------------------------------------------------------------------------------
***[p 163]
The conclusion that the General Assembly in resolution 2145 (XXI) validly
terminated the Mandate may be supported by two separate approaches and since
they are grounded on different processes of reasoning I shall briefly
indicate the scope of each.
The first approach asserts that, conceding that the powers exercised by the
General Assembly are grosso modo of a recommendatory character only, it is
yet clear that in certain limited areas it has decision-making power. As
stated in the Certain Expenses case:
"Thus while it is the Security Council which, exclusively, may order
coercive action, the functions and powers conferred by the Charter on the
General Assembly are not confined to discussion, consideration, the
initiation of studies, and the making of recommen-dations; they are not
merely hortatory." (I.C.J. Reports 1962, p. 163.)
The termination of the Mandate reposes in one of those limited areas. It is
an area that is sui generis. And the exercise of the power involved no
invasion of national sovereignty since it was focussed on a territory and a
regime with an international status. The power was conferred on the General
Assembly aliunde the Charter through the unique situation posed by the
Mandate coupled with authority granted under Article 80 of the Charter,
which constituted a bridge between the League of Nations and the United
Nations in so far as mandates were concerned.
Precedents exist for the exercise of such power as the decisions taken under
Annex XI of the Peace Treaty with Italy and General Assembly action with
respect to the Palestine Mandate attest, and other examples could be
cited.[p 164]
Nor is this conclusion necessarily incompatible with the implications of the
Voting Procedure case (T.C.J. Reports 1955, p. 67). That Opinion was
concerned with voting procedures to be employed in the assumed normal course
of supervision. The Court stated that "the General Assembly, in adopting a
method of reaching decisions in respect of the annual reports and petitions
concerning South-West Africa should base itself exclusively on the Charter"
(ibid., p. 76). The Court was not concerned in 1955 with the ultimate issue
of material breach which lies outside the normal course of performance and
which, by definition, is a denial of the permitted exercise of discretionary
power by the mandatory State.
In voting that South Africa had in fact disavowed the Mandate the General
Assembly was, to repeat, exercising power inherited from the Council and it
did so strictly within its own Charter-authorized rules of procedure. And,
as indicated above, it was not limited to its recommendatory power under
Article 10 since it was concerned with a matter of material breach lying
outside the normal scope of performance.
Under this approach the special powers granted under the Mandate are
stressed rather than the general powers under the Charter, including
especially the powers of the Security Council under Articles 24 and 25.
***
The alternative approach accents the obligations undertaken under the
Charter. While asserting that General Assembly resolution 2145 (XXI) was
"binding" in the sense in which it registered the collective will of all who
voted for the resolution in terminating the Mandate, it yet insists that the
powers of the General Assembly vis-�-vis non-consenting States fall in the
category of recommendations. Acting under its supervisory authority and in
accordance with its voting procedures it could end the Mandate but it could
not generate an obligation on South Africa to withdraw or engage the
responsibility of member States to co-operate in effecting a withdrawal.
It is for this reason that it called upon the Security Council. While
Security Council resolution 276 (1970), as with its antecedent resolutions
264 (1969) and 269 (1969), endorsed General Assembly resolution 2145 (XXI),
it did not "validate" it since it was already valid. It served to convert a
recommendation into a binding decision operative as against non-consenting
States.
The reasoning of the Court is mainly based on the theory sketched above. I
favoured the former approach but under either approach the Mandate was
validly terminated so as to justify the conclusion reached in [p 165]
operative clause 1. In light of the object, purpose and history of the
mandates system and the unique problems it posed, the conclusion is, in my
opinion, well founded.
***
Turning to operative clause 2,1 shall confine myself to a few comments
mainly of a cautionary nature.
Operative clause 2 of the Opinion is based on the pronouncements of the
General Assembly and the Security Council, reinforced by the provisions of
Article 25 of the Charter. In part, it is also a reflection of general
principles of international law arising from the obligations of States to
refuse official recognition to a government illegally in control of a
territory.
General Assembly resolution 2145 (XXI), coupled with subsequent Security
Council resolutions, culminating in Security Council resolution 276 (1970),
together with the Opinion of this Court, have settled the issue of
"legality".
The "legal consequences" flowing from that determination must not be
confused with specific enforcement measures under Article 41 of the Charter.
Not only did the Security Council fail to invoke the provisions of Chapter
VII of the Charter, it studiously avoided doing so.
It is well known that the exact nature and scope of the obligations incurred
by Members of the United Nations under Article 25 of the Charter have never
been determined by the Security Council (Repertory of United Nations
Practice, 1955, pp. 37-51; 1958, pp. 257-265; 1964, pp. 295-304).
Paragraph 113 of the Opinion announces that, in the view of the Court,
Article 25 is not confined to "decisions in regard to enforcement action"
but applies to "the decisions of the Security Council" adopted in
accordance with the Charter. Paragraph 114 sounds the cautionary note that
the question of the exercise of power under Article 25 must be determined in
any particular instance by the "terms of the resolution to be interpreted,
the discussions leading to it, the Charter provisions invoked and, in
general, all circumstances that might assist in determining the legal
consequences of the resolution of the Security Council".
It is to be observed that Security Council resolution 276 (1970) is not
action oriented. It speaks principally of a negative duty of restraint, not
a positive duty of action. Thus operative paragraph 5 calls upon all States
"to refrain from any dealings with the Government of South Africa which are
inconsistent with operative paragraph 2" (emphasis added). This [p 166]
paragraph declares that "the continued presence of the South African
authorities in Namibia is illegal".
The Opinion of the Court in operative clause 2, as suggested earlier,
appears to be grounded at least in large part on principles of
non-recognition under international law, and is thus in harmony with
Security Council resolution 276. But a strong caveat is needed to avoid any
mis-understanding.
I refer to the fact that the references in operative clause 2 to "any acts"
and "any dealings" are to be read subject to the critically significant
qualifying phrase "implying recognition of the legality" of South Africa's
presence in Namibia (emphasis added). This announces, to repeat, the
doctrine of non-recognition.
It is important to understand that this doctrine is not so rigid as to
preclude all intergovernmental dealings under all circumstances. Even as
applied to non-recognized governments and States, in which the
administrative control of the government over the territory is conceded,
the doctrine permits of flexibility in application at such governmental
levels as do not imply recognition of legitimacy.
Under particular circumstances a limited measure of intercourse is essential
as customary international law, derived from the practice of States,
abundantly reveals. (Hackworth, Digest of International Law, Vol. I, pp.
327-364 (1940); Whiteman, Digest of International Law, Vol. 2, pp. 524-604
(1963); Oppenheim, International Law, pp. 146-148 (8th ed., 1955).) As
Lauterpacht has stated:
"... in normal circumstances there is nothing in the attitude of
non-recognition which necessarily constitutes an obstacle in the way of a
measure of intercourse so long as the State against which it is directed
does not insist on full and formal recognition of the results of the illegal
act" (Recognition in International Law (1947), p. 432 (emphasis added)).
If this limitation applies in the context of non-recognized governments and
States, it surely applies even more to a complex situation in which a
government such as South Africa is required to withdraw from a territory
over which it has long exercised administrative control. Considera-tions of
a practical and humanitarian nature are clearly involved in light of the
economic interdependence of the two areas and their interlocking
administrative structures.
Examples can be easily suggested to support this view. Thus if a famine or a
cholera epidemic were to break out in Namibia prior to the effective
exercise of control by the United Nations a measure of intergovernmental
co-operation between South Africa and other States might well be
[P 167] required. Likewise if an official plane were grounded (as happened
in Albania when it was not recognized by the United States) direct dealings
would be needed between the government officials of both States. No
implication of recognition flows from such dealing (Whiteman, Digest of
International Law, p. 530 (1963)). It is needless to add examples which
cover a wide spectrum of relations. A similar note of caution needs to be
sounded with respect to the first part of operative clause 2.
It will be observed that the statement that States Members of the United
Nations are under obligation to recognize the illegality of South Africa's
presence in Namibia and "the invalidity of its acts on behalf of or
concerning Namibia" is a less comprehensive formulation than the specific
language of Security Council resolution 276 (1970) which speaks of all acts.
This is consistent with the reasoning of the Court in paragraphs 122 and
125.
But in my opinion the matter does not stop there. The legal consequences
flowing from a determination of the illegal occupation of Namibia do not
necessarily entail the automatic application of a doctrine of nullity.
As Lauterpacht has indicated the maxim ex injuria jus non oritur is not so
severe as to deny that any source of right whatever can accrue to third
persons acting in good faith FN1. Were it otherwise the general interest in
the security of transactions would be too greatly invaded and the cause of
minimizing needless hardship and friction would be hindered rather than
helped.
----------------------------------------------------------------------------------------------------------------------- FN1 Lauterpacht, Recognition in International Law (1947), p. 420.
---------------------------------------------------------------------------------------------------------------------
This was in fact conceded by the representative of the Secretary-General
when, in answer to a question put by a judge, he declared that the
Secretary-General "had not considered that he was enunciating a doctrine
of'absolute nullity' " (C.R. 71/18, p. 20).
A detailed specification of the particular acts which may or may not be
compatible with South Africa's illegal presence in Namibia cannot be
determined in advance since they depend on numerous factors including not
only the interests of contracting parties who acted in good faith but the
immediate and future welfare of the inhabitants of Namibia.
***
I shall conclude on another note. It is true, of course, that prior to the
termination of the Mandate by the General Assembly there had never been a
judicial determination that this was legally permissible. Further-[p 168]
more, it is accurate to say the General Assembly in the exercise of its
supervisory powers did not calmly and rationally analyse the extent of those
powers under the grant of authority accorded by the San Francisco formula (a
point made by Professor Katz in his characteristically thoughtful book on
the Relevance of International Adjudication (1968), pp. 69-123). The point
is troublesome but it is not conclusive.
Law and what is legally permitted may be determined by what a court decides,
but they are not only what a court decides. Law "goes on" every day without
adjudication of any kind. In answer to a question put by a judge in the oral
proceedings (C.R. 71/19, p. 23), Counsel for the United States, in a written
reply received in the Registry on 18 March 1971, declared:
"The fact that in the international as opposed to a municipal legal system
the other party cannot be assured of bringing a case involving material
breach before an international tribunal except where both parties have
accepted the compulsory jurisdiction of an international tribunal is a
problem relating to the efficacy of international law and institutions
generally and not especially to the problem of the material breach
doctrine."
It is part of the weakness of the international legal order that compulsory
jurisdiction to decide legal issues is not part of the system. To say this
is not to say that decisions taken by States in conformity with their good
faith understanding of what international law either requires or permits are
outside a legal frame of reference even if another State objects and despite
the absence of adjudication.
General Assembly resolution 2145 (XXI) was a political decision with far
reaching practical implications. But it was not an arbitrary exercise of
political power outside a legal frame of reference. Its endowment of
supervisory power over the Mandate had been confirmed by the jurisprudence
of this Court and the scope of that power, as indicated in the Opinion,
included the power ultimately to terminate for material breach.
The legal issues involved in this proceeding were not simple or easily
resolved. Indeed they were resolved only after hearings and deliberations
extending over a period of many months. It should be added that the great
learning and consummate skill brought to bear on the issues by the
representatives of South Africa were in the highest tradition of the legal
profession.
It may be hoped and expected that South Africa, as a great nation, will
respect the judicial pronouncement of this Court and the almost unanimously
held view in the United Nations that its administration of [p169] Namibia
must come to an end. It may be hoped, also, that in the delicate and
difficult era that lies ahead, especially in the period of transition, a
spirit of mutual good will may, in time, displace one based on mutual
misunderstanding.
(Signed) Hardy C. Dillard.
[p 170]
Separate opinion of judge de Castro
[Translation ]
While I fully concur in the operative part of the Advisory Opinion and in
the reasoning upon which it is based, I venture to exercise the faculty
conferred by Article 57 of the Statute in order to set forth in greater
detail the legal reasons which decided my vote.
I. Preliminary Issue : the Competence of the Court
A. Does the Request for an Opinion Relate to a Legal Question?
Article 65 of the Statute states that "the Court may give an advisory
opinion on any legal question . . .". Consequently, the Court may not give
an opinion on a non-legal question, and should decline to give one on a
purely political question.
On the other hand, the Court cannot arbitrarily refuse to give an opinion;
it can only do so if "the circumstances of the case are of such a character
as should lead it to decline to answer the Request" (I.C.J. Reports 1950, p.
72). It should be borne in mind that when the Court is requested to give an
opinion "the reply of the Court, itself an 'organ of the United Nations',
represents its participation in the activities of the Organization, and, in
principle, should not be refused" (ibid., p. 71).
Refusal to give an opinion is admissible only if the question addressed to
the Court is essentially political or non-legal, for it would seem that the
determining factor is the positive one of "legal-ness", and not the negative
one of political motivation. It would be difficult for requests emanating
from the General Assembly or the Security Council, in view of the nature of
those organs of the United Nations, not to relate to political questions:
that is "in the nature of things" (I.C.J. Reports 1962, p. 155).
The present request for an advisory opinion (Security Council resolution
284 of 29 July 1970) lays before the Court the question of the legal
consequences for States of the continued presence of South Africa in Namibia
notwithstanding Security Council resolution 276 (1970). The Court is thus
faced with a question of a purely legal nature and does not have to take
into account the possible underlying political motivations (I.C.J. Reports
1947-1948, p. 61). It is true that the question put relates [p 171] to a
particular issue, but it must not be forgotten that the General As-sembly
and the Security Council can request an opinion "on any legal question",
including therefore matters which concern the interests of particular States
or certain concrete situations. (This was so in the case not only of the
three Opinions relating to South West Africa, but also of the Opinions
relating to Interpretation of Peace Treaties, Effect of Awards of
Compensation Made by the United Nations Administrative Tribunal,
Constitution of the Maritime Safety Committee of the Inter-Governmental
Maritime Consultative Organization, and even that relating to Reservations
to the Convention on the Prevention and Punishment of the Crime of
Genocide.)
The fact that the subject-matter of the question is the legal consequences
for States does not deprive the request of its legal nature or make it any
less the business of the United Nations. It relates to the conduct which may
be expected of States in law, or which the Security Council may if need be
require.
B. Does the Question Relate to a Dispute Between States?
(a) The Jurisdiction of the Court
1. The competence of the Court has been denied because of the alleged
existence of a dispute between States, and it has been asserted that a
preliminary question exists.
In this connection it may be as well to recall a few elementary notions.
The Court is here confronted with two problems�a preliminary one as to its
competence and another, in limine, concerning the procedure to be
followed�which have a point in common: the existence or nonexistence of a
dispute or legal question pending between States. Neither arises if there is
no dispute or pending question.
2. In its Advisory Opinion on the Status of Eastern Carelia (P.C.I.J.,
Series B, No. 5, p. 29) the Permanent Court of International Justice
declared itself incompetent, as the question put to it concerned a dispute
between States, this being properly a matter for contentious proceedings.
This decision car be explained by the circumstances of the case, which are
well known.
The Court was faced with an insuperable difficulty. To give its opinion it
needed to know the truth about the facts contested, which was not possible
in the absence of one of the parties.
Another difficulty, of a general nature, lay in the rules of procedure in
force at the time. On the date of the Advisory Opinion (23 July 1923) the
Rules of Court did not offer States adequate safeguards in the event of a
request for an advisory opinion on an existing dispute between two or more
States. It was not until a paragraph had been added in 1927 to what was then
Article 71 of the Rules that the appointment of judges [p 172] ad hoc was
permitted when an advisory opinion had been sought on a question relating to
an existing dispute between two or more States. And only in 1929, when the
Statute was amended, was the further step taken of adopting Article 68,
still in force, whereby the Court may in advisory proceedings be guided by
the provisions of the Statute which apply in contentious cases.
These rules opened the way to the giving of advisory opinions on
quasi-contentious matters. After the Opinion on the Status of Eastern
Carelia, the Permanent Court did indeed give several on legal questions
pending between States FN1.
----------------------------------------------------------------------------------------------------------------------- FN1See Hudson, The Permanent Court of International Justice (1920-1942), p.
496.
---------------------------------------------------------------------------------------------------------------------
The abandonment of the precedent comprised in the Opinion on the Status of
Eastern Carelia has been confirmed by the International Court of Justice,
for two reasons:
In the first place, the constitutional or organic position of the Court has
changed. Technically speaking, the Permanent Court was not a part of the
League of Nations. But the International Court of Justice is both a creation
of the Charter and an organ of the United Nations (Art. 92 of the Charter;
Art. 1 of the Statute)FN2. The Court has the duty to co-operate with the
General Assembly and the Security Council, as organs of the same
Organization:
"It follows that no State, whether a Member of the United Nations or not,
can prevent the giving of an Advisory Opinion which the United Nations
considers to be desirable in order to obtain enlightenment as to the course
of action it should take." (I.C.J. Reports 1950, p. 71.)
----------------------------------------------------------------------------------------------------------------------- FN2 Cf. the excellent treatment of these questions in the oral statement
made on behalf of the British Government on 2 March 1950 (I.C.J. Pleadings,
Interpretation of Peace Treaties, pp. 305 f.). See also the statement on
behalf of the United States, in which attention is drawn to the new phrase
inserted in the Statute of the International Court: "and all matters
specially provided for in the Charter of the United Nations" (ibid., p.
276).
---------------------------------------------------------------------------------------------------------------------
As in Interpretation of Peace Treaties, the Court can now say: "In the
present case the Court is dealing with a Request for an Opinion, the sole
object of which is to enlighten [an organ of the United Nations] (ibid., p.
72.) Hence it is also because the Court's decision, being of a purely
advisory nature, has a very different force from that of a judgment
disposing of a contentious case that the 1923 precedent has been
disregarded (ibid., p. 71).
Above all, the doctrine of the Advisory Opinion on the Status of Eastern
Carelia can be considered as outworn in view of the terms of Articles 82 and
83 of the Rules of Court. The Court has to consider whether the request for
advisory opinion relates to a legal question actually pending between two or
more States (Art. 82), and this it has to do, not in case it should declare
its lack of jurisdiction, but in order to take that [p 173] factor into
account in the procedure to be followed and with respect to the
applicability of the rules concerning judges ad hoc (Art. 83). There could
thus be no clearer indication that the Court is competent to deal with a
request for advisory opinion relating to a question actually pending between
States ("You could hardly have put it more strongly than that"� statement on
behalf of the British Government, I.C.J. Pleadings, Interpretation of Peace
Treaties, p. 308).
It is easy to comprehend the concern felt by zealous defenders of
untouchable State sovereignty at the abandonment of the doctrine
enunciated in the Advisory Opinion on the Status of Eastern Carelia. But,
as Judge Azevedo recognized in a separate opinion, the present Rules in
force admit of no other solution, which is why he asked for the abrogation
of Articles 82 and 83 (I.C.J. Reports 1950, pp. 86 f.).
3. The Court may give an opinion (Statute, Art. 65), therefore it may
decline to give one. But, as an organ of the United Nations (Charter, Art.
92), it has a duty to collaborate with the other organs of the United
Nations. In what circumstances is the Court incompetent to give an opinion?
It would seem that it is in the case of a question not meriting the
description of "legal question".
The Security Council has requested an opinion because it "would be useful
for the Security Council in its further consideration of the question of
Namibia and in furtherance of the objectives the Council is seeking"
(resolution 284 (1970)). The Court, as a judicial organ of the United
Nations, should therefore not refuse its collaboration.
4. The position of the Court, as the principal judicial organ of the United
Nations, may have led to misunderstanding and given rise to the belief that
all its functions are of a purely judicative or contentious nature. But in
advisory proceedings, even when they relate to questions pending between
States, there are no parties�there are States or organizations which provide
the Court with information, by means of written or oral communications
(Statute, Art. 66). Moreover, advisory opinions are not endowed with binding
force, either for the requesting organ or organization, or for the States
and organizations which provide information.
An organ may have functions of different kinds, both advisory and
contentious; such, for example, is the case of a Council of State, a court
of arbitration or a tribunal.
But in all circumstances the Court retains the elevated dignity deriving
from its constitutional status and independence, and its authority may never
be compared to that of a legal consultant or advisor; it must remain
faithful to its judicial character.
Its advisory opinions do not carry less authority than its judgments. There
is, to be sure, a difference, stemming from the vis re judicata of the
judgments, but this is limited to the parties to the dispute (vis relativa:
Statute, Art. 59).
On the other hand, the reasons on which judgments are based (Statute, Art.
56) are considered to constitute dicta prudentium, and their force as a [p
174] source of law (Statute, Art. 38) derives not from any hierarchic power
(tantum valet auctoritas quantum valet ratio) but from the validity of the
reasoning (non ratione imperio, sed rationis imperio).
The essential differences between judgments and advisory opinions lies in
the binding force of the former (Charter, Art. 94) and it is on that account
that the Court's jurisdiction was established on a voluntary basis (Statute,
Art. 36) and the effect of judgments limited to the parties and the
particular case (Statute, Art. 59). However, like the reasons on which a
judgment is based, the reasoning and operative part of an advisory opinion
are, at least potentially, clothed with a general authority, even vis-�-vis
States which have not participated in the proceedings, and may therefore
contribute to the formation of new rules of international law (Statute, Art.
38, para. 1 (d)).
For these reasons, the voluntary nature of the Court's jurisdiction does not
operate where advisory opinions are concerned.
5. A request having been made for an advisory opinion, does it relate to a
dispute or legal question pending between States?
It is important to settle this point, in order to be in a position to settle
others.
(a) If there is no question pending, all doubt as to the Court's competence
on the basis of the Status of Eastern Carelia case is removed.
(b) The existence or non-existence of a question pending between States has
to be considered first and foremost in order that, in the affirmative, it
may be possible to determine the rules of contentious procedure applicable,
and more particularly those providing for the application of Article 31 of
the Statute.
For there is a very close relation between the Court's task of determining
the nature of the question put by the request for advisory opinion, and the
task of deciding whether any request for the appointment of a judge ad hoc
shall be granted.
It is evident that no decision as to the applicability of Article 31 of the
Statute can be taken before it has been ascertained whether the request for
an opinion relates to a legal question pending between States. That is what
the letter of Article 82 of the Rules requires, and also common sense: it
would be most incongruous for the position of any judge to be subject to a
built-in risk of invalidation.
6. For there to exist a dispute or legal question between States with the
effect of causing the Court either to declare itself incompetent (Statute,
Art. 65; Status of Eastern Carelia doctrine) or to apply by analogy the
provisions which apply to contentious proceedings (Rules, Arts. 82 and 83;
Statute, Art. 68), the question or dispute must be of a potentially
contentious nature and inherently amenable to the Court's jurisdiction, so
that it could have Chapter II of the Statute applied to it and be decided by
a judgment. [p 175]
(b) Procedure to Be Followed
The Court "shall above all consider whether the request for the advisory
opinion relates to a legal question actually pending between two or more
States" (Rules, Art. 82) in order to determine the procedure to be followed
(Rules, Art. 83; Statute, Art. 68).
For the request to relate to a legal question pending between States, or to
a pending dispute, there must be identity of subject-matter between the
question and the request for opinion; there must be States in the position
of parties, and the question must be actually pending.
1. South Africa has defined the subject-matter of the question pending in
several ways. It has been said that it is that to which the Judgments of
1962 and 1966 were directed (question of apartheid, and the existence of
norms and standards whereby that policy would stand condemned). It has also
been said that in order to reply to the request for advisory opinion the
Court must pronounce on the validity and interpretation of these resolutions
concerning which there is a divergence of views between South Africa and
other States. Finally it has been pointed out that there exists a dispute as
to South Africa's accession to the International Convention on
Telecommunications adopted at Montreux in 1965.
A certain effort of the imagination is necessary to see any resemblance
between these questions and that which is the subject of the request for
advisory opinion, which relates only to the legal consequences for States of
Security Council resolution 276 (1970).
2. A further legal obstacle to the contentions of South Africa lies in the
difficulty of particularizing the other States and the fact that they are
not in the position of parties.
Between South Africa and whom is a question pending? The answer runs,
according to the occasion: Liberia and Ethiopia, the Organization of African
Unity, the States which voted in favour of certain resolutions, or the
United Nations.
How can it be argued that there is here a question of a quasi-contentious
nature, to which Article 83 of the Rules could apply? How can it be argued
that these States or Organizations are in the position of opposing parties
with regard to South Africa? In its observations South Africa endeavoured to
do so by relying on the doctrine of the 1962 Judgment in the South West
Africa cases (discussions and negotiations in the United Nations), but it
should be observed that the standing of Ethiopia and Liberia as parties was
based upon the special provision of Article 7 of the Mandate, and that this
jurisdictional clause operated in favour of Members of the League of
Nations. Above all, the doctrine of the 1966 Judgment in the South West
Africa cases should be taken into account. To be a party to a dispute, each
State must have a legal right or interest in the subject-matter of the claim
"which is a different thing from a political interest" (I.C.J. Reports 1966,
p. 22). In the separate opinion of Judge Morelli it is explained that: ". .
. standing. . . means the possession by one person rather than another of
the substantive right relied on in the proceedings" (ibid., p. 65). [p 176]
As will be apparent, there is no other State in the legal position of a
party, as between which State and South Africa there might be a legal
question pending within the meaning of Article 82 of the Rules of Court.
Again, it is inconceivable, that there could be a question or dispute
between those States which have voted for a resolution and a State which
denies validity thereof. In public and in private law, a resolution adopted
by the majority of the members of an organization is regarded as a
reso-lution of the organization, and if a member seeks to dispute its
validity, it is the organization that he must approach, and he cannot
approach the other members for that purpose. In the present case, if there
were a pending question, it would be between South Africa and the United
Na-tions�in other words, there would be no question between States.
Thus a difference of views between States at the United Nations, a division
of opinion, or opposition between a majority and a minority, does not
constitute a dispute Or legal question pending between States, within the
meaning of Articles 82 and 83 of the Rules of Court. The organs of the
United Nations request advisory opinions when there is a diversity of views,
and the main function of advisory opinions is to clarify the questions
argued over and to dispel the doubts raised by the opposition of a minority
FN1.
----------------------------------------------------------------------------------------------------------------------- FN1 Such was the case in Certain Expenses of the United Nations (I.C.J.
Reports 1962) ; the Court gave its Opinion on a question concerning which
there was bitter controversy within the Organization.
---------------------------------------------------------------------------------------------------------------------
A difference of views between a State and the United Nations is not a
dispute or legal question between States, the only kind contemplated by the
applicable legal texts (Statute, Art. 34; Rules, Arts. 82 and 83).
3. The qualification "pending" applied to a question makes it requisite that
the already existing question should be the same as the question which is
the subject of the request for an opinion�a necessary identity which means
that, if the question had been decided by a judgment, an objection of res
judicata could be raised against any new application by way of request.
Are the questions between Ethiopia and Liberia, on the one hand, and South
Africa, on the other, identical with that raised by the request for an
advisory opinion? To establish such identity, there would have to be an
identity of claim, the same basis of application, and the same parties
acting in the same capacity (cf. Art. 1351 of the French Civil Code), i.e.,
in the classic formula: eadem persona, eadem res, eadem causa petendi.
In the contentious cases concerning South West Africa, the parties opposing
South Africa were two States, former Members of the League of Nations,
acting in pursuance of Article 7 of the Mandate on account of the
infringement of obligations under that instrument which the introduc-tion of
apartheid into South West Africa represented.
The request for an advisory opinion has been made by the Security [p 177]
Council in its capacity as an organ of the international community, and it
has asked the Court what are the legal consequences for States of South
Africa's conduct (its continued presence in Namibia) contrary to one of its
resolutions: resolution 276 (1970).
This lack of identity is also apparent with respect to the preliminary
questions raised by South Africa regarding the request for advisory opinion.
4. While there is no identity between the question which was the subject of
the 1962 and 1966 Judgments and that concerned in the present request, there
can be no denying that the latter is of the same nature as the question
answered by the 1950 Advisory Opinion and partly coincides with it in
subject-matter.
Invited to give an opinion on the legal status of South West Africa, the
Court found it necessary to make pronouncements on the legal title of South
Africa and that of the United Nations in respect of the Territory, and also
on the legal consequences for States of the existence of those titles,
because a legal status�like the iura in re with which it is sometimes
confused�is effective inter omnes and erga omnes.
To request an advisory opinion on the consequences for States of the
presence of South Africa in Namibia (South West Africa) is another way of
asking what the legal status of South West Africa is here and now, i.e., in
the situation prevailing since the adoption of resolution 276 (1970). It is
from that Territory's legal status, and from it alone, that the legal
consequences for States flow.
The implication of this coincidence of underlying subject-matter is that the
competence of the Court has at present the same basis as in the 1950
proceedings.
C. The Factual Issues
South Africa's proposition that the Court should examine factual issues
requires some reflection as to the Court's competence in this connection and
on the pertinance of the suggestion.
(a) The Competence of the Court to enter into factual issues
(i) In view of the terms of the request for advisory opinion is South
Africa's proposition a matter ultra vires? The request for advisory opinion
takes as point of departure a particular fact�resolution 276 (1970) of the
Security Council�and seeks the Court's opinion on the legal consequences for
States of the continued presence of South Africa in Namibia notwithstanding
that resolution. The South African proposition seeks the admission by the
Court of evidence regarding a different fact, or a different question,
namely whether or not South Africa has failed to fulfil its obligations to
promote the moral and material well-being of South West Africa.[p 178]
It would therefore seem that the South African proposition, if accepted,
would alter the very subject-matter of the request for advisory opinion; it
would amount to asking the Court to give its opinion on a subject quite
different from that on which the Security Council seeks guidance; in other
words, there would be a danger of recognizing something in the nature of a
counter-claim or a request for a "counter-opinion".
It may be doubted that the Court would be entitled to allow any such
proposition, when it comes not from an organ or agency authorized by the
Charter to request an opinion, but from one of the States permitted to
furnish information. In such a case, would the Court be acting in conformity
with the letter and spirit of Article 96 of the Charter and Article 65 of
the Statute? Could the Court disregard those provisions by giving effect to
Article 68 of the Statute? With all respect, I would find that difficult to
accept.
(ii) Taking into account the arguments of South Africa, has the Court
jurisdiction to proceed to examine factual issues?
It is well known, and South Africa reminds us of it, that, in the words of
the Permanent Court, "under ordinary circumstances it is . . . expedient
that the facts upon which the opinion of the Court is desired should not be
in controversy" (Status of Eastern Carelia, Advisory Opinion, 1923,
P.C.I.J., Series B, No. 5, p. 28). Furthermore, advisory opinions have as
their subject-matter legal questions (Art. 96 of the Charter, Art. 65 of the
Statute) and not questions concerning facts of primary importance�such as
those which South Africa wishes to have established.
(b) Pertinence of the proposition that the Court should enter into factual
issues
(i) The argument of South Africa on the need to go into factual issues, and
thus, it would maintain, the duty of the Court to declare its own lack of
jurisdiction if it considers that an examination of the facts is
indispensable, runs as follows: Security Council resolution 276 (1970) and
General Assembly resolution 2145 (XXI) are based on the postulate that South
Africa has not ensured the moral and material well-being of the natives of
South West Africa. South Africa denies and offers to disprove this, the
implication being that, if it be established that South Africa has ensured
such well-being, the two resolutions would lack any basis, and would for
that reason be invalid and void.
This reasoning would be valid if the sole basis for the resolutions were the
conduct of South Africa with regard to the well-being of the natives; but
such is not the case. There are other bases, equally important or more
important than the question of well-being, which may be said to underlie the
declaration of termination of the Mandate. [p 179]
General Assembly resolution 2145 (XXI) stressed that South Africa had
refused to continue fulfilling its obligations under the Mandate or to
recognize that the United Nations had powers of supervision over South West
Africa, and also referred to the fact that South Africa had carried on a
policy of apartheid despite the condemnation thereof. These are well-known
and uncontroverted facts. Security Council resolution 276 (1970) reaffirms
General Assembly resolution 2145 (XXI), and its factual basis is the same.
It is a matter of established general teaching that for an act or grant to
be declared void, or for it to be declared terminated, only one cause is
necessary and that single cause sufficient (ex una causa, nullitas); there
is no need to establish all or even a multiplicity of the causes adduced.
It follows that, if the Court decides to consider the contentions of South
Africa as to the invalidity of the resolutions, it will give due weight to
the existence of uncontroverted facts which may serve as a basis for those
resolutions.
(ii) The observations already made regarding the non-existence of a question
pending between States and the subject-matter of the request for advisory
opinion also argue the exclusion of factual issues: for it is the existence
of a pending question which could justify the opening of a quasi-contentious
procedure, including the production of evidence. But even in such a context
it is hard to see how the absence of an opposing party and a juge
instructeur could be made good, if the procedure for taking evidence is to
feature the necessary safeguards.
D. The Question of a Plebiscite
The Court should not concern itself with considerations as to the object,
the practical possibilities, and the outcome of such a plebiscite; these are
political aspects of the matter which fall outside the competence of the
Court.
But it could have drawn immediate attention to the procedural
impossibility, in advisory proceedings, of its participating in a
plebiscite in which South Africa was also to take part.
It is furthermore apparent that such a plebiscite or its outcome would lack
all legal relevance to the Court's reply to the request for an advisory
opinion. For the purpose of answering the question put by that request it
makes no difference whether the population would vote in favour of
administration by South Africa or by the United NationsFN1, nor would it
possess any significance in the treatment of the problems raised by South
Africa in its written and oral statements.
----------------------------------------------------------------------------------------------------------------------- FN1 The plebiscite envisaged is not one which would posit the independence
of Namibia or a change of administration; it would only be held for the
purpose of obtaining information.
---------------------------------------------------------------------------------------------------------------------
[p 180]
II. Antecedents: Questions concerning the Validity of Resolutions
A. Competence of the Court
Does the Court have the power to pronounce as to the invalidity or nullity
of resolutions of the General Assembly and Security Council?
It is difficult to answer yes or no to this question. The interplay of two
principles, which one might have thought contradictory, must be taken into
account.
1. The principle of division of powers�the Charter set up three organs, each
having sovereign powers in the sphere of its own competence: the General
Assembly, the Security Council, and the International Court of Justice. The
first two have powers analogous to those of legislative chambers, and the
third has judicial powers.
Each of these has the power to interpret the provisions of the Charter
verbis et factis. Such interpretation must be respected by the other organs
providing it does not encroach upon their own jurisdiction. Any other
solution would be inconsistent with the independence or sovereignty of each
organ. On this view of the matter, the Court does not have the powers of a
constitutional court to pass judgment on the validity or the resolutions of
the General Assembly and Security CouncilFN1.
----------------------------------------------------------------------------------------------------------------------- FN1 It has been said that everything "makes it necessary to put a very
strict construction on the rules by which the conditions for the validity
of acts of the Organization are determined and hence to regard to a large
extent the non-conformity of the act with a legal rule as a mere
irregularity", and also that "each organ of the United Nations is the judge
of its own competence" (separate opinion of Judge Morelli, I.C.J. Reports
1962, pp. 223, 224).
---------------------------------------------------------------------------------------------------------------------
Naturally, it could do so if the General Assembly or Security Council were
to ask, expressly or impliedly (Certain Expenses of the United Nations), for
an opinion on the interpretation of the Charter, and on the consistency of
the resolutions with the Charter.
As a result of this mutual respect, neither the General Assembly nor the
Council can declare a judgment of the Court to be invalid, even if it be
contrary to the wishes of the majority in those organs.
2. The principle of "legal-ness"�the Court, as a legal organ, cannot
co-operate with a resolution which is clearly void, contrary to the rules of
the Charter, or contrary to the principles of law FN2.
----------------------------------------------------------------------------------------------------------------------- FN2 "Examples might be a resolution which had not obtained the required
majority, or a resolution initiated by a manifest exc�s de pouvoir (such as,
in particular, a resolution the subject of which had nothing to do with the
purposes of the Organization)": separate opinion of Judge Morelli, I.C.J.
Reports 1962, p. 223.
---------------------------------------------------------------------------------------------------------------------
Furthermore, the Court must act as a judicial organ, so that no limitations
can be placed upon it as regards the logical processes to be followed in
answering the question put to it (separate opinion of Judge Morelli, I.C.J.
Reports 1962, p. 217). [p 181]
3. Before ordinary municipal courts, the result of the interplay of these
two principles is that such courts refrain from passing judgment on the
validity of laws, with the sole exception of cases in which it is clear and
indisputable that the alleged law does not in fact rank as a law, in which
there is only an apparent law. In any other case, in general, either the
courts refrain from considering the question of the validity of laws, or
they consider that they must indicate the reasons for their validity; there
is always a presumption in favour of the validity of laws.
The Court may derive inspiration from this example. Should it decline to
give an opinion on the validity of the resolutions? The Court is not, in the
structure of the United Nations, a super-organ, and it is not entitled to
give any sort of "counter-opinion".
4. The Opinion relating to Certain Expenses of the United Nations may have
given the impression that the Court has the power to pass judgment, in all
cases and without any limitation, upon the validity of the resolutions of
the General Assembly and Security Council. But the Court was on that
occasion asked to give its opinion on the question whether the expenditures
authorized by a series of General Assembly resolutions were "'expenses of
the Organization' within the meaning of Article 17, paragraph 2, of the
Charter of the United Nations" (I.C.J. Reports 1962, p. 152), that is, to
say whether those expenditures had been validly authorized. It was possible
to observe in that case with perfect correctness that there cannot be placed
"any limitations on the Court as regards the logical processes to be
followed in answering the question", even when it related to the validity of
the said resolutions. This statement was qualified as follows:
"This freedom [i.e., the Court's freedom] can however be understood only as
subordinated both to the rules of law and logic by which the Court is bound
and also to the objective which the Court must pursue, which is the solution
of the question submitted to it" (separate opinion of Judge Morelli, I.C.J.
Reports 1962, pp. 217-218).
The Court stated, in the Opinion referred to, that "each organ [of the
United Nations] must, in the first place at least, determine its own
jurisdiction" (ibid., p. 168).
In its resolution 284 of 29 July 1970, the Security Council does not call in
question, either implicitly or explicitly, the validity of resolution 276
(1970), and no rule of logic makes it necessary to consider such validity in
order to answer the question put to the Court.
It was because of other considerations that the Court dealt with the
validity of Security Council resolution 276 (1970) and General Assembly
resolution 2145 (XXI). The Court has the duty to co-operate in the efficient
functioning of the other organs of the United Nations. The opinion has been
sought because it would be useful for the Security Council "in its further
consideration of the question of Namibia and in [p 182] furtherance of the
objectives the Council is seeking". For such consideration, and for such
objectives to be attained, it will be as well to dissipate the doubts which
have accumulated in the course of many years on a whole series of legal
questions, which are preliminary to the question which is the subject-matter
of the Opinion. These doubts emerged in the course of the discussions of the
Security Council and the Assembly, and their importance is clear from the
attention paid to the question of the validity of the resolutions, not only
by the representative of South Africa but also by the representative of the
Secretary-General, the representatives of the States which furnished
information, in the form of written or oral statements, and the
representative of the Organization of African Unity.
In any event, the place for considerations of the validity of the
resolutions is in the reasoning of the Opinion and not in its operative
clause (separate opinion of Judge Morelli, I.C.J. Reports 1962, pp. 216-217;
dissenting opinion of Judge Bustamante, ibid., p. 288; this was also the
solution adopted by the Court in its Opinion on Certain Expenses of the
United Nations, ibid., pp. 155-181).
B. Interpretative Method
In its written contentions and its oral statement, South Africa has
expounded at length its theory as to the interpretation of legal texts, and
rightly so, because the method chosen by it is the basis of the solutions it
puts forward. It defends the technique of literal interpretation of texts,
restrictive interpretation of powers conferred on international
organizations, and it vigorously condemns teleological methods.
Without indulging here in an academic study of interpretation, it would
nevertheless appear useful to make certain observations on the question,
since it will thus be possible to avoid repetitions.
1. It would seem that a distinction should first of all be made between the
various types of legal texts. For our purposes, it will be useful to take
into account the particular characteristics of: (a) treaties dominated by
bargaining, each party seeking its own advantage, to obtain the maximum and
give the minimum; (b) agreements by which an organization grants certain
powers or privileges to a State, which the latter accepts; (c) treaties by
which an international organization is set up, and the resolutions of such
an organization.
2. The prudent rule of considering prima facie the letter of conventions and
treaties has been distorted into the literalistic interpretation which
condemns any element not to be found in the text (quod non est in codice non
est in mundo).
As early a writer as Grotius pointed out that this was a vain tendency, as
is also the so-called principle of contemporaneity. He showed that in
addition to what is said, there is the force of the development of the
convention (potentia moraliter considerata: De jure belli as pacis, II, 16,
25). [p 183]
While it is true that the common intention of the parties must be taken into
account, it is also true that in all systems of law it has been necessary to
provide for the possibility of lacuna!!!; there are rules for filling out
the parties' expressions of their will, and for this purpose the case law of
municipal courts takes into account what the parties may reasonably have
intended; it is in this way that endeavours have been made to fill the gaps
in texts.
For this purpose the subject and purpose of the convention is to be taken
into account. The rule in claris non fit interpretatio has been well
commented on by Anzilotti, who pointed out that it is not possible to say
that an article is clear so long as one is unaware of its subject; one only
knows the will of the parties when one knows what the aim intended was
(dissenting opinion, P.C.I.J., Series A/B, No. 50, p. 383; an idea accepted
by the American Law Institute, Restatement 1965, para. 147, p. 455). Much
earlier, Vattel had drawn attention to the importance of the reason for an
act: "when once the purpose which has led the speaker to act is clearly
known his words must be interpreted and applied in the light of that purpose
only" (The Law of Nations, Book 2, Chap. 17, para. 287, Fenwick's
translation). Finally, it has been possible to assert that it is thanks to
the aim indicated by the expressions of will that the convention as a whole
acquires an objective unity of meaning (objektive Sinneinheit) (Dahm,
V�lkerrecht, Vol. III, p. 50).
It is of interest for the question now under study to observe that in all
internal systems of legislation, in order to reach this result, the nature
of contracts and agreements is taken into account. "Contracts bind not only
to what is expressly stated therein, but in addition to all consequences
attached to the obligation according to its nature by equity, custom, or
law" (French Civil Code, Article 1135; for the Common Law see Wind-field on
Contracts, p. 38). It should also be remarked that technical terms like
"mandate" or "trust", should be interpreted in accordance with their
technical meaning (Lauterpacht, The Development of International Law by the
International Court, p. 60). The necessary conclusion is that even a clause
which is reasonably clear cannot be interpreted literally if by so doing one
reaches a result which is contrary to the purpose of the treaty (P.C.I.J.,
Series A/B, No. 64, p. 19; contra, see dissenting opinion of three judges,
ibid., p. 26). If, in the case just referred to, the Court had proceeded in
accordance with the majority view, it would have lent its sanction to the
fraus legis proposed by the Albanian Government. Contra legem facit, qui id
facit quod lex prohibet, in fraudem vero, qui salvis verbis legis sententiam
eius circumvenit (Digest, 1, 3, 29). All treaties must be interpreted so as
to exclude fraud and so as to make their operation consistent with good
faith (Oppenheim-Lauterpacht, Vol. I, Sec. 544, para. 13).
Finally, it may be observed that a modern author, and one made much of in
the arguments of South Africa, states and emphasizes the need to use the
teleological method (Dahm, V�lkerrecht, Vol. III, pp. 43 ff). [p 184]
3. Multilateral treaties, conventions establishing an international
organization and above all the Charter, are subject to particular rules of
interpretation.
The Charter would appear not to fall within the framework of the Convention
on the Law of Treaties. To interpret it, one should not apply by analogy the
rules of municipal law on contracts, but rather rules for the interpretation
of laws and statutes (Restatement, loc. cit., para. 146, p. 1965; Dahm, loc.
cit., Vol. III, p. 55).
It should not be forgotten that the General Assembly and Security Council
have the responsibility of promoting the purposes laid down in the Charter.
They cannot remain bound by the possible intentions of the draftsmen, not
only because it is difficult to know what those intentions were (while the
intentions of those who speak are known, the intentions of those who give
their vote in silence are not), but also because interpretation necessarily
undergoes a process of development, and, as in municipal law, must adapt
itself to the circumstance of the time and to the requirements, so far as
they are foreseeable, of the future. The text breaks away from its authors
and lives a life of its own (dissenting opinions of Judge Alvarez, I.C.J.
Reports 1950, p. 18, and I.C.J. Reports 1951, p. 53; Dahm, loc. cit., Vol.
III, p. 55).
In the United Nations, "each organ must, in the first place, at least,
determine its own jurisdiction" (I.C.J. Reports 1962, p. 168). When an organ
adopts a resolution, "there must arise at the least a strong prima facie
presumption" of validity and propriety (separate opinion of Judge Sir Gerald
Fitzmaurice, ibid., p. 204). It has even been considered that the
resolutions of the Assembly and the Council, the practice of those organs,
facta concludentia, could be considered as constituting an official
interpretation (interpr!!!etation authentique) (cf. Dahm, loc. cit., p.
50), involving in any case a duty to carry them out so far as questions
which relate to "peace-keeping, dispute-settling and, indeed, most of the
political activities of the Organization" are concerned (separate opinion of
Judge Sir Gerald Fitzmaurice, I.C.J. Reports 1962, p. 213).
Concerning the United Nations Organization, the Court has said:
"It must be acknowledged that its Members, by entrusting certain functions
to it, with the attendant duties and responsibilities, have clothed it with
the competence required to enable those functions to be effectively
discharged" (I.C.J. Reports 1949, p. 179);
"... the rights and duties of an entity such as the Organization must depend
upon its purposes and functions as specified or implied in its constituent
documents and developed in practice" (I.C.J. Reports 1949, p. 180).
