|
SUMMARY OF THE COMPLAINT
1. The Complaint is submitted by INTERIGHTS, Anton Katz and Max du Plessis
(Complainants) on behalf of Mr Kenneth Good (victim), against the Republic
of Botswana (Respondent State).
2. The Complaint states that Mr Kenneth Good, an Australian national,
teaching at the University of Botswana, had his employment terminated after
his expulsion from Botswana on 31 May 2005.
3. It is submitted that in February 2005, in his capacity as Professor of
Political Studies at the University of Botswana, the victim co-authored an
article concerning presidential succession in Botswana. The article
criticized the Government, and concluded that Botswana is a poor example of
African Presidential succession.
4. The Complainants submit that, on 18 February 2005, the President of
Botswana, exercising the powers vested in him by section 7(f) of the
Botswana Immigration Act, decided to declare the victim an undesirable
inhabitant of, or visitor to, Botswana. The victim was not given reasons for
this decision, nor was he given any opportunity to contest it.
5. On 7 March 2005, the victim launched a constitutional challenge in the
Botswana High Court. On 31 May 2005, the High Court dismissed the
application ruling that Section 7 (f) of the Botswana Immigration Act
relates to what the President considers to be in the best interest of
Botswana, and Sections 11(6) and 36 of the same Act make the President's
declaration unassailable on the merits.
6. On 31 May 2005, the victim was deported from Botswana to South Africa.
7. On 7 June 2005, the victim filed a notice and grounds of appeal in the
Court of Appeal of the Republic of Botswana. On 27 July 2005, the Court of
Appeal delivered a judgment dismissing the victim's appeal. The Court of
Appeal held that the President, in making such declarations, is empowered to
act in what he considers to be the best interest of the country, without
judicial oversight.
8. The Complainants submit that the Court of Appeal is the highest judicial
authority in Botswana. No further right of appeal or challenge lies from the
decision of this court.
THE COMPLAINT
9. The Complainants allege that the Respondent State has violated Articles
1, 2, 7 (1) (a), 9, 12 (4), and 18 of the African Charter on Human and
Peoples' Rights.
THE PROCEDURE
10. The Communication was received at the Secretariat of the African
Commission on 24 November 2005.
11. During the 38th Ordinary Session held from 21 November to 5 December
2006, the African Commission was seized of the Communication.
12. On 15 December 2005, the Secretariat of the African Commission informed
the parties accordingly and requested them to submit arguments on
Admissibility. The Secretariat of the African Commission forwarded a copy of
the Complaint to the Respondent State.
13. On 13 March 2006, the Secretariat of the African Commission received
written submissions on Admissibility from the Complainants.
14. By Note Verbale dated 5 April 2006, the Secretariat forwarded a copy of
the Complainants' submission on Admissibility to the Respondent State and
reminded the latter to submit its arguments on the same.
15. On 18 April 2006, the Secretariat received an e-mail from one of the
lawyers of the alleged victim requesting to be invited to make oral
submission at the 39th Ordinary Session.
16. On 6 May 2006, the Secretariat received the submission on Admissibility
from the Respondent State.
17. On 10 May 2006, the Secretariat of the African Commission received a
letter from the Centre for Human Rights of the University of Pretoria
submitting an amicus curiae brief.
18. On 20 May 2006, the Secretariat received further submission on
Admissibility from the Respondent State.
19. At its 39th Ordinary Session, the African Commission considered the
Communication and decided to defer it to its 40th Ordinary Session.
20. By Note Verbale and by letter dated 14 July 2006, the Secretariat
notified both parties of the decision of the Commission and informed them
that they can make further submission on Admissibility if they so wished.
21. On 3 October 2006, the Secretariat received a fax from the Complainants
forwarding a copy of a letter of appeal addressed by the victim to the
President of the Republic of Botswana, and the response of the Senior
Private Secretary to the President.
22. On 4 October 2006, the Secretariat received the Complainants' response
to the Respondent State's further submission on Admissibility.
23. On 7 November 2006, the Secretariat received a letter from the
Respondent State requesting the Commission to purge the Complainants'
additional submissions from the record because the State was not invited to
make additional submission.
24. At its 40th Ordinary Session held in Banjul, the Gambia, from 15 to 29
November 2006, both parties were given audience before the Commission and
the State requested to receive copy of the letter sent to the Complainants
inviting further arguments, and to be given time to respond to the
additional submissions made by the Complainants.
25. The Commission decided to defer consideration of the Communication to
its 41st Ordinary Session and instructed the Secretariat to forward a copy
of the above letter to the Respondent State.
26. By Note Verbale dated 12 February 2007, the Secretariat forwarded the
above letter to the Respondent State and requested the latter to submit its
observation on the same.
27. On 25 April 2007, the Secretariat received the response of the
Respondent State on the Complainants' further submissions.
28. By Note Verbale dated 30 April 2007, the Secretariat acknowledged
receipt of the Respondent State's response.
29. At its 41st Ordinary Session, the African Commission considered the
Communication and decided to declare it Admissible.
30. By Note Verbale of 20 June 2007 and letter of the same date, both
parties were notified of the Commission's decision.
31. On 2 October 2007 and 10 October 2007, the Secretariat received the
Complainants' and Respondent State's submissions on the Merits,
respectively.
32. By Note Verbale of 22 October 2007 and letter of the same date, the
Secretariat acknowledged receipt of the Complainants' and Respondent State's
submissions on the Merits and forwarded each other's submission to the other
party.
33. At the 42nd Ordinary Session the Secretariat received the Complainants'
response to the Respondent State's submissions on the Merits.
34. During the same 42nd Ordinary Session, the Respondent State raised a
preliminary objection on the procedure of the Commission and the Commission
decided to defer the Communication to allow the Secretariat prepare a
decision on the preliminary objection.
35. By Note Verbale of 19 December 2007 and letter of the same date, the
Secretariat informed both parties of the Commission's decision.
36. At its 44th Ordinary Session, the Commission dismissed the Respondent
State's preliminary objections and requested that both parties submit within
three months, their responses to the submissions of the other party.
37. By Note Verbale of 5 January 2009 and letter of the same date, both
parties were informed of the Commission's decision and requested to make
further submissions on the Merits within three months.
38. On 3 February 2009, the Respondent State requested for a month extension
of time to make further submissions on the Merits.
39. By Note Verbale of 9 February 2009, the Secretariat granted the
extension of time requested by the Respondent State.
40. By letter of 10 February 2009, the Complainant was informed of the
extension of time granted to the Respondent State.
41. By a Note Verbale dated 27 March 2009, the Secretariat invited the
Respondent State to forward its further submissions on the Merits.
42. On 7 November 2009, the Respondent State made a complaint regarding the
procedures followed by the Secretariat in inviting the parties to make
further submissions on the Merits.
43. On 8 April 2009, the Respondent State made further submissions objecting
against the Commission's approach and application of the procedure laid down
in Rule 119(2)(3) of Rules Procedure and requested the Commission to review
its ruling.
44. By Note Verbale dated 14 April 2009, the Secretariat notified the
Respondent State of the Commission's decision to take a decision on the
Merits during its 45th Ordinary Session and further invited the State to
make its submissions no later than 30 April 2009.
45. By a Note Verbale of 16 April 2009, the Secretariat informed the
Respondent State that the latter's concerns and issues will be tabled before
the Commission during its 45th Ordinary Session.
46. By a letter and Note Verbale of 7 December 2009, the Complainants and
Respondent State were informed of the Commission's decision to defer
consideration of the Communication to its 47th Ordinary Session.
THE LAW ADMISSIBILITY COMPLAINANTS' SUBMISSION
47. The Complainants submit that the requirements set in Article 56 of the
African Charter have been satisfied, as the author of the Communication has
been identified and relevant details of the Communication have been provided
to the Commission, including details of those individuals and organisations
representing the victim. According to the Complainants, the Communication is
compatible with the Constitutive Act of the African Union and with the
African Charter. The Communication is presented in a polite and respectful
language, and is based on information provided by the victim and on court
documents, not on media reports. The Complainants state that the present
Communication has not been submitted to any other international human rights
body for investigation or settlement.
48. The Complainants claim that on 7 March 2005, the victim launched an
application challenging the constitutionality of the Botswana Immigration
Act. The application, which challenged the President's decision to expel him
from Botswana, was dismissed by the High Court of Botswana in a unanimous
judgment. They submit that the High Court in its judgment found that the
President's declaration under Section 7(f) of the Immigration Act relates to
what the President considers to be in the best interests of Botswana and
Sections 11(6) and 36 of the same Act make the President's declaration
unassailable on the merits.