On the interpretation of the Charter it has been said that:
"It may with confidence be asserted that its particular provisions [p 185]
should receive a broad and liberal interpretation unless the context of any
particular provision requires, or there is to be found elsewhere in the
Charter, something to compel a narrower and restricted interpretation"
(separate opinion of Judge Sir Percy Spender, I.C.J. Reports 1962, p. 185).
The teaching of the Court is, in fact, that for the interpretation of the
Charter account must be taken of its fundamental purposes, and it must be
recognized that it has the powers which are necessary to achieve them "by
necessary implication" (I.C.J. Reports 1949, p. 182; separate opinion of
Judge Sir Gerald Fitzmaurice, I.C.J. Reports 1962, pp. 208215); "when the
Organization takes action which . . . [is] appropriate for the fulfilment of
one of the stated purposes of the United Nations, the presumption is that
such action is not ultra vires the Organization" (I.C.J. Reports 1962, p.
168). One may therefore regard as an authoritative criterion the following
conclusion: "The meaning of the text will be illuminated by the stated
purposes to achieve which the terms of the Charter were drafted" (separate
opinion of Judge Sir Percy Spender, ibid., p. 187).
III. The Validity of the Resolutions
A. General Observation
In view of the nature of the Charter and the powers of the principal organs
of the United Nations, the presumption in favour of the validity of the
resolutions of those organs must be taken to be based upon their power to
interpret the Charter, and to do so ex factis, that is to say by the very
fact that they have adopted a resolution.
To challenge the validity of a resolution, it is not sufficient merely to
allege that it is possible to find a better interpretation; a resolution can
only be criticized if it is demonstrably absolutely impossible to find any
reason whatsoever, even a debatable one, upon which an interpretation
favourable to the validity of the resolution may be based.
B. The Abstention of the Permanent Member
It has been said that:
"It is already well known that an unwritten amendment to the Charter has
taken place in the practice of the Security Council, namely, to the effect
that the abstention of a permanent member present at a meeting is not
assimilated to the exercise of the right to veto" (dissenting opinion of
Judge Bustamante, I.C.J. Reports 1962, p. 291; see also I.C.J. Reports 1962,
pp. 172, 175 and 176, and with certain reservations, separate opinion of
Judge Sir Gerald Fitzmaurice, ibid., p. 210). [p 186]
In fact this interpretation of abstentions is not merely based upon an
undisputed practice FN1, it also necessarily follows from the nature of
silence, and from the purpose of the right of veto FN2.
----------------------------------------------------------------------------------------------------------------------- FN1 Stavropoulos, "The Practice of Voluntary Abstentions by Permanent
Members of the Security Council under Article 27, Paragraph 3, of the
Charter of the United Nations", The American Journal of International Law,
Vol. 61, No. 3, July 1967, pp. 737-752.
FN2 In the time of the League of Nations, Art. 19, para. 5, of the Rules of
Procedure of the Assembly provided that representatives who abstained from
voting were to be considered as not present. Rolin explains this by saying
that it is undesirable that the indifference or doubts felt by certain
Members on a question on which it is certain that the other Members will be
unanimous should be able to prevent it being voted; if one Member does not
consider itself justified in using its right of opposition when unanimity is
required, it may abstain without rendering the vote invalid. This is an
interpretation, according to Riches, by which those who abstain are regarded
as having given tacit approval to the action of the Assembly: The Unanimity
Rule and the League of Nations, Baltimore, 1933, p. 43.
---------------------------------------------------------------------------------------------------------------------
Silence must be interpreted according to the situation and the
circumstances, it may indicate a negation, but it may also mean an
acceptance. In the voting of the Security Council, according to the
customary interpretation, the abstention of a member may mean that that
member has some doubt as to the validity of the resolution, but does not
wish to prevent it being adopted. It is not a matter of mere silence, but of
an abstention which, it is known, will be taken as an intention not to
prevent the adoption of the resolution.
Furthermore, the condition of the "affirmative vote", required by Article 27
of the Charter, may just as well apply to the content of the resolution as
to the adoption of the resolution. At the last moment, subject to the
possibility of an express reservation by one member, an affirmative vote
takes place on the validity of the resolution. The permanent members are
not obliged to vote in any particular way, and they may express their
position by abstaining.
Nor can it be overlooked that the right of veto is a privilege, and that
therefore it can be renounced and can be modified in meius; and in any case
that it should not be interpreted extensively (privilegia restringenda
sunt).
The 1965 amendment of the Charter confirms this interpretation. The practice
of the Council regarding abstentions was known to the draftsmen, and if the
text was not altered on this point, it would appear that it was because it
was not intended to change the previous practice.
C. The Resolutions of the Security Council
(a) Article 24 of the Charter
The restrictive interpretation proposed by South Africa cannot be accepted.
The Council has "primary responsibility for the maintenance of. . . peace".
It seems undeniable that the illegal occupation of a territory with [p 187]
regard to which the United Nations has accepted "a sacred trust" is an act
contrary to the maintenance of peace.
The Court has said that it must be acknowledged that the Charter, by
entrusting certain functions to an organ, with the attendant duties and
responsibilities, has conferred upon that organ the competence required duly
to discharge them (I.C.J. Reports 1949, pp. 179 and 182; I.C.J. Reports
1954, p. 57).
Paragraph 2 of Article 24 does not make a restrictive interpretation
inevitableFN1. The reference to the "specific powers granted to the Security
Council" by Chapters VI, VII, VIII and XII does not mean that it has only
those powers. Not merely may it have those provided for in other provisions
of the Charter, but in addition it must have those which are necessary to it
for the fulfilment of its duties. The words "the specific powers granted . .
." simply mean that in the Chapters referred to, these powers are regulated
in a particular way for the fulfilment of the duties and responsibilities in
question.
-------------------------------------------------------------------------------------------------------------- FN1 The principal responsibility entrusted to the Council requires that it
be regarded as having a residual competence: Casta�eda, Legal Effects of
United Nations Resolutions, 1969, p. 72.
------------------------------------------------------------------------------------------------------------
For the purpose of examining the jurisdiction of the Security Council with
regard to mandates, the mention of Chapter XII in Article 24 of the Charter
is of great importance.
The principal purpose of Article 80, as we shall have to demonstrate, is to
avoid any alteration of the rights of peoples subject to mandate, directly
or indirectly, in any manner whatsoever. When the League of Nations came to
an end, the United Nations took over the responsibility of the League
towards those peoples. The mention of Chapter XII in Article 24 leads to the
view that the Council has the specific powers necessary for the fulfilment
of its duties toward the peoples under mandate.
It is very possible that those who drafted Article 24 were not thinking of
Article 80, but it is also probable that those who drafted Article 80, or
the majority of them, would have accepted this interpretation, in view of
their interest in the conservation of the rights of the peoples subject to
mandate.
However that may be, the wording of Article 24 does not permit of Article 80
of Chapter XII being excluded without special reason; the purpose of Article
24, which is to maintain international peace and security, through respect
for the purposes and principles of the United Nations, calls for Article 80
to be taken into account. The object of Article 80 with regard to the
conservation of the rights of the peoples subject to mandate can only be
achieved if the Security Council possesses the necessary competence.
This being so, if there is no convincing reason why Article 24 should be
given an interpretation which is restrictive and contrary to its clear [p
188] terms, Article 24 must be interpreted as meaning that the Organization
has entrusted to the Council powers which are sufficient for the United
Nations to perform its duties, in accordance with Article 80.
(b) The Non-Abstention of the Members Parties to a Dispute (Art. 27, para.
3, of the Charter)
The argument based on this observation by South Africa loses its force once
it is clear that it is impossible to describe its refusal to fulfil its
obligations as Mandatory as a "dispute", as has just been observed.
(c) South Africa Was not Invited to Participate in the Discussions of the
Security Council (Art. 32 of the Charter)
This argument falls away if there is no dispute. South Africa had an
interest in the discussions; but not merely was it not a party to a dispute,
but also it did not take the trouble to see that it was invited, which is an
indication that it did not, at that time, consider that it was a party to a
dispute in the legal sense.
D. General Assembly Resolution 2145 (XXI)
Doubt has been cast on the validity of this Assembly resolution, on the
ground that the competence of the Assembly is confined to making
recommendations (Art. 10 and Art. 11, para. 2, of the Charter). The Court
has already endeavoured to resolve this doubt. "While it is the Security
Council which, exclusively, may order coercive action, the functions and
powers conferred by the Charter on the General Assembly are not confined to
discussion, consideration, the initiation of studies, the making of
recommendations; they are not merely hortatory" (I.C.J. Reports 1962, p.
163). "The Court considers that the kind of action referred to in Article
11, paragraph 2, is coercive or enforcement action" (ibid., p. 164).
It should not be forgotten that Article 18 refers without distinction to
recommendations and to decisions of the Assembly. Among the recommendations
on "important questions", there are some which "have dispositive . . .
effect" (ibid., p. 163).
Among these "important questions", mention is made of "questions relating to
the operation of the trusteeship system", that is to say, questions
relating to Chapter XII of the Charter ("international trusteeship system").
One of the rules in question is Article 80, which settled what the position
of mandates would be up to the time when the mandated territories would be
placed under the trusteeship systemFN1.
---------------------------------------------------------------------------------------------------------------------
FN1 At the 37th meeting of the Coordination Committee it was said that
"Discussion of the new phrase from Committee II/l 'questions relating to the
operations of the trusteeship system' brought an understanding that the
questions embraced trust agreements, decisions on reports, and everything
else relating to the system"(UNCIO docs., Vol. XVII, p. 324, quoted in
I.C.J. Pleadings, Voting Procedure on Questions relating to Reports and
Petitions Concerning the Territory of South West Africa, P. 49).
---------------------------------------------------------------------------------------------------------------------
[p 189]
If it is recognized that the United Nations accepted the transfer from the
League of Nations of the "sacred trust" of guarding against any modification
of the rights of any people under mandate, and if it is recognized that this
is one of the purposes of the Charter, it must also be admitted that the
Assembly has the powers necessary for the fulfilment of its duties (see
separate opinion of Sir Percy Spender, ibid., pp. 186-187).
The terms of the resolution, which declares that South Africa "has failed to
fulfil its obligations in respect of the administration of the mandated
territory", and that it "has, in fact, disavowed the Mandate", and that the
Mandate is "terminated", clearly show the nature and the purpose of the
resolution.
The resolution does not of itself lay any special obligation on States other
than South Africa. It confines itself to noting and declaring the forfeiture
of the Mandate FN1. Since the resolution was passed, the Mandate, the only
title justifying possession of the Territory of South West Africa, has lost
any appearance of continued existence. This is a new situation and one which
must be respected by all, in view of the competence of the United Nations in
this regard.
----------------------------------------------------------------------------------------------------------------------- FN1Resolution 2145 (XXI) is the manifestation of the exercise of a power
coupled with a duty (officium) of the Assembly, with a view to the
fulfilment of the "sacred trust" entrusted to it by the Organization.
Through this, the Assembly has the faculty and the duty to declare
terminated the administration which had been entrusted by the international
community to the Mandatory, to be exercised on its behalf, when the
Mandatory has shown itself unworthy of that confidence. By resolution 2145
(XXI), the General Assembly modified the legal situation of the mandated
territory, and with that resolution the legal title of the former Mandatory
to possession of the Territory of South West Africa or Namibia disappeared:
this is a change in the status of the Territory which must be respected by
all.
Examples might be given of earlier resolutions which change a legal
situation, and also give rise to legal consequences (obligations, rights) on
the basis of other provisions of the Charter or other resolutions (for
example of the Council); see Casta�eda, loc. cit., p. 121.
---------------------------------------------------------------------------------------------------------------------
Resolution 2145 (XXI) is certainly not judicial in nature, it does not
encroach, and does not involve any encroachment, on the competence of the
Court. The United Nations believed that the time had come to fulfil its
duties towards the people of Namibia by solemnly withdrawing any semblance
of legality from South Africa's occupation of the Territory.
The resolution "calls the attention of the Security Council to the present
resolution". This shows that the Assembly is confining itself to its
declaratory function, in accordance with Articles 80 and 18 of the Charter,
and that it is requesting the co-operation of the Security Council so that
the latter may determine the kind of action appropriate to the situation.
The Security Council has reaffirmed the special responsibility of the United
Nations with regard to the people of Namibia (resolution 264 (1969)), called
upon South Africa to withdraw its administration from the Territory of
Namibia (resolution 269 (1969)) and reaffirmed resolution 2145 (XXI). In
other words it has adopted the resolutions of the Assembly, affirmed them
afresh, and taken a step towards coercive measures. [p 190]
IV. Transmission of Powers of the League of Nations to the United Nations
A. Article 80 of the Charter
1. South Africa is the only mandatory State ever to have raised this
question. According to its contention, the Mandate for South West Africa
came to an end with the dissolution of the League of Nations or, at any
event, the obligation to make annual reports concerning the Territory came
to an end. In its 1950 Advisory Opinion the Court affirmed that the
Territory was still under mandate and that South Africa still had the
obligations flowing from the Mandate, the supervisory functions being
exercised by the United Nations.
Judges McNair and Read expressed a contrary view. They considered that the
League of Nations' supervision of the Mandatory had come to an end, because,
the organs designated to receive the reports no longer existing, it had
become impossible to perform this obligation (I.C.J. Reports 1950, pp. 159
and 169; dissenting opinion of Judge van Wyk, I.C.J. Reports 1962, p. 648)
FN1
----------------------------------------------------------------------------------------------------------------------- FN1 Judges McNair and Read did not consider that South Africa had been
relieved of its obligations as the Mandatory, but that their performance
could be demanded only by former Members of the League and by application to
the International Court of Justice.
---------------------------------------------------------------------------------------------------------------------
This narrow interpretation has been clearly discarded by the Court. In
Barcelona Traction, Light and Power Company, Limited, Preliminary
Objections, the Court had to decide whether it had jurisdiction on the basis
of a treaty containing a clause conferring jurisdiction on the Permanent
Court. It was argued that the dissolution of the Permanent Court made it
impossible to apply that provision (dissenting opinion of Judge Morelli,
I.C.J. Reports 1964, pp. 95 f.). But the Court found on the contrary that
the Permanent Court "was merely a means for achieving that object", namely
"judicial settlement"; while it was true that the former Court no longer
existed, the obligation remained "substantively in existence, though not
functionally capable of being implemented", and if another tribunal were
"supplied by the automatic operation of some other instrument by which both
parties are bound", the clause again came into force (ibid., pp. 38 f). The
important thing was the purpose and not the instrument. Consent to the
transfer of powers resulted from membership of the United Nations (ibid.,
p. 35).
The authority of the 1950 Opinion has been firmly established. It was
confirmed not only by the 1955 and 1956 Opinions, but also by the 1962
Judgment in the South West Africa cases (I.C.J. Reports 1962, pp. 333 f.).
Moreover the Court has clearly rejected the arguments of Judges McNair and
Read (Barcelona Traction case).
The joint dissenting opinion of Judges Sir Percy Spender and Sir Gerald
Fitzmaurice in the South West Africa cases reverted to the prob-[p 191]lem
of the transmission of powers, rejecting the 1950 Opinion as "definitely
wrong" (I.C.J. Reports 1962, p. 532, note 2). As this criticism relates to
the interpretation of Article 80 and to its background, careful study of
these matters would seem to be called for (ibid., p. 516, note 1),
particularly as the Court stated in 1966 that it did not wish to prejudice
the question (I.C.J. Reports 1966, p. 19).
Article 80 cannot be properly interpreted without considering its purposes
and the historical context of the time when it was drafted. The framers of
the Charter were determined not only to maintain the progress made in the
protection of indigenous peoples by the League of Nations under the mandates
system, but also to intensify it through the trusteeship system.
The Charter, including Article 80, was signed on 26 June 1945. The League of
Nations still existed. Before its dissolution, the trusteeship system and
Article 80 could not be implemented. As the States and experts involved in
the creation of the United Nations and the liquidation of the League of
Nations were practically the same, it was possible to frame the Charter with
the forthcoming liquidation of the League of Nations in mind.
Article 80 could not be applied at once. It had no function until the League
of Nations was liquidated. The mandates were still exercised on behalf of
the League of Nations, and until its liquidation they could not be converted
into trusteeships or come under the supervision of the United Nations. The
operation of Article 80 was subject to a suspensive condition. It was with a
view to the time when it would come into operation that the provision which
has been called a "conservatory" clause was included. This clause stipulates
that the provisions of Chapter XII (particularly Arts. 75 and 77) would not
alter the existing mandates regime. But in addition provision was made for a
transitional regime, for the period which must elapse between the
liquidation of the League of Nations and the conclusion of trusteeship
agreements. This transitional regime related only to the territories
administered under the mandates system, namely "territories now held under
mandate", because there was no possibility of placing the other territories
listed in Article 77 under the transitional regime by the mere application
of the provisions of the Charter.
For the territories still held under mandate, it was provided that none of
the new provisions of the Charter would "in or of itself. . . alter in any
manner the rights whatsoever of any States or any peoples or the terms of
existing international instruments to which Members of the United Nations
may respectively be parties". These territories therefore remained, until
the conclusion of trusteeship agreements, "held under mandate" (Art. 80;
Art. 77).
2. The interpretation proposed seems closely in accordance with the Advisory
Opinion of 1950. But one may not overlook the fact that that Opinion has
been criticized by certain authorities. It has been main- [p 192] tained
that Article 80 is no more than a "saving clause" designed to prevent the
provisions of Chapter XII from "being interpreted so as to operate beyond
their intendment" and that its "sole purpose" is to prevent them from
"being construed so as to alter existing rights prior to a certain event"
(joint dissenting opinion of Judges Sir Percy Spender and Sir Gerald
Fitzmaurice, I.C.J. Reports 1962, p. 516, note).
These assertions are based on a phrase in the Article ("nothing . . . shall
be construed ... to alter . . ."), but they fail to give any explanation as
to the purpose of the Article or the rights it is meant to conserve. Now it
is impossible to admit without any explanation that the sole function of
Article 80 can have been that of an interpretation clause in the technical
sense.
Certain explanations have therefore been put forward. Article 80 has been
said to relate to the rights conferred by mandates, but only for the period
intervening between the entry into force of the Charter and the liquidation
of the League of Nations. It has also been regarded as concerning the rights
derived from trusteeship agreements.
But these efforts have been of no avail. They do not take account of the
fact that the rule embodied in Article 80 is applicable only "until such
[trusteeship] agreements have been concluded". Thus it is applicable after
the liquidation of the League of Nations and until the conclusion of such
agreements, and it is not applicable after the conclusion of the agreements.
The interpretation put forward by the 1950 Advisory Opinion would therefore
appear to be the only one in conformity with the purpose and the letter of
Article 80. It is true that the wording of that clause is not very clear,
but a reading of the travaux pr�paratoires gives the impression that it is
the result of the draftsmen's concern to take several purposes into account
and to harmonize them in the Article.
Nor should the desiderata of the international trusteeship system be
forgotten. Its establishment depended on the trusteeship agreements, and it
was desired to maintain the status quo until they had been concluded. The
Charter declares, in Article 76, that the basic objectives of the
trustee-ship system are in accordance with the purposes of the United
Nations laid down in Article 1. The question was whether that declaration
affected the rights of the mandatory Powers. To remove doubt on that score,
it was decided to provide that nothing in Chapter XII should be construed to
alter the rights whatsoever of any State (the reservation at the end of Art.
76 (d) was inserted with the same end in view). To keep the mandates system
as such intact, it was also thought necessary to provide that nothing in the
Chapter concerning the end of mandates could be construed to alter the
rights of peoples. Finally, to avoid any form of words capable of suggesting
a prolonged survival of mandates, they were not referred to, except by way
of a reminder that they should be replaced by trusteeship agreements. Using
the term "interpret" in the somewhat non-technical sense in which
"interpr�ter" is employed in the French [p 193]text (the English text has
"construe"), paragraph 2 of Article 80 states that paragraph 1 should not be
"interpreted" as giving grounds for delay or postponement of the negotiation
and conclusion of trusteeship agreements.
There are also other reasons for considering that the interpretation given
by the 1950 Advisory Opinion was correct.
Interpreted as a mere "saving clause", Article 80 is really reduced to
nothing, to total pointlessness. If the view is taken that the liquidation
of the League of Nations put an end to the mandates or to the obligations of
the mandatories, the Article is deprived of all practical meaning. In this
sense Judge MacNair was right in saying "that it is difficult to see the
relevance of this Article" (I.C.J. Reports 1950, p. 160). But can a method
of interpretation be a good one if it leads to the absurd conclusion that an
Article of the Charter is totally pointless?
3. The history of Article 80 has been thoroughly studied, as is apparent in
the Court's publications in the South West Africa cases. To examine it
afresh would be unnecessarily to burden this opinion; but it may be of use
to reproduce a few texts with which the Court was already acquainted in
1950.
On 14 May 1945 at San Francisco, in Committee II/4, the delegate of South
Africa said that "the terms of existing mandates could not be altered
without the consent of the mandatory Power". It was his concern to protect
the rights of States in the period preceding the conclusion of trusteeship
agreements, whereas the delegate of Egypt expressed concern for the
preservation of the rights of peoples administered under mandate. This led
to the proposition of the United States delegate, to the effect that: "all
rights, whatever they may be, remain exactly the same as they exist� that
they are neither increased nor diminished ..." (UNCIO docs., Vol. X, pp. 439
and 486, quoted in I.C.J. Pleadings, International Status of South West
Africa, p. 98). In the same sense, Mr. Stassen said that the purpose was "to
preserve the rights during that in-between period from the time this Charter
is adopted and the time that the new agreements are negotiated and
completed" (8 June 1945: running numbers 24, 25. UN Archives, Vol. 70,
quoted in I.C.J. Pleadings, ibid., p. 217).
In Commission II of the San Francisco Conference, Mr. Fraser (Prime Minister
of New Zealand), the president of the Trusteeship Committee, said with
regard to the report of that Committee: "The Mandate does not belong to my
country or any other country. It is held in trust for the world." He also
stated that:
"The work immediately ahead is how those mandates that were previously
supervised by the Mandate Commission of the League of Nations can now be
supervised by the Trusteehip Council."
Mr. Fraser was the last speaker on the report, and when he had finished, [p
194] Field Marshal Smuts, presiding, declared it adopted in full (UNCIO
docs.,. 1144 (21 June 1945) and 1208 (27 June 1945), quoted in I.C.J.
Pleadings, ibid., p. 108).
Field Marshal Smuts, the Prime Minister of the Union of South Africa,
replied to a question put to him on the meaning of paragraph 2 of Article 80
by saying:
"That was to prevent a situation where the mandatory says: 'I do not want to
make an agreement at all. He takes this position, that the League of Nations
having disappeared we are now free, that we can do what we like" (Union of
South Africa, Debates of the House of Assembly, 13 March 1946, quoted in the
statement by Mr. Ingles (Philippines), I.C.J. Pleadings, ibid., p. 242).
4. Article 80 is also the basis of reference or support for the League of
Nations resolution of 18 April 1946 FN1. The dying League of Nations could
be easy in its mind because the principles of the Charter were the same as
those of Article 22 of the Covenant, the principle of the well-being and
development of peoples not yet able to stand by themselves being preserved.
Having by their signature of the Charter endorsed Article 80, the
mandatories manifested their intention to continue to administer the
territories in accordance with Article 22 of the Covenant and the mandate
instruments.
----------------------------------------------------------------------------------------------------------------------- FN1 On the subject of the understanding that the United Nations was to
continue the work of the League, see the preamble to the League Assembly's
resolution of 19 April 1946 and the observations of the Rapporteur and
Chairman of the First Committee (cited in I.C.J. Pleadings, International
Status of South West Africa, pp. 209 f.).
---------------------------------------------------------------------------------------------------------------------
The conclusion that South Africa remained subject to the international
obligations contained in Article 22 of the Covenant and that the
supervisory functions with regard to their performance were to be carried
out by the United Nations is thus based on the acceptance by the mandatory
of Article 80 (because it signed the Charter), the resolution of 18 April
1946 (which declared the functions of the League of Nations to be at an end
and stated its agreement with the provisions of the Charter) and the
statements whereby the mandatories announced their intention of con-tinuing
to administer the mandated territories in accordance with the obligations
set out in the various mandates.
5. These conclusions have been severely criticized and doubt has been cast
on the authority of the 1950 Opinion on the basis of what has been called
the "new facts"�facts which it is claimed were unknown to the Court in 1950.
But the study of the background, looked at with an open mind, would seem to
lead to a contrary result[FN2]. The basic concern of most of the framers of
the Charter and of the liquidators of the League of [p 195]Nations was to
preserve the rights of peoples and the safeguards for those rights, and only
secondarily the rights of States (the open-door question).
---------------------------------------------------------------------------------------------------------------------
[FN2] See the excellent account of the matter given by Judge Jessup in a
dissenting opinion: I.C.J. Reports 1966, pp. 339-351.
---------------------------------------------------------------------------------------------------------------------
From the information provided by South Africa itself at the hearing of 15
March 1971 concerning the background to the drafting of Article 80, it
appears that, in the text proposed by the Technical Committee, it was
provided that nothing should in and of itself alter the rights of any States
or any peoples "or the terms of any mandate". An Egyptian proposal also
referred to "the terms of any mandate". The United States spoke of "a
conservatory or safeguarding clause", whereby all rights would remain the
same and be "neither increased nor diminished". The Syrian proposal also
referred to "the terms of any mandate". The Consultative Group proposed that
what should be specified as not being altered were the rights whatsoever . .
. "or the terms of existing international instruments". The United States
asked that it should be placed on record that among "rights whatsoever" were
included any rights provided by Article 22, paragraph 4, of the Covenant.
The Coordination Committee indicated that the intention of Committee II/4
was "to freeze the present position".
In these discussions the Soviet Union said it feared that the preservation
of the former mandate regime unchanged might be used as a pretext to delay
the conclusion of trusteeship agreements and indefinitely perpetuate the
mandates.
Once the Charter had been signed [FN1], the League of Nations concerned
itself with ensuring the continuation of its work with a view to the
protection of the peoples under mandate. Dr. Liang proposed in the First
Committee, which was discussing the transmission of the League of Nations'
functions, a draft recommending that the mandatory Powers should submit
annual reports to the United Nations until the Trusteeship Council had been
constituted. This draft was not accepted, as it was outside the Committee's
terms of reference. Later, when the time came to discuss the mandates, Dr.
Liang submitted another draft in which no reference was made to annual
reports, and which was to provide the basis for the resolution of 18 April
1946. The withdrawal of Dr. Liang's first draft, and the wording of the new
draft, have been regarded as providing a reason for rejecting the view of
the 1950 Advisory Opinion that the League's functions passed to the United
Nations (separate opinion of Judge van Wyk, citing the joint dissenting
opinion of Judges Sir Percy Spender and Sir Gerald Fitzmaurice, I.C.J.
Reports 1966, p. 112). But if the Liang draft was abandoned, it was not
because it provided for the transmission of functions; it was because it was
unrealistic in the sense that reports could not simply be sent to the
General Assembly. Some [p 196] specialized machinery was necessary and that,
in the view of the Soviet Union, could be a pretext for delaying the
institution of the Trusteeship system.
---------------------------------------------------------------------------------------------------------------------
[FN1]It is noteworthy that during the ten meetings held by Committee II/4
Argentina, Ethiopia and Guatemala expressed reservations in respect of
Article 80, but South Africa did not.
---------------------------------------------------------------------------------------------------------------------
There was also concern in the United Nations with regard to the need for
some organized machinery to supervise the administration of the mandatories,
hence the idea of a temporary trusteeship committee as proposed by the
United States. If this met with no success it was because of the opposition
of the Soviet Union, which regarded all these proposals as a way of
prolonging the mandates system and staving off the trusteeship system.
There is no reference to non-transmission of functions to the United
Nations, or to the extinction of the mandatories obligations.
On the contrary, States affirmed their readiness to discharge their
obligations as mandatories in accordance with the spirit of the mandates.
The general interest appeared to be to seek to ensure the transfer to the
United Nations of the functions and responsibilities of the mandates system
(South African written statement, Chap. VIII, para. 13).
For its part, Belgium stated (11 April 1946) that it was "fully alive to all
the obligations devolving on Members of the United Nations under Article 80
of the Charter".
South Africa stated that it was prepared to apply the principles laid down
in the Charter (23 December 1945), that it was conscious of its obligations
and responsibilities as a signatory of the Charter (17 January 1946), and
that "according to paragraph 1 of Article 80, no rights would be altered
until individual trusteeship agreements were concluded" (22 January 1946).
South Africa also recognized the transmission to the United Nations of the
powers concerning the mandates, since it requested the General Assembly to
agree to the annexation of South West Africa. Finally, in the letter of 23
July 1947, there was a reference to the continuation of the submission of
reports.
The Assembly's resolution of 18 April 1946 is of great importance. It is
based on Dr. Liang's draft. In proposing the new draft, Dr. Liang indicated
that the functions of the League of Nations were not transferred
automatically to the United Nations. The appropriate administrative organ
was lacking. The League of Nations should take steps to secure "the
continued application of the principles of the mandates system". He quoted
Professor Bailey to the effect that "the League would wish to be assured as
to the future of mandated territories". In supporting Dr. Liang's proposal,
France stated that the dissolution of the League was not to be regarded as
weakening the obligations of the mandatory States.
6. The resolution of 18 April 1946 recalled the basic principle of the
mandates system, which was to ensure the well-being and the protection of
the peoples under mandate (Art. 22 of the Covenant). It recognized the
ending of the functions of the League of Nations while accepting its
replacement by the United Nations (the Charter containing provisions [p 197]
which could be implemented on the dissolution of the League of Nations), and
noting that the principles of Article 22 had been embodied in Chapters XI,
XII and XIII of the Charter. The concordance with Article 80 will be noted.
The League of Nations was satisfied that the protection of the peoples under
mandate would be ensured by the United Nations, as it had been under Article
22 of the Covenant.
To make doubly sure, the resolution solemnly placed on record the statements
whereby the Members of the League administering territories under mandate
expressed their intention of continuing to administer them in accordance
with the obligations contained in the respective mandates.
Once the League of Nations had been dissolved, the concern of all States
except South Africa was the rapid conclusion of trusteeship agreements. The
lack of any body to which reports could be submitted is attributable to the
fear of delaying the conclusion of trusteeship agreements. However there is
no evidence that there was any doubt as to the transmission to the United
Nations of the powers regarding mandates. On the contrary, the decision of
the Organization was awaited (even by South Africa) before declaring that
the mandates had come to an end.
7. To dispel misunderstanding, it would be as well to clarify the
significance of Chapter XI of the Charter and of Article 73, which forms
part of it.
To consider the declaration regarding non-self-governing territories as
applying only to territories under neither mandate nor trusteeship is to
obscure the sense of it. Both the wording and the history of Article 73 show
that it is of general application.
In the course of the first stages of drafting the Charter, the provisions of
Chapter XI were in the same chapter as the articles of what is now Chapter
XII. If Section A became a separate chapter (now Chap. XI), it was because
it was thought inappropriate to include a general declaration in the
chapter governing the trusteeship system. But this has not diminished the
general nature of Article 73.
When presenting the report of Committee II/4 to Commission II, Field Marshal
Smuts explained the scope of Section A (which became Chap. XI) by saying
that Section A applied the trustee principle to all dependent territories,
whether they were mandated, territories taken from defeated countries, or
existing colonies of Powers. That covered the whole field of
non-self-governing territories. (UNCIO docs., Vol. VIII, p. 127.) Mr. van
der Plas pointed out that the declaration in Article 73 applied to all
non-self-governing territories, to those of colonial status on a voluntary
basis and to those of a trust status, among the obligations assumed for
them, on a contractual basis (Coordination Committee, summary record of 37th
Meeting, quoted in I.C.J. Pleadings, International Status of South West
Africa, p. 39).
The text of Article 73 shows that the declaration regarding
non-self-governing territories applies to "territories whose peoples have
not yet [p 198] attained a full measure of self-government", without mention
of any exception. It does not appear that anyone interpreting the text is
entitled to exclude non-self-governing territories such as mandated or
trusteeship territories.
Of course the obligations imposed upon the States administering mandated or
trusteeship territories are wider than those provided in the case of other
non-self-governing territories, but the declaration in Article 73, being
general and supplementary, is applicable to all non-self-governing
territories.
Article 73 took over from Article 22 of the Covenant the principle of the
"sacred trust" and of the temporary nature of the administration of the
territories ("territories whose peoples have not yet attained a full measure
of self-government"). This explains the reference made by the League of
Nations resolution of 18 April 1946 to Chapter XI of the Charter.
During the first few years South Africa submitted reports to the United
Nations. It stated at times that it was a matter of supplying information
in accordance with Article 73. But the fact that South Africa vouchsafed
certain interpretations a posteriori and referred expressly to Article 73
does not imply that it had thereby cast off its position and obligations as
a mandatory; it was carrying out the duties generally laid upon mandatories.
8. An additional argument against the transmission of powers has been sought
in resolution XIV of 12 February 1946 concerning the transfer of certain
functions and activities. It contains no reference to the mandates, and the
conclusion has been drawn from this omission that there was no transmission.
This is an inexplicable argument, as the Sub-Committee of the Executive
Committee which dealt with the possible transfer of League of Nations
functions and activities expressly stated that the question of the mandates
was outside its terms of reference. This is natural, for the question had
already been settled by Article 80 of the Charter on the United Nations part
and by the resolution of 18 April 1946 on the League of Nations partFN1.
----------------------------------------------------------------------------------------------------------------------- FN1 It should not be forgotten that the caesura between the League and the
United Nations is political, not functional; see the observations of Bailey
and Bourquin and the preamble of the League resolution of 18 April 1946, in
I.C.J. Pleadings, International Status of South West Africa, p. 209 and note
1.
---------------------------------------------------------------------------------------------------------------------
9. There is also powerful support for the 1950 Advisory Opinion in the
principles of municipal law.
Lauterpacht recalls that the essence of the mandates system was the
administration of the territory in the interests of the indigenous peoples;
to hold that this could be secured without supervision would have been to
reduce to a form of words the decision of the Court. He adds that seldom was
there a more compelling occasion for applying�as the Court did in [p 199]
fact�the cy-pr�s doctrine (The Development of International Law by the
International Court, p. 279).
Under that doctrine, which applies specifically in the case of charitable
trusts, a court must decide "as near as possible", by changing the trustee
or the method of administration in the interests of the beneficiary when
this is necessary in view of the circumstances (Bogert, Handbook of the Law
of Trusts, 1952, p. 568; Keeton, Law of Trusts, 1939, pp. 148 f.; Hanbury,
Modern Equity, 1946, p. 227; Keeton, Social Change in the Law of Trusts,
1958, p. 96).
In other systems of law there is no doubt that if the existing supervisory
organ in a tutelage situation is abolished and another is established (if
for example a conseil de famille is replaced by judicial supervision) the
guardian becomes accountable to the new organ.
10. In reality the interpretation of Article 80 by the Court in 1950 has the
virtue of preventing the mandate being used to create a title for
annexation; it has the virtue of preventing fraus legis.
B. The Unanimity Rule in the Covenant of the League of Nations
1. An indirect but effective way of arguing against any transmission of
powers to the United Nations in respect of the mandates is to point to its
practical impossibility, because the unanimity rule operated in respect of
decisions by the League Council, and because the mandatory was present at
the meetings of the Council either as a member or on the invitation of the
Council owing to its interests being specially affected (Covenant, Art. 5,
para. 1, and Art. 4, para. 5). A right of veto was thus conferred on the
mandatory, emptying the League's supervisory rights and duties of any
substance and making it impossible for the League to transmit them; no power
or practical function could have passed to the United Nations.
2. It is therefore necessary to study the unanimity rule and the
possibility of its application to a Member of the League of Nations which
was a mandatory.
At the time of the Opinion requested of the Court on the International
Status of South West Africa, South Africa argued energetically and forcibly
that the Mandate had lapsed, but did not mention the unanimity rule. It was
only after the 1950 Opinion and the setting up of the Com-mittee on South
West Africa, in the discussions of the Committee and of the Assembly devoted
to the implementation of the Opinion, that the Government of the Union of
South Africa opposed the proposals of the Committee, claiming that they
"would not, inter alia, safeguard the rule of unanimity which was provided
for in the Covenant of the League of NationsFN1".
----------------------------------------------------------------------------------------------------------------------- FN1 Letter of 25 March 1954 from Permanent Representative of South Africa to
Chairman of Committee on South West Africa, Annex I to Report to the
Committee on South West Africa, GA, OR, Ninth Session, Supplement No. 14,
A/2666.
---------------------------------------------------------------------------------------------------------------------
[p 200]
This argument impressed the Committee, whose members were divided in their
views. The General Assembly found itself faced with two proposals. Under
one of them, resolutions were to be taken "subject to the concurring vote of
the Union of South Africa"; this proposal did not obtain the necessary
majority. The other culminated in resolution 844 (IX) of 11 October 1954, by
which the Court was asked to give an opinion on the voting procedure on
questions relating to South West Africa, in particular on the question
whether the application of Article 18, paragraph 2, of the Charter was in
conformity with the 1950 Opinion, and in the affirmative, as to the voting
procedure which the General Assembly should follow. (See the Dossier
transmitted by the Secretary-General of the United Nations, I.C.J.
Pleadings, Voting Procedure on Questions relating to Reports and Petitions
concerning the Territory of South West Africa, pp. 21 ff.) The Government of
South Africa did not take part in the proceedings, but in the Additional
Notes in the Dossier transmitted by the Secretary-General (ibid., pp. 38-48)
and in the written statement of the United States (ibid., pp. 57-60), the
question of unanimity was studied.
In the 1955 Opinion, the Court considered that despite the arguments on the
unanimity rule advanced before the General Assembly and the United Nations
Committees, it was unnecessary "to deal with the issues raised by these
contentions or to examine the extent and scope of the operation of the rule
of unanimity under the Covenant of the League of Nations", because the
question of the degree of supervision did not include or relate to the
system of voting (I.C.J. Reports 1955, p. 74). The Opinion states that:
"The voting system is related to the composition and functions of the organ.
It forms one of the characteristics of the constitution of the organ. Taking
decisions by a two-thirds majority vote or by a simple majority vote is one
of the distinguishing features of the General Assembly, while the unanimity
rule was one of the distinguishing features of the Council of the League of
Nations." (I.C.J. Reports 1955, p. 75.)
Consequently, the Court rejected the contention of South Africa that there
was incompatibility between the voting procedure contemplated by the General
Assembly and the unanimity rule.
The 1950 Opinion had recognized that the General Assembly had the right to
exercise the supervisory functions. The 1955 Opinion recognized that it had
the power to take decisions regarding the Mandate by a two-thirds majority
of Members present and voting. Judge Lauterpacht would have wished the Court
to examine the problem of the unanimity rule in
[p 201] all its aspects (I.C.J. Reports 1955, p. 98). The Court did not do
so and the question of the application to mandates of the unanimity rule,
provided for in the Covenant, remains open.
The Court has nonetheless held, in two successive Judgments that, according
to the Covenant and within the framework of the League of Nations, the
unanimity rule was applicable to mandates, without having subjected the
question to special study.
The 1962 Judgment endeavours to show that the system of judicial protection
of the sacred trust contained in each mandate was an essential feature of
the mandates system; it stressed the raison d'�tre and the necessity of this
evident security, because without it the supervision by the League, and the
steps to be taken by the Council, could not be effective, "in either case
the approval meant the unanimous agreement of all the representatives
including that of the mandatory" (I.C.J. Reports 1962, p. 336).
Later the Court based an argument on the unanimity rule, but in order to
contradict the necessity argument. The functioning of the mandates system
was otherwise, given the unanimity rule (I.C.J. Reports 1966, pp. 44-47);
"the Council had no means of imposing its views on the man-datory", "in
relation to the 'conduct' provisions of the mandates, it was never the
intention that the Council should be able to impose its views on the various
mandatories". "As regards the possibility that a mandatory might be acting
contrary not only to the views of the rest of the Council but to the mandate
itself, the risk of this was evidently taken with open eyes" (ibid., p. 46).
The authority of the 1962 and 1966 Judgments seems rather weak. They are in
clear contradiction with each other and the references to the unanimity
rule are obiter dicta, intended to reinforce the argument, but which are not
the outcome of a special and thorough study of the question FN1.
----------------------------------------------------------------------------------------------------------------------- FN1 There were not taken into consideration the arguments and facts based on
practice indicated in I.C.J. Pleadings, Voting Procedure on Questions
relating to Reports and Petitions concerning the Territory of South West
Africa, pp. 38-48 and 57-60; I.C.J. Reports 1955, pp. 98-106, and by legal
writers, J. F. Williams, "The League of Nations and Unanimity", American
Journal of International Law, Vol. 19, 1925. p. 475; C. A. Riches, The
Unanimity Rule and the League of Nations, Baltimore, 1933.
---------------------------------------------------------------------------------------------------------------------
Nonetheless one cannot ignore them. The 1966 Judgment amounts to saying that
the unanimity rule laid down in the Covenant is not merely a rule of voting
procedure, but it also touches the very essence of the mandates. As a result
one must question whether mandates are not thus disguised cessions. Do
mandatories have no legal obligations, but only moral obligations? Could the
Council of the League of Nations do nothing to check the annexation of a
mandated territory?
It therefore seems that the counsel of Sir Hersch Lauterpacht should be
followed, and that the question of the unanimity rule should be examined in
all its aspects. [p 202]
3. If the unanimity rule gives rise to difficulties for anyone who seeks to
understand the mandates system, this results in the first place from an
error of perspective. Should the question be seen from the point of view of
Article 22? It is that Article which we are attempting to interpret.
According to its provisions, the purpose of the mandate is the sacred trust
towards the natives; the mandatory is the instrument by which the League of
Nations effects its civilising task, the admitted consequence being the
exclusion of any possibility of open or disguised annexation on the part of
the mandatory.
To appreciate the significance of Article 22, its origin must be recalled.
Mandates were founded on the Treaty of Versailles. Germany ceded its African
colonies on condition that they became mandated territories. The Allied
Powers and the League of Nations accepted the territories subject to the
duty to ensure that the mandatories to which the territories were entrusted
duly accomplished their sacred trust of civilization.
Germany, as a party to the Treaty of Versailles, had a legal interest in the
observance by the League of Nations of Article 22. Germany had no right to
supervise the administration of the territoriesFN1, but it could complain if
the mandates system were transformed into another regime, if a mandated
territory became a colony or were annexed.
----------------------------------------------------------------------------------------------------------------------- FN1 It is for this reason that Germany's protest against Belgium with regard
to Ruanda-Urundi was rejected.
---------------------------------------------------------------------------------------------------------------------
Article 22 plays a very special part in the Covenant. It created a situation
or institution which was independent of the will of the Members of the
League. The provisions of the Covenant could be altered by majority vote
(Art. 26); the Mandate for South West Africa could be modified with the
consent of the Council (Art. 7 of the Mandate). But Article 22 could not be
abrogated or modified. The regime was set up for the benefit of the peoples
of the territories, and these territories were assigned subject to the
obligation to respect Article 22.
This special status of Article 22 is apparent if one considers the structure
of the Covenant. This Article is an independent normative entity, foreign
even to the remainder of the provisions of the Covenant. Those who drafted
it had in fact contemplated that agreements for mandates could be inserted
into the Peace Treaty (Hymans Report, quoted in the separate opinion of
Judge Jessup, I.C.J. Reports 1962, p. 391).
4. The relation between a mandatory and the Council is not the same as that
between a Member of the League and the Council. According to the mandate
instrument for South West Africa, the Mandatory exercises administration on
behalf of the League of Nations (Preamble to the Mandate); it may apply its
own legislation to the Territory (Art. 2); it undertakes a series of
obligations (Arts. 2-5); it is to make to the Council an annual report to
the satisfaction of the Council with full [p203] information with regard to
the Territory and indicating the measures taken to carry out the obligations
assumed under Articles 2, 3, 4 and 5 (Art. 6).
The mandatory therefore comes down from the "platform" of sovereignty. The
administration of a mandated territory is not something which falls, either
essentially or fortuitously, within the national competence proper to
States. The relationship between the Mandator (League of Nations) and
Mandatory (South Africa) or, if preferred, between the guardian (tuteur) and
the authority called upon to supervise its management, is not a relation of
equality inter aequales, but one of subordination in the field of mandates.
A mandatory does not have to administer nor present reports to the
satisfaction of the Council as a Member, with the conditions and
prerogatives involved in that relationship; it does so as a mandatory which
has to give an account of its mandate.
The mandatory cannot play two different and inconsistent parts. It cannot
enjoy the advantages connected with the administration of the territory in
the robe of a mandatory, and then, after having doffed that, put on the robe
of Member of the League of Nations, make use of its right of veto, and evade
its obligations as mandatory.
5. Article 5, paragraph 1, of the Covenant lays down the unanimity rule as
general "except where otherwise expressly provided in this Covenant". A
decisive provision, which appears to exclude the possibility of any implied
derogation, or derogation by analogy, if there is no provision expressly
contrary to the rule.
But interpretation does not deserve to be so called if it sticks in the bark
of the words, superstitiously sacrificing the other rules of law, in the
present case, by neglecting Article 22 of the Covenant and the principles
inspiring it.
(a) To ascertain the significance of Articles 4 and 5 of the Covenant, it is
necessary first of all to study their particular purpose.
At the time of the drafting of the Covenant, the unanimity rule was
fundamental as an expression and a safeguard of the sovereignty and
independence of States. On the birth of the League of Nations, the need was
felt to reassure governments. It was said that "no nation, whether small or
great, need fear oppression from the organs of the League" (Lord Cecil,
quoted by Riches, loc. cit., p. 22); and it was also said that any scheme
would be avoided "under which our own country [the United Kingdom] should be
rendered liable to have a recommendation passed against it by a majority
vote in a matter vitally affecting the national interests". (Interim Report
of the Philiimore Committee, 1918, Riches, loc. cit., p. 3.)
Since such was the purpose, and the sole purpose, of the rule, it was
logical for the First Committee of the Second Assembly to [p 204] accept the
report of the London Committee, which after having explained that the
unanimity rule served to safeguard the sovereignty of States, deduced
therefrom that unanimity could not be necessary except in cases in which the
sovereignty of States was in jeopardy (Riches, loc. cit., p. 98). The Second
Assembly "again explained the adoption of the unanimity rule in the first
place as a means of protecting 'the rights of State sovereignty', and they
further stated that it only needed to be maintained where it served that end
(Riches, loc. cit., p. 117).
This unanimity rule protected not only the Members of the League, but all
States. In the practice of the Council, it was customary to consider that
the right to sit as a member, implying the right to vote, must be applicable
also by analogy to countries which were not members of the League.
In addition to this, the reason is well known why there was a divergence
between the absolute form of the rule and the limited nature of its object
and purpose.
Two of the draftsmen of the Covenant, Lord Cecil of Chelwood and Mr.
Scialoja, suggested in 1930, when amendment to Article 13 of the Covenant
was under consideration, that it was only by inadvertence that a provision
on qualified unanimity had been inserted in some of the articles concerning
disputes and omitted from others FN1.
-------------------------------------------------------------------------------------------------------------- FN1Lord Cecil: "had always held that it must have been by some accident that
the rule in the Covenant providing that unanimity should not comprise the
parties to the dispute had only been enacted in certain cases. Obviously if
it were the right rule it should be applied to all cases of dispute."
Mr. Scialoja: "There was no doubt that... it had been simply by an oversight
that it had not been said that the votes of the interested parties should
not figure in calculating unanimity." (Dossier transmitted by the
Secretary-General of the United Nations, I.C.J. Pleadings, Voting Procedure
on Questions relating to Reports and Petitions concerning the Territory of
South West Africa, p. 41.)
------------------------------------------------------------------------------------------------------------
(b) The Permanent Court has stated that:
"It follows from the foregoing that, according to the Covenant itself, in
certain cases and more particularly in the case of the settlement of a
dispute, the rule of unanimity is applicable, subject to the limitation that
the votes cast by representatives of the interested Parties do not affect
the required unanimity.
The well-known rule that no-one can be judge in his own suit holds good.
From a practical standpoint, to require that the representatives of the
Parties should accept the Council's decision would be tantamount to giving
them the right of veto enabling them to prevent any decision being reached .
. ." (P.C.I.J., Series B, No. 12, pp. 31-32). [p 205]
Consequently, it has been possible to observe that:
"The requirement of unanimity, however expressly stated, is implicitly
qualified by the latter principle [the principle that a party may not be
judge in its own suit]; and . . . nothing short of its express exclusion is
sufficient to justify a State in insisting that it should, by acting as
judge in its own case, possess the right to render inoperative a solemn
international obligation to which it has subscribed." (Separate opinion of
Judge Lauterpacht, I.C.J. Reports 1955, p. 104.)
(c) In a study of the unanimity rule, it has been said that "law is the
expression of the will of a living organism", and that "the permanency of
the organism requires that its constitution should be subject to
readjustment to the conditions of its life" (Williams, loc. cit., pp. 475,
485). This is what the League of Nations did.
As early as 1921 it was recommended in a resolution that "pending the
ratification of the amendment [of Article 16], the votes of the parties be
excluded in determining whether unanimity had in fact been achieved"
(Riches, loc. cit., p. 141).
In the same way, and also to avoid the absurd result whereby unanimity rule
might prevent the application of Article 26 of the Covenant, it was
considered that for the proposal of amendments to the Covenant, unanimity
was not necessary and the majority required for amendments was sufficient
(Riches, loc. cit., pp. 109, 115).
For disputes might also be cited in which the Council considered its
resolutions to be binding despite the contrary vote of one of the parties
(see separate opinion of Judge Lauterpacht, I.C.J. Reports 1955, p. 101;
Riches, loc. cit., p. 145) FN1. Finally one might quote all the resolutions
on questions in which the League had to carry out administrative functions
(Riches, loc. cit., pp. 161, 166).
------------------------------------------------------------------------------------------------------------
FN1 Naturally, for political reason, the Council could regard as not binding
resolutions opposed by one of the parties�cases of Lithuania and Japan
(Riches, loc. cit., pp. 148-152).
------------------------------------------------------------------------------------------------------------
(d) After a thorough examination of the practice of the League, it has been
possible to conclude that "it shows a decided disposition on the part of the
Members not to allow the unanimity rule to make the League impotent, and
this in spite of the explicit provisions of the legal instrument which forms
its fundamental law" (Riches, loc. cit., p. 117).
(e) The apparent contradiction between Article 22 and Articles 4 and 5 of
the Covenant is to be overcome by taking into account the relative value of
those provisions.
Articles 4 and 5 are rules of an abstract and general nature; their purpose
lies outside the relationship of the mandatory with [p 206] the mandator on
behalf of which it exercises its administration. Thus, the non-application
of the unanimity rule to the Council's functions regarding the mandate does
not contradict the object and purpose of Articles 4 and 5, namely respect
for the exclusive jurisdiction of States. Article 22 on the other hand,
gave birth to an institution the nature of which is incompatible with the
possibility of the exercise of a veto by the mandatory.
It is so contrary to the concepts of mandate and of tutelage, and to good
faith, to set up and regulate supervision of the mandatory while rendering
"that supervision nominal and ineffective", while leaving it to the good
will of the mandatory to fulfil his obligations, that this "cannot be
conclusively inferred from the mere fact that the basic instrument provides
for the rule of unanimity" (see separate opinion of Judge Lauterpacht,
I.C.J. Reports 1955, p. 99).
Furthermore, the principle nemo-judex in re sua prohibits an administrator,
guardian (tuteur) or mandatory from being the person who decides or judges
whether or not he has fulfilled his obligations as such�"there is no valid
reason for distinguishing, in connection with the applicability of the
principle that no-one is judge in his own cause, between the judicial and
the supervisory organs" (separate opinion of Judge Lauterpacht, ibid., p.
100).
The question raised by the unanimity rule is the same as that which arises
in practice in municipal law, where it is answered by an appeal to the
concept of fraus legis. The mark of this concept is the fact that the
protection of an abstract general rule is sought in order to avoid the
application of another rule intended to settle a concrete point. In cases
where the purpose of the abstract rule is not to settle the concrete point,
the rule which directly contemplates that point is to be applied.
South Africa's claim for the application of the unanimity rule can therefore
be classified as agere in fraudem legis. An interpretation of Articles 22, 4
and 5 of the Covenant which would justify the refusal of the mandatory to
fulfil the obligations which it has accepted by the mandate instrument and
by the signature of the Covenant, could be classified as interpretatio in
fraudem legis.
To the same effect it should be added that the idea of the application the
unanimity rule to mandates was not generally accepted by writers the time of
the League. Wright rejected it decisively on the basis of the Opinion given
in the so-called Mosul case, and of Articles 15 and 16 the Covenant
(Mandates Under the League of Nations, pp. 132 and 2). At the 1931 session
of the Institut de Droit International held at Cambridge, which discussed
international mandates, Borel raised the question of the unanimity rule in
connection with the revocation of mandates. Seferiades then argued that
although the Council's decisions were taken unanimously, the mandatory's
vote was disregarded. Rolin [p 207] stated that unanimity was not necessary
but that discussion of the question was untimely. The discussion was not
pursued, but the vote in favour of revocation implied rejection of the
application of the unanimity rule to mandates (Annuaire de l'Institut de
droit international, Vol. II, p. 58). The many writers who assert that the
League was entitled to revoke the mandates appear by implication to share
the same view. Quite recently Dugard has maintained that the unanimity rule
was not applicable to mandates ("The Revocation of the Mandate for South
West Africa", A.J.I.L., 1968, pp. 89 ff.).
V. Possibility of Forfeiture by the Mandatory � the Nature of the Mandate
It is necessary to recall the characteristics of the mandate regime, for
only in the light of its nature will it be possible to say what powers were
possessed by the League of Nations and are now possessed by the United
Nations in its place.
The mandates are not a simple concession granted by the Principal Allied and
Associated Powers to the mandatory States. The mandate is a very complex
institution.
It was based on the cession by Germany of its colonies in Africa (Arts. 118
and 119 of the Treaty of Peace). This cession was not pure and simple, but
sub modo. The territories concerned did not pass under the sovereignty of
the mandatory States. In the Treaty, the mandatory States were designated as
the "governments exercising authority over those territories" (Art. 127);
the territories were transferred "to the Mandatory Power in its capacity as
such"; the territories were to be "administered by a Mandatory under Article
22 of Part I (League of Nations) of the present Treaty" (Art. 257);
reference was also made to any Power "administering former German territory
as a mandatory under Article 22, Part I (League of Nations)" (Art. 312). It
was this Article 22 which laid down the principles of the new institution.
The League of Nations assumed the responsibility for a "sacred trust of
civilization"[FN1], "in the interests of the indigenous population", until
such time as the peoples in question should be "able to stand by
themselves". It was in this way that the Covenant pointed to the temporary
nature of mandates; they were to come to an end when the indigenous
populations were capable of governing themselves. General Smuts tried to get
this reference to the chronologically finite nature of mandates [p
208]deleted, and for this purpose proposed the removal of the word "yet" in
the phrase "not yet able to stand by themselves"; but this amendment was
rejected.
---------------------------------------------------------------------------------------------------------------------
[FN1] Mr. Fraser (New Zealand), the then chairman of Committee II/4,
concluded his report to the Second Committee with the following words: "The
mandate does not belong to my country or any other country. It is held in
trust for the world." (21 June 1945, UNCIO doc. 1144, Vol. VIII, p. 154;
cited in I.C.J. Pleadings, International Status of South West Africa, p.
222.
---------------------------------------------------------------------------------------------------------------------
The League of Nations entrusted "the tutelage of such peoples ... to
advanced nations" the method being that "this tutelage should be exercised
by them as Mandatories on behalf of the League"FN1. Powers of administration
were entrusted to the mandatories by the League "subject to the safeguards
above mentioned in the interests of the indigenous population". More
particularly, there was constituted a Permanent Commission to receive and
examine the annual reports of the mandatories and to advise the Council on
all matters relating to the observance of the mandates. In the Mandate for
South West Africa, in addition to the reference to Article 22 of the
Covenant, it was provided that the Mandatory should make to the Council of
the League of Nations annual reports to the satisfaction of the Council,
containing full information with regard to the Territory, and indicating the
measures taken to carry out certain specified obligations (Art. 6).
----------------------------------------------------------------------------------------------------------------------- FN1 The New Zealand Government said in 1926: "Western Samoa is not an
integral part of the British Empire, but a child of which we have assumed
the guardianship" (Minutes of the Tenth Session of the Permanent Mandates
Commission, 1926, p. 24: cited in I.C.J. Pleadings, International Status of
South-West Africa, p. 203).
---------------------------------------------------------------------------------------------------------------------
Supervision by the organ of the international community is a distinctive
feature of the mandate (Wright, Mandates under the League of Nations, 1930,
p. 64) and is in conformity with its very nature (I.C.J. Reports 1950, pp.
133 and 136). "Indeed, to exclude the obligations connected with the Mandate
would be to exclude the very essence of the Mandate" (I.C.J. Reports 1962,
p. 334)FN2. The "sacred trust" in respect of the indigenous peoples was a
grave responsibility for the League of Nations and now for the United
Nations, and one which can only be discharged through the modality of
supervision and the possibilities which it providesFN3.
----------------------------------------------------------------------------------------------------------------------- FN2 "The international supervision provided for in paragraphs 7 and 9 of
Article 22 of the Covenant is the cornerstone of the whole mandates system";
"It clearly emerges . . . from . . . the decisions of the Council that what
is intended is an effective and genuine, not a purely theoretical or formal,
supervision." (The Mandates System. Origin�Principles�Application, p. 33;
cited in I.C.J. Pleadings, Admissibility of Hearings of Petitioners by the
Committee on South-West Africa, p. 28.)
FN3 "With regard to the responsibility of the League for securing the
observance of the terms of the mandates, the Council interprets its duties
in this connection in the widest manner." (Op. cit., p. 34, quoting a report
presented by the Council to the Assembly on 6 December 1920, League Assembly
Doc. 20/48/161; cited in I.C.J. Pleadings, ibid., p. 29.)
---------------------------------------------------------------------------------------------------------------------
The task which the mandatory States have to perform "on behalf" of the
League is qualified as a "mandatory" function and consists in the exercise
of "tutelage". It is characterized, as the same terms imply in municipal
law, by absence of self-interest. This was solemnly proclaimed by the Allied
Powers (16 June 1919) in reply to a protest by the German [p 209] Government
at the Peace Conference: "The Mandatory Powers which, in so far as they may
be appointed Trustees by the League of Nations, will derive no benefit from
such Trusteeship . . ." This conception is reflected in Article 257 of the
Treaty of Peace, the effect of which is that the value of the German
possessions thus transferred was not taken into account in calculating the
reparations to be paid by Germany (van Rees, Les mandats internationaux,
1927, pp. 18 f.). The same argument of absence of interest was used by the
Principal Allied and Associated Powers when Italy claimed territorial
compensation on the basis of promises made by France and Great Britain :
"The territories entrusted to them under mandate do not represent any
increase in their colonial possessions; the territories in question can only
belong, under the mandates system, to the peoples inhabiting them"
(Stoyanovski, La th�orie g�n�rale des mandats internationaux, 1925, p. 18).
Consequently the rights of the mandatory "are, so to speak, mere tools given
to enable it to fulfil its obligations" (I.C.J. Reports 1962, p. 329).
This conception has important practical consequences. The mandatory has no
power to cede or lease any part of the mandated territory (Sj�berg report,
quoted by Wright, op. cit., p. 122). The Permanent Mandates Commission
protested against the statement by South Africa in the 1926 boundary
agreement between South Africa and Portugal that South Africa "possesses
sovereignty" in the mandated area (Wright, op. cit., pp. 121,201 f.,
446)FN1. The Commission insisted that "as a direct corollary to the lack of
sovereignty . . . the mandatory make no direct profit from the territory"
(ibid., p. 214), and that "even in C territories economic discriminations
are scrutinized to see that they are not against the interests of the
inhabitants of the area" (ibid., p. 215).
----------------------------------------------------------------------------------------------------------------------- FN1 On that occasion the representative of South Africa, Mr. Smit, said "the
Government of the Union of South Africa exercised and possessed that
sovereignty [over the Territory of South-West Africa] on behalf of a third
party undefined. That was his position: there could be no question of
annexation." (Minutes of the Eleventh Session of the Permanent Mandates
Commission, 1927, p. 92; cited in I.C.J. Pleadings, International Status of
South-West Africa, p. 197.)
---------------------------------------------------------------------------------------------------------------------
Van Rees finds that the mandated territories have a distinct individuality;
the mandatory Powers are managers under an obligation of strict respect for
the integrity of the territories; unoccupied or ownerless land is part of
the property of the territory (Les mandats internationaux, p. 22). The
Permanent Mandates Commission also stated in 1925 that contributions or
gifts made by the mandated territories to the mandatory Power were only
admissible if they concerned institutions or works which could be said to
benefit the mandated territory materially or morally [p 210]
(Bentwich, The Mandates System, pp. 106 f.). In 1927 the Commission stated
that the railways and harbours built by the Germans in South West Africa
could not be regarded as having passed to the dominium of South Africa; it
urged that they should be declared to belong to the territory administered
by the Union; in 1929 South Africa gave explanations in accordance with the
request made to it (ibid., p. 96).
The instrument embodying the Mandate for German South West Africa, dated 17
December 1920, took the form of a declaration made by the Council of the
League of Nations. Its nature has been discussed by jurists, who have been
unable to classify it as belonging to any one of the known legal categories.
It was brought into being, like the other mandates, as follows. Germany
ceded German South West Africa to the Principal Allied and Associated
Powers, to be administered by the mandatory in accordance with Article 22 of
the Covenant. The Principal Powers agreed that a mandate should be conferred
on His Britannic Majesty to be exercised on his behalf by the Union of South
Africa, in accordance with Article 22 of the Covenant. His Britannic
Majesty, acting for South Africa, undertook to accept the Mandate and
exercise it on behalf of the League of Nations. The Council of the League of
Nations, having regard to Article 22, paragraph 8, took a decision on the
points referred to in that provision, and confirmed the Mandate.
This was a complicated process, in which the contributions of the different
participants varied in significance. South Africa's was the most passive:
His Britannic Majesty made the undertaking to accept the Mandate on its
behalf. In this way was born an international institution the essence of
which is in Article 22 of the Covenant�as is moreover apparent from the
continuous references to this Article in the Versailles Treaty and in the
mandate instrument. It was really also to the basic principles of Article 22
that the resolution of 18 April 1946 constituting the final will and
testament of the League of Nations referred back; it is those principles
which give meaning to the mandates system.
The sacred trust in respect of the indigenous people of the mandated
territories is a direct responsibility of the organized international
community. The League of Nations and, since 18 April 1946, the United
Nations, is in duty bound to guarantee those peoples that this trust will
not be betrayed by the conduct of the mandatories acting, as they do, on its
behalf. It is those principles which give rise to well-defined obligations
for the United Nations and the mandatories.
VI. Possibility of Withdrawal of the Mandate
A. Revocability of Mandates
Taking into account what has gone before, the key prior question for the
response to be given to the request for opinion is whether the General [p
211] Assembly took a decision ultra vires when it declared that the Mandate
entrusted to South Africa was terminated. Even if it is admitted that the
United Nations succeeded to the supervisory powers of the League of Nations,
it is clear that if the League of Nations could not withdraw the mandate
from South Africa, the United Nations could not have received powers which
the League did not have. It is necessary therefore to consider whether the
League of Nations had the power to put an end to mandates.
The struggle between the colonialists and progressives did not end with the
signature of the Covenant. It is understandable that colonialists consider
and aver that the mandates system is a veiled form of annexation, that
sovereignty over the mandated territories belongs to the mandatories, and
that the grant of a mandate is definitive and irrevocable. In order to
defend the colonial interest, its partisans have to overcome the obstacle of
the expression of the purposes of the mandates system to be found in Article
22 of the Covenant. In order to achieve this, they put forward the following
arguments: Article 22 does not mention any right of revocation; but if it
had been intended to confer such a right on the League of Nations, it would
have been expressly provided for in the Covenant. The mandatory States, or
the majority of them, frankly revealed, in the course of the discussions
preceding the drawing-up of Article 22, their desire to obtain annexation
pure and simple. Mandates were granted to States by the Principal Allied and
Associated Powers, and not by the League of Nations; and since the Principal
Powers had acquired those territories by conquest, they alone, and not the
League, could have retained the power to revoke a mandate.
These arguments seem somewhat weak. The rule inclusio unius exclusio
alterius may not be applied when the purpose of a norm shows that an
interpretation in harmony with the ratio iuris is necessary if effect is to
be given to it. There is no ground for taking into account the desires and
hopes of certain parties to the Covenant, any more than any mental
reservation, if they were disregarded by the other parties at the time of
signature, even if South Africa now relies on them. The Principal Powers did
not acquire the territories by way of conquest (there was no debellatio),
and if Germany ceded those territories in the Treaty of Versailles, it was
so that they might be placed under mandate, in accordance with Article 22 of
the Covenant.
In view of the weakness of the arguments just discussed, it is the contrary
position, favouring the right of the League of Nations to put an end to a
mandate, which must prevail. But those who hold this view are themselves
divided as to the basis of the right.
It is clear that the original idea of the mandates system involved the
possibility of revocation. For General Smuts, who put it into words, the
allocation of a mandate was a mark of great trust and an honour, and a
mandate should not be a source of profit or private advantage for the
nationals of the mandatory (The League of Nations: A Practical Sugges-[p
212]tion, 1918, pp. 21 f.); he goes on to say that the League should reserve
to itself "complete power to ultimate control and supervision, as well as
the right of appeal to it from the territory or people affected against any
gross breach of the mandate by the mandatory State" (ibid., p. 23). But it
was European territories which General Smuts was thinking of as possible
mandates, and it was he who later was to call for annexation for the African
territories. It was Wilson who was to have the mandates system extended to
the African territories, while retaining the principles formulated by
General Smuts.
The silence of Article 22 on the question of revocation can be explained by
the circumstances under which it was drawn up. Unlike the other Articles of
the Covenant, it was not drawn up by experts acquainted with the finer
points of legal interpretation: it is well known that it was worked out by
politicians, without being revised by experts. International society of the
belle �poque did not like to mention disagreeable matters and preferred to
leave them to be understood. It would have been in bad taste to refer to the
possibility that one of the Principal Powers might betray the sacred trust
conferred upon it. This remote risk was, however, covered, thanks to the
terms used.
That such was the situation at that time seems to be confirmed by what is
known of the preliminary discussions preceding the drafting of the Covenant,
and what is known of the opinion of the members of the Permanent Mandates
Commission.
In the preliminary meetings prior to the drafting of the Covenant, certain
governments showed concern as to the conditions which were to be applicable
to mandates; there might be no interest in having a mandate if it were
revocable at any moment. These doubts were put at rest by the statement that
such a revocation was practically impossible. The legal possibility of
revocation was not denied, but an attempt was made to calm their fears by
explaining that such a possibility was not to be foreseen, taking into
account which Powers it had been agreed to grant mandates to, and which
Powers made up the Council of the League of Nations.
The members of the Permanent Mandates Commission had to discuss the question
of revocability. They were under a duty to favour the economic development
of the mandated territories. But some of them had expressed fears that the
possibility of revocation might scare off investors. What could be done to
assuage these fears? From the reports of the discussions one gets the
impression that it was desired not to give a definite negative answer, but
that no effort was spared to strengthen the assurance that a revocation was
inconceivable in practice. Only van Rees considers that he has found legal
support for his view in that of Rolin; but it may be said in reply that the
latter author considers revocation to be possible in the case of serious
abuse of a mandate [FN1]. The opinion of those [p213] best acquainted with
the mandated territories, and of the colonial administrators, seems
somewhat unfavourable to irrevocability. Van Rees, who is so much concerned
to reassure investors, mentions among the questions which the article leaves
unanswered : are mandates revocable, and if so what is the authority
competent to take such a decision? He gives no reply to the question (Les
mandats internationaux, 1927, p. 14). Sir Frederick Lugard, who before the
Commission had stressed the inconceivability of the hypothesis of
revocation, admits the possibility of revocation without any doubt
whatsoever in his fundamental book. He does so when he is dealing with the
legal situation of persons under mandate: "the person 'protected under
mandate' shares with the owner of an estate 'un titre pr�caire' subject to
the contingencies of revocation, rendition, or resignation of the mandate"
(The Dual Mandate in British Tropical Africa, 2nd ed., 1923, p. 56; 5th ed.,
1965, p. 56) FN1
---------------------------------------------------------------------------------------------------------------------
[FN1] After having said that a mandate is an irrevocable alienation, he goes
on: "It would not be subject to revocation as against the latter [the
mandatory] except for a breach of the conditions of the grant so serious as
to show the basic unfitness of the mandatory to administer the territory in
accordance with the Covenant" ("Le syst�me des mandats coloniaux", Revue de
droit international et de l�gislation compar�e, 1920, pp. 352 f.)
FN1 Rappard, having observed before the Permanent Mandates Commission that
the revocability of mandates was in conformity with general principles,
added: "To state that, however unworthy in theory a mandatory Power might
be, its misdeed could never in any conceivable circumstances lead to
revocation, would be to weaken, before public opinion, that sentiment which
gives its special value to the institution of which we are the recognized
defenders" (Minutes of Sixth Session, 1925, p. 157; cited in I.C.J.
Pleadings, International Status of South-West Africa, p. 230, note 3).
---------------------------------------------------------------------------------------------------------------------
Those writers who uphold revocability support their view with various
arguments adducing: the basically temporary nature of the Mandates; the need
for them to come to an end in the case of a people ripe for independence;
the sovereignty of the League of Nations; sanctions following from a breach
of duty; general principles governing mandates, trusts and tutelage;
manifestation of powers of supervision and control; impossibility of
co-operation, and the need to protect the peoples. This abundance of grounds
does not prove the weakness of the argument, but is the consequence of the
variety of aspects of the mandate as an institution, and the possibility of
envisaging various causes for termination.
It is not, legally speaking, entirely correct to say that the powers of the
League of Nations corresponded to the exercise of exceptio non adimpleti.
That is one of the characteristics of bilateral contracts, but it is also
the manifestation of a general principle. In the case of contracts, if one
party defaults it is open to the other, who is honouring his own basic
contractual obligations, not only to declare the contract terminated but to
claim damages and the restitution of the thing received under the contract
(an example lies in the grant of military bases: if the treaty is terminated
for breach on the part of the grantee State, that State must make
restitution). But there are other relationships which feature an especially
stringent [p 214] power to put an end to the contractual bond and claim
restitution. In the case of mandates, tutelage and trusts, a particular
power to put an end to the situation is vested in one party or in an
authority. The party granting powers to administer in his name or on his
behalf may withdraw them (and must withdraw them if conferred for the
discharge of his own duties to a third party) in the event that their
recipient fails to discharge the obligations assumed, expresses
unwillingness to discharge them or denies their existence. The particular
legal nature of international mandates is such that these considerations
must be taken into account.
It does seem that in the drafting of Article 22 an effort was made to lay
stress on the fundamental purposes of the mandate. The terms
employed�mandate, trust, tutelage�evidence each in their own way the common
character of the committal of a trust (fides facta) protective functions
exercised for the international organization and on its behalf by the
mandatory. The latter is bound by the mandate, like the organization, with
power of officium. It is for this reason, it would seem, that the term
"tutelage" was chosen. One of the expressions to be found in paragraph 1 of
Article 22 is practically the same as the standard definition of tutelage
(qui propter aetatem suam sponte se defender� nequit; Digest, 26, 1, 1,
pr.). This accords also with the nature of a trust, which mandates are also
regarded as having. A guardian under the Common-Law system is in the
position of a trustee ("the relation of guardian and ward is strictly that
of trustee and cestui que trust"). As these legal concepts essentially
contemplate the protection of persons (in this case, peoples) who cannot
govern themselves, the necessary consequence is the exercise of supervision
over the person entrusted with guardianship, "supervision of the guard-ian",
and in case of serious breaches of his duties (fides fracta) the loss or
forfeiture of guardianship.
It will thus be observed that in view of the wording of Article 22 and the
terms used therein there was no need to mention revocation of the mandates.
The essential nature of this concept implies, clearly and evidently, the
possibility of putting an end to the mandate, and even the duty laid upon
the organization to do so in the case of serious breaches of obligations on
the part of the mandatory. A mandate which could not be revoked in such a
case would not be a mandate, but a cession of territory or a disguised
annexation.
It is difficult to believe that, on the one hand, the working of the
mandates system was organized to include a Permanent Commission to control
the mandatory's administration and that, on the other hand, the mandatory
was left free to do what he thought fit, even if it were to run counter to
the very nature of the mandate, that one should put him in possession of the
territory without any obligation on his part (sub hac conditione si volam,
nulla fit obligatio; Digest, 44, 7, 8). It would really be too much if the
mandatory were permitted to do what he wished, to commit, on behalf of the
organization, acts contrary to the purposes of [p 215] Article 22. Any
interpretation which denied the possibility of putting an end to the mandate
in the case of flagrant violation by a mandatory of its obligations would
reduce Article 22 to a flatus vocis, or rather to a "damnable mockery", by
giving some colour of legality to the annexation of mandated territories.
These considerations explain why the communis opinio is favourable to the
power of revocation. At the Cambridge session of the Institut de droit
international (July 1931), a resolution was adopted on "International
Mandates". Article VII reads: "The functions of the mandatory State come to
an end on the resignation or removal (r�vocation) of the mandatory . . ."
The removal of the mandatory State and the abrogation of the mandate are to
be decided on by the Council of the League of Nations; such abrogation may
also result from admission of the entity under mandate as a Member of the
League of Nations. The word revocation was included by a vote of 27 to 15
(Annuaire de l'Institut, 1931, Vol. II, p. 60: for the text of the
resolution see ibid., pp. 233 f). The objections raised against this
expression fall into different categories. Wehberg thought that the League
could unilaterally withdraw a mandate, even in the absence of serious fault
by the mandatory, since the League had sovereignty over the territory.
Verdross stressed that termination of the mandate should be based on the
principles of law which permit of forfeiture for non-observation of
obligations. Gidel quoted the exceptio non adimpleti contractus. But the
Rapporteur, Rolin, defended the term revocation by saying that it was of the
essence of control to involve adequate sanctions: "by agreeing to administer
a territory under the control of the League of Nations, the mandatory State
had implicitly accepted the sanction of revocation of its trust" (for the
discussion see ibid., pp. 54-59).
It has been pointed out that the function of the Institut is only de lege
ferenda, and that consequently one cannot seek support from this quarter for
interpretation of Article 22 of the Covenant. This argument seems to
overlook that, on the final vote on this occasion, several members abstained
and explained their abstention by saying that the resolution related to the
interpretation of the Covenant (thus James Brown Scott, Huber, Fischer
Williams, and probably Di�na: ibid., pp. 66 f.).FN1
----------------------------------------------------------------------------------------------------------------------- FN1 There were 18 abstentions, 38 votes for and none against the resolution.
---------------------------------------------------------------------------------------------------------------------
More recently, since the dissolution of the League of Nations, independent
writers have argued for the temporary nature of mandates and the possibility
of their revocation (Crawford, "South West Africa: Mandate Termination in
Historical Perspective", The Columbia Journal of International Law, Vol. VI,
No. 1, 1967, pp. 95, 100, 107, 109, 119; Dugard, "The Revocation of the
Mandate for South West Africa", American Journal of International Law, in
toto and particularly pp. 85 ff.).
It has been argued that the silence of the Charter on the possibility [p
216] of revoking trusteeships is conclusive in the sense that it establishes
the irrevocability thereof. This therefore, the argument continues, is an
additional argument in favour of the irrevocability of mandates, in view of
the analogy between the two concepts. But the lack of any provision for
revocation of trusteeships does not mean that such is excluded; on the
contrary, the purpose of the institution would appear to require the
possibility of revocation. An express declaration would have been necessary
to bring about irrevocability. The Charter does not seem to have intended to
leave the administration of territories under trusteeship to the unfettered
will of the administrators, in such a way that the Organization would be
deprived of any authority to impose sanctions for violation of their
obligations. South Africa does not appear to have differed from this view
when it brushed aside all requests by the United Nations concerning the
signature of a trusteeship agreement.
In a study of the question of trusteeships, it has been mentioned that by
virtue of Article 85, paragraph 1, of the Charter, and in accordance with
the procedure laid down by Article 18, paragraph 2, thereof, a trusteeship
may be terminated for substantial violation thereof (Marston, "Termination
of Trusteeship", International and Comparative Law Quarterly, XVIII, 1969,
p. 18).
B. The Facts Which Led to the Withdrawal of the Mandate
With reference to the considerable amount of information presented in the
written and oral statements of South Africa, an offer has been made by the
South African Government to produce evidence to refute the accusations made
against it of breaches of its duties as Mandatory. But there is nonetheless
one fact as to which South Africa does not seek to adduce evidence, a fact
which it concedes, the existence of which it proclaims. This is its refusal
to fulfil its obligations as Mandatory towards the organization on behalf of
which it has to carry on its administration, and upon which depends its
legal title to occupy and administer Namibia (South West Africa).
This contravention of the Mandate is the most serious of all from the formal
legal point of view. In its submissions, South Africa denies the continued
existence of the Mandate, which it considers to have lapsed, or, in the
alternative, it claims that the essential obligations of the Mandate have
disappeared. In this way, South Africa is preventing the United Nations from
fulfilling its "sacred trust" towards the people of Namibia.
South Africa has failed in. its duties as Mandatory and it has solemnly and
repeatedly declared its decision not to fulfil them; it has denied their
existence. The Court, for its part, has declared, in its Opinions of 1950,
1955 and 1956, and in the 1962 Judgment, that South Africa, is subject to
the international obligations resulting from its Mandate for South West
Africa, and that the functions of the League of Nations are now exercised by
the United Nations. South Africa cannot allege that it is unaware of [p
217]the existence of its duties, nor can litigious cavils bring to nought
the authority of the Court.
In fact, we are dealing with a case of violation of obligations, and it can
be said, as was said by Rolin in his early study of mandates, with reference
to the conditions for revocation, that this breach indicates the "basic
unfitness of the mandatory to administer the territory in accordance with
the Covenant" ("Le Syst�me des mandats coloniaux", Revue de droit
international et de l�gislation compar�e, 1920, p. 353).
Furthermore, in applying the laws of apartheid in South West Africa
(Namibia), South Africa is in breach of its duties as the mandatory Power;
it is not permissible to administer an entrusted territory in a manner
contrary to the purposes and principles of the Charter (Art. 1, para. 3;
Art. 76 (c)).
VII. Reply to the Request for Advisory Opinion
A. Legal Consequences
It would seem that, before anything else, the scope of the question should
be clearly defined. For this purpose the terms thereof must be considered.
It has been asked what are "the legal consequences": therefore everything
relating to economic, social, practical and political con-sequences should
be left aside. For this reason, it would seem that the Court should not
concern itself with what States are to do within the framework of the United
Nations organs in order to put an end to the abnormal situation in Namibia
and thus enable the United Nations to discharge its duties towards the
people of Namibia in accordance with the "sacred trust" confided to it. The
mention of consequences "for States" implies that the Court will not have to
examine the consequences of resolution 276 (1970) for international
organizations, not even for the United Nations, so far as responsibility to
the Namibian people is concerned. Finally, the fact that resolution 276
(1970) is specifically cited prompts the supposition that the Court does not
have to consider the legal consequences of the other resolutions of the
Security Council.
The Court's reply should, it seems, be drawn up in general terms for the
guidance of the United Nations, and should not go into details which might
give rise to confusion.
B. Consequences for South Africa
The immediate and fundamental consequence is the loss of the legal title
which might, up to the present, have justified the possession of the
Territory of South West Africa by South Africa. Of course it may be
considered that, ever since it declared that it was not bound by the
obligations deriving from the Mandate, it has forfeited its position as
Manda-[p 218]tory. But until resolution 2145 (XXI), no solemn declaration
of the cessation of the Mandate had been made, and it was conceivable to
hold that the Mandatory still had a title.
The declaration to the effect that the Mandate conferred upon His Britannic
Majesty to be exercised on his behalf by South Africa was "terminated"
(resolution 2145 (XXI)) involved the consequence that, from that time on,
the occupation of the Territory of Namibia was devoid of any legal
justification. The same resolution provides for South West Africa to come
under the direct responsibility of the United Nations, so that the presence
of South Africa is somewhat in the nature of usurpation and an occupation
mala fide. These consequences have acquired execu-tory force by virtue of
Security Council resolution 276 (1970).
The immediate consequence for South Africa is that it is under obligation
to withdraw its administration from the Territory of Namibia and take all
necessary steps to put the United Nations administration into possession.
The Government of South Africa, as a possessor in bad faith, is responsible
to the people of Namibia for the restitution of property, assets and the
fruits thereof.
It should not be forgotten that, as the Permanent Mandates Commission had
declared, the assets transferred by Germany (railways, tramways, ports,
etc.) and public assets of all kinds (mines, bona vacantia, non-private
waterways, etc.) have remained the exclusive property of the Namibian people
and, since these are assets in the public domain, there can be no bar of
limitation to their restitution.
This being the case, the South African Government is under an obligation to
indemnify the people of Namibia for damage suffered. An account should be
struck in respect of the administration of the Mandatory, in which
investments made for the benefit of the Namibian people by South Africa
should be taken into consideration.
C. The Consequences for Member States of the United Nations
The Security Council, by giving its support to resolution 2145 (XXI) in its
resolution 276 (1970), lays upon the Members of the Organization the
obligation to accept and apply what is laid down in those resolutions, and
to co-operate to ensure the fullest possible implementation thereof.
In the present case, the acts of the occupying authorities cannot be
considered as those of a legitimate government, but must be likened to those
of a de facto and usurping government.
A distinction must be made between the private and the public sector. It
would seem that the acts of the de facto authorities relating to the acts
and rights of private persons should be regarded as valid (validity of
entries in the civil registers and in the Land Registry, validity of
marriages, validity of judgments of the civil courts, etc.). On the other
hand, other States should not regard as valid any acts and transactions of
the autho-[p 219]rities in Namibia relating to public property,
concessions, etc. States will thus not be able to exercise protection of
their nationals with regard to any acquisitions of this kind.
In the field of international relations, the duty of co-operation of States
implies that they must refrain from all diplomatic, consular and other
relations with South Africa which might indicate that they recognize the
authority of the South African Government over the Territory of Namibia�and
more particularly they must not have consuls, agents, etc., in Namibia,
except for such as are of a nature appropriate to territories which are
under de facto occupation (in the sense of resolution 283 (1970)).
States should regard as ineffective clauses in any treaty which recognize
the authority of South Africa in the Territory of South West Africa. New
treaties with South Africa may not contain such clauses.
In treaties for avoidance of double taxation, no account may be taken of
taxes paid in Namibia. Extradition treaties may not have effect with regard
to Namibians, because they cannot be handed over to illegal authorities,
etc.
D. Consequences for States not Members of the United Nations
These States have no obligations under the Charter Nonetheless they should
respect a declaration of the forfeiture of the legal title to possess the
Territory, pronounced by a legitimate authority, against a State which
received the territory in order to administer it in the name of the
inter-national organization. Such declaration should, it appears, be
respected in the same way as that of an owner of property who withdraws the
mandate given by him to administer his property.
(Signed) F. de Castro.
[p 220]
Dissenting Opinion of judge Sir Gerald Fitzmaurice
[A summary of main conclusions is given in paragraph 10 of this Opinion; and
a synoptical table of contents appears at the end, after the Annex.]
Part 1
Introductory Conciderations
1. The real issues in the case
1. Although I respect the humanitarian sentiments and the avowed concern for
the welfare of the peoples of SW. Africa which so clearly underlie the
Opinion of the Court in this case, I cannot as a jurist accept the reasoning
on which it is based. Moreover, the Opinion seems to me insufficiently
directed to those aspects of the matter which really require to be
established in order to warrant the conclusion that South Africa's mandate
in respect of SW. Africa stands validly revoked. Much of the substance of
the Opinion (i.e., that part of it which does not deal with formal,
preliminary or incidental matters) is taken up with demonstrating that
League of Nations mandates, as an international institution, survived the
dissolution of the League�whereas what is really in issue in this case is
not the survival of the Mandate for SW. Africa but its purported revocation.
Whether or not South Africa still disputes the survival of the Mandate, it
certainly disputes its survival in the form of an obligation owed to the
United Nations (this is the basic issue in the case); and denies that the
organs of the United Nations have any competence or power to revoke it.
2. As regards the Court's conclusion that the Mandate has been validly
revoked, this can be seen to rest almost exclusively on two assumptions�or
rather, in the final analysis, on one only. I speak of assumptions
advisedly,�and indeed, concerning the second and more far-reaching of the
two (which in one form or another really underlies and entirely motivates
the whole Opinion of the Court), there is an open admission that nothing
more is needed�the matter being "self-[p 221] evident". These two
assumptions are first that there was, or there must have been, an inherent
right, vested in the United Nations, unilaterally to revoke the Mandate in
the event of fundamental breaches of it (unilaterally determined to
exist),�and secondly, that there have in fact been such breaches. Since it
is clear that the supposed inherent right of revocation, even if it exists,
could never be invoked except on a basis of fundamental breaches (several
passages in the Opinion specifically recognize that only a material breach
could justify revocation), it follows that the whole Opinion, or at least
its central conclusion, depends on the existence of such breaches. How then
does the Opinion deal with this essential matter?�-essential because, if
there is insufficient justification in law for the assumption, the whole
Opinion must fall to the ground, as also (though not only for that reason)
must the General Assembly's Resolution 2145 of 1966 purporting to revoke, or
declare the termination of the Mandate, which was predicated on a similar
assumption FN1.
----------------------------------------------------------------------------------------------------------------------- FN1 Since it is important that the true character and purport of this
Resolution� (not reproduced in the Opinion of the Court)�should be
understood, especially as regards its tone and real motivation, I set it out
verbatim and in extenso in the Annex hereto (section 3, paragraph 15). There
is hardly a clause in it which is not open to challenge on grounds of law or
fact;�but considerations of space forbid a detailed analysis of it on the
present occasion.
---------------------------------------------------------------------------------------------------------------------
3. The charges of breaches of the Mandate are of two main kinds. The first
relates to the failure to carry out, in relation to the United Nations an
obligation which, in the relevant provision of the Mandate itself (Article
6), is described as an obligation to make an annual report "to the Council
of the League of Nations". At the critical date however, at which the legal
situation has to be assessed, namely in October 1966 when the Assembly's
resolution 2145 purporting to revoke the Mandate, or declare its
termination, was adopted, the view that the failure to report to the
Assembly of the United Nations constituted a breach of it�let alone a
fundamental one�rested basically (not on a judgment[FN2] but) on an Advisory
Opinion given by this Court in 1950 which, being advisory only, [p 222] and
rendered to the United Nations, not South Africa, was not binding on the
latter and, as regards this particular matter, was highly controversial in
character, attracted important dissents, and was the subject of much
subsequent serious professional criticism. This could not be considered an
adequate basis in law for the exercise of a power of unilateral revocation,
even if such a power existed. There cannot be a fundamental breach of
something that has never�in a manner binding upon the entity supposed to be
subject to it�been established as being an obligation at all,�which has
indeed always been, as it still is, the subject of genuine legal
contestation. That South Africa denied the existence of the obligation is
of course quite a different matter, and in no way a sufficient ground for
predicating a breach of it.
---------------------------------------------------------------------------------------------------------------------[FN2]
(a) So far as the reporting obligation is concerned, which is a distinct
issue from that of the survival of the Mandate in se, the 1955, 1956 and
1962 pronouncements of the Court merely referred to the 1950 Opinion and
added no new reasoning. In its 1962 Judgment in the preliminary
(jurisdictional) phase of the then SW. Africa cases (Ethiopia and Liberia v.
South Africa) in which the issue was not Article 6 but Article 7 of the
Mandate, the Court, as an obiter dictum, simply recited with approval the
Court's 1950 Opinion about the reporting obligation and did not further deal
with the matter, which therefore still rests essentially on the 1950
Opinion. Neither in the main conclusion, nor in the operative part of the
1962 Judgment, both of which appear on p. 347 of the Court's 1962 Volume of
Reports, is there any mention of or pronouncement on it. The 1955 and 1956
Opinions given in the Voting Procedure and Right of Petitions cases were
equally consequential upon and based on, the original 1950 Opinion.
(b) It is not without significance perhaps, that the failure to render
reports to the Assembly�so heavily relied on in the Opinion of the Court�is
not specifically mentioned (though presumably intended to be implicitly
covered) in Assembly resolution 2145, amongst the reasons for purporting to
terminate the Mandate. Much more prominence is given to the attainment of
independence by the mandated territory, which could not by any process of
reasoning be a valid legal ground of unilateral revocation.
---------------------------------------------------------------------------------------------------------------------
4. The second category of charges relates to conduct, said to be detrimental
to "the material and moral well-being and the social progress" of the
inhabitants of the mandated territory, and thus contrary to Article 2 of the
Mandate. These charges had never, at the critical date of the adoption of
Assembly resolution 2145, been the subject of any judicial determination at
all,�and in the present proceedings the Court has specifically refused to
investigate them, having rejected the South African application to be
allowed to present further [FN3]factual evidence and connected argument on
the matter. The justification for this rejection is said to be that
practices of "apartheid", or separate development, are self-evidently
detrimental to the welfare of the inhabitants of the mandated territory, and
that since these practices are evidenced by laws and decrees of the
Mandatory which are matters of public record there is no need for any proof
of them. This is an easy line to take, and clearly saves much trouble. But
is it becoming to a court of law?�-for the ellipsis in the reasoning is
manifest. Certainly the authenticity of the laws and decrees themselves does
not need to be established, and can be regarded as a matter of which, to use
the common law phrase, "judicial notice" would be taken without specific
proof. But the deductions to be drawn from such laws and decrees, as to the
effect they would produce in the particular local circumstances, must
obviously be at least open to argument,�and there are few, if any, mature
systems of private law, the courts of which, whatever conclusions they might
ultimately come to, would refuse to hear it. Yet it was on the very [p 223]
question of the alleged self-evidently detrimental effect of its policies of
apartheid in SW. Africa, that the Mandatory wanted to adduce further factual
evidence. Thus the Court, while availing itself of principles of contractual
law when it is a question of seeking to establish a right of unilateral
revocation for fundamental breaches, fails to apply those corresponding
safeguards which private law itself institutes, directed to ensuring that
there have indeed been such breaches. It is not by postula-tions that this
can be done.
---------------------------------------------------------------------------------------------------------------------
[FN3] Much evidence both written and oral was of course laid before the
Court in the 1965-1966 proceedings. But only four judges out of those who
then composed the Court now remain,�and in any case the Court, as such, has
not made any collective study of that evidence at all in the course of the
present proceedings.