49. The Complainants submit further that on 7 June 2005, the victim filed a
notice and grounds of appeal to the Court of Appeal, in which he sought an
order setting aside both the judgment appealed against and the decision of
the President of 18 February 2005. On 27 July 2005, the Court of Appeal
delivered a judgment dismissing the victim's appeal. The Court of Appeal
held that the President in making such declarations is empowered to act in
what he considers to be the best interests of the country, without judicial
oversight and that the Parliament which decreed that the President's
decisions are not subject to disclosure did not act ultra vires in doing so.
50. The Complainants aver that both Courts found that the President, in
making his declaration that the victim was an "undesirable inhabitant or
visitor to Botswana", is empowered to act in what he considers to be the
best interests of the country, without judicial oversight. The Courts ruled
that in terms of the Act, the President's decisions are not subject to
disclosure or challenge in a court of law and he did not act ultra vires.
51. The Complainants submit that the Court of Appeal is the highest judicial
authority in Botswana and no further right of appeal or challenge lies from
the decision of this Court.
52. As a result of the above, the Complainants argue that all domestic
remedies available in the Respondent State have been exhausted for the
purpose of Article 56(5). They also submit that the Communication is brought
before the Commission within three months of having exhausted such domestic
remedies, pursuant to Article 56(6).
RESPONDENT STATE'S SUBMISSIONS
53. In its submissions, the Respondent State challenges the Commission's
existence and its competence to hear the case. Regarding the existence of
the Commission, the Respondent State submits that the Commission was
established within the Organisation of African Unity (OAU) and that the OAU
ceased to exist in July 2001, and no provision was made for the continuance
of the work of the Commission in the Constitutive Act of the African Union
(AU) that took over from the OAU.
54. The State further submits that Article 5 of the Constitutive Act, which
lists the AU Organs, does not mention the African Commission, and that the
AU did not make use of the capacity vested in it under Article 9(1) (d) of
the Constitutive Act to establish any other organ to bring the Commission
back to existence. The Respondent State therefore concludes that the
Commission has ceased to exist along with the OAU.
55. However, the Respondent State does not challenge the existence of the
African Charter, which it considers a "mere instrument of noble ideals which
unfortunately is devoid of any operational structures...".
56. With respect to the Commission's competence rationae materae (subject
matter of the Communication), the Respondent State holds that the
Communication concerns immigration matters which are not part of the mandate
of the Commission spelled out in Article 45 of the Charter. The State
submits further that in terms of Article 13 of the Constitutive Act, it is
the Executive Council which is responsible for immigration matters.
57. The Respondent State argues that in case the Commission finds itself to
be in existence and to have jurisdiction over the matter, the Communication
should notwithstanding be declared inadmissible for non-compliance with
Article 56 of the African Charter.
58. It is the State's view that the Communication is not compatible with the
African Charter. It submits that not all the elements of the Communication
have been disclosed to the State, placing the latter "in an untenable
position where it does not know the exact nature of the Complaint against
it", and that therefore the Communication is irregular and/or non-compliant
with Rule 104(e) as read with Article 56(2) of the African Charter.
59. The Respondent State also states that Article 23(1) of the African
Charter recognises peoples' rights to national and international peace and
security, and that Article 12(2) allows States Parties to restrict the right
to freedom of movement by means of law for the "protection of national
security, law and order..." The State holds that the interpretation of these
provisions is that "States must be left alone and allowed to deal with
matters of peace and national security". The Respondent State submits that
the matter before the Commission involves national security and that the
Commission has no competence over it.
60. The Respondent State further submits that the decision to expel the
victim was taken by the President in accordance with the law as required
under Article 12(4) of the African Charter.
61. The Respondent State argues that the victim's expulsion was confirmed by
the courts and that the State has the obligation under Article 26 of the
Charter to guarantee the independence of the judiciary and cannot interfere
with their rulings.
62. The Respondent State also states that the victim's appeal to courts in
Botswana was dismissed with costs, which he has not yet paid, and that by
instituting proceedings before the Commission he is just trying to escape
his obligation in Botswana. The State concludes that the Communication is
frivolous and vexatious, and that it should be rejected and held
inadmissible.
63. The Respondent State further submits that the victim did not avail
himself of the possibility offered to him to resort to the President to
review the decision expelling him. It is therefore the State's submission
that local remedies have not been exhausted.
64. For all the aforementioned reasons, the Respondent State prays the
Commission to declare the Communication inadmissible.
RESPONSE OF THE COMPLAINANTS TO THE RESPONDENT STATE'S SUBMISSION ON
ADMISSIBILITY
65. The Complainants submit that the fact that the OAU ceased to exist does
not affect the existence of the Commission, and that the latter continues to
exist de facto and de jure. De facto, the work of the Commission was not
hindered or suspended as a result of the coming into force of the AU
Constitutive Act: it continued considering communications; holding sessions;
undertaking visits to States Parties, including the Respondent State, which
continues to collaborate with it. De jure, the AU Assembly, by its decision,
ruled that the Commission "shall henceforth operate within the framework of
the African Union" (Ass./AU/Dec.1 (1)).
66. The Complainants argue that the African Charter established the
Commission and the fact that the African Charter is still in force, as the
Respondent State did acknowledge, is tantamount to recognizing the existence
of the African Commission.
67. With respect to the disclosure of documents to the State, the
Complainants argue that the Communication is not based on media reports but
on the information provided by the victim and on court documents, and that
only two judgments have been enclosed because they are the only ones
relevant at the particular stage of the proceedings and from the point of
view of exhaustion of domestic remedies.
68. The Complainants also challenge the argument of the Respondent State
that the Commission does not have jurisdiction over immigration matters.
They submit that that Article 45(2) mandates the Commission to protect human
rights generally, without leaving out the rights of immigrants or people
facing deportation, noting that Article 12 of the Charter makes clear
reference to migration.
69. The Complainants finally submit that the other points of the State's
submission relate to the merits and should not be considered at this stage
of the procedure, adding that the Communication meets all the admissibility
requirements and should be declared Admissible.
RESPONDENT STATE'S REACTION TO THE COMPLAINANT'S RESPONSE TO ITS SUBMISSIONS
70. In an oral submission during the 40th Ordinary Session of the
Commission, and by letter dated 22 March 2007, the Respondent State
submitted that the additional submission on Admissibility by the
Complainants should be purged from the record of proceedings because the
invitation to make additional submission was a misuse of the procedure under
Rule 119 of the Commission's Rules of Procedure. It is the Respondent
State's view that no reason was given for inviting the Complainants to
submit and that the letter was signed by a Finance and Administration
Officer (FAO), who is not a member of the Commission, and in inviting the
Complainants to submit, the FAO unlawfully participated in the deliberations
or decisions of the Commission.
71. The Respondent State goes on to reiterate its statement that the
Commission is an emanation of the Charter, which established it to work
within the OAU. The dissolution of the OAU, the State submits, deprived the
Commission of the legitimacy and authority as mechanism for the settling of
disputes. According to the Respondent State, in the absence of an amendment
to Article 30 of the African Charter to enable the Commission to operate
within the AU, and without an AU decision integrating the Commission as an
organ of the AU, the African Commission lacks legal basis to continue
performing its mandate under the African Charter.
DECISION OF THE COMMISSION ON THE RESPONDENT STATE'S CHALLENGE OF ITS
EXISTENCE AND COMPETENCE
72. Considering that the Respondent State contests the existence of the
African Commission and its jurisdiction to hear the matter complained of,
the Commission will deal with those two points before dealing with the
Admissibility of the Communication.
73. Regarding the existence of the Commission, the Respondent State submits
that the Commission was established within the OAU, and that the OAU ceased
to exist in July 2001 and no provision was made for the continuance of the
work of the Commission in the Constitutive Act of the African Union that
took over from the OAU.
74. According to the Respondent State, Article 5 of the Constitutive Act,
which lists the AU Organs, does not mention the African Commission, and the
AU did not make use of the capacity vested in it under Article 9(1)(d) of
the Constitutive Act to establish any other organ to bring the Commission
back to existence. The Respondent State therefore concludes that the
Commission has ceased to exist along with the OAU.
75. In terms of Article 30 of the African Charter, "An African Commission on
Human and Peoples' Rights, ...shall be established within the Organisation of
African Unity to promote human and peoples' rights and ensure their
protection in Africa". It is the Commission's view that having been
established by the African Charter, the termination of a treaty other than
the Charter cannot affect its existence.