---------------------------------------------------------------------------------------------------------------------
5. In consequence, since the whole Opinion of the Court turns, in the final
analysis, on the view that fundamental breaches of the Mandate have
occurred, it must (regrettably) be concluded that, in the circumstances
above described, this finding has been reached on a basis that must endanger
its authority on account of failure to conduct any adequate investigation
into the ultimate foundation on which it professes to rest.
***
6. What, in truth, the present proceedings are or should properly speaking,
and primarily, be concerned with, is not any of this, but issues of
competence and powers,�for unless the necessary competence and power to
revoke South Africa's mandate duly resided in the organs of the United
Nations,�unless the Mandatory, upon the dissolution of the League of
Nations, became accountable to such an organ,�no infringements of the
Mandate, however serious, could operate in law to validate an act of
revocation by the United Nations, or impart to it any legal effect. Here the
fallacy, based on yet another unsubstantiated assumption underlying the
whole Opinion of the Court, namely that the survival of the Mandate
necessarily entailed the supervisory role of the United Nations, becomes
prominent.
7. As to unilateral revocability itself, the Opinion proceeds according to a
conception of the position of the various League of Nations mandatories, in
relation to their mandates, which would have been considered unrecognizable
in the time of the League, and unacceptable if recognized. My reading of the
situation is based�in orthodox fashion�on what appears to have been the
intentions of those concerned at the time. The Court's view, the outcome of
a different, and to me alien philosophy, is based on what has become the
intentions of new and different entities and organs fifty years later. This
is not a legally valid criterion, and those thinking of having recourse to
the international judicial process at the present time must pay close
attention to the elaborate explanation of its attitude on this kind of
matter which the Court itself gives in its Opinion.
8. Under both heads,�the competence of the United Nations to supervise, and
the liability of the Mandate to (unilateral) revocation,�the findings of the
Court involve formidable legal difficulties which the [p 224] Opinion turns
rather than meets, and sometimes hardly seems to notice at all. Inferences
based on the desirability or, as the case may be, the undesirability, of
certain results or consequences, do not, as my colleague Judge Gros points
out, form a satisfactory foundation for legal conclusions,�no more than
would such an over-simplification of the issue as that involved in the
assertion that South Africa administered its mandate on behalf of the United
Nations which, therefore, had the right to revoke it,�a view which quietly
begs virtually every question in the case. Here again, statements to the
effect that certain results cannot be accepted because this would be
tantamount to admitting that given rights were in their nature imperfect and
unenforceable, do not carry conviction as a matter of international law
since, at the present stage of its development, this is precisely what that
system itself in large measure is, and will, pending changes not at present
foreseeable, continue to be. It is not by ignoring this situation that the
law will be advanced.
***
9. Given the Court's refusal to allow the appointment of a South African
judge ad hoc in the present case, in spite of its clearly very contentious
character (as to this, see section 4 of the Annex hereto), it is especially
necessary that the difficulties I refer to should be stated, and fully gone
into. This must be my excuse for the length of an Opinion which the nature
of the case makes it impossible to reduce, except at the risk of important
omissions.
2. Arrangement and statement of main conclusions
10. The substance of my view is contained in the four sections A-D of Part
II hereof (paragraphs 11-124). A postscriptum on certain related political
aspects of the whole matter is added (paragraph 125). As regards the various
preliminary issues that have arisen, these�or such of them as I have felt it
necessary to consider�are, together with one or two other matters that can
more conveniently be treated of there, dealt with in the Annex that follows
paragraph 125. On the substantive issues in the case my principal
conclusions, stated without their supporting reasoning, are as follows:
(i) Although the various mandates comprising the League of Nations mandates
system survived the dissolution of that entity in 1946, neither then nor
subsequently did the United Nations, which was not the League's successor in
law, become invested with the supervisory function previously exercised by
the Council of the League, as the corollary or counterpart of the
mandatories' obligation to render reports to it. It was only if a mandated
territory was placed under the United Nations trusteeship [p 225] system
(but there was no obligation to do this) that the supervisory relationship
arose. No mandates at all (and not merely South Africa's) were ever, as
such, administered on behalf of the United NationsFN4.
-------------------------------------------------------------------------------------------------------------- FN4 With the exception of SW. Africa, all the various mandated
territories�apart of course from those that had become, or became, sovereign
independent States� were placed under United Nations trusteeship. This did
not by any means take place all at once,�but eventually SW. Africa was the
only one to retain mandated status. However, as the Court found in its
Advisory Opinion of 1950 concerning the International Status of South West
Africa (I.C.J. Reports 1950, at p. 144), the mandatories were not under any
legal obligation to place mandated territories under the trusteeship system.
------------------------------------------------------------------------------------------------------------
(ii) The reporting obligation also survived the dissolution of the League,
but became dormant until such time as arrangements for reactivating it,
comparable to those which existed under the League, and acceptable to the
Mandatory, could be made FN5. It was not automatically transformed into, nor
ever became, an obligation owed to the United Nations, such as to invest the
latter with a supervisory function. The Mandatory's consent to what would,
in effect, have been a novation of the obligation was never given.
-------------------------------------------------------------------------------------------------------------- FN5 It appears that none of the mandatories rendered reports to the United
Nations in the interval (which could be as much as about two years) before
the mandated territory was converted into a trust territory or, in some
cases, became independent.
------------------------------------------------------------------------------------------------------------
(iii) Even if the United Nations did become invested with a supervisory
function in respect of mandates not converted into trusteeships, this
function, as it was originally conceived on a League basis, did not include
any power of unilateral revocation. Consequently no such power could have
passed to the United Nations.
(iv) Even if such a power was possessed by the Council of the League, the
Assembly of the United Nations was not competent to exercise it, because of
the constitutional limitations to which its action as a United Nations organ
was inherently subject having regard both to the basic structure and
specific language of the Charter.
(v) Except as expressly provided in certain articles of the Charter not
material in the present context, the Assembly's powers are limited to
discussion and making recommendations. It cannot bind the Mandatory any more
than the Council of the League could do.
(vi) Having regard to conclusions (i)-(iii) above, which relate to the
United Nations as a whole, the Security Council did not, on a mandates
basis, have any other or greater powers than the Assembly. Its action could
not therefore, on that basis, replace or validate defective Assembly [p 226]
action. The Security Council equally had no power to revoke the Mandate.
(vii) The Security Council cannot, in the guise of peace-keeping, validly
bring about a result the true character of which consists of the exercise of
a purported supervisory function relative to mandates.
(viii) Even where the Security Council is acting genuinely for the
preservation or restoration of peace and security, it has no competence as
part of that process to effect definitive and permanent changes in
territorial rights, whether of sovereignty or administration,�and a mandate
involves, necessarily, a territorial right of administration, without which
it could not be operated.
(ix) The "Legal consequences for States" of the foregoing conclusions are
that the Mandate was not validly revoked by United Nations action in 1966 or
thereafter, and still subsists;�that the Mandatory is still subject to all
the obligations of the Mandate, whatever these may be and has no right to
annex the mandated territory or otherwise unilaterally alter its status;�but
that nor has the United Nations,�and that its member States are bound to
recognize and respect this position unless and until it is changed by lawful
means.
***
In Part II of this opinion, which comes next, the reasoning in support of
these conclusions is distributed in the following way: as to conclusions (i)
and (ii), in Section A, paragraphs 11-64; as to conclusion (iii), in,
Section B, paragraphs 65-89; as to conclusions (iv)-(viii), in Section C,
paragraphs 90-116; and as to conclusion (ix), in Section D, paragraphs
117-124. The postscriptum (paragraph 125) follows. The Annex is separately
paragraphed and footnoted.
[p 227]
Part II
Substance
Section A
The United Nations never became invested with any supervisory function in
respect of mandates as such
1. Absence of any legal successorship as between the United Nations and the
League of Nations
11. There being no general rule of international law which would involve a
process of automatic successorship on the part of such an entity as the
United Nations to the functions and activities of a former entity such as
the League of Nations, there are only three ways in which the United Nations
could, upon the dissolution of the League, have become invested with the
latter's powers in respect of mandates as such: namely, (a) if specific
arrangement to that effect had been made,�(b) if such a succession must be
implied in some way,�or (c) if the mandatory con-cerned�in this case South
Africa�could be shown to have consented to what would in effect have been a
novation of the reporting obligation, in the sense of agreeing to accept the
supervision of, and to be accountable to, a new and different entity, the
United Nations, or some particular organ of it.
12. It is my view that the United Nations did not in any of these three ways
become clothed with the mantle of the League in respect of mandates;�but as
regards the first of them, it is necessary to make it clear at the outset
that the matter went far beyond the field of mandates. There was in fact a
deliberate, general, politically and psychologically motivated, rejection of
any legal or political continuity at all between the United Nations and the
League (see paragraphs 35 and 36 below). Since mandates were regarded as one
of the League's political activities, this raises a presumption that there
was not any takeover by the United Nations of the League mandates system as
such,�a view fully borne out by the creation of the parallel United Nations
trusteeship system, and the fact that the mandatories were invited to
convert their mandates into trusteeships, though without obligation to do
so. These matters will however more conveniently be considered later, in
their historical context;�and the same applies to the question of whether
South Africa, as Mandatory, ever consented to the transfer to the United
Nations of obligations which, [p 228]
at the date of the entry into force of the Charter, were owed to the League
which was then still in existence, and remained so for some time after.
13. Meanwhile I turn to the second of the three possibilities mentioned in
the preceding paragraph,�namely that there was an implied succession by the
United Nations to League functions in respect of mandates, and
correspondingly an implied transfer to the United Nations of the
obligations owed by the Mandatory to the League. It is easy to assume that
because the United Nations had certain resemblances to the League and might
have been regarded as its "natural" successor, therefore it was the legal
successor;�but this was not the case. It is no less easy to assume, as the
Opinion of the Court clearly does�virtually without arguing the point�that
if, and because, the various mandates survived the dissolution of the
League, therefore the United Nations must necessarily and ipso facto have
become entitled to exercise a supervisory role in respect of them, although
they were a League, not a United Nations institution, and are mentioned in
the Charter only as territories that can, but do not have to be, placed
under United Nations trusteeship. The fallacy in this kind of reasoning�or
rather, presupposition, is evident. Even the argument that only the United
Nations could play such a part is, as will be seen, erroneous.
2. No automatic or implied succession
(i) Origin and nature of the supervisory function
14. The Council of the League of Nations (of which three of the principal
mandatories were permanent members) was never itself in terms invested eo
nomine with what has become known as the supervisory function relative to
the conduct of the various mandates[FN6]. The very term "supervisory" is
moreover misleading in the light of the League voting rule of unanimity
including the vote of the member State affected,�that is to say, when
mandates were in question, the mandatory. The so-called supervisory function
was in reality predicated upon and derived from the obligation of the
mandatories[FN6a] to furnish an annual report to the Coun
-[p 229] cil, through the then Permanent Mandate Commission,�as a sort of
inference, corollary or counterpart of that obligation. It was in that way
and no other that what has been called the accountability of the
mandatories arose. This point, which is of primary importance when it comes
to determining what was the real nature of the supervisory function as
exercisable by the League Council, and whether it included the power to
revoke a mandatory'sFN6b mandate, is developed in full in Section B below.
Its relevance here is that it was this reporting obligation, and such
"accountability" as an obligation of that order may imply FN7, that gave
rise to the specific function of supervision, not vice versa;�and what is
incontestably clear is that the whole question of who, or what entity, was
entitled to supervise, was bound up with and depended on the prior question
of who, or what entity, mandatories were obliged to report to and, to that
extent, become accountable to (but accountability did not in any event�see
footnote 7�imply control).
----------------------------------------------------------------------------------------------------------------------- FN6, FN6a, FN6b The plural, or the indefinite article, and small letter "m"
is used in the present opinion whenever the context does not require the
sense to be confined to the Mandate for SW. Africa or South Africa as
Mandatory. Failure to do this must result in a distortion of
perspective;�for, subject to the differences between "A", "B" and "C"
mandates, as adumbrated in paragraphs 4, 5 and 6 of Article 22 of the League
Covenant, and as resulting from the texts of the various categories of
mandates, the position in most of the connections with which this case is
concerned was the same for all the mandates and mandatories�not peculiar to
SW. Africa. In particular, none of the mandates conferred any specific
supervisory function on the League Council, and none went further in this
respect than to include the reporting obligation in substantially the same
terms.
FN7 As will be seen later, reporting in the context of mandates had none of
the implications that are involved when, for instance, it is said that "X"
reports to "Y" (a superior), which implies that "X" takes his orders from
"Y". This was not the position as between the League Council and the
mandatories, any more than it is as between the competent organs of the
United Nations and member States administering trust territories (see
below, paragraphs 77 and 104, and also footnote 66, paragraphs (b) and (c)).
---------------------------------------------------------------------------------------------------------------------
(ii) Distinction between the reporting obligation in se and the question of
what entity can claim performance of it
15. It follows that in order to determine what entity, if any, became
invested with the supervisory function after the disappearance of the League
and its Council, it is necessary to ascertain what entity, if any, the
mandatories then became obliged to report to, if they continued to be
subject as mandatories to the reporting obligation at all�(see footnote 5,
paragraph 10 above). More specifically, in the context of the present case,
in order to answer the question whether the United Nations, in particular,
became invested with any supervisory function, it will be necessary to
determine whether, in respect of any mandated territory not placed under the
United Nations trusteeship system, the mandatory concerned became obliged to
report to some organ of the United Nations (and notably to its General
Assembly, found by the Court in its 1950 Opinion to be the most appropriate
such organ for the purpose). The underlying issue is whether the United
Nations could claim not merely a right to be reported to, but an exclusive
right, in the sense that the obligation arose in relation to it and it
alone, and no other entity. In different terms: first,[p 230] given, as is
generally accepted FN8, that the various mandates survived the dissolution
of the League, then did the reporting obligation, the situation of
accountability considered in the abstract so to speak, equally survive that
dissolution as part of the concept of mandates;�and secondly, if so, did it
survive in the form of, or become converted into, an obligation to report,
to be accountable not just to some organ, but to that particular organ which
was and is the Assembly of the United Nations?
----------------------------------------------------------------------------------------------------------------------- FN8 So far as this aspect of the subject is concerned, the South African
contention that the Mandate is at an end is both conditioned and indirect.
It is maintained on the one hand that the reporting obligation lapsed in its
entirety on the dissolution of the League because it then became impossible
to perform it according to its actual terms,�but also that it was not an
essential part of the Mandate which could continue without it. At the same
time it is maintained that if the obligation is nonseverable�if it is an
essential part of the Mandate�then its lapse entails the lapse of the
Mandate as a whole. These are alternative positions and there is no
contradiction between them as the Opinion of the Court seeks to claim.
---------------------------------------------------------------------------------------------------------------------
(iii) The reporting obligation, if it survived, was capable of
implementation otherwise than by reporting to a United Nations organ
16. It is of course evident that if a reporting obligation survived the
dissolution of the League, the furnishing of reports to an organ of the
United Nations, in particular the General Assembly, was not the only
possible way in which that obligation could be discharged; nor was a United
Nations organ, specifically as such, in any way indispensable as a
recipient, and commentator on or critic of such reports. There were at the
time, and there are now, several international bodies in existence, much
more comparable in character to the League Council, or at least to the
former Permanent Mandates Commission, than the United Nations Assembly, to
which any mandatory preferring that course could have arranged to report,
and with which it could have carried on the sort of dialogue that was
carried on with the League organs;�and here it is of primary importance to
bear in mind that the absence of any compulsory powers vested in such a body
would have had no bearing on the situation, since neither the League Council
nor the Assembly of the United Nations had any such powers in this matter
FN9. Alternatively, if no appropriate body could be found willing to act, it
would have been open to any mandatory, perhaps acting in conjunction with
others, to set one up, [p 231]to which the necessary reporting undertakings
would be given,�the ensuing reports, and comments thereon, being made public
FN10.
---------------------------------------------------------------------------------------------------------------------
FN9 This point, which goes to the root of much of the case, is more fully
developed in Section B below. According to League procedure the Council's
decisions were not binding on the mandatory concerned unless the latter
concurred in them, at least tacitly; while the resolutions of the United
Nations Assembly�except in certain specific cases not material in this
context�only have the status of recommendations and have no binding effect
except, at most (and even that is open to argument) for those who have
affirmatively voted in favour of them.
FN10 In fact, none of the mandatories did this,�nor did any of them report
to the United Nations,�but, apart from South Africa, they did eventually
convert their mandates into trusteeships.
--------------------------------------------------------------------------------------------------------------------
(iv) There was no survival of the reporting obligation in the form of an
automatic obligation to report to a United Nations organ�Basic differences
between the League Council and the United Nations Assembly as a supervisory
body
17. For present purposes it is unnecessary to express any final view as to
whether the reporting obligation did or did not, in the abstract, or as a
concept, survive the dissolution of the League, because in any event I do
not consider that it survived in the form of an automatic self-operating
obligation to report to and accept the supervision, specifically, of the
United Nations, and in particular of its General Assembly. The unconscious
assumption (or has it been deliberate?) which has dogged the SW. Africa
question for so many years, that it was all the same thing for a mandatory
whether it reported to the League Council or to the United Nations Assembly,
so why should it not do so, is of course quite illusory, because the
character of the supervisory organ affects the character and weight of the
obligation. Taking this view does not necessarily mean accepting the South
African contention that the reporting obligation was so intimately bound up
with the character of the entity to be reported to that, upon the extinction
of that entity, it must lapse entirely FN11. But I do accept the view that
in no circumstances could an obligation to report to and accept supervision
at the hands of one organ�the League Council�become converted automatically
and ipso facto, and without the consent of the mandatory (indeed against its
will), into an obligation relative to another organ, very differently
composed, huge in numbers compared with the League Council, functioning
differently, by different methods and procedures, on the basis of a
different voting rule, and [p 232] against the background of a totally
different climate of opinion, philosophy and aim, unsympathetic by nature
to the mandatory FN12. Indeed the very fact that the supervision of a
mandate would have become exercisable by an organ which disapproved in
principle of mandates that remained mandates, and held it from the start
almost as an article of faith (this will be reverted to later, for it is a
cardinal point) that all mandated territories should be placed under its own
trusteeship system,�and whose primary aim moreover, in all its dealings
whether with trust territories, mandated territories, or non-self-governing
territories under Article 73 of the Charter, was to call into existence as
speedily as possible a series of new [p 233]sovereign independent
States;�all this alone would have been sufficient to create, and perpetuate,
a permanent state of tension between the United Nations Assembly as a
supervisory organ and any mandatory held accountable to it. None of this
existed under the regime of the League.
----------------------------------------------------------------------------------------------------------------------- FN11 See further as to this in Section D below, paragraphs 119-120. The
matter turns on:
(i) whether, as the Court found in 1950 (I.C.J. Reports 1950, pp. 136-137),
the reporting obligation, in so far as it implied supervision, was so
important a part of a mandate that if the latter survived, the former must
too,�or whether, as Judge Read thought (ibid., p. 165), the absence of
reporting, etc., might "weaken the mandate" but not otherwise affect it;
(ii) the effect, if the situation is a contractual or quasi-contractual one,
of the extinction of one of the parties,�in this case of the League of
Nations; and
(iii) if the situation is not of that kind, the legal status of a provision
that can no longer be carried out according to its actual terms but can
perhaps be implemented in some equivalent way.
FN12 The following table makes this clear:
I. International Organization:� |
League of Nations. |
United Nations. |
II. Report receiving or supervisory body:� |
League Council. |
General Assembly. |
III. Numbers of same:� |
Small (varied through 9-11-13) and included the then
permanent members of which three were mandatories. |
Potentially unlimited.
50/60 even in 1946� now 130-140 and still growing. |
IV. Voting rule:� |
Unanimity, including vote of Mandatory. |
Two-thirds
majority; sometimes possibly a bare majority. |
V. Advisory sub-organ:� |
Permanent Mandates Commission. Trusteeship Council;
|
Committee of the Assembly; or "subsidiary organ" set up under Art. 22 of the
Charter. |
VI. Composition of sub-organ :� |
Experts acting in their personal capacity, not as
representatives of governments. |
Representatives of governments. |
VII. Attitude and
approach of super-visory body:� |
Sympathetic to the mandatories�not over-political.
|
Unsympathetic to mandatories,� highly political. |
VIII. Aim:� |
Good administration of the mandated territory. |
Earliest possible
bringing about of the independence of the territory. |
---------------------------------------------------------------------------------------------------------------------
18. Exactly the same considerations apply to any Committee or sub-Committee
of the Assembly which might be set up to deal with mandates, and which,
however it might be dressed up to look like the former League Council or
Permanent Mandates Commission (see the proposal made in Assembly resolution
449 (V) of 13 December 1950) would remain fully under the Assembly's
control, and reflect its tendencies and aims. Indeed this has been only too
self-evidently the case as regards those Committees that have been (at later
stages) set up with reference to the SW. Africa question.
(v) Conclusion as to implied succession
19. For these reasons it seems to me to be juridically impossible to
postulate such a metamorphosis as taking place automatically or unless by
consent. To do so would not merely be to change the indentity of the organ
entitled to supervise the implementation of the obligation but, by reason of
this change, to change also the nature of the obligation itself. Given the
different character and methods of that organ, it would be to create a new
and more onerous obligation (it is of course, inter alia, precisely because
of the possibility of this, that novations require consent). I must
therefore hold that no such transformation ever took place of itself so
that, if consent was lacking, the United Nations never became invested with
any supervisory function at all. This view will now be developed, first by
way of answer to various counter-arguments that have been or may be
advanced,�secondly on the basis of certain positive and concrete
considerations which have never been given their true weight, but are to my
mind decisive.
3. Counter-contentions as to implied succession
(a) The Advisory Opinion of the Court of 11 July 1950
20. In the 1950 advisory proceedings there was a striking, though quite
differently orientated parallelism between the South African arguments on
this matter and the views expressed by the Court, due to a mutual but
divergently directed confusion or telescoping of the two separate questions
already noticed, of the survival of the reporting obligation as such, [p
234] and the form of its survival, if survival there was. Contending that
this obligation had never been contemplated except as an obligation relative
to the Council of the League, and could not therefore, upon the dissolution
of the latter and the establishment of the United Nations, become
automatically transformed into an obligation owed to that Organization,
South Africa argued that because this was so, therefore all obligations of
accountability had disappeared. This deduction may have been natural, but
clearly lacked logical rigour and necessity,�for the obligation as such
could survive, even though becoming dormant for the time being.
21. The same process of ellipsis, though with quite another outcome,
characterized the reasoning of the Court in 1950. Holding that the reporting
obligation was an essential part of the mandates system, and must survive if
the system itself survived, the Court went on to hold that therefore it
survived as an obligation to report specifically to the Assembly of the
United Nations. This last leg of the argument not only lacked all logical
rigour and necessity but involved an obvious fallacy,�which was the reason
for the dissenting views expressed by Judges Sir Arnold McNair (as he then
was) and Read�dissenting views with which I agree. It obviously could not
follow, as the Court in effect found, that because the United Nations
happened to be there, so to speak, and, in the shape of the trusteeship
system, had set up something rather similar to the mandates system,
therefore not merely trusteeships but mandates also were subject to United
Nations supervision. This again was a non sequitur[FN13]. It was tantamount
to saying that although (as the Court found later in the same Opinion�I.C.J.
Reports 1950, pp. 138-140) mandatories were not obliged to place their
mandated territories under trusteeship, yet for all practical purposes they
had to accept United Nations supervision just the same whether or not they
had placed the territories under trusteeship. This does not make sense. The
result was that in effect the Court cancelled out its own finding that
trusteeship was not obligatory�and made it a case of "Heads I win: tails you
lose"! It is not too much to say that the [p 235]absence of any legal
obligation to place mandated territories under trusteeship implied a
fortiori, as a necessary deduction, the absence of any legal obligation to
accept United Nations supervision in respect of mandates, or the one would
be defeated by the other.
---------------------------------------------------------------------------------------------------------------------
[FN13] The following passage from the Court's Opinion (I.C.J. Reports 1950,
p. 136) exhibits very graphically the telescoping of the (valid) premiss
that accountability in principle had not necessarily disappeared with the
League, with the (invalid) deduction that mandatories were thereby
necessarily obliged to hold themselves accountable to the United Nations :
"It cannot be admitted that the obligation to submit to supervision had
disappeared merely because the supervisory organ has ceased to exist, when
the United Nations has another [precisely!] international organ performing
similar, though not identical supervisory functions"�(my italics).
The non sequitur is clearly apparent. The Court did not seem to see that the
transition to a new and different party could not occur of itself or simply
be presumed to have taken place;�and the present Opinion of the Court
compounds the fallacy.
---------------------------------------------------------------------------------------------------------------------
22. Clearly the existence of the United Nations, and its superficial
resemblances to the League, had absolutely nothing to do in logic with the
survival of the reporting obligation, except in so far as it provided a
convenient (but not obligatory) method of discharging that obligation if it
did survive. This was Judge Read's view in 1950. Having found that there had
been no consent on the part of the Mandatory to the exercise of United
Nations supervision, in the absence of which the only possible basis for
such an obligation would be "succession by the United Nations", he continued
(I.C.J. Reports 1950, p. 172):
"Such a succession could not be based upon the provisions of the Charter,
because ... no provisions of the Charter could legally affect an institution
founded upon the Covenant or impair or extinguish [the] Legal rights and
interests of those Members of the League which are not members of the United
NationsFN14. It could not be based on implications or inferences drawn from
the nature of the League and the United Nations or from any similarity in
the functions of the organizations. Such a succession could not be implied,
either in fact or in law, in the absence of consent, express or implied by
the League, the United Nations and the Mandatory Power. There was no such
consent"�(my italics).
------------------------------------------------------------------------------------------------------------
FN14 It was and is conveniently forgotten�though not by Judge Read�that at
the time when the Charter came into force (October 1945), and until April
1946, the League was still in being.
------------------------------------------------------------------------------------------------------------
(b) Did the Charter imply accountability obligations for mandatories?
(i) In general
23. The Charter makes no specific mention of mandated territories at all,
except in the two Articles (77, and 80, paragraph 2) where it refers to
them, along with other types of territories, as candidates for being placed
under trusteeship but without creating any obligation in that regard. It
says nothing at all either about supervision or accountability. The
contention that the Charter is to be read as if in fact it did so, is
therefore founded entirely on a process of implication,�a process sought to
be[p 236] founded on two particular provisions, Articles 10, and 80,
paragraph 1. These must now be considered.
(ii) Article 10 of the Charter
24. For Article 10 to suffice in itself, it would be necessary to find in it
not only a competence conferred on the Assembly to exercise a supervisory
role in respect of mandates, but also an obligation for mandatories to
accept that supervision and be accountable to the Assembly. Since the
Article makes no mention of mandates as such, the argument would have to be
that the faculty given to the Assembly by that provision "to discuss [and
'make recommendations ... as to'] any questions or any matters within the
scope of the present Charter", not only invested the Assembly with a
supervisory function in respect of mandates, but also obliged mandatories to
accept the Assembly in that role and regard themselves as accountable to it.
Quite apart from the fact that a faculty merely to "discuss. . . and . . .
make [non-binding] recommendations" could not possibly extend to or include
so drastic a power as a right unilaterally to revoke a mandate, it is
evident that a faculty conferred on "A" cannot, in and of itself�even in
relation to the same subject-matter�automatically and ipso facto create an
obligation for "B" FN15. The non sequitur�the absence of any nexus is
apparent, and the gap cannot be bridged in the way the Court seeks to do
(see footnote 16 below) FN16. Furthermore, since one of the basic questions
at issue is, precisely, whether mandates as such�as opposed to trusteeships
and mandated territories placed under trusteeship �are "within the scope of
the Charter", the whole argument founded on Article 10 of the Charter is
essentially circular and question-begging.
----------------------------------------------------------------------------------------------------------------------- FN15For instance the setting up of an authority empowered to conduct and
collect information in view of a census, does not of itself oblige the
population to co-operate. Census laws, in addition to the obligation imposed
on the census authority, impose a separate obligation on all members of the
population to co-operate, with penalties for any default. Otherwise the
latter obligation would not exist,�and the former would in consequence be
vain.
FN16 As in 1950, the Court, while finding in Article 10 the competence of
the Assembly to supervise, professes to find the obligation of the mandatory
to be accountable to the Assembly (a) in Article 80 of the Charter, (b) in
an alleged recognition of accountability to the United Nations, supposed to
have been given by all the mandatories when they voted in favour of the
final gue of Nations resolution on mandates of 18 April 1946. As will be
seen (paragraphs 26-32 and 54-55 below) such an obligation cannot be derived
from either source.
---------------------------------------------------------------------------------------------------------------------
25. Article 10 was, and is, a provision which, without in terms mentioning
mandates, or indeed anything specific at all, ranges over the vast field
implied by the words "any questions or any matters within the scope [p 237]
of the present Charter". This could cover almost anythingFN17. Yet could it
reasonably be contended that in relation to anything the Assembly might
choose to discuss under this provision, and which could fairly be regarded
as included in it, authorities and bodies in all member States of the United
Nations thereby, and without anything more, would become obliged at the
request of the Assembly to submit reports to it, and accept its supervision
concerning their activities? The question has only to be put, for its
absurdity to be manifest. Nothing short of express words in Article 10 could
produce such an effect. Upon what juridical basis therefore, can an
obligation to report and accept supervision in respect of mandates be
predicated upon this provision? It was precisely this absence of logical
necessity, or even connexion, that motivated Lord McNair's dissent in 1950.
After saying that he could not find any legal ground upon which the former
League Council could be regarded as being replaced by the United Nations for
the purpose of being reported to and exercising supervision, which "would
amount to imposing a new obligationFN18 upon the [mandatory] and would be a
piece of judicial legislation", he continued (I.C.J. Reports 1950, p. 162):
"In saying this, I do not overlook the competence of the . . . Assembly . .
. under Article 10 of the Charter, to discuss the Mandate . . . and to make
recommendations concerning it, but that competence depends not on any theory
of implied succession but upon the provisions of the Charter."
----------------------------------------------------------------------------------------------------------------------- FN17 It suffices to look at the Preamble to the Charter, and Article 1 and
the provisions of Chapters IX and X, in order to see how great the range
is, even omitting things like peace-keeping and sundry miscellanea.
FN18 "New" because, since the League clearly had not assigned its
supervisory rights to the United Nations (see further as to this, paragraph
42 below), only a novation could have produced the effect that the Court
found in favour of in 1950. But a novation would have required the
mandatory's consent, which Lord McNair did not think had been given.
Speaking of the various contemporary statements made on behalf of South
Africa, he said (I.C.J. Reports 1950, p. 161) that he did not find in them
"adequate evidence" that the mandatory had "either assented to an implied
succession by the United Nations . . ., or . . . entered into a new
obligation towards [it] to revive the pre-war system of supervision".
---------------------------------------------------------------------------------------------------------------------
In other words, even if the provisions of the Charter might be sufficient to
found the competence of the Assembly�(even so, only to discuss and
recommend)�they must also be shown to establish the obligation of the
mandatory, since no theory of implied succession could be prayed in
aid[FN19];�and in so far as it is sought to rely on the terms of Article 10
for [p 238]this purpose, it is clear that they will not bear the weight that
would thereby be put upon them.
----------------------------------------------------------------------------------------------------------------------- FN19 Lord McNair had already held (I.C.J. Reports 1950, p. 159) that it was
a "pure inference" [i.e., in the context a mere supposition] "that there
[had] been an automatic succession by the United Nations to the rights and
functions of the Council of the League in this respect; ... as the Charter
contained no provision for [such] a succession . . . [which] could have been
expressly preserved and vested in the United Nations ... but this was not
done".
---------------------------------------------------------------------------------------------------------------------
(iii) Article 80 of the Charter
26. This is another provision (its terms are set out belowFN20) to which it
has been sought to give an exaggerated and misplaced effect, and which
equally cannot bear the weight thus put upon it. (It is true that the second
paragraph manifests an expectation that mandated territories would be placed
under the trusteeship system,�but expressions of expectation do not create
obligations, as the Court found in 1950, specifically in relation to this
provision�I.C.J. Reports 1950, p. 140).) As for the first paragraph, the
changes which it rules out are clearly those, and only those, that might
result from Chapter XII (the trusteeship chapter) of the Charter ("nothing
in this Chapter [i.e., XII] shall be construed... to alter. . . etc.),�and,
as Lord McNair pertinently observed in 1950, "the cause of the lapse of the
supervision of the League and of Article 6 of the MandateFN21 is not
anything contained in Chapter XII of the Charter, but is the dissolution of
the League, so that it is difficult to see the relevance of this Article".
It is of course possible to hold on other grounds that the principle of
accountability, as expressed in the form of the reporting obligation, though
becoming dormant, did not lapse with the dissolution of the League
(paragraphs 17 and 20 above). What cannot legitimately be held is that if it
did so lapse�or would otherwise have done so�it was preserved or revived by
reason of Article 80,�for that provision's sole field of preservation was
from extinction due to the effects of Chapter XII, not from extinction
resulting from the operation of causes lying wholly outside that Chapter.
----------------------------------------------------------------------------------------------------------------------- FN20 Article 80 of the Charter reads as follows:
"1. Except as may be agreed upon in individual trusteeship agreements, made
under Articles 77, 79 and 81, placing each territory under the trusteeship
system, and until such agreements have been concluded, nothing in this
Chapter shall be construed in or of itself to alter in any manner the rights
whatsoever of any States or any peoples or the terms of existing
international instruments to which Members of the United Nations may
respectively be parties�(my italics).
2. Paragraph 1 of this Article shall not be interpreted as giving grounds
for delay or postponement of the negotiation and conclusion of agreements
for placing mandated and other territories under the trusteeship system as
provided for in Article 77."
FN21 Article 6 of the Mandate for SW. Africa embodies the reporting
obligation.
---------------------------------------------------------------------------------------------------------------------
[p 239]
27. Still less can it be legitimate to hold that the reporting obligation
was not only preserved as a concept, but became, by some sort of silent
alchemy, actually converted by Article 80 into an obligation to report to an
(unspecified) organ of the United Nations. The impossibility of attributing
this last effect to Article 80 becomes manifest if it be recalled that at
the date (24 October 1945) when the Charter, including Article 80, came into
force, the League of Nations was still in existence (and continued so to be
until 18 April 1946)FN22, so that the reporting obligation was still owed to
the Council of the League. If therefore Article 80 could have operated at
all to save this obligation from causes of lapse lying outside Chapter XII
of the Charter, it is in that form that it must have preserved it�i.e., as
an obligation in relation to the League Council;�and there is no known
principle of legal construction that could, simply on the basis of a
provision such as Article 80, cause an obligation preserved in that form, to
become automatically and ipso facto converted six months later into an
obligation relative to a different entity of which no mention had been made.
If, to cite Article 80, Chapter XII was not to be "construed" as altering,
"the terms of existing international instruments", then what was not to be
altered were those provisions of the mandates and of Article 22 of the
League Covenant (then still in force) for reporting to the League Council
(then still in being). How then is it possible to read Article 80, not as
preserving that obligation but (as if at the wave of the magician's wand)
creating a new and different obligation to report to a new and very
different kind of organ�the United Nations Assembly?�a change which could
not have been a matter of indifference to the mandatories.
----------------------------------------------------------------------------------------------------------------------- FN22 Although it was known de facto that the League would be dissolved,
there was nothing in the Charter to compel those Members of the United
Nations who were also Members of the League to take this step, still less to
take it by any particular date.
---------------------------------------------------------------------------------------------------------------------
28. It comes to this therefore, that there is absolutely nothing in Article
80 to enable it to be read as if it said "The League is still in being, but
if and when it becomes extinct, all mandatories who are Members of the
United Nations will thereupon owe to the latter Organization their
obligations in respect of mandated territories". That of course (see per
Lord McNair in footnote 19 above) is precisely what (or something like it)
the Charter ought to have stated, in order to bring about the results
which�(once it had become clear that SW. Africa was not going to be placed
under the United Nations trusteeship system)�it was then attempted to deduce
from such provisions as Articles 10 and 80. But the Charter said no such
thing, and these Articles, neither singly nor together, will bear the weight
of such a deduction.
29. The truth about Article 80 can in fact be stated in one sentence: either
the mandates, with their reporting obligations, would in any event [p 240]
have survived the dissolution of the League on a basis of general legal
principle or, as some contend, of treaty law, and there would have been no
need of Article 80 for that particular purpose FN23;�or else, if survival
had to depend on the insertion of an express provision in the Charter,
Article 80 was not effectual for the purpose�guarding as it did only against
possible causes of lapse arising out of Chapter XII itself, which was not
the cause of the dissolution of the League. In consequence, quite a
different type of provision would have been required in order to produce the
results now claimed for Article 80.
----------------------------------------------------------------------------------------------------------------------- FN23 This was the view taken by Ambassador Joseph Nisot, the former Belgian
delegate and jurisconsult whose knowledge of the United Nations dates from
the San Francisco Conference. Writing in the South African Law Journal, Vol.
68, Part III (August 1951), pp. 278-279, he said:
"The only purpose of the Article is to prevent Chapter XII of the Charter
from being construed as in any manner affecting or altering the rights
whatsoever of States and peoples, as they stand pending the conclusion of
trusteeship agreements. Such rights draw their judicial life from the
instruments which created them; they remain valid in so far as the latter
are themselves still valid. If they are maintained, it is by virtue of those
instruments, not by virtue of Article 80, which confines itself to providing
that the rights of States and peoples�whatever they may be and to whatever
extent may subsist�are left untouched by Chapter XII."
For a similar view by a former judge of the Permanent Court (also a delegate
at San Francisco) see Manley Hudson in American Journal of International
Law, Vol. 45 (1951), at p. 14.
---------------------------------------------------------------------------------------------------------------------
30. It is argued that the foregoing interpretation deprives Article 80 of
all meaning, since (so it is contended) there is nothing in Chapter XII of
the Charter that could alter or impair existing rights, etc. Even if this
were the case, it would not be a valid juridical reason for reading into
this provision what on any view is not there, namely a self-operating United
Nations successorship to League functions,�the automatic conversion of an
obligation of accountability to the League Council (still extant when
Article 80 came into force) into an obligation towards the Assembly of the
United Nations. But in any event this argument is not correct. Article 80
remains fully meaningful,�and its intended meaning and effect, so far as
mandates were concerned, was to guard against the possibility that the
setting-up of the trusteeship system might be regarded as an excuse for not
continuing to observe mandates obligations, whatever these were, and
continued to be. But it did not define what these were, or say whether they
continued to be. Furthermore it was only "in and of itself" (words all too
frequently overlooked) that the creation of the trusteeship system was not
to affect mandates. But if these lapsed from some other (valid) cause,
Article 80 did not, and was never intended to operate to prevent it. In
short, Article 80 did not cause them to survive,� but if they did
(otherwise) survive, then the setting-up of the trusteeship system could not
be invoked as rendering them obsolete. [p 241]
31. The argument founded upon the reference to Article 80 contained in
Article 76 (d) of the Charter is equally misplaced and turns in the same
circle. Without doubt the effect of this reference was that in so far as any
preferential economic or other rights were preserved by reason of Article
80, they formed exceptions to the regime of equal treatment provided for by
Article 76 (d). But this left it completely open what preferential rights
were thus preserved. They were of course only those preserved from
extinction because of the operation of Chapter XII of the Charter, not those
that might be extinguished from other causes. The point is exactly the same
as before.
32. If neither Article 10 nor 80, taken singly, created an obligation to
report to the United Nations Assembly, it is evident that, taken together,
they cannot do so either. If anything, the reverse is the effect,�two blanks
only create a bigger blank.
(c) The Organized World (or "International")
Community Argument
33. This argument, not previously prominent, the essence of which is to
postulate an inherent continuity between the League of Nations and the
United Nations, as being only different expressions of the same overriding
idea, emerged in the course of the South West Africa cases (Ethiopia and
Liberia v. South Africa, 1960-1966). It is obviously directed to supplying a
possibly plausible foundation for something that has no basis in concrete
international law. It has no such basis because the so-called organized
world community is not a separate juridical entity with a personality over
and above, and distinct from, the particular international organizations in
which the idea of it may from time to find actual expression. In the days of
the League there was not (a) the organized world community, (b) the League.
There was simply the League, apart from which no organized world community
would have existed. The notion therefore of such a community as a sort of
permanent separate residual source or repository of powers and functions,
which are re-absorbed on the extinction of one international organization,
and then automatically and without special arrangement, given out to, or
taken over by a new one, is quite illusory FN24.
----------------------------------------------------------------------------------------------------------------------- FN24 Nor does international law know anything comparable to such principles
of private law as those for instance which, in the event of a failure of all
heirs to given property, cause it to pass as bona vacantia to the State, the
fisc, the Crown, etc.; so that although there is no "inheritance" as such,
there is a successorship in law. Moreover, what is in question in the
present case is not property but the exercise of a function, and there is no
principle of international law which would make it possible to say that, if
an international organization becomes extinct, its functions automatically
pass to another without special arrangements to that effect. The position
was correctly stated by Judge Read in 1950, in the passage quoted in
paragraph 22 above.
---------------------------------------------------------------------------------------------------------------------
[p 242]
34. It is evident therefore that, in the instant case, this theory is put
forward with a view to circumventing, ex post facto, what would otherwise
be�what is�an insuperable juridical obstacle,�namely the lack of any true
successorship in law between the League of Nations and the United Nations.
In the absence of such successorship, the "organized world [or
'international'] community" argument can be seen for what it is�an
expedient;�for it is quite certain that none of the States that, as
mandatories, assumed obligations to report to the League Council could for
one moment have supposed that they were thereby assuming an open-ended
obligation to report for all time to whatever organ should be deemed, at any
given moment, to represent a notional and hypothetical organized world
community, and regardless of how such a community might be constituted or
might function.
4. Political rejection in the United Nations of any continuity with the
League of Nations
(a) In general and in principle
(i) Attitude towards the League
35. In the foregoing sub-sections various theories of implied succession as
between the United Nations and the League in the field of mandates have
been considered and shown to be fallacious. The real truth is however, that
they all fly in the face of some of the most important facts concerning the
founding of the United Nations;�for the idea of taking over from the League,
of re-starting where it left off, was considered and rejected�expectedly so.
The United States had never been a member of the League for reasons that
were still remembered [N25] The Soviet Union had been expelled in 1939. The
"Axis" Powers, on the other hand, under their then fascist regimes, had been
members, and so on. The League had a bad name politically. It had failed in
the period 1931-1939 to prevent at least three very serious outbreaks of
hostilities, and it had of course been powerless to prevent World War II. It
was regarded in many quarters as something which�so far from being an
"organised world com-[p 243]munity"�was a paramountly European institution
dominated by "colonialist" influences. The United Nations, so it was felt,
must represent an entirely fresh initiative. Although it could hardly fail
in certain ways to resemble the League, there must be no formal link, no
juridical continuity. The League had failed and the United Nations must not
start under the shadow of a failure.
---------------------------------------------------------------------------------------------------------------------
[N25]It will be recalled that although President Wilson was one of the
principal architects of the League Covenant,�and although the Covenant,
instead of being a separate instrument had been made formally part of the
Treaty of Versailles in the belief that the United States must ratify the
latter, and thereby automatically become a member of the League,�this
expectation was defeated by the action of the United States Senate in
declining to ratify the Treaty, despite the fact that the United States was
one of the "Principal Allied and Associated Powers" in whose name it was
made. A separate Peace Treaty with Germany was concluded by the United
States in 1921.
---------------------------------------------------------------------------------------------------------------------
36. This is why absolutely no mention of the League is to be found in any
part of the Charter. (Even in connection with mandates, formerly generally
known as "League of Nations mandates", the Charter makes no mention of the
League. In Article 77, paragraph 1, and Article 80, para-graph 2�the only
provisions in which mandates as such are mentioned� they are referred to as
"territories now held under mandate" and "mandated ... territories".) This
again is why the Charter was brought into force without any prior action to
wind up the League, and regardless of the fact that it was still, and
continued to be, in existence. It is not too much to say therefore that, in
colloquial terms, the founders of the United Nations bent over backwards to
avoid the supposed taint of any League connexion.
(ii) Assembly Resolution XIV of 12 February 1946
37. The same attitude of regarding the League as a quasi-untouchable was
kept up when, after the Charter had come into force and the United Nations
was definitely established, action was taken to put an end to the League and
take over its physical and financial assets,�and to reach a final decision
regarding its political and technical activities FN26. This was done by the
now well-known General Assembly Resolution XIV of 12 February 1946, the
whole text of which will repay study and will, with one (non-pertinent)
omission, be found set out verbatim on pages 625-626 of the 1962 volume of
the Court's Reports. The parts relevant to mandates (though not mentioning
them by name) were as follows: [p 244]
"3. The General Assembly declares that the United Nations is willing in
principle, and subject to the provisions of this resolution and of the
Charter of the United Nations, to assume the exercise of certain functions
and powers previously entrusted to the League of Nations and adopts the
following decisions set forth in A, B and C below."
----------------------------------------------------------------------------------------------------------------------- FN26 A start had of course been made in the Preparatory Commission of the
United Nations set up after the San Francisco Conference. To cite the joint
dissenting Opinion written by Sir Percy Spender and myself in the 1962 phase
of the South West Africa cases (I.C.J. Reports 1962, p. 532), the Summary
Records of the Commission, in particular UNPC Committee 7, pp. 2-3 and
10-11, indicated that "the whole approach of the United Nations to the
question of the activities of the League of Nations was one of great caution
and indeed of reluctance . . . there was a definite rejection of any idea of
... a general take-over or absorption of League functions and activities".
---------------------------------------------------------------------------------------------------------------------
Decisions A ("Functions pertaining to a secretariat") and B ("Functions and
powers of a technical and non-political character") are irrelevant in the
present connexion; but decision C, under which the question of mandates was
regarded as coming, read as follows:
"C. Functions and Powers under Treaties, International Conventions,
Agreements and other Instruments Having a Political CharacterFN27.
The General Assembly will itself examine, or will submit to the appropriate
organ of the United Nations, any request from the parties that the United
Nations should assume the exercise of functions or powers entrusted to the
League of Nations by treaties, inter-national conventions, agreements and
other instruments having a political character FN27a."
----------------------------------------------------------------------------------------------------------------------- FN27, FN27a It was of course under the head of "Other instruments having a
political character" that mandates were deemed to come.
---------------------------------------------------------------------------------------------------------------------
Commenting on this in 1950 (I.C.J. Reports 1950, p. 172), Judge Read, whose
views I share, said, speaking of the Mandate for SW. Africa, that it
involved "functions and powers of a political character" and that in
substance decision C provided that the General Assembly would examine a
request "that the United Nations should assume League functions as regards
report, accountability and supervision over the South-West African
Mandate". He then continued:
"No such request has been forthcoming, and the General Assembly has not had
occasion to act under decision C. The very existence of this express
provision, however, makes it impossible to justify succession based upon
implication"�(my italics).
38. Nor was the Assembly's Resolution XIV of 12 February 1946 in any way the
outcome of a hasty or insufficiently considered decision. It had been
carefully worked out in the Preparatory Commission, and its committees and
sub-committees, and it represented the culmination of a settled policy. The
story is summarized on pages 536-538 of the 1962 joint dissenting Opinion
already referred to (footnote 26 above) and a fuller version is given at
pages 619-624 of the same volume of the Court's Reports. In the discussion
in the Preparatory Commission of the drafts prepared by its Executive
Committee, of what eventually became Reso-[p 245]lution XIV, the use of the
word "transfer" [of League functions and activities], which nowhere appears
in that resolution, was specifically objected to, and dropped, on the ground
that it would seem to apply a "legal continuity that would not in fact
exist"�my italics�(see UN docts. PC/LN/2, pp. 2-3, and PC/LN/10, pp. 10-11).
(b) In particular as regards mandates
(i) Settled policy of preference for and reliance upon the trusteeship
system
39. As regards mandates, no fewer than three proposals were made in the
Preparatory Commission for the setting up of what would have been an interim
regime for mandates under the United Nations. In the first place the
Executive Committee recommended the creation of a "Temporary Trusteeship
Committee" to deal with various interim matters until the trusteeship system
was fully working, and amongst them "any matters that might arise with
regard to the transfer to the United Nations of any functions and
responsibilities hitherto exercised under the Mandates System"�(references
will be found in the footnotes to pp. 536 and 537 of the I.C.J. Reports
1962). Had this proposal been proceeded with, it would have resulted in the
creation of some sort of interim regime in respect of mandates, pending
their being placed, or if they were not placed, under trusteeship. But in
the Preparatory Commission itself, the idea of a temporary trusteeship
committee met with various objections, mainly from the Soviet Union, and was
not proceeded with. Instead, the Commission made quite a different kind of
recommendation to the General Assembly, looking to the conversion of the
mandates into trusteeships. This recommendation eventually emerged as
Assembly Resolution XI of 9 February 1946, which will be considered in a
moment.
40. Even more effective would have been the two United States proposals
made in the Executive Committee on 14 October and 4 December 1945
respectively, which, had they been adopted, would have done precisely and
expressly what it is now claimed was (by implication) done, even though
these proposals were not proceeded with. Subject to differences of wording
they were to the same effect, and their character can be seen from the
following passage recommending that one of the functions of a temporary
trusteeship committee should be (UN doct. PC/EX/ 92/Add. 1):
"... to undertake, following the dissolution of the League of Nations and
of the Permanent Mandates Commission, the functions [p 246] reviously
performed by the Mandates Commission in connection with receiving and
examining reports submitted by Mandatory Powers with respect to such
territories under mandate as have not been placed under the trusteeship
system by means of trusteeship agreements, and until such time as the
Trusteeship Council is established, whereupon the Council will perform a
similar func-tion".
But after tabling these proposals the United States delegation did not
further proceed with them. Instead, the Preparatory Commission recommended,
and the Assembly adopted, Resolution XI mentioned at the end of the
preceding numbered paragraph above. The full text of the relevant parts of
this Resolution will be found on page 624 of I.C.J. Reports 1962. It was
addressed to "States administering territories now held under mandate"; but
all it did was to welcome the declarations made by "certain" of them as to
placing mandated territories under trusteeship, and to "invite" all of them
to negotiate trusteeship agreements for that purpose under Article 79 of the
Charter;�not a word about the interim position,�not a word about the
situation regarding any mandated territories in respect of which this
invitation was not, and continued not to be, accepted. This piece of history
confirms the existence of a settled policy of avoidance of mandates as such.
(ii) The final League of Nations Resolution of 18 April 1946
41. Precisely the same attitude characterized the behaviour of those Members
of the United Nations who were also Members of the League when, in their
latter capacity, they attended the final Geneva meeting for the winding up
of the League. Here again was an opportunity of doing something definite
about mandates,�for (with the exception of Japan, necessarily absent) all
the mandatories were present, and would be bound by any decisions
taken,�since, according to the League voting rule, these had to be taken by
unanimity. The terms of the resulting Resolution of 18 April 1946 will be
considered in greater detail later, in connexion with the question whether
they implied for the mandatories any undertaking of accountability to the
United Nations in respect of their mandates as such. Suffice it for present
purposes to say that after recognizing that, on the dissolution of the
League, the latter's "functions with respect to Mandated Territories will
come to an end", the Resolution merely noted that "Chapters XI, XII and XIII
of the Charter of the United Nations embody principles corresponding to
those declared in Article 22 of the Covenant of the League",�and then went
on to take note of the "expressed intentions" of the mandatories to continue
to administer their mandates "in accordance with the obligations contained"
in them, "until other arrangements have been agreed between the United
Nations and the [p 247] espective [mandatories]";�again an allusion to, and
a looking towards, the trusteeship system which, under the Charter, required
the negotiation of trusteeship agreements. The interim position, and the
position concerning any mandates in respect of which no trusteeship
agreements were negotiated, was thus left to the operation of an ambiguous
general formula, the precise effect of which (to be considered later) has
been in dispute ever since.
42. The view that it was once more the trusteeship system that those
concerned had in mind is borne out by the fact that the Board of
Liquidation set up by the League Assembly to dispose of the League's
assets� in handing over the archives of the League's mandates section to the
United Nations�said in a report, the relevant part of which was entitled
"Non-Transferable Activities, Funds and Services"�(my italics), that these
archives "should afford valuable guidance to those concerned with the
administration of the trusteeship [not the mandates] system"�my italics). It
then also declared that "the mandates system inaugurated by the League has
thus been brought to a close" (L. of N. doc. C.5.M.5., p. 20). In short, as
Lord McNair said in 1950 (I.C.J. Reports 1950, p. 161), in a very pertinent
verdict on the April 1946 resolution, it
". . . recognized that the functions of the League had come to an end; but
it did not purport to transfer them . . . to the United Nations" (my
italics)FN28.
------------------------------------------------------------------------------------------------------------
FN28 In other words there was (it cannot too often be repeated) no
assignment, so that the acceptance of a new party to the Mandate (the United
Nations) by way of novation needed the Mandatory's consent.
------------------------------------------------------------------------------------------------------------
After adding that he did not see how this resolution could "be construed as
having created a legal obligation ... to make annual reports to the United
Nations and to transfer to that Organization . . . the supervision of [the
mandates]" he concluded that: "At the most, it could impose an obligation to
perform those obligations . . . which did not involve the activity of the
League"�(my italics).
43. There were however two further circumstances which suggest conclusively
that no interim mandates regime was contemplated at Geneva�
(a) The "Chinese" draft�In the first place (and what must resolve all
doubts) is the fact that quite a different type of resolution had previously
been proposed but not proceeded with. This was what has become known in the
annals of the SW. Africa complex of cases as the "Chinese" or "Liang" draft,
from its source of origination, and it was in complete contrast to what was
eventually adopted. It ran as follows: [p 248]
"The Assembly,
Considering that the Trusteeship Council has not yet been constituted and
that all mandated territories under the League have not been transferred
into trusteeship territories;
Considering that the League's function of supervising mandated territories
should be transferred to the United Nations, in order to avoid a period of
inter-regnum in the supervision of the mandatory regime in these
territories;�(my italics),
Recommends that the mandatory powers as well as those administering
ex-enemy mandated territories shall continue to submit annual reports to the
United Nations and to submit to inspection by the same until the Trusteeship
Council shall have been constituted."
Although this proposal would have required amendment on account of certain
technical errors and defects, it needs but a glance to see that, had the
substance of it been adopted, it would have done precisely what has since so
continually and tediously been claimed as having been done by the Resolution
actually adopted on 18 April 1946. It would have imposed upon the
mandatories an obligation at least to seek United Nations supervision and
submit to it, if forthcoming, during what the proposal termed the "period of
inter-regnum" in respect of mandates. Whether the United Nations would have
accepted the suggested function�and naturally no resolution of the League
could have compelled it to do so� is beside the point. The inescapable fact
remains that, for whatever reason (and that reason does not appear upon the
record) the proposal was not adopted; and matters cannot therefore, in law,
be exactly the same as if it had been. If any further proof were needed it
could be found in the fact that Dr. Liang himself, in speaking on the
Resolution of 18 April 1946, as actually adopted, recalled his earlier
(non-adopted) draft, and, after stating that the trusteeship articles of the
United Nations Charter were "based largely upon the principles of the
mandates system", added "but the functions of the League in that respect
were not transferred automatically to the United Nations"�(my italics).
Therefore, he said, the Assembly of the League should "take steps to secure
the continued application of [those] principles". But in fact the Assembly
of the League, like the Assembly of the United Nations, decided to rely for
that purpose on the (non-obligatory) conversion of mandates into
trusteeships, or else on Article 73 (e) of the Charter to which I now come.
(b) The reference to Chapter XI of the Charter in the Resolution of 18 April
1946�This is the second significant circumstance showing how minds were
working at Geneva in April 1946. The Resolution of 18 April (paragraph 3�see
ante paragraph 41) referred not only to Chapters XII
[p 249] nd XIII of the Charter (trusteeships) but also to Chapter XI
(non-self-governing territories). The reasons for this were given in the
joint dissenting Opinion of 1962, at pages 541-545 of the 1962 volume of
Reports, where attention was drawn to the virtual reproduction in the
principal provision of Chapter XI (Article 73) of the language of Article
22, paragraph 1, of the League Covenant (both texts were set out for
comparison in footnote 1 on p. 541 of that Opinion). The significance of
the reference to Chapter XI in the Geneva Resolution�a reference that would
otherwise have had no object�is as showing (i) that the delegates, including
the various mandatories, regarded mandated territories as being in any event
in the non-self-governing class, and (ii) that they regarded reporting under
paragraph (e) of Article 73 as an alternative to the placing of mandated
territories under trusteeship, at least in the sense of being something that
would fill in the gap before the latter occurred, or if it did not occur at
all. Furthermore, it had this advantage, that although it involved a less
stringent form of reporting than specifically mandates or trusteeship
reporting, and one moreover that did not involve actual accountability as
such (see paragraph 59 below), it was obligatory for member States of the
United Nations administering non-self-governing territories,� whereas the
Charter created no obligation to place mandated or other territories under
the trusteeship system. If therefore it be contended that there could not
have been an intention to leave the "gap" totally unfilled, the answer is
that this is how it was intended to be filled;�and there is evidence that
several delegates and/or governments understood the matter in that sense
(see I.C.J. Reports 1962, pp. 543-544). But equally clear it is that the gap
was not intended to be filled on the basis that mandatories would, as
mandatories, become accountable to the United Nations,�for if that had been
the intention, the obvious course would have been followed of setting up an
interim regime specifically for mandates as such, and inviting the United
Nations to supervise it. There was therefore an implicit rejection of that
course,�and if it is sought to explain matters (or explain them away) on the
ground that the United Nations, being intent on the conversion of all
mandates into trusteeships, would probably not have accepted the invitation,
then surely this is an explanation that speaks for itself and can only
confirm the view here put forward.
***
44. In relation to all these various attempts to bridge the gap between
mandates and trusteeships, or alternatively to place continuing mandates on
a more regular footing, the claim made in the Opinion of the Court is that
their non-adoption did not necessarily imply a rejection of the underlying
idea contained in them. I myself had always thought that the absolutely
classic case of implied rejection was when a proposal had been considered
and not proceeded with�it being, as a matter of [p 250] aw, quite irrelevant
whyFN29. When an idea has been put forward, in much the same terms, on
several different successive occasions, but not taken up, only the strongest
possible contra-indications (if any there could be) would suffice to rebut
the presumption�if not of rejection�at least of deliberate non-acceptation.
If something is suggested but not provided for, the situation cannot be the
same as if it had been. If there is a series of proposals substantially in
the same sense, none of which is adopted, the quite different resolutions
that eventually were adopted cannot be interpreted as having the same effect
as those that were not. Even a non-jurist can hardly fail to admit the logic
of these propositions.
---------------------------------------------------------------------------------------------------------------------
FN29 At international conferences proposals are often not proceeded with
because their originators realize that they would not be agreed to,�and this
of course speaks for itself. Alternatively, they are often not proceeded
with because, even though desirable in themselves, they would involve
difficulties, or entail certain corresponding disadvantages;�but in that
event a choice is made, and as a matter of law it cannot afterwards be
claimed that "in reality" the proposal was accepted, or that at least it was
not "truly" rejected. Such pleas are of a purely subjective character,�and
psychology is not law.
---------------------------------------------------------------------------------------------------------------------
(c) Reasons for and significance of the United Nations attitude on mandates
45. These persistent avoidances of any assumption of functions regarding
mandates�even on an interim or temporary basis�are clear evidence of a
settled policy of disinterest in anything to do with them that did not take
the form of their conversion into trusteeships. This is borne out by an
additional factor, namely that in spite of the considerations set out in
paragraph 43 (b) above, the United Nations Assembly was, from the start,
unwilling to allow that Article 73 of the Charter could be regarded as
relating to mandated territories and, when it did receive reports about SW.
Africa transmitted on that basis (see paragraphs 59 and 60 below), insisted
on dealing with them through the Trusteeship Council. Individual episodes,
occurring in isolation, might not have meant very much, but the cumulative
effect of them, taken as a whole, is overwhelming, and can lead to only one
conclusion; namely that the United Nations did not intend to take over any
political function from the League except by special arrangements that were
never made,�and that, as part of this policy, it did not want to become
involved with mandates as such. This attitude was in fact understandable. In
the first place, since the Charter made no express provision for the
supervision of mandated territories by the United Nations, except if they
were converted into trusteeships, which must be a voluntary act and could
not be compelled, there was no legal basis upon which the Organization could
claim to be entitled to supervise mandates not so converted. No separate
machinery for doing so was instituted by the Charter, so that this would
have had t6 be created ad hoc�with doubtful legality. To supervise mandates
through the Trustee [p 251]ship Council would have been tantamount to
treating them as trust territories although they had not been placed under
trusteeship, and did not have to be. In consequence, all efforts had to be
concentrated on endeavouring to bring the various mandates into the
trusteeship system.
46. Secondly, there cannot be any shadow of doubt that (apart from the
genera] unwillingness to take over League functions) the reason for the
reluctance to assume any role relative to mandates was the fear that to do
so would or might tend to perpetuate the mandates system by acting as an
inducement to mandatories to maintain the status quo and refrain from
submitting to the trusteeship system (see I.C.J. Reports 1962, pp. 540-541).
In this connexion a point to note-though only an incidental one�is that the
latter system was in certain respects more onerous for the mandatories than
the mandates system�in particular as regards the character and composition
of the body that would be advising the supervisory authority. In the case
of mandates, this was the Permanent Mandates Commission, which was made up
of independent experts of great experience in such matters, acting in their
personal capacity, not as representatives of their governments, and not
acting under official instructions. In the case of the trusteeship system it
was to be the Trusteeship Council, a political body consisting of
representatives of governments acting under instructionsFN30. Be that as it
may, it was evidently thought desirable to refrain from giving mandatories
any excuse for not transferring their mandated territories to the
trusteeship system, such as they might well have considered themselves to
have had, if an alternative in the shape of an ad hoc continuation of the
mandates system had been afforded them. There was in addition the
psychological factor of avoiding any suggestion, even indirect, that,
possibly, not all mandated territories would be transferred to trusteeship,
such as might have been conveyed by making provision for that eventuality.
----------------------------------------------------------------------------------------------------------------------- FN30 This of course was mitigated by the fact that half the members of the
Trusteeship Council had to consist of representatives of administering
Powers.
---------------------------------------------------------------------------------------------------------------------
(d) Conclusion as to the legal effects of this attitude
47. Such then were the reasons for the United Nations attitude about
mandates. But to establish the reasons for something is not to cancel out
the result, as the Opinion of the Court often seems to be trying to
maintain. Reliance on the proposition that, to find a satisfactory
explanation of why a proposal was not adopted, is equivalent to
demonstrating that it was not really rejected;�and so it must be treated as
if it had "really" been adopted, cannot enhance respect for law as a
discipline.[p 252]
48. What in actual fact did occur in the United Nations, in the period
1945/1946, was that the Assembly, in full awareness of the situation, made
an election�or choice. The election, the choice, was this: it was, so far as
the United Nations was concerned, to be "trusteeship" (though not obligatory
trusteeship). The taking over of mandates on any other basis was, in effect,
rejected. That being so, it was not thereafter legally possible to turn
round and say, as regards any mandated territory not placed under
trusteeship, that although the United Nations had not been given the right
to supervise the administration of the territory as a trust territory, it
nevertheless had the right to supervise it as a mandated territory. This
would simply be an indirect way of in effect making trusteeship compulsory,
which it was not, and was never intended to be. It would be like allowing
the man who draws the short straw to take the long one also! There is an
unbridgeable inconsistency between the two positions. Despite various
warnings, there was an expectation�or hope� that, in the end, trusteeship
for all mandates would come about; but the risk that it might not do so had
to be accepted. In the event this expectation or hope was realized except
in the case of SW. Africa. The failure in this one case may have been very
annoying or even exasperating,�but it could not afford juridical ground for
deeming the United Nations ex post facto to be possessed of supervisory
functions in respect of mandated territories which were not provided for in
the Charter (outside the trusteeship system), and which the Organization
deliberately, and of set purpose, refused to assume. In short, so far as SW.
Africa was concerned, the United Nations backed the wrong horse,�but backing
the wrong horse has never hitherto been regarded as a reason for running the
race over again!
49. The basic mistake in 1945/1946 was of course the failure either to make
the conversion of mandates into trusteeships obligatory for Members of the
United Nations, or else expressly to set up an interim regime for
non-converted mandates. But by the time political awareness of this mistake
was fully registered, it was already legally too late;� neither of these
things having been done (because in effect the United Nations had preferred
to trust to luck) it is hardly possible now to treat the situation virtually
as if one of them had been. There is surely a limit to which the law can
admit a process of "having it both ways". The cause of law is not served by
failing to recognize that limit.
***
50. If the foregoing considerations are valid, it results that there is one
and only one way in which the United Nations could have become invested with
any supervisory function in respect of mandates, and that is by the consent
of the mandatory concerned. Whether this was ever given by South Africa will
now be considered.[p 253]
5. The issue of consent to accountability and United Nations supervision
(a) General principles
(i) Absence of any true basis of consensus
51. The question of consent can strictly speaking be disposed of in one
sentence,�for, once it is clear that at the time, the United Nations was not
accepting, was not wanting to assume any function in respect of mandates as
such, was in fact aiming at the total disappearance of the mandates
system,�it follows that there was nothing for the mandatories to consent to
in respect of mandates, unless they were willing to start negotiations for
the conclusion of trusteeship agreements, which they were not obliged to do.
As Judge Read said (in I.C.J. Reports 1950, p. 171) speaking of events at an
even later date (November 1946-May 1948), it was doubtful "whether the
General Assembly was willing, at any stage [my italics], to agree to any
arrangement that did not involve a trusteeship agreement . . .". In these
circumstances there was no basis of consensus for any arrangement involving
United Nations supervision of mandates as mandates. It would have been
necessary for the mandatory's "consent" to have taken the form of a positive
petition or plea, which would unquestionably have received the answer that
if the mandatory wanted, or was prepared to accept, United Nations
supervision, all it had to do was to negotiate a trusteeship agreement.
(ii) A Novation was involved
52. Several references have been made to this principle, which I believe has
not, as such, been invoked in the previous proceedings before the Court
except (implicitly) by Lord McNair and Judge Read in 1950. As has been seen
in paragraphs 41 and 42 above, the League declared its functions with
respect to mandates to be "at an end" and that the system "inaugurated by
the League" had been "brought to a close". There was no assignment in favour
of the United Nations of mandates as such,�nor could there have been without
the consent of the mandatories, for what would have been involved was a new
and different party and therefore, in effect, something in the nature of
novation of the obligation. It is well established in law that a novation
which involves the acceptance of a new and different party, needs consent in
order to be good as such;�and, moreover, consent unequivocably and
unambiguously expressed, or at least evidenced by unequivocal acts or
conduct. It is in the light of this requirement that the question of consent
must be viewed. [p 254]
(iii) "Statements of Intention" and their legal effect
53. Given what has been said in the preceding paragraph concerning what
would be needed in the present context in order to afford adequate evidence
of consent, there is no need here to consider in detail the many so-called
statements of intention made on behalf of South Africa and other mandatories
in 1945 and 1946, indicative of their general attitude as to the future of
their mandates, from which implications have been sought to be drawn in the
sense of an acceptance or recognition of a United Nations function in
respect of mandates as such�i.e., mandates not converted into
trusteeships,�for hardly any of them is free from ambiguity. I therefore
agree with Lord McNair's verdict in 1950 (I.C.J. Reports 1950, p. 161) that
there were "also many statements to the effect that the Union Government
will continue to administer the Territory 'in the spirit of the Mandate'.
These statements are in the aggregate contradictory and inconsistent;" and,
he continued, he did not "find in them adequate evidence that the Union
Government has either assented to an implied succession by the United
Nations ... or has entered into a new obligation . . .". I would however go
further, and say that the various statements made, not only on behalf of
South Africa but on behalf of the other mandatories (see next paragraph),
taken broadly in the mass (many of them are given at various places from pp.
616-639 of the 1962 volume of the Court's Reports) show the following common
characteristics: (a) they are statements of general attitude, insufficient,
and not purporting, to convey any definite undertaking; (b) if there was any
undertaking, it was to continue to administer the mandated territories
concerned in accordance with the mandates,�and the administration of a
mandate is of course a separate thing from reporting about that
processFN31; and (c) they none of them implied any recognition of the
existence of a United Nations function relative to mandates, or any
undertakings towards that Organization. I shall now consider the three
episodes or complexes of episodes that have chiefly been relied on as
indicative of South African recognition of accountability to the United
Nations but which, in my view, do not justify that conclusion.
----------------------------------------------------------------------------------------------------------------------- FN31 There was an inherent ambiguity in all those phrases whereby the
mandatories said that they would continue to observe the mandates according
to their terms, or to observe all the obligations of the mandates; because
so far as the reporting obligation was concerned, this was, under the
mandates, an obligation to report to the League Council, still in being up
to 18 April 1946. Up to that date therefore, any mandatory was entitled to
interpret its declaration in that sense, and after that date to interpret it
as being no longer - possible of execution on the basis of the mandate
itself. What is quite certain is that, at the time, no one, whether
mandatory or not, read these declarations as involving an undertaking then
and there to report to the Assembly of the United Nations.
--------------------------------------------------------------------------------------------------------------------
[p 255]
(b) Particular Episodes
(i) The final League of Nations Resolution of 18 April 1946
54. Features (a), (b) and (c), as set out in the preceding paragraph,
strongly characterized the Geneva proceedings ending in the final League of
Nations Resolution of 18 April 1946[N32] on paragraphs 3 and 4 of which such
heavy reliance was placed both in the 1950 and 1962 proceed-ings before the
Court, and again now. Its effect has already been considered (paragraphs
41-43 above) in the related but separate context of the attitude of the
States concerned on the question "mandates or trusteeships?" The question
now is what if any undertakings for mandatories were implied by its
paragraph 4 which is the operative one in the present connexion. This
classic of ambiguity (text in footnote 32) consists essentially of a recital
describing a situation. Since it merely "takes note" of something�namely the
"expressed intentions of the [mandatories]", it does not of itself impose
any obligations, so that the question is what these "expressed intentions"
themselves were, and whether they amounted to binding undertakings, and if
so to what effect. The statement made on behalf on South Africa is quoted in
the next succeeding paragraph, and a summary of the key phrases used by the
other mandatories will be found in footnote 2 on page 528 of the 1962 volume
of the Court's Reports. Their vague and indeterminate character is
immediately apparent [N33] As summed up and described in paragraph 4 of the
League resolution of 18 April 1946, the intentions expressed had nothing to
do with the acceptance of United Nations supervision. They were, simply, "to
administer [the territories] for the well-being and development of the
peoples concerned". The further words "in accordance with the obligations
contained in the respective mandates" at once involve the ambi-guities to
which attention has been drawn in paragraph 53 and footnote 31 above. These
words need mean, and were almost certainly intended by [p 256] the
mandatories to specify, no more than the obligations relative to
administering "for the well-being and development. . .", etc.,�for, as has
already been noticed, reporting and supervision is about administration,
not administration itself.
---------------------------------------------------------------------------------------------------------------------
[N32]The full text of this resolution is given in footnote 1 on pp. 538-539
of the 1962 volume of the Court's Reports. It can be seen at a glance that
only paragraphs 3 and 4 are relevant in the present context. The terms of
paragraph 3 have in effect been cited in paragraph 41 above. Paragraph 4 was
as follows:
"4. Takes note of the expressed intentions of the members of the League now
administering territories under mandate to continue to administer them for
the well-being and development of the peoples concerned in accordance with
the obligations contained in the respective mandates until other
arrangements have been agreed between the United Nations and the respective
mandatory powers."
[N33]On the question whether, in consequence of this, the mandatories were
regarded as having entered into any definite agreement about the mandates, a
detail worth noting is that whereas the various arrangements made between
the League and the United Nations for the transfer of funds, buildings,
archives, library, etc., were all registered under Article 102 of the
Charter, nothing was registered in respect of mandates.
---------------------------------------------------------------------------------------------------------------------
55. It is not upon flimsy and dubious foundations of this kind that binding
undertakings (especially when dependent on unilateral declarations) can be
predicated, more particularly where, as has beeen seen, a novation of an
undertaking is involved, needing, in law, unambiguous consent. It is
therefore instructive to see what, on this occasion, the "expressed
intentions" of South Africa were, as stated by its delegate at Geneva on 9
April 1946 (League of Nations Official Journal, Special Supplement, No. 194,
pp. 32-33). These were that, pending consideration of the South African
desire, on the basis of the expressed wishes of the population, to
incorporate SW. Africa in the territory of the Union (as it then was), the
latter would in the meantime�
". . . continue to administer the territory scrupulously in accordance with
the obligations of the mandate, for the advancement and promotion of the
interests of the inhabitants, as she has done during the past six years when
meetings of the Mandates Commission could not be held.
The disappearance of [the] organs of the League concerned with the
supervision of mandates, primarily the Mandates Commission and the League
Council, will necessarily preclude complete compliance with the letter of
the mandate. The Union Government will nevertheless regard the dissolution
of the League as in no way diminishing its obligations under the mandate,
which it will continue to discharge with . . . full and proper appreciation
of its responsibilities until such time as other arrangements are agreed
upon concerning the future status of the territory"�(my italics).
For those who enjoy parlour games, an interesting hour could be spent in
trying to decide exactly what this statement, equally a classic of
ambiguity, amounted to as regards any South African acceptance of United
Nations supervision,�for that, of course, is the point. The italicized
passage clearly excludes the idea,�presaging as it does the continuation of
a situation that had already lasted six years, in which no reports had been
rendered, because there was no active League authority to which they could
be rendered. The remainder of the statement, and in particular the phrase
"as in no way diminishing its obligations under the mandate", involves
precisely those ambiguities and uncertainties to which attention has already
been drawn (footnote 31). To me it seems the very prototype of the
non-committal, so far as concerns any recognition of accountability [p 257]
to the United Nations, and I am unable to find in it any indication
whatever of such recognition. I realize that on this matter, as on most
others my view and the reasoning of the Court are operating on different
wavelengths. Seeing in the South African statement a recognition of the
existence of a continuing obligation towards the peoples of the mandated
territory�the reasoning of the Court then makes the great leap;� because
there was that degree of recognition there was also, and therefore a
recognition of accountability to the United Nations. The lack of all rigour
in this reasoning is evident. It involves exactly the same ellipses and
telescopings of two distinct questions that characterized the reasoning of
the Court in 1950, as already discussed in paragraphs 20-22 above. Nobody
can have taken this declaration in that sense at the time, because everybody
knew that United Nations supervision was to be exercised solely through the
trusteeship system, and that there was no obligation to bring mandated
territories within that system. This, to me, is one of the most decisive
points in the whole case.
(ii) Question of the incorporation of SW. Africa as part of South Africa
itself
56. The approach made by South Africa to the United Nations in November 1946
for the incorporation in its own territory of SW. Africa on the basis of the
expressed wishes of the inhabitants who had been consulted, constitutes the
only episode which can plausibly be represented as a recognition�not indeed
of accountability to the United Nations on a specifically mandates basis
(nor, as will be seen, was it taken by the Assembly in that sense)�but of
the existence, on a political basis, of a United Nations interest in matters
having a "colonial" aspect. It was also a convenient way of obtaining a
large measure of general international recognition for such an incorporation
FN34. This last aspect of the matter� that what was being sought through the
United Nations was "international" recognition�had already been mentioned
in another part of the statement cited in the preceding paragraph above,
made on behalf of South Africa at Geneva earlier in the year, in which it
was announced that at the next session of the United Nations Assembly there
would be formulated "the case for according South West Africa a status under
which it would be internationally recognized as an integral part of the
Union [of South Africa]"�my italics.
---------------------------------------------------------------------------------------------------------------------
FN34 This would of course be far from being the first historical example of
seeking a political recognition of the incorporation of territory without
there being any obligation to do so.
---------------------------------------------------------------------------------------------------------------------
57. This was not the first mention of the matter. The possibility of [p258]
incorporation had been foreshadowed in the most explicit terms as far back
as 11 May 1945 in the long and detailed statement then made by the
representative of South Africa in Committee II/4 of the San Francisco
Conference, which there is every reason to believe FN35 ended with a remark
to the effect that the matter was being mentioned�
". . . so that South Africa may not afterwards be held to have acquiesced
in the continuance of the Mandate or the inclusion of the territory in any
form of trusteeship under the new International Organisation"�(my italics).
----------------------------------------------------------------------------------------------------------------------- FN35 The full text of this statement, which was only given summarily in the
San Francisco records, appears in paragraph 4, Chapter VIII, of the South
African written pleading in the present case. The text and provenance of the
final observation, the inherently probable authenticity of which has never
been challenged, appears in footnote 1 on page 9 of that pleading. The
matter is also referred to in paragraph (5) on page 533 of the joint
dissenting Opinion of 1962.
---------------------------------------------------------------------------------------------------------------------
From this, it was already clear that any definite approach to the United
Nation son incorporation, if and when made, would be a political one, on a
voluntary basis, not in recognition of accountability.
58. When however the matter was raised in the Fourth Committee of the United
Nations Assembly in November 1946 by Field-Marshal Smuts in person, it
became clear that the probable reaction of the Committee would be a demand
that the territory should be placed under trusteeship. Accordingly
Field-Marshal Smuts later made a further statement in the course of which he
said that:
"It would not be possible for the Union Government as a former mandatory to
submit a trusteeship agreement in conflict with the clearly expressed wishes
of the inhabitants. The Assembly should recognize that the implementation of
the wishes of the population was the course prescribed by the Charter and
dictated by the interests of the inhabitants themselves. If, however, the
Assembly did not agree that the clear wishes of the inhabitants should be
implemented, the Union Government could take no other course than to abide
by the declaration it had made to the last Assembly of the League of Nations
to the effect that it would continue to administer the territory as
heretofore as an integral part of the Union, and to do so in the spirit of
the principles laid down in the mandate"�(my italics).
Two things may be noted about this statement: First the speaker referred to
South Africa as a "former" mandatory. Whether or not it was correct to speak
of South Africa as not still being a mandatory is not the point. The point
is that such a remark is quite inconsistent with any recognition [p 259] of
accountability in respect of the mandate. Secondly, when at the end of this
passage, the speaker stated his Government's intention to continue to
administer the territory "in the spirit" of the "principles" laid down in
the Mandate�(and it would be difficult to find a phrase less recognizatory
of obligation)�he did not mention, and was clearly not intending to include
reporting of the kind indicated in the Mandate. Instead, he went on to state
an intention to report on the non-self-governing territory basis of Article
73 (e) of the Charter (the effect of which will be considered in the next
succeeding subsection); and what he said was that his Government would "in
accordance with" (not, be it noted, Article 6 of the Mandate, but) "Article
73, paragraph (e), of the Charter" transmit reports to the Secretary-General
"for information purposes",�this last phrase being the language of Article
73 (e) itself. He then concluded by saying that there was�
". . . nothing in the relevant clauses of the Charter, nor was it in the
minds of those who drafted these clausesFN36, to support the contention that
the Union Government could be compelled to enter into a trusteeship
agreement even against its own view or those of the people concerned".
-------------------------------------------------------------------------------------------------------------- FN36 Amongst whom of course was the Field-Marshal himself.
------------------------------------------------------------------------------------------------------------
And what was the reaction of the Assembly in its ensuing resolution 65
(1)?�was it to demand the submission of reports and the acceptance of
supervision under Article 6 of the Mandate? Not at all,�it was to recommend
that SW. Africa be placed under the trusteeship system. Clearly, no more
than the Mandatory was the Assembly contemplating the exercise of any
functions in respect of the territory on a mandates basis.
(iii) The Mandatory's offer to furnish Article 73 (e) type information
59. In the case of SW. Africa the Mandatory had no intention either of
negotiating a trusteeship agreement or of submitting to United Nations
supervision of the territory on a mandates basis;�and here again, it is not
the ethics of this attitude that constitutes the relevant point, but the
evidence it affords of lack of consent to any accountability to the United
Nations. Nothing could make this�or the absence of all common ground
�clearer than the next episode, starting with the statement made on behalf
of South Africa in the Fourth Committee of the Assembly, on 27 September
1947, relative to the South African proposal, originally made in November
1946 (see previous paragraph), to transmit information of the same type as
was required by Article 73 (e) of the Charter in respect of so-called
"non-self-governing territories". Such information, [p 260]
given about colonies, protectorates, etc., does not imply accountability,
and is not in the formal and technical sense "reporting". The Report of the
Fourth Committee on this occasion (dated 27 October 1947) describes the
statement of the South African representative as follows:
"It was the assumption of his Government, he said, that the report [i.e.,
the information to be transmitted] would not be considered by the
Trusteeship Council and would not be dealt with as if a trusteeship
agreement had in fact been concluded. He further explained that as the
League of Nations had ceased to exist, the right to submit petitions could
no longer be exercised, since that right presupposes a jurisdiction which
would only exist where there is a right of control and supervision, and in
the view of the Union of South Africa no such jurisdiction was vested in the
United Nations with regard to South West Africa"�(my italics).
What was said of petitions was a fortiori applicable in respect of reports
of the kind contemplated by Article 6 of the Mandate. The italicized words
constituted a general denial of United Nations jurisdiction.
60. There were further offers to furnish information on the same basis in
the period 1947/1948, and one or two reports were actually transmitted. But
all along the line statements were made on behalf of South Africa indicating
clearly that this was done voluntarily and without admission of obligation.
Thus at a Plenary Meeting of the Assembly on 1 November 1947 the
representative of South Africa said that:
". . . the Union of South Africa has expressed its readiness to submit
annual reports for the information of the United Nations. That undertaking
stands. Although these reports, if accepted, will be rendered on the basis
that the United Nations has no supervisory jurisdiction in respect of this
territory they will serve to keep the United Nations informed in much the
same way as they will be kept informed in relation to Non-Self-Governing
Territories under Article 73 (e) of the Charter"�(my italics).
And in a letter of 31 May 1948 to the Secretary-General an explicit
restatement was given of the whole South African position as follows (UN
doct., T/175, 3 June 1948, pp. 51-52):
".. . the transmission to the United Nations for information on South West
Africa, in the form of an annual report or any other form, is on a voluntary
basis ana is for purposes of information only. They [the Government] have on
several occasions made it clear that they recognise no obligation to
transmit this information to the United [p 261] Nations, but in view of the
wide-spread interest in the administration of the Territory, and in
accordance with normal democratic practice, they are willing and anxious to
make available to the worldFN37 such facts and figures as are readily at
their disposal. . . The Union Government desire to recall that in offering
to submit a report on South West Africa for the information of the United
Nations, they did so on the basis of the provisions of Article 73 (e) of the
Charter. This Article calls for 'statistical and other information of a
technical nature' and makes no reference to information on questions of
policy. In these circumstances the Union Government do not consider that
information on matters of policy, particularly future policy, should be
included in a report (or in any supplement to the report) which is intended
to be a factual and statistical account of the administration of the
Territory over the period of a calendar year. Nevertheless, the Union
Government are anxious to be as helpful and as co-operative as possible and
have, therefore, on this occasion replied in full to the questions dealing
with various aspects of policy. The Union Government do not, however, regard
this as creating a precedent. Furthermore, the rendering of replies on
policy should not be construed as a commitment as to future policy or as
implying any measure of accountability to the United Nations on the part of
the Union Government. In this connexion the Union Government have noted that
their declared intention to administer the Territory in the spirit of the
mandate has been construed in some quarters as implying a measure of
international accountability. This construction the Union Government cannot
accept and they would again recall that the League of Nations at its final
session in April 1946, explicitly refrained from transferring its functions
in respect of mandates to the United Nations"FN38�(my italics).
------------------------------------------------------------------------------------------------------------
FN37 The use of such expressions as "wide-spread interest" and "make
available to the world" confirms the view taken in paragraph 56 above as to
the basis of the South African approach to the United Nations on the subject
of incorporation.
FN38 See on this matter paragraph 42 above, and Lord McNair's pronouncement
in the same sense two years later, as there quoted.
------------------------------------------------------------------------------------------------------------
And then again in the Fourth Committee of the Assembly in November 1948
(Official Record of the 76th Meeting, p. 288), it was stated that:
". . . the Union could not admit the right of the Trusteeship Council to use
the report for purposes for which it had not been intended: still less could
the Trusteeship Council assume for itself the power claimed in its
resolution, i.e., 'to determine whether the Union of South Africa is
adequately discharging its responsibilities under the [p262] terms of the
mandate. . Furthermore, that power was claimed in respect of a territory
which was not a trust territory and in respect of which no trusteeship
agreement existed. The South African delegation considered that in so doing
the Council had exceeded its powers"� (my italics).
Since however the Assembly persisted in dealing with the reports through the
Trusteeship Council, they were subsequently discontinued. It is of course
evident that the "parties", so to speak, were completely at loggerheads.
But no less clear is it (a) that the Assembly would agree to nothing, except
on a trusteeship basis, and (b) that South Africa would agree to nothing
that involved recognition of an obligation of accountability to the United
Nations. In consequence there was no agreement, no consent.
(c) Conclusions as to consent
61. Whatever may be thought of the South African attitude from a wider
standpoint than that of law, there can surely be no doubt as to what, in
law, the character of that attitude was. In the face of the statements
above set-out, it is impossible to contend that there was any recognition,
or acceptance, of accountability to the United Nations as a duty arising for
the Mandatory upon the dissolution of the League. There was in fact an
express rejection of it. Consequently, in a situation in which, for the
reasons given in paragraphs 51 and 52 above, nothing short of positive
expressions of recognition or acceptance would have sufficed, there were in
fact repeated positive denials and rejections. This being so, all attempts
to imply it must fail in principle on a priori grounds; for implications are
valid only in situations of relative indeterminacy where, if there are no
very positive indications "for", there are also no very positive ones
"against". Where however, as here, there are positive indications "against",
mere implications "for" cannot prevail. Recognition of accountability could
be attributable to South Africa only on the basis of conduct not otherwise
explicable. In fact, it was both otherwise explicable, and repeatedly
explained.
***
62. An important point of international legal order is here involved. If,
whenever in situations of this kind a State voluntarily, and for reasons of
policy, brings some matter before an international body, it is [p 263]
thereby to be held to have tacitly admitted an obligation to do so (as it
has quite erroneously been sought to maintain in connexion with the United
Kingdom's reference of the Palestine question to the United Nations in
1948), then there must be an end of all freedom of political action, within
the law, and of all confidence between international organizations and their
member States.
63. Exactly the same is applicable to attempts to read binding undertakings
into the language of what are really only statements of policy, as the
declarations made at one time or another by the various mandatories
essentially were. Clearly in the formative period of the United Nations and
the dissolution of the League, the question of mandates was a matter of
general interest. They were bound to be discussed,�the mandatories were
bound to make known in a general way what their views and attitudes were.
Clearly some conclusion had to be reached about their future. But equally
clearly, if not more so, is the fact that the conclusion reached as to their
future was that they ought to be placed under the trusteeship system, and
that the United Nations should not have anything to do with them as
mandates. In other words United Nations supervision was to be exercised
through the trusteeship not the mandates system. At the same time no legal
obligation was created under the Charter for mandatories to convert their
mandates into trusteeships. Therefore it is not now legally possible (SW.
Africa not having been placed under trusteeship and there having been no
legal obligation so to place it) to contend that the United Nations is
entitled none the less to exercise supervision on a mandates basis. Such a
contention constitutes a prime example of a process to which I will not give
a name, but which should not form part of any self-respecting legal
technique.
6. General conclusion on Section A
64. Since for all these reasons the United Nations as an Organization
(including therefore both the General Assembly and the Security Council)
never became invested with the powers and functions of the Council of the
former League in respect of mandates, in any of the possible ways indicated
in paragraph 11 above, I must hold that it was incompetent to revoke South
Africa's mandate, irrespective of whether the League Council itself would
have had that power. It is nevertheless material to enquire whether the
latter did have it,�for if not, then cadit quaestio even if the United
Nations had inherited. To this part of the subject I now accordingly turn.
[p 264]
Section B
Even if the United Nations became invested with the powers of the former
council of the League of Nations, these did not include any power of
unilateral revocation of a mandate
1. Lack of competence of the United Nations to exercise any other or greater
supervisory powers in respect of mandates than were possessed by the League
of Nations
65. On the assumption�or postulate as it really has to be�that, contrary to
the conclusion reached in the preceding section (Section A), the United
Nations did inherit�or did otherwise become invested with� a supervisory
function in respect of those mandates which remained mandates and were not
converted into United Nations trusteeships;�it then becomes necessary to
enquire what was the nature and scope (or content) of that function, as it
was exercised, or exercisable, by the Council of the League of Nations. Such
an enquiry is rendered necessary because of an elementary yet fundamental
principle of law. In so far as (if at all) the United Nations could
legitimately exercise any supervisory powers, these were perforce derived
powers�powers inherited or taken over from the League CouncilFN39. They
could not therefore exceed those of the Council,�for derived powers cannot
be other or greater than those they derive from. There could not have been
transferred or passed on from the League what the League itself did not
have,�for nemo dare potest quod ipse non habet, or (the corollary) nemo
accipere potest id quod ipse donator nunquam habuit. This incontestable
legal principle was recognized and applied by the Court in 1950, and was the
basis of its finding (I. C.J. Reports 1950, at p. 138) that:
"The degree of supervision to be exercised by the General Assembly should
not therefore exceed that which applied under the Mandates System, and
should conform as far as possible to the procedure followed in this respect
by the Council of the League of Nations."
----------------------------------------------------------------------------------------------------------------------- FN39 It goes without saying that even if, contrary to the conclusion reached
in the previous section, South Africa consented or can be deemed to have
consented, to any exercise of supervisory powers by the United Nations, it
can never in any circumstances have consented, or be deemed to have
consented, to the exercise of more extensive powers than those of the
League.
---------------------------------------------------------------------------------------------------
This finding was specifically affirmed in the later Voting Procedure and
Oral Petitions cases (1955 and 1956), both of which indeed turned on whether
the way in which the Assembly was proposing or wanting to interpret and
conduct its supervisory role in certain respects, would be
[p 265] consistent with the principle thus enunciated. Furthermore, in the
second of these cases the Court gave renewed expression to the principle.
Referring to its original (1950) Opinion, it said (I.C.J. Reports 1956, at
p. 27) :
"In that Opinion the Court. . . made it clear that the obligations of the
Mandatory were those which obtained under the Mandates System. Those
obligations could not be extended beyond those to which the Mandatory had
been subject by virtue of the provisions of Article 22 of the Covenant and
of the Mandate for South West Africa under the Mandates System. The Court
stated therefore that the degree of supervision to be exercised by the
General Assembly should not exceed that which applied under the Mandates
System [and that] the degree of supervision should conform as far as
possible to the procedure followed by the Council of the League . . ."
66. The correctness of this view has never been challenged, and seems on
principle unchallengeable. It follows inevitably therefore that if the
League possessed no power of unilateral revocation of a mandate FN40 the
United Nations could not have become subrogated to any such power. It
equally follows on the procedural side�(and here there is an important
connexion)�that if, under the mandates system as conducted by the League,
the position was that the supervisory body, the League Council, could not
bind a mandatory without its consent, then neither could the organs of the
United Nations do so, whether it was the General Assembly or the Security
Council that was purporting so to act. In short, let the Assembly�or for
that matter the Security Council�be deemed to have all the powers it might
be thought that either organ has, or should have,� these still could not, in
law, be exercised in the field of mandatesFN41 to any other or greater
effect than the League Council could have done. (Both organs are of course
also subject to Charter limitations on their powers which will be considered
in main Section C below.)