76. The Commission would like to emphasize that although it was established
by the African Charter and not a direct emanation of the OAU Charter, it was
operating within the framework of the OAU, the latter being the main
political organisation on the continent. As an organisation working within
the framework of the OAU, the Commission relied on the OAU for its funding
and its staffing,[FN55] and for the execution of its decisions against
Members States found to be in violation of the Charter.[FN56] With the
coming into force of the Constitutive Act, all the "assets and liabilities"
of the OAU "...and all matters relating thereto," including relevant
institutions established within the OAU, were devolved to the AU.[FN57] That
is why, the Heads of State and Government of the AU, at their first Ordinary
Session held in Durban, South Africa, from 8 to 10 July 2002, accepted to
take over the obligations the OAU used to bear vis-à-vis the African
Commission. In its decision on the Interim Period, the Assembly of the
African Union decided that "the African Commission on Human and Peoples'
Rights and the African Committee of Experts on Rights and Welfare of the
Child shall henceforth operate within the framework of the African
Union."[FN58]
--------------------------------------------------------------------------------
[FN55] Arts 41 & 44 of the African Charter on Human and Peoples' Rights
adopted on 1981.
[FN56] Art 58 of the African Charter
[FN57] Constitutive Act of the African Union adopted on 11 July 2000, Art
33(1).
[FN58] Decision on the Interim Period, Ass/AU/Dec.1 (I), para 2(xi)
--------------------------------------------------------------------------------
77. As a matter of fact, the AU assumed towards the Commission the same
obligations as previously borne by the OAU. The AU appoints the 11 Members
of the Commission, provides staff to the Secretariat, funds the day-to-day
work of the Commission, and adopts the reports submitted by the Commission.
Moreover, Member States of the AU (which are also States Parties to the
African Charter), including the Respondent State, continue to cooperate with
the African Commission, by submitting their reports under Article 62 of the
Charter, by hosting sessions and missions of the Commission, and by actively
participating in the communication procedures when complaints are brought
against them before the Commission.
78. The Commission takes note of the fact that, although it challenges the
existence of the Commission as a monitoring body, the Respondent State does
not contest the existence of the Charter itself. The Commission observes
that, unlike some other international human rights systems where the
substantive rights and their monitoring bodies are dealt within two
complementary but different instruments, in the African system, the same
instrument, the African Charter, makes provisions for substantive rights and
organises their monitoring mechanism.[FN59] Under the Charter, therefore,
States Parties are not given the option of recognising the substantive
rights without accepting the jurisdiction of the African Commission, which
was established to promote and protect those rights.
--------------------------------------------------------------------------------
[FN59] Part 1 of the African Charter is dedicated to "Rights and duties" and
Part 2, to "Measures of safeguard".
--------------------------------------------------------------------------------
79. The Commission concludes that the termination of the OAU Charter and
subsequent dissolution of the OAU does not affect its existence. The
Commission is still in existence and performs its activities within the
framework of the AU.
80. Regarding the jurisdiction of the Commission over immigration matters,
the Commission is of the view that there is no provision in the African
Charter or in the Constitutive Act excluding the jurisdiction of the African
Commission over such matters. The jurisdiction of the Commission is founded
by Article 45 of the African Charter which reads:
"The functions of the Commission shall be [to]: 2. Ensure the protection of
human and peoples' rights under conditions laid down by the present
Charter."
81. This provision should be read together with the relevant substantive
provisions of the Charter to find out whether, under its protection mandate,
the Commission has jurisdiction over a given matter. Regarding specifically
immigration matters, Article 12 of the Charter states that:
"Every individual shall have the right to freedom of movement and residence
within the borders of a State provided he abides by the law.
Every individual shall have the right to leave any country including his
own, and to return to his country. This right may only be subject to
restrictions, provided for by law for the protection of national security,
law and order, public health or morality.
Every individual shall have the right, when persecuted, to seek and obtain
asylum in other countries in accordance with the law of those countries and
international conventions.
A non-national legally admitted in a territory of a State Party to the
present Charter, may only be expelled from it by virtue of a decision taken
in accordance with the law.
The mass expulsion of non-nationals shall be prohibited. Mass expulsion
shall be that which is aimed at national, racial, ethnic or religious
groups".
82. It appears from the provision of Article 45(2), read together with
Article 12, that the Commission has jurisdiction when some human rights
related to immigration are involved. The mandate of the Commission in that
case is to make sure that, immigration policies and practices do not
infringe upon those rights. Hence, the Commission finds that it has
jurisdiction over immigration matters.
83. The Commission is of the view that the competence given to it over
immigration matters under Articles 45(2) and 12 of the Charter, does not
overlap with the mandate of the Executive Council, under Article 13(1)(j) of
the Constitutive Act, over the same matters because the two bodies do not
perform the same kind of activity. While the Commission is an international
quasi-judicial institution established to promote and protect the rights
enshrined in the African Charter, the Executive Council is a political
organ, which "coordinate[s] and take[s] decisions on policies in areas of
common interest to the member states [of the African Union],
including ...nationality, residency and immigration matters".[FN60]
--------------------------------------------------------------------------------
[FN60] Art 13(1)(j) of the Constitutive Act of the African Union (the
Commission's emphasis).
--------------------------------------------------------------------------------
84. Having dealt with the preliminary objections raised by the Respondent
State regarding the existence and jurisdiction of the Commission, the latter
will now proceed to make a determination on the Admissibility or otherwise
of this Communication.
THE COMMISSION'S ANALYSIS ON ADMISSIBILITY
85. The Admissibility of Communications submitted before the African
Commission in accordance with Article 55 is governed by the requirements of
Article 56 of the African Charter. In terms of Article 56: "communications
relating to human and peoples' rights referred to in Article 55 received by
the Commission, shall be considered if they:
1. Indicate their authors even if the latter requests anonymity,
2. Are compatible with the Charter of the Organisation of African Unity or
with the present Charter,
3. Are not written in disparaging or insulting language directed against the
State concerned and its institutions or to the Organisation of African
Unity,
4. Are not based exclusively on news disseminated through the mass media,
5. Are sent after exhausting local remedies, if any, unless it is obvious
that this procedure is unduly prolonged,
6. Are submitted within a reasonable period from the time local remedies are
exhausted or from the date the Commission is seized with the matter, and
7. Do not deal with cases which have been settled by those States involved
in accordance with the principles of the Charter of the United Nations, or
the Charter of the Organisation of African Unity or the provisions of the
present Charter".
86. The African Commission is of the view that this Communication
establishes a prima facie violation of the provisions of the African
Charter, and is compatible with both the Constitutive Act of the African
Union and the African Charter. The African Commission also does not believe
that there has been any use of a disparaging or insulting language against
the Government of the Republic of Botswana or any of its institutions or the
African Union.
87. Regarding the disclosure of documents, the Commission finds that the
documents submitted by the Complainants in support of the claim sufficiently
prove that the Communication is not based on fiction or on news disseminated
by the mass media. The Commission concurs, therefore, that the condition of
Article 56(4) has been met. The Commission also notes that all the documents
submitted by the Complainants have been disclosed to the Respondent State.
88. The Commission recalls its established jurisprudence whereby the
exhaustion of local remedies referred to in Article 56(5) 'entails remedy
sought from the courts of a judicial nature.'[FN61] Such a judicial remedy
shall be effective and shall not be subordinated to the discretionary power
of public authorities.[FN62] The Commission has also affirmed on several
occasions that it is not necessary, for the sake of meeting the condition of
Article 56(5), to seek 'remedies from a source which does not operate
impartially and have no obligation to decide according to legal
principles.'[FN63]
--------------------------------------------------------------------------------
[FN61] Communication 221/98 - Alfred B. Cudjoe v Ghana (1999) para 14.
[FN62] Communication 48/90 - Amnesty International v Sudan, 50/91 Comité
Loosli Bachelard v Sudan, 52/91 Lawyers Committee for Human Rights v Sudan,
89/93 Association of Members of the Episcopal Conference of East Africa v
Sudan (1999), para 31.
[FN63] Communication 87/93 - The Constitutional Rights Project (In respect
of Zamani Lakwot and 6 others) v Nigeria (1995) para 8.
--------------------------------------------------------------------------------
89. In the present Communication, the victim challenged the decision
expelling him from Botswana before the domestic courts. His application
before the High Court of Botswana was dismissed, as was a further appeal
that he filed with the Court of Appeal, the highest judicial authority in
Botswana. The Commission finds therefore that all local remedies have been
exhausted. The Commission is of the view that the presidential review
referred to by the Respondent State is not of a judicial nature and is
subject to the discretionary power of the President, the very authority that
ordered the expulsion of the victim. The Commission considers that such a
remedy is not effective and the victim is not obliged to utilise it.
90. The Commission further finds that the other arguments [FN64] submitted
by the State against the Admissibility of the Communication are based on
substantive rights protected under the Charter, including the rights, the
violation of which is complained of by the applicant, to such an extent that
dealing with them at this stage of the procedure would be pushing the
Commission to jump the gun to consider the Communication on the Merits. The
Commission therefore will not pronounce on them but would rather deal with
them at the appropriate stage.
--------------------------------------------------------------------------------
[FN64] Particularly the arguments raised by the Respondent State regarding
the fact that the President made the decision in accordance with Article
12(4) of the Charter and that the expulsion order was confirmed by Botswana
High Court and Court of Appeal and hence the State has the obligation not to
interfere with the independence of the judiciary under Article 26 of the
Charter, are arguments that go into the Merits of the case.
--------------------------------------------------------------------------------
91. From the above submissions, this Commission is of the view that the
present Communication sufficiently complies with the requirements under
Article 56, relating to the Admissibility of Communications before the
African Commission and thus decides to declare the Communication Admissible.
THE MERITS
RESPONDENT STATE'S PRELIMINARY OBJECTION TO THE COMMISSION'S PROCEDURE
92. At the 42nd Ordinary Session of the Commission, the Respondent State
raised a preliminary objection regarding the Commission's procedure in the
handling of Complaints/Communications. The main thrust of the State's
objection is that the Commission's procedure relating to the handling of
Communications was not followed with regards to the present Communication.
According to the State, Rule 119 of the Commission's Rules of Procedure was
not respected, and as a result, both parties to the Communication, the
Respondent State and the Complainants, made submissions to the Commission at
almost the same time, making it difficult to respond to issues raised by
either party.
93. The Respondent State submits that the Commission had asked both parties
to submit their arguments on the Merits, giving both parties the same
deadline. Both parties sent their arguments to the Secretariat of the
Commission at almost the same time, and the Commission then forwarded the
submissions of either party to the other for comments, if any.
94. The Respondent State contends that this procedure deprives it from
properly addressing the issues raised by the Complainants as it was not
availed a copy of the Complainants' submission prior to the Respondent State
making its own submission. In the words of the Respondent State 'it
prejudices Botswana greatly in that the applicant has effectively been
afforded an undue opportunity to strengthen his case, to the extent that the
submissions filed by him raise very many new matters of fact and law which
our arguments, as is to be expected, do not deal with'. The Respondent State
concluded that the Complainants' supplementary submissions on the Merits be
purged off the record.
95. Referring to Rule 119 of the African Commission's Rules of Procedure,
the State maintains that it was supposed to have submitted first and the
Complainants given the opportunity to reply within a time fixed by the
Commission, in accordance with Rule 119 (3).
96. The Commission will thus, first deal with the preliminary issue raised
by the Respondent State before proceeding to make a determination on the
Merits of the Communication.
AFRICAN COMMISSION'S DECISION ON THE PRELIMINARY OBJECTION
97. In the present Communication, after declaring the case Admissible at the
Commission's 41st Ordinary Session, the Secretariat, by Note Verbale of 20
June 2007, and letter of the same date, informed both parties and requested
them to submit their arguments on the Merits within three months from the
date of notification. On 5 October 2007, the Secretariat received the
Complainants' submissions on the Merits of the Communication. On 12 October
2007, the Secretariat received the Respondent State's submissions on the
Merits. On 22 October 2007, the Secretariat forwarded the submissions of the
Respondent State to the Complainants, and the Complainants to the Respondent
State.
98. The purpose of requiring parties to make submissions to the Commission
is so that they appreciate the concerns of each other and try to address
them as best as they can. That is why the Commission adopted Rules of
Procedure governing, among other things, the receipt and consideration of
Communications.
99. Rule 119 of the Commission's Rules of Procedure seek to guide the
Commission regarding the procedure to adopt after a Communication has been
declared Admissible. In terms of Rule 119 (1) 'if the Commission decides
that a Communication is admissible ...its decision and text of the relevant
documents shall as soon as possible, be submitted to the State Party
concerned...The author of the communication shall also be informed of the
Commission's decision...'. Rule 119 (2) provides further that the State Party
...shall within the ensuing three months, submit in writing to the
Commission, ...measures it was able to take to remedy the situation'.
100. From the above two paragraphs of Rule 119, it is the view of the
Commission that when a Communication is declared Admissible, both parties
must be notified of the decision. While the African Charter obliges the
Commission to submit its decisions and other relevant texts relating to its
decision on Admissibility to the State Party, it simply requires the
Commission to inform the author of the Communication. This presupposes that
the Respondent State is the one that is expected to make submissions on the
'merits', to, in the words of the Charter, provide 'explanations or
statements elucidating the issue under consideration and indicating, if
possible, measures it was able to take to remedy the situation'.
101. This interpretation is supported when one turns to Rule 119 (3) which
provides that 'all explanations or statements submitted by a State Party
pursuant to the present Rule shall be communicated... to the author of the
communication, who may submit in writing additional information and
observations within a time limit fixed by the Commission'.
102. It is clear from the above, that after declaring a Communication
admissible, both parties are informed of the decision, but the Respondent
State is further requested to make submissions on the matter being
considered. After the State would have submitted, then the submission is
availed to the author of the Communication for his/her comments. The
Respondent State seems to be satisfied that the Note Verbale of 20 June
inviting it to make submissions on the Merits 'was the correct step'.
103. However, the Respondent State contends that if the Complainants were
also invited to make submissions on the merits 'that was a defective step
and clearly the Commission will be guilty of breaking its own procedural
rules'.
104. The procedure of letting one party submit first and inviting the other
to respond will give both parties the opportunity to address the issues or
concerns of the other. This exchange of submissions between the State and
the author of the Communication can continue until the Commission is
satisfied that it has had enough information to make a decision on the
matter.
105. The African Commission thus concurs with the Respondent State that when
parties are asked to submit at the same time, it does not give both of them
the opportunity to respond to issues that are raised by the other party.
106. This notwithstanding, the practice of the Commission is clear. Where it
receives submissions from one party, it sends the same to the other party
for their comments. Thus, even if the parties make submissions at the same
time, the other party is not prejudiced in any way because they are still
given an opportunity to respond to the submissions before the Commission can
make a determination. This was the situation with respect to the present
Communication.
107. The Secretariat received the State's submissions on 12 October 2007 and
sent same to the Complainants on 22 October 2007. Thus, the Respondent State
was sent the Complainant's submissions and the Complainants were sent the
State's submissions, and both parties were entitled to send comments, if
any.
108. Thus, even though Rule 119 was not followed to the letter, the
Respondent State has not indicated how it was prejudiced by this lapse, to
the advantage of the Complainants. The Respondent State has been given an
equal opportunity to respond to the submissions of the Complainants just as
the Complainants have been given an opportunity to respond to the State's
submissions.
109. The Commission accordingly takes note of the fact that Rule 119 of its
Rules of Procedure was not followed to the letter, and undertakes to ensure
that it is complied with in the future. It holds that since the Respondent
State has been given time to respond to the Complainants' submission, its
argument that the Complainants' submissions on the matter be purged from the
record cannot stand. The African Commission accordingly requests both
parties to submit their responses, within three months, on the arguments
made by either party.
SUBMISSIONS ON THE MERITS COMPLAINANTS' SUBMISSIONS ON THE MERITS
110. The Complainants allege that the existence and application of the
Botswana Immigration Act has violated Articles 1, 2, 7(1) (a), 9, 12(4) and
18 of the African Charter.
ALLEGED VIOLATION OF ARTICLE 1
111. With respect to the alleged violation of Article 1 of the African
Charter, Complainants submit that the Charter was adopted and acceded to
voluntarily by African States and that once ratified, States Parties to the
Charter are legally bound by its provisions, adding that States wishing not
to be bound ought to have refrained from ratifying.
112. The Complainants refer to Article 31 of the Vienna Convention on the
Law of Treaties which states that "a treaty shall be interpreted in good
faith and in accordance with the ordinary meaning to be given to the terms
of the treaty in their context and in the light of its object and purpose".
The Complainants also make reference to Legal Resources Foundation v Zambia
[FN65] where the Commission stated that the African Charter must be
interpreted holistically and all clauses must reinforce each other. The
African Charter must also be interpreted, in light of international norms
and consistently with the approach of the other regional and international
human rights bodies.
--------------------------------------------------------------------------------
[FN65] Communication 211/98 - Legal Resources Foundation v Zambia (2001)
para 70
--------------------------------------------------------------------------------
113. The Complainants assert that the fact that the African Charter has not
been incorporated into Botswana domestic law may preclude persons in
Botswana from relying on the provisions of the Charter before local courts
but does not affect recourse to the Commission under the African Charter.
States are bound by their ratification of the African Charter whether monist
or dualist and even where it revokes the domestic effect of the
Charter.[FN66] Consequently, they argue, all the provisions of the African
Charter addressed below indicate the Respondent State's failure to respect
the African Charter and to ensure its full implementation in violation of
Article 1 of the same.