----------------------------------------------------------------------------------------------------------------------- FN40 The "indefinite" article�"a" not "the" mandate is here employed of set
purpose,�for whatever the position was as regards the League's powers of
revoking a mandate, it was the same for all mandates, not merely that for
SW. Africa. The view that the latter could unilaterally be revoked entails
that the various Australian, Belgian, French, Japanese, New Zealand and
United Kingdom mandates equally could be.
FN41 What the Security Council might be able to do not on a mandates but on
a peace-keeping basis is considered separately in paragraphs 110-116 below.
---------------------------------------------------------------------------------------------------------------------
[p 266]
2. The League had no power of unilateral revocation, express or implied
(a) Presumption against the existence of such a power
67. The case for deeming League of Nations mandates to have been subject to
a power of unilateral revocation by the Council of the League does not rest
on any provision of the mandates themselves, or of the League Covenant.
(These indeed, as will be seen presently, imply the exact opposite.) The
claim is one which, as noted earlier, is and can only be advanced on the
assumption of fundamental breaches of the mandate concerned, such as, if the
case were one of a private law contract for instance, could justify the
other party in treating it as terminatedFN42. The claim therefore rests
entirely on the contention that, in the case of institutions such as the
League mandates were, there must exist an inherent power of revocability in
the event of fundamental breach, even if no such power is expressed;�that
indeed there is no need to express it. This is in fact the Court's thesis.
----------------------------------------------------------------------------------------------------------------------- FN42 Note the intentional use of the phrase "in treating it as terminated"
and not "in putting an end to it". There is an important conceptual
difference. Strictly speaking, all that one party alleging fundamental
breaches by the other can do, is to declare that it no longer considers
itself bound to continue performing its own part of the contract, which it
will regard as terminated. But whether the contract has, in the objective
sense, come to an end, is another matter and does not necessarily follow
(certainly not from the unilateral declaration of that party)�or there would
be an all too easy way out of inconvenient contracts.
--------------------------------------------------------------------------------------------------------------------
***
68. In support of this view, comparisons are drawn with the position in
regard to private law contracts and ordinary international treaties and
agreements, as to which it may be said that fundamental breaches by one
party will release the other from its own obligations[FN43], and thus, in
effect, put an end to the treaty or contract. The analogy is however
misleading on this particular question, where the contractual situation is
different from the institutional,�so that what may be true in the one case
[p 267]cannot simply be translated and applied to the other without
inadmissible distortions (see footnotes 42 and 43).
----------------------------------------------------------------------------------------------------------------------- FN43 The question at once arises who or what would, in the case of mandates,
be the other party, and what would be its obligations from which it could
claim release because of the mandatory's breaches? In the case of a mandate
what obligations are there other than the mandatory's? How and by whom is
the existence of fundamental breaches to be established with the effect
that would attach to a judgment (not opinion) of a competent court of law
(not a lay political organ)?
---------------------------------------------------------------------------------------------------------------------
69. There is no doubt a genuine difficulty here, inasmuch as a regime like
that of the mandates system seems to have a foot both in the institutional
and the contractual field. But it is necessary to adhere to at least a
minimum of consistency. If, on the basis of contractual principles,
fundamental breaches justify unilateral revocation, then equally is it the
case that contractual principles require that a new party to a contract
cannot be imposed on an existing one without the latter's consent
(novation). Since in the present case one of the alleged fundamental
breaches FN44 is precisely the evident non-acceptance of this new party, and
of any duty of accountability to it (such an acceptance being ex hypothesi,
on contractual principles, not obligatory), a total inconsistency is
revealed as lying at the root of the whole Opinion of the Court in one of
its most essential aspects.
----------------------------------------------------------------------------------------------------------------------- FN44 Alleged breaches that have not in any event been properly
established�see paragraphs 2-5 at the start of the present Opinion.
---------------------------------------------------------------------------------------------------------------------
70. If, in order to escape this dilemma�and it is not the only one FN45� a.
shift is made into the international institutional field, what is at once
apparent is that the entities involved are not private persons or corporate
entities, but sovereign States. Where a sovereign State is concerned, and
where also it is not merely a question of pronouncing on the legal position,
but of ousting that State from an administrative role which it is physically
in the exercise of, it is not possible to rely on any theory of implied or
inherent powers. It would be necessary that these should have been given
concrete expression in whatever are the governing instruments. If it is
really desired or intended, in the case of a sovereign State accepting a
mission in the nature of a mandate, to make the assignment revocable upon
the unilateral pronouncement of another entity, irrespective of the will of
the State concerned FN46, it would be essential to make express provision
for the exercise of such a power.
----------------------------------------------------------------------------------------------------------------------- FN45 For instance, according to ordinary contractual principles, and subject
to qualifications not here relevant, the death or extinction of one of the
parties to a contract normally puts an end to it and releases the other
party from any further obligations except such as have already accrued due
but remain undischarged. Applied to mandates this would have meant their
termination upon the extinction of the League of Nations, and the discharge
from all further obligations of the man-datories, who would have remained in
a situation of physical occupation from which they could not in practice
have been dislodged.
FN46If it be objected that no State would willingly or knowingly accept such
conditions, I can only agree,�but this in fact reinforces and points up the
whole of my argument. The obvious absurdity of the whole idea at once
emerges.
---------------------------------------------------------------------------------------------------------------------
71. Nor would that be all,�for provision would also need to be made as to
how it was to be exercised,�since clearly, upon its exercise a host of legal
and practical questions would at once arise, requiring speedy solution, and
possibly demonstrating the existence of potential problems more serious than
those supposed to be solved by the revocation. To [p 268]leave such matters
in the air�to depend on the chance operation of unexpressed principles or
rules�is an irresponsible course, and not the way things are done. If the
possibility of changes of mandatory had really been contemplated, the normal
method would have been to provide for a review after an initial period of
years, or at stated intervals,�and even this would not imply any general or
unconstrained power of revocation, but rather an ordered process of
periodical re-examination in which the mandatory itself would certainly
participate.
***
72. In consequence, within a jurisprudential system involving sovereign
independent States and the major international organizations whose
membership they make up, there must be a natural presumption against the
existence of any such drastic thing as a power of unilaterally displacing a
State from a position or status which it holdsFN47. No implication based on
supposed inherency of right�but only concrete expression in some form�could
suffice to overcome this presumption,�for what is in question here is not a
simple finding that international obligations are considered to have been
infringed, but something going much further and involving action�or
purported action�of an executive character on the objective plane. It is as
if the King of Ruritania were declared not only to be in breach of
Ruritania's international obligations but also, on that account, be no
longer King of Ruritania. The analogy is not claimed to be exact, but it
will serve to make the point,�namely that infringements of a mandate might
cause the mandatory concerned to be in breach of its international
obligations but could not cause it thereby to cease to be the mandatory or
become liable to be deposed as such, at the fiat of some other authority,
unless the governing instruments so provided or clearly implied. In the
present case they not only do not do so but, as will be seen, indicate the
contrary.
----------------------------------------------------------------------------------------------------------------------- FN47 It is not that sovereign States are above the law, but that the law
itself takes account of the fact that they are not private citizens or
private law entities.
---------------------------------------------------------------------------------------------------------------------
(b) Positive indications negativing the notion of revocability: �
(I) based on the terms of the relevant instruments and certain applicable
principles of interpretation
(i) Essentially non-peremptory character of the mandates system
73. This point will be more fully dealt with in connexion with the basic
voting rule of the League which, with certain exceptions not applicable [p
269] in the case of mandates, was that of unanimity including the vote of
the interested party, and therefore of the mandatory concerned. It is
mentioned here by way of introduction as being an essential piece of
background knowledge,�for since it was the case that mandatories could not
in the last resort become bound by the decisions of the League Council
unless they agreed with them, or at least tacitly acquiesced in, or did not
oppose them FN48, the system was necessarily non-peremptory in
character;�and in relation to such a system there is obviously an element of
total unreality in speaking of a power of unilateral revocation,�for any
decision to revoke would itself, in order to be valid, have required the
concurrence of the mandatory FN49. It could not therefore have been
unilateral. Any other view involves an inherent logical contradiction.
----------------------------------------------------------------------------------------------------------------------- FN48 In fact, strictly speaking, there could not, without the concurrence of
the mandatory, be a decision as such: there could only be something in the
nature of a (non-binding) recommendation. But the mandatory could refrain
from exercising its vote.
FN49 The principle nemo index esse potest in sua propria causa clearly
cannot apply so as to defeat the voting rules laid down in the constitutions
of international organizations;�or else, to take an obvious example, the
five permanent Members of the United Nations Security Council would be
unable to exercise their "veto" in regard to any matter involving their own
interests;�whereas one of the objects of giving them the veto was, precisely
(apart from the specific exception contained in Article 27, paragraph 3, of
the Charter, as also the analogous one in the League Covenant�see paragraph
80 below), to enable them to protect those interests.
---------------------------------------------------------------------------------------------------------------------
(ii) Limited scope of the so-called supervisory function as exercised by the
League Council
74. As was mentioned early in this Opinion (paragraph 14 above), no
supervisory role in respect of mandates was, in terms, conferred upon the
League Council, or any other organ of the League, either by the relevant
mandate itself or by Article 22 of the League Covenant, which established
the mandates system as a regime, and indicated its character in
considerable detail�but not in this particular respect. The supervisory
role or function was left to emerge entirely�or virtually so�as a kind of
deduction from, or corollary of the obligation of the mandatory concerned to
furnish annual reports to the Council. It is therefore to the character of
that obligation to which regard must be had in order to establish what kind
and scope of supervision could legitimately be inferred as flowing from it.
Applicable principle of interpretation
Where a right or power has not been the subject of a specific grant, but
exists only as the corollary or counterpart of a corres-[p 270] ponding
obligation, this right or power is necessarily defined by the nature of the
obligation in question, and limited in its scope to what is required to give
due effect to such correlation.
75. All the various mandates (with one exception not here pertinentFN50, and
subject to minor differences of language) dealt with the reporting
obligation in the same way. Citing that for SW. Africa, it was provided
(Article 6) that the Mandatory was to render to the Council of the League
"an annual report to the satisfaction of the CouncilFN51 containing full
information with regard to the territory and indicating the measures taken
to carry out the obligations assumed . . .". This was a reflection and
expansion of paragraph 7 of Article 22 of the Covenant, which provided for
an annual report to the Council "in reference to the territory committed to
[the Mandatory's] charge". The only other relevant clause was paragraph 9 of
Article 22, which provided for the setting up of what became the Permanent
Mandates Commission, "to receive and examine the annual reports of the
Mandatories and to advise the Council on all matters relating to the
observance of the mandates". Later, by special arrangement, written
petitions from the inhabitants of the mandated territories, forwarded
through the mandatories, could also be received and examined.
----------------------------------------------------------------------------------------------------------------------- FN50 That of Iraq, which was differently handled�see joint dissenting
Opinion, I.C.J. Reports 1962, p. 498, n. 1.
FN51 The phrase "to the satisfaction of the Council" cannot have related to
the measures reported on, for the mandatory only had to render one annua!
report, and could not know, at the reporting stage, what view the Council
would take as to those measures. Nor did the mandatory subsequently revise
its report, though it might revise its measures. The object of the report
was, precisely, to inform the Council about these;�and, considered as a
piece of reporting, the report was necessarily satisfactory if it contained
full and accurate information as to what was being done, so that the
Council, having thus been put in possession of all the facts, would, on the
basis of the report, be able to indicate to the mandatory whether it
approved of the measures concerned or what other or additional measures it
advocated.
---------------------------------------------------------------------------------------------------------------------
***
76. It is clear therefore that the sole real specific function of the
Council was (via the Permanent Mandates Commission) to "receive and examine"
these reports and petitions. The Council could require that the reports
should be to its satisfaction, namely "contain full information" about the
mandated territory, and "indicate the measures taken" by the mandatory, etc.
It would also be a natural corollary that the Council could comment on these
reports, indicate to the mandatory what measures it thought wrong or
inadequate, suggest other measures, etc.,�but in no case with any binding
effect unless the mandatory agreed. The Council could exhort, seek to
persuade and even importune; but it could not [p 271] require or compel,�and
it is not possible, from an obligation which, on its language, is no more
than an obligation to render reports of a specified kind, to derive a
further and quite different obligation to act in accordance with the wishes
of the authority reported to. This would need to be separately provided for,
and it is quite certain that none of the various mandatories ever understood
the reporting obligation in any such sense as that, and equally certain that
they never would have undertaken it if they had.
77. In other words, the supervisory function, as it was contemplated for
League purposes, was really a very limited one�a view the principle of which
was endorsed by Sir Hersch Lauterpacht in the Voting Procedure case when,
speaking of United Nations trusteeships (but of course the same thing
applies a fortiori to the case of mandates) he said this (I.C.J. Reports
1955, p. 116):
". . . there is no legal obligation, on the part of the Administering
Authority, to give effect to a recommendation of the General Assembly to
adopt or depart from a particular course of legislation or any particular
administrative measure. The legal obligation resting upon the Administering
Authority is to administer the Trust Territory in accordance with the
principles of the Charter and the provisions of the Trusteeship Agreement,
but not necessarily in accordance with any specific recommendation of the
General Assembly or of the Trusteeship Council"�(my italics).
***
78. Such then was the real and quite limited nature of the supervisory
function to which the General Assembly became subrogated, if it became
subrogated to any function at all in respect of mandates. It was, as the
term implies, strictly a right of "supervision"; it was not a right of
control�it did not comprise any executive power;�and therefore clearly could
not have comprised a power of so essentially executive a character as that
of revocation. Between a function of supervision (but not of control) and a
power to revoke a mandate and, so to speak, evict the mandatory�and to do
this unilaterally without the latter's consent� there exists a gulf so wide
as to be unbridgeable. It would involve a power different not only (and
greatly) in degree, but in kind. This is a consideration which, in the
absence of express provision for revocation, makes it impossible to imply
such a power,�and indeed excludes the whole notion of it, as being something
that could not have fallen within the League Council's very limited
supervisory role, and accordingly cannot fall within that of the United
Nations Assembly�assuming the latter to have any supervisory role.[p 272]
(iii) The League Council's voting rule
79. The views just expressed are more than confirmed by the League Council's
voting rule, as embodied in paragraph 5 of Article 4 of the Covenant in
combination with paragraph 1 of Article 5 (texts in footnote 52).[FN52].
The effect, in the case of all matters involving mandates, was to enable the
mandatories, if not already members of the Council (as several invariably
were), to attend if they wished, and to exercise a vote which might operate
as a veto. No exception was provided for the possibility of a revocation,
and no such exception can be implied from the fact that mandatories did not
always attend the Council when invited to do so, or might abstain on the
vote, or that certain devices might be employed on occasion to avoid direct
confrontations between them and the other members of the Council. The fact
that there may be no recorded case of the actual use of this veto does not
alter the legal position,�it merely shows how well the system worked in the
hands of reasonable people. None of this however can alter the fact that
mandatories always had the right to attend and exercise their votes. The
existence of this voting situation was confirmed by the Court not only in
its Judgment of 1966 but also in that of 1962 (I.C.J. Reports 1966, pp.
44-45; and I.C.J. Reports 1962, pp. 336-337) [FN53]. It is obvious that a
situation in which the League Council could not impose its views on the
mandatories without their consent, is with difficulty reconcilable with one
in which it [p 273] could unilaterally revoke their mandates without their
consent;�and therefore, a fortiori, with the idea that the United Nations
possessed such a power.
----------------------------------------------------------------------------------------------------------------------- FN52 Article 4, paragraph 5: "Any Member of the League not represented on
the Council shall be invited to send a Representative to sit as a member
[italics mine] at any meeting of the Council during the consideration of
matters specially affecting the interests of that Member of the League."
Article 5, paragraph 1: "Except where otherwise expressly provided in this
Covenant . . . decisions at any meeting of the . . . Council shall require
the agreement of all the Members of the League represented at the
meeting"�(italics mine).
FN53 e.g. (pp. 336-337):
". . . approval meant the unanimous agreement of all the representatives [at
the Council meeting] including that of the Mandatory who, under Article 4,
paragraph 5, of the Covenant, was entitled to send a representative to such
a meeting to take part in the discussion and to vote". And again (p. 337):
"Under the unanimity rule (Articles 4 and 5 of the Covenant), the Council
could not impose its own view on the Mandatory." It may seem surprising at
first sight that the Court, in its 1962 composition, was so ready to admit,
and even to stress, the existence of this situation. The explanation is that
it was basing itself in the absence of effective "administrative
supervision" in the League system as one ground for postulating the
existence of "judicial supervision" in the form of a right, on the part of
any Member of the League dissatisfied with the conduct of a mandate, to have
recourse to the former Permanant Court and, since then, to the International
Court of Justice as set up under the United Nations Charter. It follows that
although the present (1971) Opinion of the Court is wholly in line with the
type of conclusion reached by the Court in 1962, it is wholly at variance
with the 1962 reasoning just described; for that reasoning must, in logic,
lead to the result indicated above at the end of paragraph 79.
---------------------------------------------------------------------------------------------------------------------
Applicable Principle of Interpretation
Where a provision [such as the League Council's voting rule] is so worded
that it can only have one effect, any intended exceptions, in order to be
operative, must be stated in terms.
80. This principle of interpretation is, as it happens, well illustrated,
and the view expressed in the preceding paragraph is given the character of
a virtual certainty, by the fact that (though not in the sphere of mandates)
the League Covenant did specifically provide for certain exceptions to the
basic League unanimity rule,�namely, in particular under paragraphs 4, 6, 7
and 10 of Article 15, and paragraph 4 of Article 16, dealing with matters of
peace-keeping[FN54]. This serves to show that those who framed the Covenant
fully realized that there were some situations in which to admit the vote of
the interested party would be self-defeating �and these they provided for.
They do not seem to have thought so in the case of mandates, nor was such a
suggestion ever made in the course [p 274] of the League's dealings with
mandates. It can only be concluded that terminations or changes of
administration were never contemplated, except on a basis of agreement.
---------------------------------------------------------------------------------------------------------------------
[FN54] It has been contended that the power given to the League Council by
paragraph 4 of Article 16 of the Covenant to expel a Covenant-breaking
member State (though in my opinion relating only to the peace-keeping
undertakings of the Covenant�see paragraph 1 of this same Article 16)
afforded a way by which a mandate could be revoked. Since, according to the
express terms of paragraph 4 of Article 16, the concurring vote of the
expelled State was not requisite for an expulsion order, a mandatory in
breach of its obligations could first be expelled, and then, because it had
ceased to be a Member of the League, a decision to revoke its mandate could
be taken without it.
This ingenious contention however (about which there may be factual doubts
not worth troubling about here) misses the real point;�for if it would not
have been possible to get rid of a mandatory without going to these
elaborate lengths, what better demonstration could there be that
revocability, whether on a basis of inherency or otherwise, simply did --
not exist within the four corners of the Covenant or the mandates, in
respect of any mandatory in the normal situation of still being a Member of
the League? That a mandatory might lose its rights if it ceased to be a
Member could in practice act as a deterrent, but has no bearing on the
juridical issue of what its rights and liabilities were as a Member.
Exactly the same principle applies in regard to another contention based on
the circumstance that, under Article 26, the Covenant could be amended
(though only by a vote that had to include the unanimous vote of all the
members of the League Council). True, the Covenant could thus be
amended;�but in fact it was not amended: therefore it is the unamended
Covenant that governs. It is difficult to know how to deal with this type of
argument which, juridically, cannot be taken seriously, except as a
clutching at straws.
-------------------------------------------------------------------------------------------------------------------
(iv) Contemporaneous consideration and rejection of the idea of revocability
81. Nor was it in any way a question of a mere oversight. Earlier proposals
for a mandates system, in particular as put forward by President Wilson on
behalf of the United States, did contain provision for the replacement of
mandatories, or for the substitution of another mandatory,�and these things
(contrary to what is implied in the Opinion of the Court) could of course
only be done by revoking (or they would amount to a revocation of) the
original mandate. Even the possibility of breaches was not overlooked, for
the Wilson proposals also provided, as is correctly stated in the Opinion of
the Court, for a "right to appeal to the League for the redress or
correction of any breach of the mandate". There can however be no point in
following the Opinion of the Court into a debate as to the precise period
and the precise context in which the idea of revocability was
discussed,�because what is beyond doubt is that, whether on the basis of
President Wilson's proposal, or of some other proposal, it was discussed.
The proof of this is something of which the Court's Opinion makes no
mention, namely that objections were entertained to the notion of
revocability by all the eventual holders of "C" mandates, and by the
representatives of governments destined to hold most of the "A" and "B"
mandates�in particular by M. Simon on behalf of France and Mr. Balfour (as
he then was) on behalf of Great Britain, both of whom pointed out the
difficulties, economic and other, that would arise if mandatories did not
have complete security of tenure[FN55]. The idea was accordingly not
proceeded with, and the final text of the mandates, and of Article 22 of the
Covenant, contained no mention of it. This makes it quite impossible in law
to infer that there nevertheless remained some sort of unexpressed intention
that a right of revocation should exist, for this would lead to the curious
legal proposition that it makes no difference whether a thing is expressed
or not. Yet the classic instance of the creation of an irrebuttable
presumption [p 275] in favour of a given intention is, precisely, where a
different course has been proposed but not followed. The motives involved
are juridically quite irrelevant, but were in this case clearFN56.
---------------------------------------------------------------------------------------------------------------------[FN55]
At the meetings of the Council of Ten on 24-28 January 1919, and
subsequently. See Foreign Relations of the United Slates: The Paris Peace
Conference, Vol. III, pp. 747-768. It was Mr. Balfour who pointed out (pp.
763-764) that although plenty of consideration had been given to the League
aspect of the matter, very little had been given to the position of the
mandatories, and that the system could only work if the latter had security
of tenure. M. Simon pointed out (p. 761) that mandatories would have little
inducement to develop the mandated territories if their future was
uncertain.
FN56For sheer audacity, it would be hard to equal the attempts made in the
course of the present proceedings to represent M. Simon's statement to the
effect that every mandate would be revocable and there could be no guarantee
of its continuance (which of course would have been the case on the basis of
the earlier idea which M. Simon was contesting), as affording evidence of an
intention that mandates should be revocable; and that this was only not
proceeded with because of a desire to be "tactful" towards the
mandatories,�although it is perfectly clear on the face of the record that
M. Simon (and Mr. Balfour) were objecting to the idea of revocability,� not
on grounds of its want of tact, but for economic and other reasons of a
highly concrete character,�i.e., France and Great Britain, no less than the
"C" mandatories, were not prepared to accept mandates on such a basis.
---------------------------------------------------------------------------------------------------------------------
Applicable Principle of Interpretation
Where a particular proposal has been considered but rejected, for whatever
reason, it is not possible to interpret the instrument or juridical
situation to which the proposal related as if the latter had in fact been
adopted.
82. The episode described in the preceding paragraph directly illustrates
and confirms the view expressed in paragraphs 70-72 above. When Statesmen
such as President Wilson thought of making mandates revocable (which could
only be in a context of possible breaches) they were not content to rely on
any inherent principle of revocability but made a definite proposal which,
had it been adopted, would have figured as an article in the eventual
governing instrument, or instruments. Since however the idea met with
specific objections, it was not proceeded with and does not so figure.
Therefore to treat the situation as being exactly the same as if it
nevertheless did, is inadmissible and contrary to the stability and
objectivity of the international legal order. Again, the process of having
it both ways is evident.
(v) The "integral portion" clause
83. Article 22 of the League Covenant drew a clear distinction between the
"C" mandated territories and the other ("A" and "B") territories, inasmuch
as in its paragraph 6 it described the former as being territories that
could "be best administered under the laws of the Mandatory as integral
portions of its territory",�and a clause to that effect figured [p 276] in
the "C" mandates accordingly (text in footnote 57).FN57 This distinction was
not, however, fully maintained; for a similar clause eventually appeared in
the "B" mandates as well,�though without warrant for this in the Covenant.
But this does not invalidate the point to be made because, as has been seen
in the previous sub-section (paragraph 81), the notion of revocability was
as inacceptable to the "B" as to the "C" mandatories. The point involved is
that the "integral portion" clause came very close in its wording to the
language of incorporation�indeed it only just missed it. It did not amount
to that of course, for annexation or cession in sovereignty of the mandated
territory was something which it was one of the aims of the mandates system
to avoid. But this clause did create a situation that was utterly
irreconcilable with unilateral revocability,�with the idea that at some
future date the existing administrative and legal integrations, and
applicable laws of the mandatory concerned, could be displaced by the
handing over of the territory to another mandatory, to be then administered
as an integral portion of its territory and subjected to another set of
laws;�and of course this process could in theory be repeated indefinitely,
if the revocability in principle of mandates once came to be admitted.
----------------------------------------------------------------------------------------------------------------------- FN57In the Mandate for SW. Africa that provision read as follows:
"The Mandatory shall have full power of administration and legislation over
the territory subject to the present Mandate as an integral portion of the
Union of South Africa, and may apply the laws of the Union of South Africa
to the territory, subject to such local modifications as circumstances may
require."
The phrase "subject to the present Mandate" of course qualifies and
describes the word "territory".
---------------------------------------------------------------------------------------------------------------------
84. In consequence, although the mandates did not contain any provision
affirmatively ruling out revocability, the "integral portion" clause in the
"B" and "C" mandates had in practice much the same effect. Significantly, no
such clause figured in any of the "A" mandates which were, from the start
(paragraph 4 of Article 22 of the Covenant), regarded as relating to
territories whose "existence as independent nations can be provisionally
recognized". Naturally the insertion of the "integral portion" clause in the
"B" and "C" mandates did not in any way preclude the eventual attainment of
self-government or independence by the territories concerned, as indeed
happened with most of them some forty years later,�with the consent of the
mandatory concerned; but that is another matter. What it did preclude was
any interim change of regime without the consent of the mandatory.[p 277]
(c) Positive contra-indications:�(2) based on the circumstances prevailing
when the mandates system was established
85. As is well known, the mandates system represented a compromise between,
on the one hand, President Wilson's desire to place all ex-enemy territory
outside Europe or Asia Minor (and even some in Europe) under direct League
of Nations administration,�and, on the other hand, the desire of some of the
Allied nations (more particularly as regards the eventual "C" mandates) to
obtain a cession to themselves of these territories, which their forces had
overrun and occupied during the warFN58. The factor of "geographical
contiguity to the territory of the Mandatory", specifically mentioned in
paragraph 6 of Article 22 of the Covenant, was of course especially (indeed
uniquely) applicable to the case of SW. Africa, and had unquestionably been
introduced with that case in mind. The compromise just referred to was
accepted only with difficulty by some of the mandatories and, in the case of
the "C" mandates only after assurances that the mandates would give them
ownership in all but name FN59. Whether this attitude was unethical
according to present-day standards (it certainly was not so then) is
juridically beside the point. It clearly indicates what the intentions of
the parties were, and upon what basis the "C" mandates were accepted. This
does not of course mean that the mandatories obtained sovereignty. But it
does mean that they could never, in the case of these territories contiguous
to or very near their own FN60, have been willing to accept a system
according to which, at the will of the Council of the League, they might at
some future date find themselves displaced in favour of another
entity�possibly a hostile or unfriendly one�(as is indeed precisely the
intention now). No sovereign State at that time�or indeed at any other
time�would have accepted the administration of a territory on such terms. To
the mandatories, their right of veto in the Council was an essential
condition of their acceptance of this compromise,�and that they viewed it as
extending to any question involving a possible change in the identity of the
mandatory is beyond all possible doubt. Here once more is a consideration
that completely negatives the idea of unilateral revocability.
----------------------------------------------------------------------------------------------------------------------- FN58 Such occupation, being a war-time one, was not in the nature of
annexation, and its ultimate outcome had in any case to await the eventual
peace settlement.
FN59 See Mr. Lloyd George's statement to the Prime Minister of Australia,
and the question put by Mr. Hughes of Canada, as given by Slonim in Canadian
Yearbook of International Law, Vol. VI, p. 135, citing Scott, "Australia
During the War" in The Official History of Australia in the War of 1914-18,
XI, p. 784.
FN60 On the geographical question, see the very forthright remarks made
about SW. Africa by Mr. Lloyd George to President Wilson as recorded in the
former's The Truth About the Peace Treaties, Vol. I, pp. 114 et seq and
190-191.
---------------------------------------------------------------------------------------------------------------------
[p 278]
3. General conclusion
86. Taking these various factors together, as they have been stated in the
preceding paragraphs, the conclusion must be that no presumptions or
unexpressed implications of revocability are applicable in the present case,
and that in any event they would be overwhelmingly negatived by the
strongest possible contra-indications.
87. Test of this conclusion�a good test of this conclusion is to enquire
what happened as regards those former mandated territories that were
eventually placed under the United Nations trusteeship system. Here was an
opportunity for the Assembly to introduce an express power of unilateral
revocation into the various trusteeship agreements entered into under
Article 79 of the Charter. This however was not done, for one very simple
reason, namely that not a single administering authority, in respect of any
single trusteeship, would have been prepared to agree to the inclusion of
such a power�any more than, as a mandatory, it had been prepared to agree to
it in the time of the League. The point involved is of exactly the same
order (though in a different but related contextFN61) as that to which
attention was drawn in paragraphs 93-95 of the 1966 Judgment of the
CourtFN61, where is was stated (I.C.J. Reports 1966, p. 49) that there was
one test that could be applied in order to ascertain what had really been
intended, namely,
"... by enquiring what the States who were members of the League when the
mandates system was instituted did when, as Members of the United Nations,
they joined in setting up the trusteeship system that was to replace the
mandates system. In effect. . . they did exactly the same as had been done
before . . .".
----------------------------------------------------------------------------------------------------------------------- FN61 The 1966 Judgment of the Court found that the compulsory adjudication
articles of the mandates only applied to disputes concerning clauses about
the economic and other individual interests of members of the League, and
not to clauses concerning the conduct of the mandates themselves, which was
a matter vested collectively in the League as an entity. This view was
confirmed by the fact that, in the trusteeship agreements relating to former
mandated territories, a compulsory adjudication article figured only in
those trusteeships which included clauses of the former kind, but not in
those which were confined to the latter type of clause.
---------------------------------------------------------------------------------------------------------------------
And so it was over revocation. No more than before was any provision for it
made. Is it really to ascribe this to a belief that it was not necessary
because all international mandates and trusts were inherently subject to
unilateral revocation, irrespective of the consent of the administering
authority?�or would it be more reasonable to suppose that it was because no
such thing was intended? If no such thing was intended in the case of the
trust territories (all of them formerly mandated territories), this was[p
279] because no such thing had been intended, or had ever been instituted,
in the case of the mandated territories themselves, as mandates. The former
mandatories were simply perpetuating in this respect the same system as
before (and the Assembly tacitly agreed to this under the various
trusteeship agreements). This previous system of course applied, and
continues to apply, to the mandated territory of SW. Africa.
***
88. Since the conclusion reached is that League of Nations mandates would
not have been subject to unilateral revocation by the Council of the League
or�what comes to the same thing�that the concurrence of the mandatory
concerned would have been required for any change of mandatory, or for the
termination of the mandate on a basis of self-government or
independence;�and since the United Nations cannot have any greater powers in
the matter than had the League, it follows that the Assembly can have had no
competence to revoke South Africa's mandate, even if it had become
subrogated to the League Council's supervisory role�for that role did not
comprise any power of unilateral revocation.
***
89. There are however other reasons, resulting from the United Nations
Charter itself, why the organs of the United Nations had no competence to
revoke the Mandate, whether or not they would otherwise have had it; and
these will now be considered in the next main section (Section C).
Section C
Limitations on the competence and powers of the organs of the United Nations
under the Charter
90. In the two preceding main sections it has been held, first (Section A)
that the United Nations as an Organization never became invested with any
supervisory function in respect of mandates not voluntarily converted into
trusteeships, and never became subrogated to the sphere of compe-tence of
the former League of Nations in respect of mandates; and secondly (Section
B) that since in any event that competence did not include any power of
unilateral revocation of a mandate, or of terminating it without the consent
of the mandatory concerned, the United Nations would equally have had no
competence to exercise such a power even if it had, [p 280]
in principle, become subrogated to the role of the League in respect of
mandates. But in addition to the limitations thus arising, both from general
rules of law and from the provisions of the relevant governing instruments,
there is also the question of the limitations imposed upon the competence
and sphere of authority of the organs of the United Nations by the
constitution of the latter, as embodied in its Charter. Since these organs
(in the present context the General Assembly and the Security Council) are
the creations of the Charter, they are necessarily subject to such
limitations, and can prima facie, take valid action only upon that basis.
1. Competence and Powers of the General Assembly under the Charter
91. So far as the Assembly is concerned, there arises at the outset an
important preliminary question, namely whether it was competent to act as
(in effect) a court of law to pronounce, as judge in its own cause, on
charges in respect of which it was itself the complainant. In my opinion it
was not; and this suffices in itself to render Resolution 2145, by which the
Assembly purported to revoke the Mandate for SW. Africa, invalid and
inoperative. However, in order not to break the thread of the present
argument, I deal with the matter in the first section of the Annex to this
Opinion.
(i) The Assembly lacks any general competence to take action of an executive
character
92. In contrast with the former League of Nations, in which both main
bodies, except in certain specified cases, acted by unanimity, the basic
structure adopted in the drafting of the United Nations Charter consisted in
the establishment of a careful balance between a small organ�the Security
Council, acting within a comparatively limited field, but able, in that
field, to take binding decisions for certain purposes;�and a larger organ,
the General Assembly, with a wide field of competence, but in general, only
empowered to discuss and recommend;�this distinction being fundamental. The
powers of the Security Council will be considered at a later stage. As to
the Assembly, the list appended below in footnote 62[FN62] indicates the
general character of what it was empowered to do. From [p 281]what this list
reveals (seen against the whole conceptual background of the Charter), there
arises an irrebuttable presumption that except in the few cases (see section
(d) of the list) in which executive or operative powers are specifically
conferred on the Assembly, it does not, so far as the Charter is concerned,
have them. In consequence, anything else it does outside those specific
powers, whatever it may be and however the relevant resolution is worded,
can only operate as a recommendation. It should hardly be necessary to point
out the fallacy of an argument which would attribute to the Assembly a
residual power to take executive action at large, because it has a specific
power so to do under certain particular articles (4, 5, 6 and 17). On the
contrary, the correct inference is the reverse one�that where no such power
has been specifically given, it does not exist.
---------------------------------------------------------------------------------------------------------------------[FN62]
The list shows that the Assembly is either limited to making
recommendations, or that where it can do more, it is as a result of a
specific power conferred by the express terms of some provision of the
Charter. In other words the Assembly has no inherent or residual power to do
more than recommend.
(a) The recommendatory functions are described as follows:�
[The General Assembly]
Article 10: "may discuss . . . and . . . make recommendations";
Article 11, paragraph 1: "may consider . . . and . . . make
recommendations";
Article 11, paragraph 2: "may discuss . . . and . . . make recommendations";
Article 11, paragraph 3: "may call . . . attention . . . to";
Article 12, paragraph 1: "shall not make any recommendation . . . unless [so
requested]";
Article 13: "shall initiate studies and make recommendations"; Article 14:
"may recommend measures"; Article 15: "shall receive and consider
[reports]";
Article 16: "shall perform such functions ... as are assigned to it [by
Chapters
XII and XIII of the Charter]"; Article 105, paragraph 3: "may make
recommendations".
(b) The peace-keeping functions conferred upon the Assembly by Article 35
are, by its third paragraph, specifically stated to be "subject to the
provisions of Articles 11 and 12" (as to which, see above).
(c) As regards Chapters XII and XIII of the Charter (trusteeships), the only
provisions which refer to the Assembly are:
Article 85, which (without any indication of what the functions in question
are) provides that the non-strategic area functions of the United Nations
"with regard to trusteeship agreements" (italics added) "including the
approval of the terms of" such agreements, "shall be exercised by the . . .
Assembly".
Article 87, under which the Assembly may "consider reports" ("submitted by
the administering authority"); "accept petitions and examine them" ("in
consultation with [that] authority"); "provide for periodic visits" to trust
territories ("at times agreed upon with the [same] authority"); and "take
these and other actions in conformity with the terms of the trusteeship
agreements" (italics added).
None of this invests the Assembly with any binding or executive powers
except in so far as might specifically be conferred upon it by the express
terms of the trusteeship agreements. These did not in fact any of them do so
(see footnote 64 below).
(d) In the result, the only provisions of the Charter which confer executive
or quasi-executive powers on the Assembly are:
Articles 4, 5 and 6, which enable the Assembly to admit a new Member, or
suspend or expel an existing one,�in each case only upon the recommendation
of the Security Council; and Article 17, under paragraph 1 of which the
Assembly is to "consider and approve" the budget of the Organization, with
the corollary (paragraph 2) that the expenses of the Organization are to be
borne by the Members "as apportioned by the Assembly". Under paragraph 3,
the Assembly is to "consider and approve" financial arrangements with the
specialized agencies, but is only to "examine" their budgets "with a view to
making recommendations" to them.
(e) The Assembly naturally has those purely domestic, internal, and
procedural executive powers without which such a body could not function,
e.g., to elect its own officers; fix the dates and times of its meetings;
determine its agenda; appoint standing committees and ad hoc ones; establish
staff regulations; decide to hold a diplomatic conference under United
Nations auspices, etc., etc.
---------------------------------------------------------------------------------------------------------------------
93. It follows ineluctably from the above, that the Assembly has no implied
powers except such as are mentioned in (e) of footnote 62. All its powers,
whether they be executive or only recommendatory, are precisely formulated
in the Charter and there is no residuum. Naturally any organ must be deemed
to have the powers necessary to enable it to perform the specific functions
it is invested with. This is what the Court had in mind when, in the
Injuries to United Nations Servants (Count Bernadotte) case (I.C.J. Reports
1949, p. 182), it said that the United Nations: [p 282]
". . . must be deemed to have those powers which, though not expressly
provided in the Charter, are conferred upon it by necessary implication as
being essential to the performance of its duties".
This is acceptable if it is read as being related and confined to existing
and specified duties; but it would be quite another matter, by a process of
implication, to seek to bring about an extension of functions, such as would
result for the Assembly if it were deemed (outside of Articles 4, 5, 6 and
17) to have a non-specified power, not only to discuss and recommend, but to
take executive action, and to bind.
94. In the same way, whereas the practice of an organization, or of a
particular organ of it, can modify the manner of exercise of one of its
functions (as for instance in the case of the veto in the Security Council
which is not deemed to be involved by a mere abstention), such practice
cannot, in principle, modify or add to the function itself. Without in any
absolute sense denying that, through a sufficiently steady and
long-continued course of conduct, a new tacit agreement may arise having a
modificatory effect, the presumption is against it,�especially in the case
of an organization whose constituent instrument provides for its own
amendment, and prescribes with some particularity what the means of
effecting this are to be. There is a close analogy here with the principle
enunciated by the Court in the North Sea Continental Shelf case (I.C.J.
Reports 1969, p. 25) that when a convention has in terms provided for a [p
283] particular method whereby some process is to be carried out (in that
case it was the method of becoming bound by the convention), it was "not
lightly to be presumed that", although this method had not been followed,
the same result had "nevertheless somehow [been achieved] in another way"�a
principle which, had it been applied by the Court in the present case FN63,
would have led to a totally different outcome, as can be seen from Sections
A and B above.
----------------------------------------------------------------------------------------------------------------------- FN63 This affords an excellent illustration (and many more could be given)
of the fact that, owing to the constant changes in the composition of the
Court, due to the system of triennial elections created by its Statute, the
Court does not always adhere to its own jurisprudence.
---------------------------------------------------------------------------------------------------------------------
95. Translating this into the particular field of mandates, it is clear
that, just as the Assembly would have no power to make a grant of sovereign
independence to a non-self-governing territory under Articles 73 and 74 of
the Charter, nor to terminate a trusteeship without the consent of the
administering authority (see relevant clauses of the various trusteeship
agreements made under Article 79 of the CharterFN64),�so equally, given the
actual language of the Charter, does the Assembly have no power to evict a
mandatory. Any resolution of the Assembly purporting to do that could
therefore only have the status of, and operate as, a non-binding
recommendation. The power given to the Assembly by Articles 5 and 6 of the
Charter to suspend or expel a member State (upon the recommendation of the
Security Council) would of course enable it to suspend or expel a mandatory
from its membership of the United Nations; but this cannot be extended on a
sort of analogical basis to the quite different act of purporting to revoke
the mandatory's mandate.
----------------------------------------------------------------------------------------------------------------------- FN64 The various trusteeship agreements deal differently with the question
of the termination, or possible termination of the trust, but the effect is
that in no case does the Assembly possess any unilateral power in the
matter. If therefore no trusteeship can be terminated without the consent,
given in one form or another, of the administering powers, why should it be
so unthinkable that a mandate should not be terminable without the consent
of the mandatory?
---------------------------------------------------------------------------------------------------------------------
***
96. From all of this, only one conclusion is possible, namely that so far as
the terms of the Charter itself are concerned, the Assembly has no power to
terminate any kind of administration over any kind of territory.
***
97. It may however be contended that the matter does not end there, for it
may be possible for powers other or greater than its normal ones to be
conferred upon an international organ aliunde or ab extra, for some
particular purpose�e.g., under a treaty,�and if so, why should it not [p
284] exercise them? This contention must now be considered.
(ii) The Assembly can only exercise powers conferred upon it or derived
aliunde or ab extra provided it keeps within the limits of its
constitutional role under the structure of the Charter
98. The question here is whether it is legally possible for a body such as
the Assembly, in the purported exercise of what may conveniently be called
"extra-mural" powers, to act in a manner in which, in the intramural
exercise of its normal functions, it would be precluded by its constitution
from doing. To put the matter in its most graphic form, suppose for instance
a group of member States of the United Nations� in a particular region
perhaps�entered into a treaty under which they conferred on the Assembly, in
relation to themselves and for that region, exactly those peace-keeping
powers which, under the Charter, the Security Council is empowered to take
as regards the member States of the United Nations collectively. Could it
then validly be argued that although it would be ultra vires for the
Assembly so to act under the Charter, if Charter action were involved,
nevertheless it could in this particular case do so because it had acquired,
aliunde, the necessary power vis-�-vis the particular States members of the
regional group concerned, by reason of the treaty concluded between them
investing the Assembly with such power? It is in fact approximately upon the
basis of a theory such as this one, that those who (to their credit) feel
some difficulty in attributing executive powers to the Assembly, outside
those specified in Articles 4, 5, 6 and 17 of the Charter, rely in
contending that, although under the Charter the Assembly could not do more
than discuss and recommend in the field of mandates, yet it could go further
than this if it had derived from the League of Nations the power to do so.
99. It should be realized that the question asked in the preceding paragraph
is not merely an academic one: it is closely related to situations that have
actually arisen in the history of the United Nations. There have been times
when the majority of the member States have been dissatisfied with the
functioning of the Security Council, whose action had become paralyzed owing
to the attitude of one or more of the Permanent Members. In these
circumstances recourse was had to the Assembly, which adopted resolutions
containing recommendations that were not, indeed, binding but which could
be, and were by most of the States concerned, regarded as authorizing them
to adopt courses they might not otherwise have felt justified in following.
If such situations were to arise again and continue persistently, it could
be but a step from that to attempts to invest the Assembly with a measure of
executive power by the process already described, or something analogous to
it.[p 285]
***
100. It so happens that the principle of the question under discussion arose
in the Voting Procedure case, and was dealt with both by the Court and by
three individual judges in a sense adverse to the contention now being
considered. It was Sir Hersch Lauterpacht who gave the most direct general
negative; and though he was speaking with reference to the question of the
voting rule, the principle involved was exactly the same (I.C.J. Reports
1955, at p. 109):
". . . the . . . Assembly cannot act in that way. It cannot override a
seemingly mandatory provision of the Charter by the device of accepting a
task conferred by a treaty. It might otherwise be possible to alter, through
extraneous treaties, the character of the Organization in an important
aspect of its activity"�(my italics).
The passage italicised is precisely applicable to the situation that would
arise if the Assembly were deemed able to accept, ab extra, functions of an
executive character going beyond its basic Charter role of consideration,
discussion and recommendation. Even if it may not be outside the scope of
the Charter for the Assembly to deal in some form with mandated territories
not placed under trusteeship�e.g., as being, at the least,
non-self-governing territories within the meaning of Article 73� it can only
deal with them by way of discussion and recommendation, not executive
action.
101. In the Voting Procedure case, the Court itself was of the same way of
thinking as Sir Hersch. Having regard to the view expressed in its earlier
(1950) Opinion to the effect that the degree of supervision in the Assembly
should not exceed that of the League Council, and should as far as possible
follow the latter's procedure (see paragraph 65 above), it became evident
that if the Assembly applied its usual majority, or two-thirds majority,
voting rule in the course of its supervision of the mandate, it would not be
conforming to the procedure of the League Council, which was based on a
unanimity rule, including even the vote of the mandatory. Moreover, it was
clear that the latter rule (being more favourable to the mandatory by making
decisions adverse to its views harder to arrive at) involved in consequence
a lesser degree of supervision than the Assembly's voting rule would do.