--------------------------------------------------------------------------------
[FN66] . Communication 129/94 - Civil Liberties Organization v Nigeria
(1998) paras 12 & 16.
--------------------------------------------------------------------------------
ALLEGED VIOLATION OF ARTICLES 7(1)(A) & 12(4)
114. The Complainants allege that the victim was deprived by law from
accessing information relating to the reasons for his being declared a
threat to national security, which in turn denied judicial authorities the
right to review the President's decisions. Together, these denials,
according to the Complainants, amount to a clear violation of the right to
appeal to competent judicial organs, a situation that affects the right to
be heard. In this regard, they contend that the right to be heard entails
the right to challenge in a court of law, decisions that affect the
individual's fundamental rights.[FN67]
--------------------------------------------------------------------------------
[FN67] Communications 147/97 & 149/96 - Jawara v The Gambia para 74;
Communication 151/96 Civil Liberties Organization v Nigeria para 17.
--------------------------------------------------------------------------------
115. Depending on Sections 7(f), 11(6) and 36 of the Botswana Immigration
Act the Complainants aver that the courts that determined the victim's
application and appeal prior to and following his expulsion, found that he
had no right to any information regarding the President's decision, and that
the courts had no power to question the reason for his expulsion and that
there was no legal limit to the unfettered discretion of the President.
116. According to the Complainants, the victim was not afforded any
meaningful opportunity to challenge his expulsion either by way of hearing
before the expulsion order was made, or by way of appeal after the order was
made. He was not provided with the reasons for his expulsion and was
accordingly not afforded an opportunity to challenge those reasons or
provide evidence which might contradict them. He was neither given any
remedy in respect of the violations of his rights. These decisions and the
underlying provisions of Sections 11(6) and 36 of the Immigration Act,
according to the Complainants, are inconsistent with basic principles of due
process enshrined in Article 7 of the African Charter.
117. The Complainants aver that any decision passed "in accordance with the
law" as provided under Article 12(4) of the African Charter should fulfil
the following three requirements: one, it should be provided in a clear and
accessible law to offer predictability and to guard against arbitrariness;
two, it "�must be made by a court or an administrative authority on the
basis of a law affording protection against arbitrary expulsion through the
establishment of corresponding procedural guarantees"[FN68]. In relation
with this they refer to the Commission's decision in Modise v Botswana[FN69]
where the Commission stated that "in accordance with law" requires not only
strict conformity with national law, but also with the principles of the
African Charter and other international norms. Third, he contends that the
procedural guarantees under Article 12(4) enshrine the right to meaningful
judicial oversight of administrative decisions.
--------------------------------------------------------------------------------
[FN68] Manfred Nowak, UN Covenant on Civil and Political Rights: CCPR
Commentary (1993) 226.
[FN69] 69 Communication 97/93 � John K Modise v Botswana (2000) para 83.
--------------------------------------------------------------------------------
118. With regard to the issue of national security, the Complainants submit
that while the victim's case raises no genuine issue of "national security",
it is noted that, even where such legitimate concerns do arise, they do not
provide a basis to set aside the rights protected in the African Charter.
They argue that while legitimate security concerns can be taken into account
in interpreting the African Charter, they cannot erode the essence of the
rights protected, including the right protected under Article 12(4). The
Complainants refer to Commission Nationale des Droits de l'Homme et des
Libertes v Chad[FN70] where the Commission stated that the African Charter
does not allow States Parties to derogate from their treaty obligations even
during emergency situations. They also refer to Amnesty International v
Zambia[FN71] where the Commission found a violation of Article 12(4) where
the national court did not consider Zambia's obligations under the African
Charter and failed to rule on the ground that the Complainant was likely to
'endanger peace and good order in Zambia'. According to the Commission,
'there was no judicial inquiry on the basis in law and in terms of
administrative justice for relying on this 'opinion' of the Minister of Home
Affairs for the action taken'.
--------------------------------------------------------------------------------
[FN70] Communication 74/92 � Commission Nationale des Droits de l'Homme et
des Libertes v Chad (1995) para 21.
[FN71] Communication 212/98 � Amnesty International v Zambia (1999) para 33
--------------------------------------------------------------------------------
119. The Complainants contend that the President did not give reasons for
the victim's deportation, neither did he explain or justify his decision and
considerations of national security. The President, according to the
Complainants, applied a law which afforded him an apparently limitless power
to make a declaration which has the effect of causing an individual to
become "a prohibited immigrant". This power is attended by a blanket denial
of information as to the basis for its exercise. A law of this breadth and
potentially all encompassing scope, the Complainants argue, lacks the
clarity and precision required of 'law'. They further state that its terms
and the lack of procedural oversight render it a recipe for arbitrariness,
as demonstrated by the current case.
120. The High Court and Court of Appeal, the Complainants submit, both
supported the view that this exercise of Presidential power is not subject
to any judicial review based on Sections 7(f), 11(6) and 36 of the Act.
Accordingly, 'national security' issues such as terrorist attacks globally
do not bear even the remotest relation to the victim's case and this is a
clear example of arbitrariness disguised as national security, and of
national security being invoked in an attempt to preclude all scrutiny and
to circumvent the Respondent State's human rights obligations.
121. The Complainants therefore claim that Articles 7(1) and 12(4) of the
Charter were violated by denying the victim the opportunity to be heard in
respect of the decision to expel him, either prior to or after his
expulsion.
ALLEGED VIOLATION OF ARTICLE 9
122. The Complainants submit that the comments of the victim in the article
"Presidential Succession in Botswana: No Model for Africa", were opinions
expressed in the course of his functions as Professor of Political Science
at the University of Botswana, that these comments were academic in nature
and related to the functions of government in a democratic society. Such
critique, they argue, was an inherent aspect of the exercise of the victim's
functions as an academic in the field, who was not only entitled but
effectively compelled by his discipline to be prepared, where appropriate,
to write critically about government issues. As political speech, related to
his academic functions, it was speech deserving of protection in line with
the norms of an open and democratic society, any restriction of which could
only be justified in the most exceptional circumstances.
123. The Complainants further submit that although considerable emphasis has
been placed by the Respondent State on national security as a justification
for restricting the victim's rights, his expulsion was patently not related
to any national security threat but to the suppression of political analysis
and criticism. They submit that the measured academic papers of the victim
did not contain ideas that incited violence, or amount to hate speech that
may have necessitated some restriction of his freedom of expression.
According to the Complainants, the measures were clearly aimed at preventing
the victim or others like him, from expressing critical political views
and/or were punitive in nature and that his expulsion did not pursue any
legitimate aim.
124. The Complainants aver that the complete absence of any reasons given to
the victim, the Court or � thus far � the Commission, also makes it
impossible to conduct a necessity and proportionality analysis of measures
adopted, and leads inevitably to the conclusion that the interference cannot
be justified within the law.
125. They also allege that the Respondent State has failed to show the
nature of the alleged national security threat posed, or to proffer
arguments as to why the deportation could be justified as proportionate in
severity and intensity to the publication of an academic paper. Had there
been any such security issue, such that the curtailment of freedom of speech
may have pursued a legitimate aim, the Complainants submit, there would have
been an alternative, less onerous and more proportionate means of protecting
those interests. The deportation can, according to them, in such
circumstances, never be justified as necessary or proportionate.
126. The Complainants further submit that Section 36(2) of the Botswana
Immigration Act [FN72] prevented the victim from receiving information as to
the grounds on which he was declared a prohibited immigrant or visitor to
Botswana. The denial of such information, according to them, violated his
right to receive information, in particular the reasons underpinning his
expulsion which directly contradicts the requirements of Article 9(1).
--------------------------------------------------------------------------------
[FN72] This provision reads as "No person affected by any such decision
shall have the right to demand any information as to the grounds of such
decision nor shall any such information be disclosed in any court"
--------------------------------------------------------------------------------
ALLEGED VIOLATION OF ARTICLE 18
127. The Complainants submit with respect to Article 18 that the expulsion
of the victim has a drastic impact on the victim's family life and daughter,
as the family home in Botswana was his only home established for 15 years.
He was forced to separate from his daughter Clara, then 17 year old minor,
who was not in a position to follow him given the critical stage of her
studies. This separation, according to the Complainants, gravely affected
her as she was very close to her father, who obviously could not return to
visit her.
128. By reiterating Botswana's obligation to protect the family, the
Complainants argue that any interference with the right to family can only
be justified by a complete absence of any real pressing social need to expel
the victim from Botswana, and the Respondent State has not shown that the
victim's expulsion could be justified by a pressing need to protect public
order or national security.
129. The Complainants recall that the victim had been a law abiding resident
for 15 years and had played an important role in bringing up his daughter.
Despite this fact, there is no indication that the impact of the expulsion
order on him or his daughter and their family life was in any way taken into
account, still less minimized, by authorities when they deported him. On the
contrary, the Respondent State denied him an opportunity to finalise
arrangements for his daughter before being expelled, as he was arrested
immediately after the High Court's decision and expelled later that day. The
hasty way of his deportation, in the circumstances of the case, according to
the Complainant, amounted to a gratuitous interference with his right to
family life.
ALLEGED VIOLATION OF ARTICLE 2
130. The Complainants claim that the crux of the case lies in the fact that
the victim held and expressed political views that were critical of the
political establishment in the Respondent State, and specifically of
Presidential Succession. They submit that had it not been for the nature of
his political opinions, his rights under the Charter would not have been
violated, adding that his political views singled him out for discriminatory
treatment at the hands of the authorities.
131. They aver that the victim did not hold a position where he had access
to sensitive material of potentially damaging nature to national security
and he was not required to adopt a politically neutral position as, perhaps
a civil servant may have been, and even in such cases, it has been held that
such differential treatment is generally not acceptable.[FN73]
--------------------------------------------------------------------------------
[FN73] Concluding Observations on Germany (1997) UN doc. CCPR/C/79Add.73
para 17.
--------------------------------------------------------------------------------
132. The Complainants in conclusion urge the Commission to adopt strict
scrutiny of discrimination on the grounds of political opinion, given that
pluralism and diversity are fundamental ingredients of any democratic
society. They further urge the Commission to demand very weighty reasons to
be given to justify different treatment on the basis of political opinion,
by taking into consideration that no reasons have been provided by the
Respondent State in this matter.
133. The Commission notes that the arguments raised in the amicus curiae
brief submitted by the Centre for Human Rights of the University of Pretoria
are already reflected in the submissions of the Complainants.
RESPONDENT STATE'S SUBMISSIONS ON THE MERITS
134. The Respondent State submits that the victim at no stage during the
proceedings at the High Court of Botswana or before the African Commission
alleged bad faith on the part of the Government of Botswana, but merely
attacks the process by which he was declared a prohibited immigrant.
135. The State contends that the essence of the Complainants' argument is
the failure of the Government of Botswana to abide by its treaty
obligations, which taken to its logical end, implies bad faith on the part
of the government. Though not disputing the commitment of the Charter to
human rights, the Respondent State contends that this does not imply a
blanket application of the principle of pacta sunt servanda under
international law as provided in Article 26 of the Vienna Convention of the
Law of Treaties which provides that 'Every treaty in force is binding upon
the parties to it and must be performed by them in good faith'.
136. According to the Respondent State, the exception to this principle is
that no automatic duty attaches to parties, more specifically Botswana, to
carry out all the provisions of the Charter. They aver that when States
concluding an agreement do not have in mind the creation of legal
obligations, but aim only to declare some common intent, the principle of
pacta sunt servanda does not apply.
137. In support of its argument, the Respondent State submits that a close
scrutiny of paragraphs 3, 4 and 10 of the preamble to the African Charter
reveal that parties did not intend creating legal obligations in drawing up
the Charter.
138. The Respondent State further states that Botswana is a sovereign state
guided by principles of democracy and has since independence striven to
protect, maintain and promote human rights values, a reflection of which is
mirrored in Section 3 of its Constitution. It argues further that the
Charter has no force of law in Botswana as its provisions do not form part
of the domestic law until they are passed into law by Parliament. According
the Respondent State, as a sovereign State it is up to Botswana as well as
other parties to the African Charter, to determine the nature of its
domestication policy. In doing so, it submits, Botswana is guided by
attitudes of its citizens to the quality of fundamental rights and freedoms
as contained in Section 3 of the Constitution which they are not
dissatisfied with.
139. The Respondent State further contends that for the legislative,
executive and judicial organs of a State Party, a treaty is infrequently
assessed in the hierarchy of legal norms applicable in the domestic legal
order and as a consequence, treaties are sometimes deemed inapplicable if
they conflict with the constitutional provisions of a state. Thus, in
Botswana, treaties do not confer enforceable rights on individuals until
passed into law by Parliament. However, they may be used as an aid to
construction of laws including the Constitution.
140. Accordingly, the Respondent State submits that it does not
automatically follow that a party to a treaty which fails to observe its
provisions acts in bad faith. The Respondent State rejects the proposition
that the Government of Botswana acted in bad faith in respect of the present
Communication for the following reasons:
141. First, the right to life, liberty, fair and expeditious trial and the
freedom of conscience are provided for in Sections 4 to 16 of the
Constitution of Botswana. The State argues that the advent of the African
Charter neither added nor subtracted from the existing legal arrangements in
Botswana with respect to the fundamental rights and freedoms the
Complainants claim Botswana has failed to domesticate. The State further
states that these fundamental rights and freedoms are indistinguishable from
the articles allegedly violated by Botswana under the Charter and that the
victim has benefited from these provisions for the 15 uninterrupted years
during which he was present in Botswana.
142. Second, the State submits that the victim's conduct as evident by the
court papers precludes him from seriously alleging bad faith. The court
papers, the Respondent State submits, indicate that one leg of the vitim's
legal challenge sought a declaration that his rights under Sections 3, 5, 7,
11 and 12 of the Constitution of Botswana had been contravened as a
consequence of his being declared a prohibited immigrant. Accordingly, the
State submits that if the victim in so doing recognises, that the
aforementioned sections do confer on him these rights and freedoms, then he
is being disingenuous by asserting in the same breath that the Botswana
Government failed to give effect to the same fundamental rights and freedoms
he claims does not exist.
143. Third, the Respondent State submits that while the victim indicated
before the courts in Botswana that he does not allege bad faith on the part
of the Government of Botswana in declaring him a prohibited immigrant, but
merely queries the process by which the decision was reached, by invoking
Articles 1, 2, 7,9,12, 15 and 18 of the African Charter and alleging that
Botswana is bound to observe and apply these provisions, the Complainants
place on him (the victim) the burden of proving that Botswana had acted in
bad faith by failing to observe these provisions, which it has failed to
discharge satisfactorily.
144. With respect to alleged violations of Article 12(4), the Respondent
State contends that the requirement that the expulsion of non � nationals
from the territory of a State Party must be done 'according to law' refers
to the domestic law of Botswana. In support of this assertion, the State
explains that the Botswana Immigration Act of 1966 came into effect on the
same day as the Constitution, i.e. on 30 September 1966, an indication, the
State contends, that the framers of the Constitution had knowledge of the
provisions of the Act. The evidence of this awareness lies in the fact that
Section 14(1) of the Constitution provides for freedom of persons within
Botswana to move freely, enter and reside, as well as immunity from
expulsion from Botswana.
145. The Respondent State adds that Section 14(3) provides that nothing done
under the authority of any law, that is to say, the domestic law of
Botswana, shall be held to be inconsistent or in contravention of the
provisions to the extent that such law makes provision for the imposition of
restrictions of freedom of movement on any person who is not a citizen of
Botswana. Thus, the State asserts that 'authority of the law', in the
present circumstance, refers to the Botswana Immigration Act and that
therefore, the 'protection of law' referred to in Section 3 of the
Constitution, is subject to such limitations contained in the domestic law
of Botswana which is not inconsistent with Article 12(4) of the Charter.
146. These, the Respondent State claims, are those limitations that are
necessary in the public interest as well as those contained in Section 11(6)
and 36 of the Immigration Act. According to the State, public interest
includes the peace and stability of the country and the well being of the
people, and national security means the security of the people of Botswana.
147. The State submits that the preclusion of a right of appeal inevitably
requires the need to debate the information and grounds upon which the
President formed his decision to declare a person a prohibited immigrant,
implies that such information and grounds are not to be disclosed. The
consequent prohibition of courts from inquiring into the adequacy of those
grounds also implies a non-disclosure of those grounds. According to the
State, it is not in the public interest to disclose the grounds or
information for declaring a person a prohibited immigrant, more so, where
the President's decision is based on national security or is made in the
national interest and that his reason for such decisions should neither be
open to public disclosure nor subject to scrutiny by courts.
148. In support of its position the Respondent State cites the United
Kingdom as an example of a country in the "so�called civilised world"
supporting the ouster of jurisdiction of courts on immigration issues. They
refer to two decisions of the English Courts to this effect, viz: R
(Farrakhan) v Secretary of State for Home Department[FN74] and Secretary of
State for Home Department v Rehman,[FN75] which according to State, support
the position that decisions on issues of national security should be
entrusted to the Executive and not the judiciary.