This being so, the question arose whether the Assembly, in order to remain
within the limits of the powers derived by it from or through the instrument
of mandate, as those powers had been exercised by the League Council, could
proceed according to a voting rule which was not that provided for by the [p
286]
Charter�in short could depart from the Charter in this respectFN65. The
Court answered this question by a decided negative in the following terms
(I.C.J. Reports 1955, at p. 75):
"The constitution of an organ usually prescribes the method of voting by
which the organ arrives at its decisions. The voting system is related to
the composition and functions of the organ. It forms one of the
characteristics of the constitution of the organ. Taking decisions by a
two-thirds majority vote or by a simple majority vote is one of the
distinguishing features of the General Assembly, while the unanimity rule
was one of the distinguishing features of the Council of the League of
Nations. These two systems are characteristic of different organs, and one
system cannot be substituted for another without constitutional amendment.
To transplant upon the General Assembly the unanimity rule of the Council of
the League . . . would amount to a disregard of one of the characteristics
of the. . . Assembly."
----------------------------------------------------------------------------------------------------------------------- FN65 The form in Which the question arose in the Voting Procedure case was a
little different, inasmuch as the issue was not whether the Assembly could
act in a way not provided for by the Charter, but whether it could do so if
this would involve a more stringent supervisory regime than that of the
League's system. But the underlying point was the same�i.e., could the
Assembly, in the exercise of ab extra functions, act by means of a
different voting rule from that provided by the Charter� could it in any
event, consistently with the Charter, apply the League unanimity rule?
---------------------------------------------------------------------------------------------------------------------
This view was independently concurred in by Judges Basdevant, Klaestad and
Lauterpacht. Judge Basdevant said (at p. 82):
"The majority rule laid down by Article 18 of the Charter and the unanimity
rule prescribed by the Covenant of the League of Nations are something other
than rules of procedure: they determine an essential characteristic of the
organs in question and of their parent international institutions." (For
Judge Klaestad's view see paragraph 104 below and paragraph (a) of footnote
66.)
102. The criteria thus enunciated by the Court and by Judge Basdevant were,
be it noted, formulated precisely in the context of the mandates system. It
is therefore legitimate to apply them to the present case; and if this is
done in terms of the last two sentences of the foregoing quotation from the
1955 Opinion of the Court, the result is that there "cannot. . . without
constitutional amendment" "be substituted" for a system which only allows
the Assembly to discuss and recommend, "another" system which would allow
it, in addition, to take executive and peremptory action,�and that, to deem
the Assembly to be invested with such a power "would amount to a disregard
of one of [its] characteristics" within the system of the Charter.
***[p 287]
103. It must be concluded that even if the League Council's supervisory
powers had in principle passed to the Assembly, and had included the right
to revoke an existing mandate, such a right could not, constitutionally, be
exercised by the Assembly, since this would be inconsistent with the basic
philosophy of its role within the general structure of the United Nations.
(iii) Elements confirming the above conclusions
104. Dilemma of Judges Klaestad and Lauterpacht in the Voting Procedure
case�The problem in the Voting Procedure case was that, as has already been
mentioned, the fact that decisions could be more easily arrived at under the
Assembly's voting rule than under the League's rule of unanimity including
the vote of the mandatory, involved for the latter a "greater degree of
supervision" than the League's. Yet, as the Court found (see ante, paragraph
101), the Assembly could not, conformably with the Charter, depart from its
own voting rule. The Court solved this problem by holding that although, in
the exercise of its supervisory function, the Assembly must not depart from
the substance of the mandate, the procedure by which it carried out that
function must be the procedure provided for by the Charter; and that the
Court's previous (1950) pronouncement, indicating that the degree of
supervision must not be greater than the League's, was intended to apply
only to matters of substance, not procedure. Given that the Assembly's
voting rule did however, in principle, involve a greater degree of
supervision than the League rule, by making it possible for decisions to be
arrived at without the concurrence of the mandatory, this pronouncement of
the Court in the Voting Procedure case involved a distinct element of
inconsistency. That solution accordingly did not satisfy Judges Klaestad and
Lauterpacht who arrived at a different and more logical one, avoiding
contradictions and, at the same time, operating to confirm in a very
striking manner the views expressed above as to the limits imposed by the
Charter on the powers of the Assembly. They pointed out that the decisions
reached by that organ in the course of supervising the mandate, not being in
the nature of domestic, internal or procedural decisions (see head (e) in
note 62 above) could only operate as recommendations, and could not
therefore in any case be binding on the mandatory unless it had at least
voted in favour of them [FN66]. Hence the Assembly's two-thirds rule, though
theore-tically more burdensome for the mandatory than the League's rule of
unanimity including the mandatory's vote, would not in practice be so, [p
288] since in neither case could the mandatory be bound without its own
concurrence. In this way the balance between the weight of the League
Council's supervision and that of the Assembly would be maintained or
restored.
----------------------------------------------------------------------------------------------------------------------- FN66 (a) Distinguishing between the "domestic" or "internal", and the
non-domestic categories of Assembly decisions, Judge Klaestad (I.C.J.
Reports 1955, at p. 88) stated that in his opinion "recommendations . . .
concerning reports and petitions relating to. . . South West Africa belong
... to the last mentioned category". He continued:
"They are not legally binding on the Union ... in its capacity as Mandatory
Power. Only if the Union Government by a concurrent vote has given its
consent to the recommendation can that Government become legally bound to
comply with it. In that respect the legal situation is the same as it was
under the supervision of the League. Only a concurrent vote can create a
binding legal obligation for the Union of South Africa"�(my italics).
(b) Judge Lauterpacht illustrated his view by reference to the trusteeship
position, which he regarded as relevant to that of mandates. The passage in
question is so striking as to be worth quoting in extenso,�and it is of
course applicable a fortiori to the case of mandates (loc. cit., at p. 116):
"This, in principle, is also the position with respect to the
recommendations of the General Assembly in relation to the administration of
trust territories. The Trusteeship Agreements do not provide for a legal
obligation of the Administering Authority to comply with the decisions of
the organs of the United Nations in the matter of trusteeship. Thus there is
no legal obligation, on the part of the Administering Authority to give
effect to a recommendation of the General Assembly to adopt or depart from a
particular course of legislation or any ------ particular administrative
measure. The legal obligation resting upon the Administering Authority is to
administer the Trust Territory in accordance with the principles of the
Charter and the provisions of the Trusteeship Agreement, but not necessarily
in accordance with any specific recommendation of the General Assembly or of
the Trusteeship Council. This is so as a matter both of existing law and of
sound principles of government. The Administering Authority, not the General
Assembly, bears the direct responsibility for the welfare of the population
of the Trust Territory. There is no sufficient guarantee of the timeliness
and practicability of a particular recommendation made by a body acting
occasionally amidst a pressure of business, at times deprived of expert
advice and information, and not always able to foresee the consequences of
a particular measure in relation to the totality of legislation and
administration of the trust territory. Recommendations in the sphere of
trusteeship have been made by the General Assembly frequently and as a
matter of course. To suggest that any such particular recommendation is
binding in the sense that there is a legal obligation to put it into effect
is to run counter not only to the paramount rule that the General Assembly
has no legal power to legislate or bind its Members by way of
recommendations, but, for reasons stated, also to cogent considerations of
good government and administration"�(my italics).
"In fact States administering Trust Territories have often asserted their
right not to accept recommendations of the General Assembly or of the
Trusteeship Council as approved by the General Assembly. That right has
never been seriously challenged. There are numerous examples of express
refusal on the part of the Administering Authority to comply with a
recommendation." [Follow-ing upon this (loc. cit., pp. 116-117) Judge
Lauterpacht cited, with references, a long list of specific instances.]
(c) With regard to mandates equally, in a passage of quite particular
significance in the circumstances of the present case, Sir Hersch
Lauterpacht said (loc. cit., at P. 121):
"This absence of a purely legal machinery and the reliance upon the moral
authority of the findings and the reports of the Mandates Commission are in
fact the essential feature of the supervision of the Mandates system. Public
opinion�and the resulting attitude of the Mandatory Powers�were influenced
not so much by the formal resolutions of the Council and Assembly [of the
League] as by the reports of the Mandates Commission which was the true
organ of supervision . . . yet no legal sanction was attached to
non-compliance with or disregard of the recommendations, the hopes and the
regrets of the Commission"� (my italics).
---------------------------------------------------------------------------------------------------------------
[p 289]
105. This conclusion could not be other than correct;�for if the Assembly's
decisions bound the mandatory without the latter's consent, whereas the
League's did not, there would be imposed a degree of supervision not only
far heavier, but differing totally in kind from that of the League. To put
the matter in another way, if the substitution of the Assembly for the
League Council could not be allowed to operate so as to increase the
Mandatory's obligations, it correspondingly could not be allowed to operate
to increase the supervisory organ's powers, still less to give it a power
that the former supervisory organ never had, or could never have exercised
except in a certain way and by a certain kind of vote. It follows that such
a power could not be exercised by the Assembly either, especially since the
latter equally cannot bind the mandatory and cannot go beyond
recommendations without exceeding its constitutional Charter powers. In
consequence, Resolution 2145, even if it were otherwise valid, could not
have any higher status or effect than, or operate except as, a
recommendation that South Africa's administration should terminate, and not
as an actual termination of it. I have to point out in conclusion that the
whole of this most important aspect of the matter, resulting from the
Court's own jurisprudence as it was enunciated in the 1955 Voting Procedure
case, is now completely ignored, and not even mentioned, in the present
Opinion of the Court;� for the sufficient reason no doubt that there is no
satisfactory answer that can be given to it.
106. The answer given by the Court in 1950 to the question lettered (c) put
to it in the then advisory proceedings�This question asked where the
competence to modify the international status of SW. Africa lay, upon the
assumption that it did not lie with South Africa acting unilaterally. The
Court replied (I.C.J. Reports 1950, at p. 144):
". .. that the Union of South Africa acting alone has not the competence to
modify the international status of the territory of South West Africa, and
that the competence to determine and []p 290]modify the international status
of the Territory rests with the Union of South Africa acting with the
consent of the United Nations"�(my italics).
It is clear that even if the Mandate itself persisted under another
authority the change of authority (particularly if the new one was the
United Nations as such) would unquestionably involve a modification of the
international status of the territory, not only by substituting a new
administration for the existing one, but by substituting one which could not
itself be subjected to any supervision at all, except its own, and which
would have to render reports to itself (and so�quis custodiet ipsos
custodes?)FN67. It therefore follows from what the Court said about
modifying the status of the territory, that the competence to effect any
substitution of this kind (or any other change of mandatory) would rest
"with the Union of South Africa acting with the consent of the United
Nations", �which view invests South Africa with the initiative, and
negatives the existence of any independent right of termination resident in
the United Nations acting alone. Even allowing for the fact that the issue
at that time was whether the mandatory had any unilateral power of
modification it is impossible to reconcile the phraseology employed with the
idea that the Court in 1950 could have thought the United Nations, or any
organ of it, acting alone, had such a power. As my colleague Judge Gros
points out, both aspects of the matter had been raised in the course of the
proceedings.
----------------------------------------------------------------------------------------------------------------------- FN67 Even if the Assembly had "inherited" the supervisory function from the
League, this function manifestly cannot include administration,�for the
essence of supervision is its exercise by a separate body, not being the
administering authority. The idea of mandates administered direct by the
League itself without a mandatory as intermediary, which formed part of
President Wilson's original proposals at Versailles, was not adopted, and
formed no part of the League mandates system which it is claimed that the
United Nations inherited.
---------------------------------------------------------------------------------------------------------------------
(iv) Conclusion as to the powers of the Assembly
107. The foregoing considerations lead to the conclusion that even if the
Assembly inherited a supervisory role from the League Council, it could
exercise it only within the limits of its competence under the Charter
namely by way of discussion and recommendation. Such a situation has no room
for, and is entirely incompatible with any power to revoke a mandate. In
consequence, Assembly Resolution 2145 could have effect only as a
recommendation. [p 291]
2. Competence and powers of the Security Council relative to mandates
(i) Consequential character of the Security Council's resolutions in the
present case
108. It is strictly superfluous to consider what (if any) were the Security
Council's powers in relation to mandates, because it is quite clear that the
Council never took any independent action to terminate South Africa's
mandate. All its resolutions were consequential, proceeding on the basis of
a supposed termination already effected or declared by the Assembly. Without
the Assembly's act, the acts of the Security Council, which were largely in
the nature of a sort of attempted enforcement of what the Assembly had
declared, would have lacked all raison d'!!!etre;�while on the other hand,
if the Assembly's resolution 2145 lacked in se validity and legal effect, no
amount of "confirmation" by the Security Council could validate it or lend
it such effect, or independently bring about the revocation of a mandate.
(ii) On a mandates basis, the powers of the Security Council are no greater
than the Assembly's
109. The words "relative to mandates" have been inserted of set purpose in
the title to this subsection,�because it is necessary to distinguish
clearly between what the Security Council can do on a mandates basis and
what it might be able to do on the only other possible basis on which it
could act, namely a peace-keeping basis. On a mandates basis the Security
Council has no greater powers than the Assembly,�for (see the 1950 Opinion
of the Court at p. 137) [FN68] it was the United Nations as a whole which
inherited�or did not inherit�the role of the League of Nations in respect of
mandates, together with (if it did) such powers as were comprised in that
role. Consequently, as regards any power of revocation, the Security Council
stands on exactly the same footing as the Assembly in respect of such
questions as whether the United Nations has any supervisory function at all
and, if so, whether it includes any power of revocation;�subject however to
this one qualification, namely that in 1950 the Court very definitely (loc.
cit.) indicated the Assembly as the appropriate organ to exercise the
supervisory function it found the United Nations to be invested with. It
must therefore be questioned whether the Security Council has any specific
role whatever in respect of mandates as such, similar to that which it has
in respect of strategic [p 292] trusteeships. If this is so, it would be
solely for peace-keeping purposes that the Security Council would be
competent to take action in respect of a mandate.
----------------------------------------------------------------------------------------------------------------------- FN68 Speaking of the final League winding-up resolution of 18 April 1946
(see paragraphs 41 and 42 above) the Court said "This resolution
pre-supposes that the supervisory functions exercised by the League would be
taken over by the United Nations"�(my italics).
---------------------------------------------------------------------------------------------------------------------
(iii) Wider powers in the field of mandates exercisable only on a
peace-keeping basis
110. As regards the alternative basis of Security Council intervention,
clearly that organ cannot be precluded from exercising its normal
peacekeeping functions merely because the threat to the peace, if there is
one, has arisen in a mandates context,�provided the intervention has a
genuinely peace-keeping aim and is not a disguised exercise in mandates
supervision. What the Security Council cannot properly do is, in the guise
of peace-keeping, to exercise functions in respect of mandates, where those
functions do not properly belong to it either as a self-contained organ or
as part of the United Nations as a whole. It cannot, in the guise of
peace-keeping revoke a mandate any more than it can, in the guise of
peace-keeping order transfers or cessions of territory.
111. However, in my opinion, the various Security Council resolutions
involved did not, on their language, purport to be in the exercise of the
peace-keeping function. There is in fact something like a careful avoidance
of phraseology that would be too unambiguous in this respect. That being so,
their effect was as indicated in paragraphs 108-109 above. They were not
binding on the Mandatory or on other member States of the United Nations.
Like those of the Assembly they could only have a recommendatory effect in
the present context.
(iv) Proper scope of the Security Council's peace-keeping powers under the
Charter
112. This matter, so far as the actual terms of the Charter are concerned is
governed by paragraphs 1 and 2 of Article 24 which read as follows:
"1. In order to ensure prompt and effective action by the United Nations,
its Members confer on the Security Council primary responsibility for the
maintenance of international peace and security and agree that in carrying
out its duties under this responsibility the Security Council acts on their
behalf.
2. In discharging these duties the Security Council shall act in accordance
with the purposes and principles of the United Nations. The specific powers
granted to the Security Council for the discharge of these duties are laid
down in Chapters VI, VII, VIII and XII"� (my italics). [p 293]
I am unable to agree with the extremely wide interpretation which the
Opinion of the Court places on this provision. No doubt it does not limit
the occasions on which the Security Council can act in the preservation of
peace and security, provided the threat said to be involved is not a mere
figment or pretext. What it does do is to limit the type of action the
Council can take in the discharge of its peace-keeping responsibilities,
�for the second paragraph of Article 24 states in terms that the specific
powers granted to the Security Council for these purposes are laid down in
the indicated Chapters (VI, VII, VIII and XII). According to normal canons
of interpretation this means that so far as peace-keeping is concerned, they
are not to be found anywhere else, and are exercisable only as those
Chapters allow. It is therefore to them that recourse must be had in order
to ascertain what the specific peace-keeping powers of the Security Council
are, including the power to bind. If this is done, it will be found that
only when the Council is acting under Chapter VII, or possibly in certain
cases under Chapter VIII, will its resolutions be binding on member States.
In other cases their effect would be recommendatory or hortatory only.
(Peace-keeping action under Chapter XII�strategic trusteeships�does not
really seem to me to be a separate case, since it is difficult to see how it
could fail to take the form of action under Chapters VI or VII as the case
might be.)
113. These limitations apply equally to the effect of Article 25 of the
Charter, by reason of the proviso "in accordance with the present Charter".
If, under the relevant chapter or article of the Charter, the decision is
not binding, Article 25 cannot make it so. If the effect of that Article
were automatically to make all decisions of the Security Council binding,
then the words "in accordance with the present Charter" would be quite
superfluous. They would add nothing to the preceding and only other phrase
in the Article, namely "The Members of the United Nations agree to accept
and carry out the decisions of the Security Council", which they are clearly
intended to qualify. They effectively do so only if the decisions referred
to are those which are duly binding "in accordance with the present
Charter". Otherwise the language used in such parts of the Charter as
Chapter VI for instance, indicative of recommendatory functions only, would
be in direct contradiction with Article 25�or Article 25 with them.
114. Since, in consequence, the question whether any given resolution of the
Security Council is binding or merely recommendatory in effect, must be a
matter for objective determination in each individual case, it follows that
the Council cannot, merely by invoking Article 25 (as it does for instance
in its Resolution 269 of 12 August 1969) impart [p 294] obligatory character
to a resolution which would not otherwise possess it according to the terms
of the chapter or article of the Charter on the basis of which the Council
is, or must be deemed to be, acting.
(v) The Security Council is not competent, even for genuine peace-keeping
purposes, to effect definitive changes in territorial sovereignty or
administrative rights
115. There is more. Even when acting under Chapter VII of the Charter
itself, the Security Council has no power to abrogate or alter territorial
rights, whether of sovereignty or administration. Even a war-time
occupation of a country or territory cannot operate to do that. It must
await the peace settlement. This is a principle of international law that is
as well-established as any there can be,�and the Security Council is as much
subject to it (for the United Nations is itself a subject of international
law) as any of its individual member States are. The Security Council might,
after making the necessary determinations under Article 39 of the Charter,
order the occupation of a country or piece of territory in order to restore
peace and security, but it could not thereby, or as part of that operation,
abrogate or alter territorial rights;�and the right to administer a mandated
territory is a territorial right without which the territory could not be
governed or the mandate be operated. It was to keep the peace, not to change
the world order, that the Security Council was set up.
***
116. These limitations on the powers of the Security Council are necessary
because of the all too great ease with which any acutely controversial
international situation can be represented as involving a latent threat to
peace and security, even where it is really too remote genuinely to
constitute one. Without these limitations, the functions of the Security
Council could be used for purposes never originally intended,�and the
present case is a very good illustration of this: for not only was the
Security Council not acting under Chapter VII of the Charter (which it
obviously could not do�though it remains to be seen by what means and upon
what grounds the necessary threat to, or breach of the peace, or act of
aggression will be determined to exist);�not only was there no threat to
peace and security other than such as might be artificially created as a
pretext for the realization of ulterior purposes,�but the whole operation,
which will not necessarily end there, had as its object the abrogation of
the Mandatory's rights of territorial administration, in order to secure
(not eventually but very soon) the transformation of the mandated terri-[p
295] tory into, and its emergence as, the sovereign independent State of
"Namibia". This is what is declared in terms, not only in Resolution 2145
itself, but also in the subsequent Assembly Resolution 2248 (S-V) of 1967,
specifying June 1968 as the intended date of transferFN69,�and this is par
excellence the type of purpose, in promoting which, the Security Council
(and a fortiori the Assembly) exceeds its competence, and so acts ultra
vires.
----------------------------------------------------------------------------------------------------------------------- FN69 See further in the Annex, paragraph 15 in section 3.
---------------------------------------------------------------------------------------------------------------------
Section D
The legal consequences for States
1. In general
117. On the basis of the foregoing conclusions, the answer to the question
put to the Court in the present proceedings, as to what are the legal
consequences for States of the continued presence of South Africa in the
mandated territory of SW. Africa, despite Security Council resolution 276 of
1970 is, strictly, that there are no specific legal consequences for
States, for there has been no change in the legal position. Since neither
the Security Council nor the Assembly has any competence to revoke South
Africa's Mandate, the various resolutions of these organs purporting to do
so, or to declare it to be at an end, or to confirm its termination, are one
and all devoid of legal effect. The result is that the Mandate still
subsists, and that South Africa is still the Mandatory. However, from this
last conclusion there do follow certain legal consequences both for South
Africa and for other States.
2. Consequences for South Africa
118. For South Africa there is an obligation
(1) to recognize that the Mandate survived the dissolution of the League,
�that it has an international character,�and that in consequence SW. Africa
cannot unilaterally be incorporated in the territory of the Republic;
(2) to perform and execute in full all the obligations of the Mandate,
whatever these may be.
119. With regard to this last requirement, I have given my reasons for
thinking that, the United Nations not being the successor in law to the
League of Nations, the Mandatory is not, and never became subject [p 296] to
any duty to report to it, or accept its supervision, particularly as regards
the Assembly. But as was pointed out earlier in this Opinion (paragraphs 17
and 20), it does not follow that the reporting obligation has lapsed
entirely; and it is the fact that it could be carried out by the alternative
means indicated in paragraph 16. This being so, the question arises whether
the Mandatory has a legal duty to take some such steps as were there
indicated. The matter is not free from doubt. The Court in 1950 considered
the reporting obligation to be an essential part of the Mandate. Judge Read
on the other hand thought that although its absence might "weaken" the
Mandate, the latter would not otherwise be affected. Again if the Mandate is
viewed as a treaty or contract, the normal effect of the extinction of one
of the parties would be to bring the treaty or contract to an end entirely.
120. However, the better view seems to be that the reporting obligation
survived, though becoming dormant upon the dissolution of the League, and
certainly not transformed into an obligation relative to the United Nations.
Nevertheless, if not an absolutely essential element, it is a sufficiently
important part of the Mandate to place the Mandatory under an obligation to
revive and carry it out, if it is at all possible to do so, by some other
means FN70. But the Mandatory would have the right to insist (a) on the new
supervisory body being acceptable to it in character and composition�(such
acceptance not to be unreasonably withheld),�(b) on the nature and
implications (as to degree of supervision) of the reporting obligation
being as they are indicated to be in paragraphs 76-78 above,�and (c) that,
just as with the League Council, the Mandatory would be under no legal
obligation to carry out the recommendations of the supervisory body, no more
than States administering trust territories are obliged to accept the views
of the United Nations Assembly as supervisory organ�(see supra, paragraphs
77 and 104 and footnote 66)
----------------------------------------------------------------------------------------------------------------------- FN70 Ex hypothesi however, it would not be to the United Nations that the
Mandatory would be responsible for doing this, or there would merely be the
same situation in another form.
---------------------------------------------------------------------------------------------------------------------
121. A further, or rather alternative, course that could be considered
incumbent on South Africa, though as a consequence of the Charter not the
Mandate, would be to resume the rendering of reports under Article 73 (e) of
the Charter (see as to this the joint dissenting Opinion of 1962, I.C.J.
Reports 1962, pp. 541-548 and paragraph 43 (b) above), seeing that on any
view SW. Africa is a non-self-governing territory. This resumption must
however be on the understanding that the reports are not dealt with by the
Trusteeship Council unless South Africa so agrees.
[p 297]
3. For other States
122. For other States the "legal consequences" of the fact that South
Africa's Mandate has not been validly revoked, and still subsists in law
are:
(1) to recognize that the United Nations is not, any more than the
Mandatory, competent unilaterally to change the status of the mandated
territory;
(2) to respect and abide by the Mandatory's continued right to administer
the territory, unless and until any change is brought about by lawful means.
***
123. On the foregoing basis it becomes unecessary for me to consider what
the legal consequences for States would be if the view taken in the Opinion
of the Court were correct; although, since the measures indicated by the
Court seem to be based mostly on resolutions of the Security Council
that�for the reasons given in paragraphs 112-114 above�I would regard as
having only a recommendatory effect, I would be obliged to question the
claim of these measures to be in the proper nature of "legal consequences",
even if I otherwise agreed with that Opinion. (I also share the views of my
colleagues Judges Gros, Petr!!!en, Onyeama and Dillard as to the standing of
certain of these measures.)
124. There is however another aspect of the matter to which I attach
importance and which I think needs stressing. It was for this reason, that,
on 9 March 1971, during the oral proceedings (see Record, C.R. 71/19, p.
23), I put a question to Counsel for the United States of America, then
addressing the Court. I do not think I can do better than cite this question
and the written answer to it, as received in the Registry of the Court some
ten days later (18 March 1971):
Question: In the opinion of the United States Government is there any rule
of customary international law which, in general, obliges States to apply
sanctions against a State which has acted, or is acting, illegally�such as
cutting off diplomatic, consular and commercial relations with the
tortfeasor State? If not, in what manner would States become compelled so to
act�not merely by way of moral duty or in the exercise of a faculty, but as
a matter of positive legal obligations?
Reply: It is the opinion of the United States that there is no rule of
customary international law imposing on a State a duty to apply [p 298]
sanctions against the State which has acted, or is acting, illegally.
However, under the Charter of the United Nations, the Security Council has
the power to decide that member States should apply sanctions against the
State which acts in certain illegal ways. Thus, should the Security Council
determine that an illegal act by a State constitutes "a threat to the peace,
breach of the peace, or act of aggression", it would have a duty under
Article 39 to "make recom-mendations, or decide what measures shall be taken
in accordance with Articles 41 and 42, to maintain or restore international
peace and security". Whenever the Security Council makes such a
determination and decides that diplomatic, consular and commercial
relations shall be cut off in accordance with Article 41 of the Charter, all
Members of the United Nations have the duty to apply such measures.
If the latter part of this reply is intended to indicate that it is broadly
speaking only in consequence of decisions taken under Chapter VII of the
Charter, after a prior determination of the existence of a "threat to the
peace, breach of the peace or act of aggression", that a legal duty for
member States would arise to take specific measures, I can only agree.
Postscriptum
Other consequences
125. In the latter part of his separate declaration, the President of the
Court has made certain observations which, though closely related to the
legal issues involved in this case, have a different character. Taking my
cue from him, I should like to do the same. In the period 1945/1946, South
Africa could have confronted the United Nations with a fait accompli by
incorporating S W. Africa in its own territory, as a component province on a
par with Cape province, Natal, the Transvaal and the Orange Free State. Had
this been done, there would have been no way in which it could have been
prevented, or subsequently undone, short of war. Wisely however, though at
the same time exercising considerable restraint from its own point of view,
South Africa refrained from doing this. If however "incorporation" is
something which the United Nations believes it could never accept, there
should equally be a reciprocal and corresponding realization of the fact
that the conversion of SW. Africa into the sovereign independent State of
Namibia (unless it were on a very different basis from anything now
apparently contemplated) could only be brought about by means the
consequences of which would be incalculable, and which do not need to be
specified. Clearly therefore, in a situation in which no useful purpose can
be served by launching the irresistible force against the immovable object,
statesmanship should seek a modus vivendi�while there is yet time.
(Signed) G.G.Fitzmaurice
[P 299]
Annex
Preliminary and incidental matters FN1
----------------------------------------------------------------------------------------------------------------------- FN1 Relegation to this Annex does not in any way involve that the matters
dealt with in it are regarded as of secondary importance;�quite the
reverse�they involve issues as salient in their way as any in the case. But
to have dealt with them at the earlier stage to which they really belong
would have held up or interrupted the development of the main argument which
I wished to put first.
---------------------------------------------------------------------------------------------------------------------
1. Incompetence of the United Nations Assembly to act as a court of law
1. When, by its Resolution 2145 of 1966, the Assembly purported to declare
the termination of South Africa's mandate, on the basis of alleged
fundamental breaches of it, and to declare this not merely as a matter of
opinion but as an executive act having the intended operational effect of
bringing the Mandate to an end�or registering its termination�and of
rendering any further administration of the mandated territory by South
Africa illegal,�it was making pronouncements of an essentially juridical
character which the Assembly, not being a judicial organ, and not having
previously referred the matter to any such organ, was not competent to make.
2. There is nothing unusual in the view here expressed. On the contrary it
represents the normal state of affairs, which is that the organ competent to
perform an act, in the executive sense, is not the organ competent to decide
whether the conditions justifying its performance are present. In all other
fields a separation of functions is the rule. Thus the legislature is alone
competent to enact a law,�the executive or administration alone competent to
apply or enforce it,�the judiciary alone competent to interpret it and
decide whether its application or enforcement is justified in the particular
case. In the institutional field, the justification for the act of some
organ or body may turn upon considerations of a political or technical
character, or of professional conduct or discipline, and if so, the
political, technical or professional organ or body concerned will, in
principle, be competent to make the necessary determinations. But where the
matter turns, and turns exclusively, on considerations of a legal character,
a political organ, even if it is competent to take any resulting action, is
not itself competent to make the necessary legal determinations on which the
justification for such action must rest. This can only be done by a legal
organ competent to make such determinations. [p 300]
3. It must be added that besides being ultra vires under this head, the
Assembly's action was arbitrary and high-handed, inasmuch as it acted as
judge in its own cause relative to charges in respect of which it was itself
the complainant, and without affording to the "defendant" any of the
facilities or safeguards that are a normal part of the judicial process.
4. It has been contended that the competence of the Assembly to make
determinations of a legal character is shown by the fact that Article 6 of
the Charter confers upon it the right (upon the recommendation of the
Security Council) to expel a member State "which has persistently violated
the principles contained in . . . the Charter". This however merely means
that the framers of the Charter did confer this particular specific power on
the Assembly, in express terms, without indicating whether or not it was one
that should only be exercised after a prior determination of the alleged
violations by a competent juridical organ. To argue from the power thus
specifically conferred by Article 6, that the Assembly must therefore be
deemed to possess a general power under the Charter to make legal
determinations, is clearly fallacious.
5. The contention that Resolution 2145 did not actually terminate South
Africa's mandate, but merely registered its termination by South Africa
itself, through its breaches of it, i.e., that the Resolution was merely
declaratory not executive, is clearly nothing but an expedient directed to
avoiding the difficulty;�for even as only declaratory, the resolution
amounted to a finding that there had been breaches of the Mandate,�
otherwise there would have been no basis even for a declaratory resolution.
It is moreover a strange and novel juridical doctrine that, by infringing an
obligation, the latter can be brought to an end,�but doubtless a welcome one
to those who are looking for an easy way out of an inconvenient undertaking.
6. No less of an expedient is the plea that South Africa had itself
"disavowed the Mandate" ever since 1946. South Africa's attitude has always
been that, as a matter of law, either the Mandate was so bound up with the
League of Nations that it could not survive the latter's dissolution, or
else, that if it did, it did not survive in the form claimed in the United
Nations. Whether this view was correct or not it was in no sense equivalent
to a "disavowal" of the Mandate. To deny the existence of an obligation is
ex hypothesi not the same as to repudiate it[FN2]. Nor can any such
deduction legitimately be drawn from the failure to render reports to, and
accept the supervision of the Assembly, based as this was on the [p 301]
contention (considered correct by an important body of professional opinion)
that no legal obligation to that effect existed. If this were not so, no
party to a dispute could argue its case without being told that, by doing
so, it had "disavowed" its obligations.
---------------------------------------------------------------------------------------------------------------------
[FN2] For this reason the justification for the revocation of the Mandate
which the Court finds in Article 60, paragraph 3 (a), of the 1969 Vienna
Convention on the Law of Treaties is quite misplaced.
---------------------------------------------------------------------------------------------------------------------
***
7. It has also been argued that the Assembly had "vainly" tried to obtain
the necessary findings from the Court via the contentious proceedings
brought by Ethiopia and Liberia in the period 1960-1966. But this would be
tantamount (a) to saying that because the Assembly did not get the judgment
it wanted in 1966, it was therefore justified in taking the law into its own
hands, which, however, would in no way serve to validate Resolution
2145;�(b) to admitting that the 1966 Judgment was right in seeing the then
Applicants in the light of agents of the United Nations and not, as they
represented themselves to be, litigants in contentious proceedings
sustaining an interest of their own;�and (c) recognizing that, as was
strongly hinted in paragraphs 46-48 (especially the latter) of the 1966
Judgment, the correct course would have been for the Assembly as an organ to
have asked the Court for an advisory opinion on the question of breaches of
the Mandate, in relation to which the objection as to legal interest would
not have been relevant. It was still open to the Court to do this, for
instance in 1967. It cannot therefore do other than give a wrong impression
if it is said that the Assembly in 1966 had no other course open to it but
to adopt Resolution 2145 without having previously sought legal advice on
this basis.
***
8. These various purported justifications for the Assembly making legal
determinations, though not itself a competent legal organ, and without any
reference to such an organ, or even to an ad hoc body of jurists (such as
was the settled practice of the League Council in all important cases), are
clearly illusory. In the result, the conclusion must be that the Assembly's
act was ultra vires and hence that Resolution 2145 was invalid, even if it
had not been otherwise ineffective in law to terminate South Africa's
mandate.
2. The Court's right to examine the assumptions underlying any Request for
an Advisory Opinion
9. Although the Court has to some extent gone into the question of the
validity and effect of Assembly Resolution 2145, it has not adequately [p
302] examined the question of its right to do so having regard to the way in
which the Request for an Advisory Opinion in the present case was worded.
The matter is however so important for the whole status and judicial
function of the Court that it becomes necessary to consider it.
10. The Court could not properly have based itself on the literal wording of
the Request, in order to regard its task in the present proceedings as being
confined solely to indicating what, on the assumptions contained in the
Request, and without any prior examination of their validity, are the legal
consequences for States of South Africa's continued presence in SW.
Africa,�those assumptions being that the Mandate for that territory had been
lawfully terminated and hence that this presence was illegalFN3. The Court
cannot do so for the simple but sufficient reason that the question whether
the Mandate is or is not legally at an end goes to the root of the whole
situation that has led to the Request being made. If the Mandate is still,
as a matter of law, in existence, then the question put to the Court simply
does not arise and no answer could be given. Alternatively the question
would be a purely hypothetical one, an answer to which would, in those
circumstances, serve no purpose, so that the situation would, on a different
level, resemble that which, in the Northern Cameroons case (I.C.J. Reports
1963, p. 15), caused the Court to hold (at p. 38) that it could not
"adjudicate upon the merits of the claim" because inter alia, the
circumstances were such as would "render any adjudication devoid of
purpose". It has constantly been emphasized in past advisory cases�(and this
was also confirmed in the contentious case just mentioned, in which occasion
arose to consider the advisory practice)�that in advisory, no less than in
contentious proceedings, the Court must still act as a court of law (and
not, for instance, as a mere body of legal advisers),�that "the Court's
authority to give advisory opinions must be exercised as a judicial
function' (ibid., at p. 30),�and that, to use the wording of one of the most
quoted dicta of the Permanent Court in the Eastern Carelia case, P.C.I J.,
Series B, No. 5 (1923) at page 29, the Court "being a Court of Justice, [it]
cannot, even in giving advisory opinions, depart from the essential rules
guiding [its] activity as a Court".
----------------------------------------------------------------------------------------------------------------------- FN3 The fact that certain representatives of member States in the Security
Council said that they understood the Request in this sense, and even that
they only agreed to it on that basis, cannot of course in any way bind the
Court. Neither representatives of States, nor such organs as the Security
Council itself, possess any competence to restrict the Court as to what it
shall take account of in delivering a legal opinion.
---------------------------------------------------------------------------------------------------------------------
11. So much is this the case that the original tendency in the past was to
question whether the mere giving of advice, even in solemn form such as by
means of an advisory opinion of the Court, was compatible with the judicial
function at allFN4. The Court has not of course taken this view but, [p
303]to cite a very high authority and former judge of the Permanent
CourtFN5:
". . . the Court . . . has conceived of its advisory jurisdiction as a
judicial function, and in its exercise of this jurisdiction it has kept
within the limits which characterize judicial action. It has acted not as an
'academy of jurists' but as a responsible 'magistrature' "�(my italics).
------------------------------------------------------------------------------------------------------------
FN4 See the discussion in Manley O. Hudson, The Permanent Court of
International Justice, 1920-1942, pp. 510-511.
FN5 Hudson, op. cit., p. 511.
-----------------------------------------------------------------------------------------------------------
The words italicized in the passage just quoted contain the key to the
question. If an organ such as the General Assembly or Security Council of
the United Nations likes to refer some question to a body of legal experts,
whether a standing one or set up ad hoc for the purpose, which that body is
instructed to answer on the basis of certain specified assumptions that are
to be taken as read, it will be acting perfectly properly if it proceeds
accordingly, because it is not a court of law and is not discharging or
attempting to discharge any judicial function: it is indeed bound by its
instructions, which the organ concerned is entitled to give it. But the
Court, which is itself one of the six original main organs of the United
Nations, and not inferior in status to the others, is not bound to take
instruction from any of them, in particular as to how it is to view and
interpret its tasks as a court of law, which it is and must always remain,
whatever the nature and context of the task concerned;�and whereas a body of
experts may well, as a sort of technical exercise, give answers on the basis
of certain underlying assumptions irrespective of their validity or
otherwise, a court cannot act in this way: it is bound to look carefully at
what it is being asked to do, and to consider whether the doing of it would
be compatible with its status and function as a court.
12. This faculty constitutes in truth the foundation of the admitted right
of the Court, deriving from the language of Article 65, paragraph 1, of its
Statute, and consecrated in its jurisprudence, to refuse entirely to comply
with a request for an advisory opinion if it thinks that, for sufficient
reasons, it would be improper or inadvisable for it to do so;� and if the
Court can thus refuse entirely, a fortiori can it, and must it, insist on
undertaking a preliminary examination of the assumptions on which any
request is based, particularly where, as in the present case, those
assumptions are of such a character that, unless they are well-founded, the
question asked has no meaning or could admit of only one reply. Otherwise
put, for a court to give answers that can only have significance and
relevance if a certain legal situation is presumed to exist, but without
enquiring whether it does (in law) exist, amounts to no more than indulging
in an interesting parlour game, which is not what courts of law are for. In
the present case, if the Court had lent itself to such a course, it would
not have been engaging in a judicial activity,�it would have to [p 304]
abnegate its true function as a court-of-law and would indeed have acted as
if, in the words used by Judge Hudson, it were "an academy of jurists".
3. Should the Court have complied with the Request in this case
13. There can be no doubt that the question put to the Court was a legal
one, such as it had the power to answer if it considered it proper to do
so,�more especially if (as it must be) the question is regarded as relating
not only to the legal consequences of the General Assembly Resolution 2145
but also to the validity of that Resolution itself, and its effect upon the
Mandate for South West Africa.
14. On the other hand, had the Court considered that the form of the
question addressed to it precluded it from following any but the first
course (i.e., dealing with the "consequences" alone), and excluded, or was
intended to exclude, any consideration by it of the validity and effect of
the act from which those consequences are supposed to flow�i.e., Assembly
Resolution 2145�then this would have been a ground for declining to comply
with the Request since, for the reasons given in the preceding section of
this Annex, it is unacceptable for any organ making such a request to seek
to limit the factors which the Court, as a court of law, considers it
necessary to take into account in complying with it, or to prescribe the
basis upon which the question contained in it must be answered. A further
element is that the Court, not being formally obliged to comply with the
Request at all (even though it might otherwise be right for it to do so), is
necessarily the master, and the only master, of the basis upon which it will
do so, if in fact it decides to comply.
15. Subject to what has just been said, I agree with the conclusion of the
Court that it should comply with the Request, though not with some of the
reasoning on which that conclusion is based [FN6]. I take this view even
though I have no doubt that the present proceedings represent an attempt to
use the Court for a purely political end, namely as a step towards the
setting up of the territory of South West Africa as a new sovereign
independent State, to be called "Namibia", irrespective of what the
consequences of this might be at the present juncture. This aim is made
perfectly clear by operative paragraphs 1, 2 and 6 of Resolution 2145 [p
305] itself, which is reproduced here in extenso :
---------------------------------------------------------------------------------------------------------------------[FN6]
In particular as regards the question of the existence in this case of a
"dispute" or "legal question pending" between States�as to which see section
4 below. But the "pendency" of a dispute or legal question is not per se a
ground on which the Court must refuse to give an advisory opinion to the
requesting organ. Where the Court was to blame, was in not applying the
contentious procedure to the present advisory proceedings, as it had the
power to do�(again see section 4 below).
---------------------------------------------------------------------------------------------------------------------
"The General Assembly,
Reaffirming the inalienable right of the people of South West Africa to
freedom and independence in accordance with the Charter of the United
Nations, General Assembly resolution 1514 (XV) of 14 December 1960 and
earlier Assembly resolutions concerning the Mandated Territory of South West
Africa,
Recalling the advisory opinion of the International Court of Justice of 11
July 1950, accepted by the General Assembly in its resolution 449 A (V) of
13 December 1950, and the advisory opinions of 7 June 1955 and 1 June 1956
as well as the judgement of 21 December 1962, which have established the
fact that South Africa continues to have obligations under the Mandate which
was entrusted to it on 17 December 1920 and that the United Nations as the
successor to the League of Nations has supervisory powers in respect of
South West Africa,
Gravely concerned at the situation in the Mandated Territory, which has
seriously deteriorated following the judgement of the International Court of
Justice of 18 July 1966,
Having studied the reports of the various committees which had been
established to exercise the supervisory functions of the United Nations over
the administration of the Mandated Territory of South West Africa,
Convinced that the administration of the Mandated Territory by South Africa
has been conducted in a manner contrary to the Mandate, the Charter of the
United Nations and the Universal Declaration of Human Rights,
Reaffirming its resolution 2074 (XX) of 17 December 1965, in particular
paragraph 4 thereof which condemned the policies of apartheid and racial
discrimination practised by the Government of South Africa in South West
Africa as constituting a crime against humanity,
Emphasizing that the problem of South West Africa is an issue falling within
the terms of General Assembly resolution 1514 (XV),
Considering that all the efforts of the United Nations to induce the
Government of South Africa to fulfil its obligations in respect of the
administration of the Mandated Territory and to ensure the well-being and
security of the indigenous inhabitants have been of no avail,
Mindful of the obligations of the United Nations towards the people of South
West Africa,
Noting with deep concern the explosive situation which exists in the
southern region of Africa,
306 NAMIBIA (S.W. AFRICA) (DISS. OP. FITZMAURICE)
294
Affirming its right to take appropriate action in the matter, including the
right to revert to itself the administration of the Mandated Territory,
1. Reaffirms that the provisions of General Assembly resolution 1514 (XV)
are fully applicable to the people of the Mandated Territory of South West
Africa and that, therefore, the people of South West Africa have the
inalienable right to self-determination, freedom and independence in
accordance with the Charter of the United Nations;
2. Reaffirms further that South West Africa is a territory having
international status and that it shall maintain this status until it
achieves independence;
3. Declares that South Africa has failed to fulfil its obligations in
respect of the administration of the Mandated Territory and to ensure the
moral and material well-being and security of the indigenous inhabitants of
South West Africa and has, in fact, disavowed the Mandate;
4. Decides that the Mandate conferred upon His Britannic Majesty to be
exercised on his behalf by the Government of the Union of South Africa is
therefore terminated, that South Africa has no other right to administer the
Territory and that henceforth South West Africa comes under the direct
responsibility of the United Nations;
5. Resolves that in these circumstances the United Nations must discharge
those responsibilities with respect to South West Africa;
6. Establishes an Ad Hoc Committee for South West Africa� composed of
fourteen Member States to be designated by the President of the General
Assembly�to recommend practical means by which South West Africa should be
administered, so as to enable the people of the Territory to exercise the
right of self-determination and to achieve independence, and to report to
the General Assembly at a special session as soon as possible and in any
event not later than April 1967;
7. Calls upon the Government of South Africa forthwith to refrain and desist
from any action, constitutional, administrative, political or otherwise,
which will in any manner whatsoever alter or tend to alter the present
international status of South West Africa;
8. Calls the attention of the Security Council to the present resolution;
9. Requests all States to extend their whole-hearted co-operation and to
render assistance in fhe implementation of the present resolution;
10. Requests the Secretary-General to provide all the assistance [p 307]
necessary to implement the present resolution and to enable the Ad Hoc
Committee for South West Africa to perform its duties.
1454th plenary meeting, 27 October 1966."
If there could be any doubt it would be resolved by the two following more
recent and conclusive pieces of evidence:
(a) General Assembly Resolution 2248 (S-V) of 19 May 1967, after
reaffirming Resolution 2145 and appointing a "Council for South West
Africa" which later became known as the "Council for Namibia", ended as
follows:
"Decides that South West Africa shall become independent on a date to be
fixed in accordance with the wishes of the people and that the Council shall
do all in its power to enable independence to be attained by June 1968."
(b) On 29 January 1971, when the whole matter was already sub judice before
the Court and the oral proceedings had actually started FN7, the United
Nations "Council for Namibia" issued a statement commenting on the South
African proposal for holding a plebiscite in SW. Africa under the joint
supervision of the Court and the Government of the Republic, and finishing
as follows:
"Furthermore, the issue at stake is the independence of Namibia, and not
whether the Government of South Africa or the United Nations should
administer the Territory. The United Nations decisions in this matter are
aimed at achieving the independence of Namibia, and not its administration
by the United Nations, except for a brief transitional period."