--------------------------------------------------------------------------------
[FN74] [2002]4 ALL ER 289
[FN75] [2002] 1 ALL ER 122.
--------------------------------------------------------------------------------
149. The State concludes by stating that executive action under Section 7(f)
of the Botswana Immigration Act rests in the President who is elected by
voters and that the Botswana Parliament has enacted that information and
grounds upon which the President has taken a decision are protected from
disclosure.
COMPLAINANT'S RESPONSE TO THE RESPONDENT STATE'S SUBMISSIONS ON THE MERITS
150. The Complainants submit in response to the State's submission that it
is misplaced for the State to focus on bad faith as a criteria for
determining a State Party's compliance with the African Charter. According
to the Complainants, what is in issue for determination by the Commission,
is whether Botswana has fulfilled its international obligations, not whether
it acted in bad faith.
151. The Complainants state that the Government of Botswana ratified the
Charter on 17 July 1986 and by doing so, unreservedly agreed to implement
its provisions and since then, it has taken no action to relieve itself of
any of its obligations under the Charter either by withdrawal from it or by
entering reservations. Quoting the decision of the Commission in
International Pen (On behalf of Saro-Wiwa) v Nigeria[FN76] the Complainants
add that any State which did not wish to abide by the provisions of the
Charter ought to have refrained from ratifying it.
--------------------------------------------------------------------------------
[FN76] Communications 137/94, 139/94, 154/96 and 161/97 - International PEN
and Others (on behalf of Ken Saro-Wiwa Jr) v Nigeria (1998) para 116.
--------------------------------------------------------------------------------
152. The fact that Botswana as a dualist country is yet to incorporate the
Charter into its domestic law, according to the Complainants, may preclude
persons within Botswana from relying on it in domestic courts but does not
affect their right to recourse to the Commission under the African Charter.
A state, whether dualist or monist, according to the Complainants, is bound
by the ratification of the Charter even where it revokes the domestic effect
of the Charter.[FN77]
--------------------------------------------------------------------------------
[FN77] Communication 129/94 - Civil Liberties Organization v Nigeria (1995)
para 12 & 16.
--------------------------------------------------------------------------------
153. Contrary to the Respondent State's claim that the rule of law is based
on fundamental rights and freedoms as set out in its Constitution and that
"treaties are sometimes deemed inapplicable if they conflict with
Constitutional provisions of the State", the Complainants assert that
principles of international law dictates that the Respondent State cannot
invoke the provisions of its domestic law as justification for its failure
to perform a treaty obligation.[FN78] Accordingly, the Complainants aver
that what the Commission needs to consider is not whether the Charter is
applicable in Botswana, but whether the rights enshrined in the Charter are
respected domestically i.e. whether law and practice in Botswana conform to
the obligations under the Charter. The responsibility of the Commission is
to examine the compatibility of a State law and practice with the
Charter.[FN79]
--------------------------------------------------------------------------------
[FN78] Art 27 Vienna Convention on the Law of Treaties 1969 states that "A
party may not invoke the provisions of its internal law as justification for
its failure to perform a treaty". This rule is without prejudice to Art 46,
Treaty Series, vol 1155, 331.
[FN79] Communication 211/98 - Legal Resource Foundation v Zambia (2001) para
68.
--------------------------------------------------------------------------------
154. The Complainants argue that limitations to the victim's right to fair
trial, whereby he was prevented from hearing before the expulsion order or
appealing the expulsion order, is an inappropriate attempt to circumvent the
rule of law and protection of fair trial rights. They submit that critical
academic comments on matters of the political governance of a State is an
essential element of, and not a threat to democracy and security. The
Complainants add that even if the case did in fact raise national security
issues, the Respondent State's assertion that executive decisions about
national security are outside the scope of domestic or regional judicial
review lacks support in the African regional human rights system. They
contend further that although legitimate security concerns ought to be taken
into account in interpreting the Charter, it must not erode the essence of
the rights protected by the Charter including article 12(4). They further
state that the jurisprudence of the Commission has been to the effect that
the rights contained in the Charter are non-derogable, thus even threat of
war, international or national, political instability or any other kind of
emergency, cannot be invoked to justify any derogation from the right to
fair trial. [FN80]
-------------------------------------------------------------------------------
[FN80] Amnesty International v Zambia, para 33.
--------------------------------------------------------------------------------
155. The Complainants submit that the State selectively and wrongly relies
on decisions of the English Courts in support of its assertion that national
security matters are not decisions for the courts, adding that subsequent
decisions to those cited by the Respondent State, for example A(FC) & Others
v Secretary of State[FN81] and Secretary of State for Home Department v JJ
and FC and Others[FN82] have found that the British Government's response to
national security issues, especially its response to terrorism amounted to a
violation of human rights. They add that contrary to the conclusions drawn
by the Respondent State that the judiciary must turn a blind eye to
executive decisions on national security issues, these recent cases of the
British House of Lords, emphasize the increased importance of the courts in
such instances. They cite the decision of the Supreme Court of Canada in Charkaoui v Canada [FN83] where it was held that the principle of
fundamental justice cannot be reduced to the point where they cease to
provide the protection of due process. Therefore, they assert that while
domestic law and practice may vary from State to State, the Respondent
State's arguments as to the practice of national courts cannot withstand
scrutiny.
--------------------------------------------------------------------------------
[FN81] [2004] UKHL 56, para42, 80.
[FN82] [2007] UKHL 45 para 27,105.
[FN83] [2007] 1 S.C.R 350,
--------------------------------------------------------------------------------
156. With regards the Respondent State's contention that the refusal to
disclose the grounds relating to the desirability of a person's presence on
national security grounds is based on the public interest, the Complainants
submit that were the present case based on genuine national security issues,
there are several measures which could have been taken to guarantee the
right to fair hearing without necessarily precluding all judicial oversight.
The Complainants argue that less intrusive measures as private sessions,
provisions of a "judicial peep", redaction, limited access as a means of
protecting sensitive information and evidence are often used, and could have
been used by the Government of Botswana in the instant case.
157. By refusing to consider the basis of the President's decision and
invoking national security as a ground for non-disclosure of information,
which led to the victim's expulsion, the Complainants aver that the
Government unlawfully divested the courts of any role in the judicial
process.
158. The Complainants conclude by stating that national security may not be
used to shield State action from the necessary scrutiny and accountability.
Whilst conceding that extreme security measures may be necessary in extra
ordinary circumstances, the test of determining whether such measures are
warranted must be subject to meaningful judicial oversight to protect the
fundamental right of due process of the individual concerned and the rule of
law.
THE COMMISSION'S DECISION ON THE MERITS
159. In this Communication the African Commission is called upon to
determine whether the expulsion of the victim by the Respondent State
following the President's invocation of the powers invested in him in a
domestic legislation � the Botswana Immigration Act � is a violation of the
victim's rights guaranteed under the African Charter, in particular, the
rights guaranteed under Articles 1, 2, 7(1)(a), 9, 12(4) and 18 as alleged
by the Complainants. The Commission will accordingly proceed to analyse each
of the Articles of the Charter alleged by the Complainants to have been
violated by the State.
ALLEGED VIOLATION OF ARTICLE 7(1)(A)
160. The Complainants submit that the decision of the President to expel the
victim from the country relying on Sections 7(f), 11(6) and 36(a) of the
Botswana Immigration Act, and the decisions of both the High Court and the
Court of Appeal that the President's action was not subject to review
violated the basic principles of due process of law enshrined under Article
7 of the African Charter, in particular Article 7(1)(a).
161. Article 7(1)(a) of the Charter provides that "every individual shall
have the right to have his cause heard. This comprises the right to an
appeal to competent national organs against acts of violating his
fundamental rights as recognized and guaranteed by conventions, laws,
regulations and customs in force".
162. In terms of Article 7(1)(a) anyone who feels that his or her rights
have been violated is entitled to take the case before appropriate national
organs, including the courts. In doing so the position or status of the
victim or that of the alleged perpetrator is of no relevance. That is to
say, any person whose rights have been violated, including by persons acting
in their official capacity, should have an effective remedy by a competent
judicial organ, and the right to have ones cause heard is to be enjoyed
without discrimination of any kind.
163. States Parties to the African Charter thus have the duty to ensure that
judicial bodies are accessible to everyone within their territory and
jurisdiction, without distinction of any kind, such as discrimination based
on race, colour, disability, ethnic origin, sex, gender, language, religion,
political or other opinion, national or social origin, property, birth,
economic or other status. Thus, non-nationals are entitled to the enjoyment
of this right just as do nationals.