----------------------------------------------------------------------------------------------------------------------- FN7 A sitting in camera was held on 27 January 1971 to hear the South
African request for the appointment of a judge ad hoc. The public hearings
started on February 8.
---------------------------------------------------------------------------------------------------------------------
16. Despite the revealing character of these statements, and despite its
obvious political background and motivation, the question put to the Court
is, in itself, essentially a legal one. Moreover, in fact, most advisory
proceedings have a political background. It could hardly be otherwise, as
the Court pointed out in the Certain Expenses case with reference to
interpretations of the Charter (I.C.J. Reports 1962, p. 155, in fine). But
as the Court equally pointed out in that case (echoing a similar dictum [p
308] made on a previous occasion FN8), such a background does not of itself
impart a political character to the question the Court is asked to answer,
and this is the important consideration. It would seem therefore that the
political background of a question would only justify a refusal to answer
where this background loomed so large as to impart a political character to
the question also. In spite of doubts as to whether something of the kind
has not occurred in the present case FN9, the legal character of the
questions themselves remains.
----------------------------------------------------------------------------------------------------------------------- FN8 See for instance the first Admissions of New Members case (I.C.J.
Reports 1947/1948, at p. 61).
FN9 The present case might well be regarded as being at the least a
borderline one, for the political nature of the background is unusually
prominent. Yet the two main questions involved, namely whether the Mandate
has been validly terminated or not and, if it has, what are the legal
consequences for States, are in themselves questions of law. The doubt
arises from the way in which the request is framed, suggesting that the
Court is to answer the second question only, and postulating the first as
already settled. It is above all this which imparts a political twist to the
whole Request.
---------------------------------------------------------------------------------------------------------------------
4. The question of the appointment of a South African judge ad hoc
(A) The relevant provisions of the Court's Statute and Rules
17. The Court's rejection of the South African request to be allowed to
appoint a judge ad hoc in the present case was embodied in the Order of the
Court of 29 January 1971 to which my colleagues Judges Gros, Petr�n and I
appended a joint dissenting declaration reserving our right to give reasons
for this at a later stage. In my opinion this rejection was wrong in law,
and also unjustified as a matter of equity and fair dealing,�for it was
obvious, and could not indeed be denied by the Court, that South Africa had
a direct, distinctive and concrete special interest to protect in this case,
quite different in kind from the general and common interest that other
States had as Members of the United Nations. In short, South Africa had, and
was alone in having, precisely the same type of interest in the whole matter
that a litigant defendant has,�and should therefore have been granted the
same right that any litigant before the Court possesses, namely that, if
there is not already a judge of its own nationality amongst the regular
judges of the Court, it can, under Article 31 of the Statute of the Court,
appoint a judge ad hoc to sit for the purposes of the case FN10.
----------------------------------------------------------------------------------------------------------------------- FN10 There would naturally have been no objection to the appointment also of
one judge ad hoc to represent the common interest of what was in effect "the
other side", �and see further notes 14 and 15 below.
---------------------------------------------------------------------------------------------------------------------
18. The Court's refusal to allow this was thrown into particular relief [p
309] by the almost simultaneous rejection, in the three Orders of the Court
dated 26 January 1971, of the South African challenge concerning the
propriety of three regular judges of the Court sitting in the case,�a matter
on which, as to the third of these Orders, I wish to associate myself with
the views expressed in the early part of his dissenting opinion in the
present case by my colleague Judge Gros. In the light of the explanations
as to this, given in the Opinion of the Court, it has now to be concluded
that, outside the literal terms of Article 17, paragraph 2, of the Statute,
no previous connexion with the subject-matter of a case, however close, can
prevent a judge from sitting, unless he himself elects as a matter of
conscience not to do so.
***
19. On the question of a judge ad hoc, the immediately relevant provision
is Article 83 of the Court's Rules, which reads as follows:
"If the advisory opinion is requested upon a legal question actually
pending between two or more States, Article 31 of the Statute shall apply,
as also the provisions of these Rules concerning the application of that
Article."
If this provision was the only relevant one, it would be a reasonable
inference from it that a judge ad hoc could not be allowed unless the case
had the character specified. In the present one it was obvious that a legal
question was involved,�or the Court would have lacked all power to comply
with the Request for an advisory opinion (see Article 96, paragraph 1, of
the United Nations Charter and Article 65, paragraph 1, of the Court's
Statute). But could it be said to be a question "actually pending between
two or more States"? I shall give my reasons later on for thinking that it
was of this kind. But for the purposes of my principal ground for holding
that the South African request should have been allowed, it is not strictly
necessary for me to determine whether the legal questions concerned were
"pending"; and if pending, "actually pending"; and if actually pending, then
actually pending "between two or more States", and if so which ones, etc.,
etc.;�for in my view the matter is not exclusively governed by the
provisions of Article 83 of the Rules, which I consider do not exhaust the
Court's power to allow the appointment of a judge ad hoc.
***
20. The contrary view is based on a misreading of the true intention and
effect of Rule 83 when considered in relation to Article 68 of the Statute
which reads as follows : [p 310]
"In the exercise of its advisory functions, the Court shall... FN11 be
guided by the provisions of the present statute which apply in contentious
cases to the extent to which it recognizes them to be applicable."
------------------------------------------------------------------------------------------------------------
FN11 The omitted word is "further", which is quite otiose in the context
since there is no other paragraph, or article of the Statute dealing with
the matter to which this one could be "further".
------------------------------------------------------------------------------------------------------------
This provision of course covers Article 31 of the Statute, and hence confers
on the Court a general power to apply that Article by allowing the
appointment of a judge ad hoc if requested. Furthermore, the provisions of
the Rules are subordinated to those of the Statute. The Court has no power
to make Rules that conflict with its Statute: hence any rule that did so
conflict would be pro tanto invalid, and the Statute would prevail.
21. However, I can see no conflict between Rule 83 and Article 68 of the
Statute. They deal with different aspects of the matter. The latter (Article
68), despite its quasi-mandatory form, confers what is in effect a power or
discretion on the Court to assimilate requests for advisory opinions to
contentious cases, either in whole or in part. Rule 83 on the other hand
contains what amounts to a direction by the Court to itself as to how it is
to exercise this discretion in certain specified circumstances. If those
circumstances are found to obtain, then the Rule obliges the Court to allow
the appointment of a judge ad hoc. But this in no way means, nor was ever
intended to mean, that by making Rule 83 the Court parted with the residual
discretion it has under Article 68 of the Statute, and that in no other
circumstances than those specified in Rule 83 could the Court allow such an
appointment. The object of the Rule was not to specify the only class of
case in which the Court could so act, but to indicate the one class in which
it must do so, and to ensure that, at least in the type of case contemplated
in the Rule, the Court's discretion should be exercised in a positive way,
in the sense of applying Article 31 of the Statute. This was entirely
without prejudice to the possibility that there might be other cases than
those indicated in the Rule, as to which the Court might feel that, though
not obliged to apply Article 31, it ought nevertheless for one reason or
another to do so. This view is borne out by the language of Article 82,
paragraph 1, of the Rules, which relates to the application in advisory
proceedings of any of the contentious procedure provisions, not merely
those of Article 31. After recapitulating the general language of Article
68, it goes on to say that "for this purpose" (i.e., in order to determine
the sphere of application�if any�of the contentious procedure), the Court
is "above all" to consider "whether the request. . . relates to a legal
question actually pending between two or
[p 311] more States". This wording clearly makes the test of legal pendency
a primary, but equally clearly not a conclusive factor.
***
22. It has been contended that although the foregoing description of the
relationship between the various provisions concerned might otherwise be
correct, it must nevertheless break down on the actual wording of Article 31
itself, particularly its second and third paragraphs, which, it has been
claimed, not only clearly contemplate the case of "parties" to an actual
litigation but are virtually incapable of functioning in any other
circumstances, so that at the very least the requirements of Rule 83
constitute a minimum and sine qua non, in the absence of which no
application of Article 31 is possible. I have difficulty in following the
logic of this view which, if it were correct, would go far in practice to
clawing back almost everything supposed to have been conferred by Rule 83,
and rendering that provision a piece of useless verbiage,�for even where the
case is indubitably one of a legal question actually pending between two or
more States, it would be rare in advisory proceedings to find a situation
such that Article 31 could be applied to it integrally as that provision
stands, and without gloss or adaptation. It is in fact manifest that the
provisions of the Statute and Rules concerning contentious cases were quite
naturally and inevitably drafted with litigations and parties to litigations
in mind. Hence these provisions are bound to be�as they are�full of passages
and expressions that are not literally applicable to cases where there is no
actual litigation and no parties technically in the posture of litigants,�in
short to the vast majority of the cases in which there are advisory
proceedings. Con-sequently the power given to the Court by Article 68 of the
Statute to be guided by the contentious procedure would be largely nullified
in practice unless it were deemed to include a power to adapt and tailor
this procedure to the advisory situation. The very words "shall be guided
by" indicate that such a process is contemplated.
23. In the present case in particular, no difficulty could have arisen, for
the sufficient reason that, apart from South Africa, no other State
presenting written or oral statements asked to be allowed to appoint a judge
ad hoc, although they in fact had the opportunity of doing so [FN12], �and
moreover representatives of four such States actually attended [p 312] the
separate and preliminary oral hearing held (in camera FN13) on this matter,
but none of them intervened either to oppose the application or to make a
similar one. Had any two or more such applications been received, in
addition to South Africa's, the Court would have had to consider, under
Article 3, paragraph 2, of its Rules, whether the States concerned, or any
group of them, not already comprising between them a judge of the
nationality of one of them amongst the regular judges of the Court, were "in
the same interest" FN14, in which event only one ad hoc judge per such group
could have been allowed FN15.
---------------------------------------------------------------------------------------------------------------------
[FN12] The Court does not normally invite the appointment of a judge ad hoc.
The matter is entirely facultative, and there have been cases where, even in
a litigation, and although neither or none of the parties had a judge of its
nationality on the Court, no designation of a judge ad hoc has been made.
FN13 See Article 46 of the Statute. The hearing takes place before the full
Court and in the main Court-room as if for a public sitting, but press and
public are excluded. The decision to sit in private despite South Africa's
strong representations to the contrary, was in my view mistaken and unwise
(as was indeed subsequently impliedly admitted by the decision to publish
the verbatim record of the sitting).
FN14 Which, in advisory proceedings could be read as meaning the adoption of
broadly the same view on the main legal questions involved. Any State asking
to appoint a judge ad hoc, which had signified its intention to take part in
the oral proceedings, but had not previously presented any written
statement, could have been requested to furnish a brief indication of its
principal views or contentions.
FN15 In the present proceedings all the States which intervened, either at
the written or the oral stage of the proceedings (apart from South Africa),
could be said to be in the same (legal) interest, except France,�but there
was already a French judge among the regular judges of the Court.
---------------------------------------------------------------------------------------------------------------------
24. Reference is made in the Opinion of the Court to the Permanent Court's
Order of 31 October 1935 in the Danzig Legislative Decrees case (Annex 1 to
Series A\B, No. 65, at pp. 69-71). That case however has no relevance to the
present one; for in 1935 no provision corresponding to what is now Article
68 of the Statute figured in the Statute as it then stood. The latter, in
fact, contained no provisions at all about the advisory jurisdiction, which
rested entirely on Article 14 of the Covenant of the League and the Court's
own Rules. It was therefore inevitable that the Court should feel it had no
discretion as to the appointment of a judge ad hoc unless the matter fell
strictly within the terms of those Rules. Hence the Legislative Decrees case
constitutes no precedent, either for the view that the Court lacks a
discretion now, or for a refusal to exercise that discretion (which the
Permanent Court, not then having one, could not in any event have
exercised). The situation being in consequence quite different, it becomes
evident that if, under Article 68, of the Statute�which takes precedence of
the Rules, there is (as is unquestionably the case) a discretion to "be
guided by the provisions of the . . . Statute which apply in contentious
cases" (including therefore Article 31) there must be a discretion to allow
the appointment of a judge ad hoc�one of the most important parts of the
contentious process. No (manifestly non-existent) doctrine of the Court's
inability to regulate its own composition could operate to prevent this. [p
313]
***
25. In the light of these various considerations, it is clear that the Court
in no way lacked the power to grant the South African request, but was
simply unwilling to do so. In this I think the Court was not justified,
particularly in view of the fact that the request was unopposed which, to my
mind, indicated a tacit recognition by the other intervening States of the
contentious features of the case. The present proceedings, though advisory
in form, had all the characteristics of a contentious case as to the
substance of the issues involved FN16, no less than had the actual
litigation between South Africa and certain other States which terminated
five years ago, and of which these advisory proceedings have been but a
continuation in a different form. Even if, therefore, the Court did not
consider the matter to come under Article 83 of its Rules, in such a way as
to oblige it to allow a judge ad hoc to be appointed, it should have
exercised its residual discretionary powers to the same effect.
----------------------------------------------------------------------------------------------------------------------- FN16 In consequence of which the Court found itself obliged in practice, and
in a manner virtually unprecedented in previous advisory proceedings, to
conduct the oral hearing as if a litigation were in progress.
---------------------------------------------------------------------------------------------------------------------
(b) The existence of a dispute or legal question pending between States
26. The above expression of view has proceeded upon the assumption that, in
order to determine whether the Court could grant the South African request,
and should do so, it was unnecessary to decide whether the case fell within
the strict terms of Rule 83. In fact, however, I consider that it does, and
that any other conclusion is unrealistic and can only be reached by a
closing of the eyes to the true position. It really involves something that
gets very near to equating the words "a legal question actually pending
between two or more States" in Rule 83, with circumstances in which two or
more States are in a condition of actual or immediately impending
litigation. But, as I have already pointed out, such an interpretation would
virtually nullify the intended effect of Rule 83 by restricting its scope to
situations that seldom take that precise form in advisory proceedings.
27. The nub of the whole difficulty lies in the word "pending"; but if this
is taken on its normal dictionary acceptation FN17 of "remaining undecided"
or "not yet decided", and "not terminated" or "remaining unsettled",�or in
short "still outstanding",�then it is evident that there is a whole series
of legal questions in issue (or in dispute) between South Africa on the one
hand and a number of other States, and that these questions are, in this
sense, outstanding and unresolved, inasmuch as the view held on one side as
to their correct solution differs in toto
[p 314] from that taken on the other. Would it be possible for instance to
find a more concrete and fundamental issue of this kind than one which turns
on whether the Mandate for SW. Africa has been legally terminated or is
still in existence; whether South Africa is functus officio in SW. Africa or
is still entitled to administer that territory, and whether South Africa's
continued presence there is an illegal usurpation or is in the legitimate
exercise of a constitutional authority? It would surely be difficult to
think of a more sharply controversial situation than one in which, depending
on the answers to be given to these questions, South Africa is on the one
side being called upon to quit the territory, while she herself asserts her
right to remain there,�in which it is maintained on the one side that the
whole matter has been settled by the General Assembly resolution 2145 of
1966, and on the other that this resolution was ultra vires and devoid of
legal effect,�and therefore settled nothing. The case in fact falls exactly
within the definition of a dispute which, following my former colleague
Judge Morelli, I gave in my separate opinion in the Northern Cameroons case
(I.C.J. Reports 1963, at p. 109), when I said that the essential requirement
was that:
". . . the one party [or parties] should be making, or should have made, a
complaint, claim or protest about an act, omission or course of conduct,
present or past of the other party, which the latter refutes, rejects or
denies the validity of, either expressly, or else implicitly by persisting
in the acts, omissions or conduct complained of, or by failing to take the
action, or make the reparation, demanded".
---------------------------------------------------------------------------------------------------------------------
FN17 As given in up-to-date publications such as Chambers Twentieth Century
Dictionary and the New Penguin English Dictionary.
---------------------------------------------------------------------------------------------------------------------
If this does not describe the situation as it has long existed, and now
exists, between the United Nations or many of its member States, and South
Africa, I do not know what does.
***
28. Nevertheless it may be suggested that these issues, concrete and
unresolved as they are, and hence, in the natural and ordinary sense,
"pending" and "actually pending", are not, within the primarily intended
meaning of the words, pending "between two or more States", because they lie
too much at large between South Africa and either the United Nations as an
entity, or a group of its Members rather than as individual States. In other
circumstances there might be a good deal to be said in favour of this view.
But the Assembly resolution purporting to terminate the Mandate has led to a
situation in which, as it was one of its objects, this resolution is being
made the basis of individual action taken outside the United Nations by a
number of States in their relations with South [p 315] Africa over SW.
Africa, as described in some detail by Counsel for South Africa at the
preliminary oral hearing held on 27 January 1971 FN18.
----------------------------------------------------------------------------------------------------------------------- FN18 Typescript of verbatim record, C.R. (H.C.) 71/1 (Rev.), pp. 19-28.
---------------------------------------------------------------------------------------------------------------------
29. One example must (but will) suffice�namely the situation which has
arisen over the application to South West Africa of the 1965 Montreux
International Telecommunication Convention. When becoming a party to this
Convention, South Africa gave notice in proper form applying it to SW.
Africa also. Thereupon a number of States FN19 addressed official
communications to the Secretariat of the International Telecommunication
Union, which were all to the same effect, namely that precisely by reason
of Assembly resolution 2145 purporting to terminate the Mandate, South
Africa no longer had the right to administer or speak for SW. Africa, and
that, in consequence, the application of the Convention to that territory
was invalid and of no effect. The Administrative Council of the Union then,
in May 1967, circularized the member States with a request for their views
on the matter, which was put to them in the form whether South Africa's
right to represent SW. Africa "should be withdrawn". To this South Africa,
on 23 May 1967, sent a full and reasoned reply affirming its continuing
right to represent SW. Africa. Nevertheless at the next session of the Union
a majority voted in favour of the "withdrawal". There now in consequence
exists a clear-cut and concrete dispute, not only between South Africa and a
majority of the members of the Union as such, but also individually between
South Africa and those specific members who initiated and raised the issue
in the first place. The subject-matter of this dispute is whether or not the
1965 Convention is or is not applicable to SW. Africa;�and this dispute, or
legal question (to use the language of Rule 83), not only is actually
pending between South Africa and those States, and continues so to be, but
also constituted one of the alleged possible "legal consequences" of the
purported termination of the Mandate which the Court might have to consider
in the present proceedings.
----------------------------------------------------------------------------------------------------------------------- FN19 These were, in the order named in the record (see preceding note), the
Federal Republic of Cameroon, Yugoslavia, Tanzania, United Arab Republic,
Soviet Union, Ukrainian S.S.R., Byelorussian S.S.R. and Poland.
---------------------------------------------------------------------------------------------------------------------
***
30. For these reasons, were it necessary to hold (as in my view it is not)
that the Court had no residual power outside Rule 83 to allow the
appointment of a South African judge ad hoc, I should take the view [p 316]
that the conditions specified in the Rule were fully satisfied and that it
was applicable so as to oblige the Court to grant the request, as justice
and equity in any event called for, in the exercise of its undoubted
discretionary power. In fact, if ever there was a case for allowing the
appointment of a judge ad hoc in advisory proceedings, that case was this
one.
***
31. On the basis of the foregoing views two somewhat serious consequences
would ensue. The first is that, in refusing to allow the appointment of a
judge ad hoc, the Court in effect decided that the proceedings did not
involve any dispute, and thus prejudged the substance of a number of issues
raised by South Africa which turned on the existence or otherwise of a
dispute,�although no argument had yet been heard on these issues, nor was
until after the Order embodying the Court's decision on the matter had been
issued. This created a situation in which, in most national legal systems,
the case would, on appeal, have been sent back for a re-trial. Similarly the
Court virtually precluded itself from going into any question of fact; for
disputed issues of fact are difficult to deal with except on the basis of a
contentious procedure involving recognition of the existence of a dispute.
This again was in advance of having heard the South African argument on the
question of the admission of further factual evidence,�although the Court
was, from the start, under written notice of the South African view that
such further evidence was relevant and important. These views are not
affected by the fact that, as the Opinion of the Court correctly observes, a
decision on the question of a judge ad hoc, being a matter of the
composition of the Court, had to be taken in advance of everything
else,�although this situation may well point to a somewhat serious flaw in
the present Rules. It cannot however affect the fact that, having rejected
the request for the appointment of a judge ad hoc�and on the very ground
that there was no dispute or legal question pending (for if the Court had
thought there was, Rule 83 would have obliged it to grant the request)� the
Court was thenceforward precluded in practice, in connexion with anything
arising later in the case, from coming to a different conclusion as to the
existence of a dispute or legal question pending. Had the Court, without
prejudging these matters, simply exercised its discretion in the sense of
allowing the appointment (as in my view it should in any case have done), no
difficulty would have arisen. But it should at least, and at that stage,
have heard full argument on the question, in the course of ordinary public
hearings.
32. Secondly, the failure to allow the appointment of a judge ad hoc,
coupled with the views expressed by my colleague Judge Gros, which I share,
concerning the third of the three Orders of the Court referred [p 317] to in
paragraph 18 of this Annex, arouses in me a number of misgivings, as to
which it will suffice here to say that I associate myself entirely with what
is stated at the end of paragraph 17 of Judge Gros' Opinion.
(Initialled) G.F.
[p318] Synoptical table
|
Paragraphs
|
Part I:
Introductory Considerations
|
1-10 |
Part II:
Substance.
|
11-123 |
Section A: |
Non-subrogation of the
United Nations to the powers of the League of Nations in respect of
Mandates
|
11-64 |
Section B:
|
In any case the powers of
the League did not include any power of unilateral revocation
|
65-89 |
Section C: |
Charter limitations on the
competence and powers of the Principal United Nations
Organs.
|
90-116 |
Section D:
|
"The legal consequences
for States"
|
117-124 |
Postscriptum
: |
Other consequences
|
125 |
Annex
: |
Preliminary and Incidental
Matters
|
1-32 |
Details
|
|
|
Part I:
Introductory considerations
|
|
1-10 |
1.
The real issues in the
case
|
|
1-9 |
2.
Arrangement, and statement
of principal conclusions
|
|
10 |
Part II:
Substance
|
|
11-125 |
Section A: |
Non-subrogation of the
United Nations to the powers of the League of Nations in respect of
Mandates
|
11-64 |
1.
United Nations not the
successor in law of the League� |
Possible methods of
succession: by arrangement, by implication, by consent (novation)
|
11-13 |
2.
Absence of any automatic
succession by implication
|
14-19 |
(i) The supervisory
function as the corollary of the
obligation to report.
|
14 |
[p 319] |
|
|
(ii) Distinction between
the reporting obligation
in se
and the right to claim
performance of it
|
15 |
(iii) Reporting obligation
capable of implementation otherwise than by reporting to an organ of
the United Nations
|
16 |
(iv) No automatic
conversion of the reporting obligation into a duty owed to the
Assembly of the United Nations, a new and different entity�Statement
of differences
|
17-18 |
(v) Conclusion as to
implied succession
|
19 |
3. Arguments in opposition
to this conclusion
|
20-34 |
(a)
The Court's Opinion of 11
July 1950
|
|
21-22 |
(b)
Question of implications
said to be derivable from
the Charter
|
|
23-32 |
(i) In general
|
|
23 |
(ii) Article 10
|
|
24-25 |
(iii) Article 80
|
|
26-32 |
(c)
The "organized world
community" argument
|
33-34 |
4. Political rejection in
the United Nations (1945-1946) of
any continuity with the
League of Nations
|
35-50 |
(a)
In general and in
principle
|
|
35-38 |
(i) Attitude toward the
League
|
|
35-36 |
(ii) Assembly resolution
XIV of 12 February 1946
|
37-38 |
(b)
In particular as regards
mandates
|
|
39-44 |
(i) Settled policy of
preference for, and reliance on,
the trusteeship system
|
|
39-40 |
(ii) The final League
resolution on mandates
(18 April 1946)
|
|
41-44 |
The "Chinese" draft
|
|
43(a) |
The reference to Chapter
XI of the Charter
|
43
(b) |
(c)
Reasons for the United
Nations attitude on man�dates�its significance
|
45-46 |
(d)
Conclusion as to the legal
effects of this attitude
|
47-50 |
5. The issue of consent�No
recognition by the Mandatory
of any accountability to
the United Nations
|
51-64 |
[p 320] |
|
|
(a)
General principles
|
|
51-53 |
(i) Absence of any basis
of consensus
|
|
51 |
(ii) A
novation
was involved
|
|
52 |
(iii) Legal effect of
"Statements of Intention"
|
|
53 |
(b)
Particular episodes
|
|
54-62 |
(i) The final League of
Nations resolution of 11 April 1946
|
54-55 |
(ii) The question of the
incorporation of SW. Africa
as part of South Africa
itself
|
56-58 |
(iii) The Mandatory's
offer to render reports under Article 73
(e)
of the Charter.
|
59-60 |
(c)
Conclusions as to consent
|
|
61-63 |
6. General conclusion on
Section A. No supervisory
function ever became
vested in the United Nations
|
64 |
Section
B: In any case the powers
of the League did not
include any power of
unilateral revocation
|
65-89 |
1. The United Nations
could not exercise any other or greater powers than had been
possessed by the League
|
65-66 |
2. The League had no power
of unilateral revocation of a mandate, either express or implied.
|
67-85 |
(a)
Presumption against the
existence of such a power
|
67-72 |
(b)
Positive
contra-indications:�(1) based on the terms of the relevant
instruments and received principles of interpretation
|
73-84 |
(i) Essentially
non-peremptory character of the mandates system
|
73 |
(ii) Limited scope of the
supervisory function as exercised by the League Council
|
74-78 |
(iii) The League's voting
rule of unanimity including
the vote of the mandatory
|
79-80 |
(iv) Contemporaneous
consideration and rejection
of notion of revocability
|
81-82 |
(v) The administration as
an "integral portion" clause of the mandate
|
83-84 |
(c) Positive
contra-indications:�(2) based on the circumstances prevailing when
the mandates system
was established
|
85 |
3. General conclusion on
Section B. The mandates were
not intended to be
unilaterally revocable
|
86-89 |
Test of this conclusion
|
|
86-89 |
[p 321] |
|
|
Section C: Charter
limitations on the competence and
powers of the Principal
United Nations Organs
|
90-116 |
1. In the case of the
Assembly
|
|
91-107 |
(i) Absence in principle
of executive powers�Non-binding and purely recommendatory character
of its resolutions
|
92-96 |
(ii) Powers acquired
ab extra
or
aliunde
only exercisable
within the limits of the Assembly's Charter com�petence
|
97-103 |
(iii) Factors confirming
these conclusions
|
104-106 |
The Klaestad-Lauterpacht
views in the
Voting Procedure
case
|
104-105 |
The Court's answer to
question (c)
in the 1950
advisory proceedings
|
106 |
(iv) Conclusion as to the
powers of the Assembly�It cannot in the field of mandates do more
than make recommendations�It has no competence to revoke
|
107 |
2. In the case of the
Security Council
|
108-116 |
(i) Consequential
character of the Security Council's resolutions in the present case
|
108 |
(ii) The Security Council
does not possess any other or greater powers than the Assembly in
the field of mandates as such
|
109 |
(iii) No competence to
exercise greater powers in the guise of peace-keeping, unless there
is a genuine threat to peace and security
|
110-111 |
(iv) Proper scope of the
Security Council's peace�keeping functions under the Charter�Effect
of Articles 24 and 25
|
112-114 |
(v) The Security Council
cannot, even for peace�keeping purposes, effect changes in
territorial sovereignty or rights of territorial administration
|
115-116 |
Section D:
"The legal consequences for States".
.... |
117-124 |
1. In general
|
|
117 |
2. For South Africa
|
|
118-121 |
3. For other States
|
|
122-124 |
Postscriptum:
Other consequences
|
125 |
[p 322]
|
|
Paragraphs |
Annex:
Preliminary and incidental matters
|
1-32 |
1. Incompetence of the
United Nations Assembly to act as a court of law
|
1-8 |
2.
The Court's right to
examine the assumptions underlying
any Request for an
Advisory Opinion
|
9-12 |
3. Should the Court have
refused to comply with the Request
in the present case?
|
13-16 |
4. The question of the
appointment of a South African judge
ad hoc
|
17-32 |
(a)
The relevant provisions of
the Court's Statute and Rules
|
77-25 |
(b)
The question of whether
there was a dispute
|
26-32 |
[p323]
Dissenting Opinion of Judge Gros
[Translation ]
To my regret, I am unable to concur in the Advisory Opinion, whether in
regard to the substance or in regard to certain problems of a preliminary
character, and I propose to explain my disagreement below.
1. By way of preliminary decision, the Court made four Orders on questions
concerning its composition, and as I voted against two of them I should give
my reasons for doing so. The first concerned is Order No. 3 of 26 January
1971, which, having regard to Article 48 of the Statute, rejected by 10
votes to 4 an objection raised against a Member of the Court, but gave no
reasons. The second Order on which I have to comment is that of 29 January
1971, which, having regard to Articles 31 and 68 of the Statute and Article
83 of the Rules of Court, rejected by 10 votes to 5 a request by the
Government of South Africa for the appointment of a judge ad hoc; it
likewise gave no reasons, and it was accompanied by two joint declarations,
one made by three and the other by two Members of the Court.
2. The Court has said: "The Court itself, and not the parties, must be the
guardian of the Court's judicial integrity" (I.C.J. Reports 1963, p. 29).
Even if one of the Governments represented in the proceedings had not raised
the problem decided by Order No. 3 of 26 January 1971, the Court would have
been obliged to examine it in the application of its Statute. The observance
of the provisions of its own Statute is a strict obligation, as the Court's
1963 decision emphasizes.
3. At the meeting of the Security Council on 4 March 1968, the
representative of Pakistan, speaking on behalf of the co-sponsors of draft
resolution S/8429 on Namibia, which was to become Security Council
resolution 246 (1968), stated:
"The seven co-sponsors acknowledge with gratitude the constructive
co-operation extended to them by Mr. . . . and Mr. . . . and the great
contribution which they made to the formulation of the draft resolution"
(S/PV. 1395, p. 32).
The first person mentioned has since become a Member of the Court; now,
resolution 246 (1968) of 14 March 1968, in its preamble, takes into account
the General Assembly resolution, 2145 (XXI), "by which the General Assembly
of the United Nations terminated the Mandate of South Africa over South West
Africa and assumed direct responsibility for the territory until its
independence" (14 March 1968, S/PV. 1397, pp. 6-10). The records likewise
contain summaries of several speeches, [p 324] some of them lengthy, which
that same person made on the substantive problem now decided by the Court
(see S/PV. 1387, pp. 61-66; S/PV. 1395, pp. 41 and 43-45; S/PV. 1397, pp.
16-20).
4. Such are the facts. Hitherto it has been the practice of the Court to
determine in each case of this kind whether Article 17 of the Statute was
applicable and to ascertain whether there had been any active participation
on the part of a Member, before his election, in a question laid before the
Court (cf. Stauffenberg, Statut et R�glement de la Cour permanente de
Justice internationale, 1934, p. 76, citing a decision of the Permanent
Court, taken at its twentieth session in which the material point was that a
Member had not played an "active part" in the treatment of the question by
the Council of the League). It was in application of that principle that one
Member of the Court decided not to sit in the case concerning the
Anglo-Iranian Oil Company because he had represented his country in the
Security Council when it had been considering a matter arising out of the
claim of the United Kingdom against Iran, and that the Court expressed its
agreement with that decision (I.C.J. Yearbook 1963-1964, p. 100).
No reader of the records I have cited in paragraph 3 can be left in any
doubt as to the character and substance of the positions adopted by the then
representative, now a judge, on the question of the revocation of the
Mandate by the effect of resolution 2145 (XXI). Yet that resolution is the
fundamental problem of the present proceedings, inasmuch as they are
concerned with the determination of its legal consequences. It must
therefore be noted that Order No. 3 of 26 January 1971 marked a change in
practice, and that the Court has discarded the criterion of active
participation.
It was indeed, in the present case, no participation in the drafting of a
general convention that had to be considered, but the expression of opinion
on the international status of the Mandate after and in function of the
declaration of revocation by resolution 2145 (XXI), which is the underlying
legal point of the proceedings. Thus we see that the representative in the
Security Council pronounced upon the substance of the case after the
critical date of October 1966. There is therefore no comparison with
certain precedents cited in the Advisory Opinion (para. 9), which are
instances of judges having contributed to the drafting of international
treaties applicable in cases which arose much later and in which they had
taken no part.
The Court's decision contradicts the principle, to which Article 17 of the
Statute lends formal expression, that a Member must not participate in the
decision of any case in which he has previously taken part in some other
capacity. This Article, moreover, is an application of a generally accepted
principle of judicial organization deriving from an obvious concern for
justice. The new interpretation which has been placed upon it cannot,
therefore, be justified.
5. I have now to explain why I consider that Article 68 of the Statute [p
325] and Articles 82 and 83 of the Rules ought to have been given a
different application from the one chosen by the Court in adopting the Order
of 29 January 1971.
The Order of 29 January 1971 rejecting the request for a judge ad hoc was
made after a closed hearing, held on 27 January, at which the observations
of the South African Government were heard. Judge Sir Gerald Fitzmaurice,
Judge Petr�n and I reserved the right to make known the reasons for our
dissent, which, inasmuch as they concerned the substance from certain
aspects, could not be disclosed at the moment when the Order which
discounted them was issued. The Court gave definitive shape to its
interpretation of the relevant articles of the Statute and Rules by refusing
the appointment of a judge ad hoc�a question which it thus made
irreversible�without, however, disclosing any reasons for the Order
embodying the decision. In that this was an interpretation of rules which
are binding on the Court, it is necessary to examine the reasons for it.
The refusal of a judge ad hoc is justified only if the legal conditions for
the exercise of the faculty to request such an appointment have not been
satisfied. The Court has not, in effect, any freedom of choice in the matter
for Article 83 of the Rules expressly provides that if "a legal question
actually pending between two or more States" is involved in proceedings on a
request for advisory opinion, the Court is to apply Article 31 of the
Statute, which concerns the appointment of a judge ad hoc on the
application of a State not represented on the Bench. Furthermore, the Court
ought to have pronounced upon this legal problem "avant tout" ["above all"]
(Rules, Art. 82), but this it failed to do, not treating the question as a
preliminary one to be thrashed out in full cognizance of all the factors
concerned, including those related to questions of substance. Needless to
say, the idea of a preliminary question is nothing new in advisory
procedure, and it would have been natural, in view of the particular
circumstances of the case, to adopt on this point an approach analogous to
that of contentious procedure, as is recommended by Article 68 of the
Statute. This is a point with which the Court had to deal, for example, in
connection with its Advisory Opinion on Judgments of the Administrative
Tribunal of the ILO upon Complaints Made against Unesco (I.C.J. Reports
1956); Poland's objection to the Court's jurisdiction in International
Status of South West Africa (Pleadings, p. 153, in para. 2) was of a
preliminary nature, as was also that raised in Interpretation of Peace
Treaties with Bulgaria, Hungary and Romania by the Government of
Czechoslovakia, which specifically relied on Article 68 of the Statute and
Article 82 of the Rules in requesting the Court to apply preliminary
objection procedure (Pleadings, p. 204). (Note also the Permanent Court's
Order of 20 July 1931 on the appointment of judges ad hoc in Customs Regime
between Germany and Austria, ruling by way of preliminary decision on the
applicability of Article 71 of its Rules (Art. 82 in those of the present
Court) and Article 31 of the [p 326] Statute: P.C.I.J., Series A/B, No. 41,
p. 89; see also the Advisory Opinion on the Consistency of Certain Danzig
Legislative Decrees with the Constitution of the Free City, 1935, P.C.I.J.
Series A/B, No. 65, p. 69, and the explanation of it given by my colleague
Judge Sir Gerald Fitzmaurice in his dissenting opinion, Annex, para. 24.) A
thorough preliminary examination would not have resulted in any delay, as
the deliberation would only have required a few meetings and the interval
separating the Order from the oral argument on that point, which was two
days, would scarcely have been lengthened. To deal with the problem by a
rejection not giving reasons, and without adequate examination, is to
confuse the preliminary with the prima facie. A preliminary question is the
subject of exhaustive treatment and final decision; a prima facie
examination can never, by definition, be thoroughgoing, and can never lead
but to a provisional decision. Articles 82 and 83 entail irrevocable
decisions, as has been seen in the present proceedings.
6. The fact that the Court did not avant tout consider whether the request
related to a pending legal question constitutes a refusal to apply a
categorical provision of the Rules touching a problem with regard to the
Court's composition. It is no reply to argue (para. 36 of the Opinion) that,
in any case, the decision to refuse a judge ad hoc left the question of the
Court's competence on the points of substance open; what Article 82
prohibits, in requiring an examination avant tout of the point of law, is to
fix the composition of the Court otherwise than as provided by Article 83,
and it is only subsequent to that point's being decided for sound reasons
after a thorough legal examination that any refusal of a judge ad hoc may
ensue�and not the reverse.
7. The manner in which the problem was decided therefore constitutes, in my
judgment, a violation of the general system laid down in the Statute and
Rules, whatever view one may hold of the idea of a legal question actually
pending. Moreover, I consider that the present proceed-ings are in fact
related to a legal question actually pending (see paras. 37-45 below), and
this ought to have occasioned a deliberation as to the appointment of a
judge ad hoc or, possibly, judges ad hoc in the plural.
The Advisory Opinion affirms the existence of a legal obligation on the part
of States which have never ceased to affirm that that obligation did not
exist. The existence or non-existence of legal obligations for States is the
question put to the Court; it was even the subject of lively controversy
during the discussions in the General Assembly and the Security Council,
according to the documentation in the present proceedings (cf. paras. 20 et
seq. below). Judging by the declarations made on behalf of States, there was
a conflict of views and much hesitation as to the law applicable.
8. The Court finds in its Opinion that the question is not a dispute between
States, nor even one between the Organization and a State. That is a purely
formal view of the facts of the case which does not, to my mind, correspond
to realities. While it is true that an advisory opinion is given to the
organ entitled to request it, and not to States (Interpretation of [p 327]
Peace Treaties, First Phase, I.C.J. Reports 1950, p. 71), the present
request has been so framed as to seek an opinion on "the legal consequences
for States", a formulation which the Court in its reply has not sought to
modify despite its ambiguity in relation to the rule stressed by the Court
in Interpretation of Peace Treaties. The course taken by the oral
proceedings before the Court, as also the text of the Court's present
Opinion, have placed South Africa in the position of respondent in a manner
difficult to distinguish from contentious proceedings. (See paras. 133, 118
and 129, which are framed like judicial pronouncements in the form of
decisions.)
9. The Court observed in its Judgment of 21 December 1962:
"A mere assertion is not sufficient to prove the existence of a dispute any
more than a mere denial of the existence of the dispute proves its
non-existence" (I.C.J. Reports 1962, p. 328).
One need only substitute "legal question actually pending" for "dispute" to
establish that the Court had an obligation to treat the matter in depth and
take it beyond the mere assertion that, while questions did lie in dispute
between States, this represented, as in the case of the 1950, 1955 and 1956
Opinions, a divergence of views on points of law, as in nearly all advisory
proceedings (para. 34).
10. Rather than generalizations, it is necessary to apply to the present
proceedings the test adopted by the Court in 1950, when it stated that the
application of the provisions of the Statute which apply in contentious
cases "depends on the particular circumstances of each case and that the
Court possesses a large amount of discretion in the matter" (I.C.J. Reports
1950, p. 72).
What then are the particular circumstances of the case which might have led
the Court to exercise that "large amount of discretion"? The request for an
advisory opinion relates to a substantive problem over which South Africa
and other States are opposed; the existence of slight divergences of view
on some points among those other States is immaterial, the basic legal
question for all of them without exception being that of the revocation of
the Mandate with which, as a binding decision, certain States confront South
Africa, but which gives rise to doubts and hesitations on the part of
others; the purpose of the Advisory Opinion is to apprise the international
community of the present legal position of the Territory of Namibia (South
West Africa), and thus to determine the purport of a certain international
status. It is another way of putting afresh the question laid before the
Court in 1950: "What is the international status of the territory?" That,
with the addition of "since General Assembly resolution 2145 (XXI)", could
in fact have been the request.
However, any reply purporting to apprise States of the extent of their
obligations subsequent to resolution 2145 (XXI) must connote not only the
disposal of the conflict of views between the holder of the revoked [p 328]
Mandate and the States which instigated and eventually pronounced the
revocation, but also the imposition on all States of a certain line of
conduct.
11. It is not enough to describe the problem as a "situation" for the
difficulties to cease. As the Court said in respect of disputes, "a mere
assertion is not sufficient". From the viewpoint of law the description
"situation" used by the Security Council has no effect so far as the Court
is concerned. Without denying that the Namibia affair is and remains for the
Security Council a situation, the Court, in order to determine its own
competence, had to enquire whether, quite apart from what the Security
Council may have thought, the request of 29 July 1970 did or did not relate
to a legal question actually pending between States, within the meaning of
the Rules of Court (as the Court did in its Opinion on the Interpretation of
Peace Treaties with Bulgaria, Hungary and Romania, First Phase, I.C.J.
Reports 1950, pp. 72-74). Any other view would confer on the political
organs of the United Nations the right to interpret, subject to no appeal,
the Rules of Court.
12. The Court was faced with a legal question with pronounced political
features, which is often the case, but which is hot enough to overrule the
argument that the issue is, at bottom, a legal one. The subject of the
dispute is the conflict of views between, on the one hand, those States
which, through the procedures available to the United Nations, have sought
and procured the revocation of South Africa's Mandate for the Territory of
South West Africa and, on the other hand, South Africa, which attacks that
revocation and such effects as it might have. The way in which the request
was framed adds to this basic question that of the effects for all States,
that is to say even for States which have not taken any active part in the
development of the action proceeded with in the United Nations; but this
relates to consequences, as the request itself says, and not to the
essential legal question. All this emerges strikingly from the written and
oral proceedings, in which the Government of South Africa behaved like a
respondent, replying to veritable claims and submissions presented by other
Governments (with the exception of the French Government, whose written
statement is more in the nature of an intervention by an amicus curiae).
13. There is, said the Court in 1962, a "conflict of legal views and
interests�between the respondent on the one hand, and the other Members of
the United Nations ... on the other hand" (South West Africa, Preliminary
Objections, Judgment, I.C.J. Reports 1962, p. 345); and this observation was
not modified in the Judgment of 1966, which dismissed the Applications not
on the ground that there was no dispute, but solely in regard to the
question whether the Applicants had a legal interest in the carrying-out of
the "conduct" clauses of the Mandate. It is therefore impossible to deduce
therefrom any refusal on the part of the Court to pronounce in any
circumstances on whether there had been breaches of the Mandate (on the
contrary, one might note the allusion in paras. 11 and 12 of the 1966
Judgment to Article 5 of the [p 329] Mandate for South West Africa and to
the right of every League member to take action to secure its observance,
which connotes recognition of a legal interest in the proving of certain
breaches of the Mandate). The Advisory Opinion, as is apparent from its
contents, meets the concern, expressed during the discussions in the
Security Council preceding its request, for proof that the Mandate was
lawfully revoked; and this, by the Opinion's own admission, comprises a
legal question rooted in the very origins of the Mandate, one which at all
events, as we shall see below (para. 25), made its appearance before the
Court as long ago as 1950.
The Court might perhaps have been encouraged to admit the existence of a
genuine dispute between States if it had taken note of the fact that the
General Assembly itself, in its resolution 1565 (XV) of 18 December 1960,
made a pronouncement on "the dispute which has arisen between Ethiopia,
Liberia and other member States, on the one hand, and the Union of South
Africa on the other" (my emphasis). Need one do more than recall this fact
and raise the question as to whether, in the words of the Court's Advisory
Opinion of 30 March 1950 on the Interpretation of Peace Treaties, "the legal
position of the parties . . . cannot be in any way compromised by the
answers that the Court may give to the question put to it" (I.C.J. Reports
1950, p. 72)? Judge Koretsky had a similar point in mind when, in what was
in many respects a comparable case, he observed that the Court, in its
Advisory Opinion, would be giving "some kind of judgment as if it had before
it a concrete case" (Certain Expenses of the United Nations (Article 17,
paragraph 2, of the Charter), dissenting opinion, I.C.J. Reports 1962, p.
254).
14. The fact that a political organ of the United Nations places a situation
on its agenda cannot have the legal effect of the disappearance of a dispute
between two or more States interested in the maintenance or modification of
the situation. These are two different and parallel planes; one is the
manifestation of the United Nations' political interest in facilitating
settlement of a situation of general concern for the community of States,
the other is the determination of the existence as between certain States of
opposed legal interests which give them a special position in the appraisal
of the situation of general concern. Naturally, the fact that there is a
divergence of views on the law does not rob the Security Council or the
General Assembly of the rights they derive from the Charter to consider the
situation as it presents itself. But in the same way it is impossible to
admit that the mere calling-in of a general situation by the political
organs of the United Nations could bring about the disappearance of the
element of a dispute between States if there exists such an element
underlying the general situation, when such a case is in fact provided for
in the Rules of Court. This is why, in each case, the question arises of
whether one is or is not confronted with what is really a dispute. Articles
82 and 83 of the Rules of Court would otherwise have no meaning, whereas
their purpose is to reassure States that, if an advisory opinion be
requested in relation to a legal question over which they are divided, [p
330] they will enjoy the right to present their views in the same way and
with the same safeguards as in contentious procedure, more particularly
where the composition of the Court is concerned.
15. To conclude in regard to this point, to say, as the Opinion does, that
there |