164. In Zimbabwe Lawyers for Human Rights and Associated Newspapers of
Zimbabwe v Republic of Zimbabwe [FN84] the Commission held that the right to
have one's cause heard also requires that the matter has been brought before
a tribunal with the competent jurisdiction to hear the case. A tribunal
which is competent in law to hear a case has been given that power by law:
it has jurisdiction over the subject matter and the person�[FN85].
--------------------------------------------------------------------------------
[FN84] Communication 284/2003; See Communication 294/2004 - Zimbabwe Lawyers
for human Rights and the Institute for Human Rights and Development (on
behalf of Andrew Barclay Meldrum) v Republic Of Zimbabwe, paras 103 - 108;
and Communications 279/03 � Sudan Human Rights Organisation v The Sudan;
296/05 � Centre on Housing Rights and Evictions v The Sudan, para 180-185.
[FN85] Id, para 173.
--------------------------------------------------------------------------------
165. In the present Communication, the victim has not been convicted by a
Court of law, but has been expelled from the Respondent State by an order of
an executive organ � the President of the Republic � relying on a domestic
legislation which gives him powers to declare a person as a prohibited
immigrant without giving any reason.
166. In terms of Sections 7(f) of the Botswana Immigration Act "any person
who, in consequence of information received from any source deemed by the
President to be reliable, is declared by the President to be an undesirable
inhabitant of or visitor to Botswana, shall be a prohibited immigrant."
Section 11(6) of the same Act provides further that: "No appeal shall lie �
against any notice that the person is a prohibited immigrant by reason of
any declaration by the President under Section 7(f) and no court shall
question the adequacy of the grounds for any such declaration", and Section
36(a) provides that "No person shall have the right to be heard before or
after a decision is made by the President in relation to that person under
this Act. (b) No person affected by any such decision shall have the right
to demand any information as to the grounds of such decision nor shall any
such information be disclosed in any court."
167. Further to the expulsion order, the victim took his case to the
Botswana High Court and the Court of Appeal. Both courts rejected his
application on the ground that Sections 16(6) and 36(a) of the Botswana
Immigration Act prevent them from reviewing the decision of the President.
168. Can it be argued that the victim's right to have his cause heard by a
competent national organ was violated?
169. The right to be heard requires that the Complainant has unfettered
access to a tribunal of competent jurisdiction to hear his case. It also
requires that the matter be brought before a tribunal with the competent
jurisdiction to hear the case. A tribunal which is competent in law to hear
a case has been given that power by law: it has jurisdiction over the
subject matter and the person. Where authorities put obstacles on the way
which prevent victims from accessing the competent tribunals or which oust
the jurisdiction of judicial organs to hear alleged violations of human
rights, they would be denying victims of human rights violations the right
to have their causes heard.
170. In Recontre Africaine pour la Defense des Droits de l'Homme v Republic
of Zambia,[FN86] the African Commission held that the mass expulsions,
particularly following arrest and subsequent detentions, denied victims the
opportunity to establish the legality of their expulsions in the courts.
Similarly, in Zimbabwe Human Rights NGO Forum v Zimbabwe[FN87], the African
Commission noted that the protection afforded by Article 7 is not limited to
the protection of the rights of arrested and detained persons but
encompasses the right of every individual to access the relevant judicial
bodies competent to have their causes heard and be granted adequate relief.
The Commission added that 'If there appears to be any possibility of an
alleged victim succeeding at a hearing, the applicant should be given the
benefit of the doubt and allowed to have their matter heard.'
--------------------------------------------------------------------------------
[FN86] Recontre Africaine pour la Defense des Droits de l'Homme v Zambia.
[FN87] Communication 245/2002 - Zimbabwe Human Rights NGO Forum v Zimbabwe .
--------------------------------------------------------------------------------
171. To borrow from the Inter-American human rights system, the American
Declaration of the Rights and Duties of Man[FN88] provides in Article XVIII
that every person has the right to "resort to the courts to ensure respect
for [their] legal rights," and to have access to a "simple, brief procedure
whereby the courts" will protect him or her "from acts of the authority that
� violate any fundamental constitutional rights�.".
--------------------------------------------------------------------------------
[FN88] American Declaration of the Rights and Duties of Man, O.A.S. Res.
XXX, adopted by the Ninth International Conference of American States
(1948), reprinted in Basic Documents Pertaining to Human Rights in the
Inter-American System, OEA/Ser.L.V/II.82 doc.6 rev.1 at 17 (1992)
--------------------------------------------------------------------------------
172. In the present Communication, the victim was not prevented from
accessing the Courts. As a matter of fact both the High Court and the Court
of Appeal of the Respondent State heard his case but ruled that the Botswana
Immigration Act, in particular, Sections 11(6) and 36(a) thereto, does not
allow the Courts to review the decision of the President. In other words,
the Act ousts the jurisdiction of the Courts to entertain the matter.
173. This Commission is of the view that an ouster clause, be it through a
military decree or an Act of Parliament has the same effect of preventing
national judicial organs from entertaining alleged human rights violations,
thus denying victims of human rights abuses the right to have their causes
heard. In Constitutional Rights Project v Nigeria,[FN89] the Commission held
that 'while punishments decreed as the culmination of a carefully conducted
criminal procedure do not necessarily constitute violations of [the
Charter], to foreclose any avenue of appeal to competent national organs �
clearly violates Article 7(1)(a) of the African Charter, and increases the
risk that even severe violations may go unredressed'.
--------------------------------------------------------------------------------
[FN89] Communication 87/93 � Constitutional Rights Project v Nigeria
--------------------------------------------------------------------------------
174. The Respondent State argues that the limitations under Sections 11(6)
and 36 of the Immigration Act are necessary in the public interest, and
public interest, according to the State, includes ensuring peace, stability
and the well-being of the Botswana people and the country's national
security. The State concludes that it would therefore not be in the public
interest to disclose or debate before a court of law the information and
grounds upon which the President formed his decision. Accordingly, the
reasons for the President's decision should neither be open to public
disclosure nor be the subject of scrutiny by the courts.
175. Can a victim's right to have his cause heard be limited or derogated
upon for 'public interest'?. The answer to this is NO. The right to a fair
trial, which includes the right to have one's cause heard, to be informed of
reasons and to seek appropriate remedy, is an absolute right that cannot be
derogated from in any circumstance.[FN90] This position is reiterated by the
Commission in its 'Principles and Guidelines on the Right to Fair Trial and
Legal Assistance in Africa' where it has made it very clear that no
circumstances whatsoever, not even cases of public emergency, justify any
derogations from the right to fair trial.[FN91]
--------------------------------------------------------------------------------
[FN90] African Commission on Human and Peoples' Rights (ACHPR) Principles
and Guidelines on the Rights to Fair Trail and Legal Assistance in Africa
(DOC/OS(XXX)247
[FN91] Id, R.
--------------------------------------------------------------------------------
176. In Amnesty International v Zambia[FN92] where the Complainant, among
others, was deported from Zambia because he was considered by the
authorities to be 'a danger to peace and good order �' and was denied access
to courts, the Commission held that the Zambian Government by denying the
Complainant of the right to appeal his deportation order has deprived him of
a right to fair hearing which contravenes Article 7(1)(a) of the Charter and
international human rights laws.
--------------------------------------------------------------------------------
[FN92] Amnesty International v Zambia, para 61.
--------------------------------------------------------------------------------
177. Where a government has reason to believe that a citizen or a
non-national legally within its territory poses a threat to national
security, it should bring evidence before the courts against the person. Not
doing so may lead to the possibility of abuse where individuals can be
detained or expelled on mere suspicion of being security threats.
178. In Constitutional Rights Project v Nigeria,[FN93] the Commission stated
that 'while [it] is sympathetic to genuine attempts to maintain public
peace, it must note that all too often extreme measures to curtail rights
simply create greater unrest. It is dangerous for the protection of human
rights for the executive branch of the government to operate without such
checks as the judiciary can usually perform'. This is especially true with
respect to the present Communication where there is a law which gives too
broad power to the executive and prohibits courts from checking the use of
such broad powers. The Commission in its decisions has time and again
stressed on the need of judicial oversight over executive decisions
particularly on issues of deportation. For instance, the Commission has
found a violation of Article 7(1) of the Charter when the Rwandan Government
expelled refugees in Rwanda without giving them the opportunity to be heard
by the national judicial authorities.[FN94]
--------------------------------------------------------------------------------
[FN93] Communication 143/95, 150/96 - Constitutional Rights Project and
Another v Nigeria (1999) para 33.
[FN94] Communication 27/89, 46/91, 49/91, 99/93 � Organization Mondiale
Contre La Torture and Others v Rwanda (1996) para 35.
--------------------------------------------------------------------------------
179. In the present Communication, after the order from the President to
expel the victim, the latter challenged the said order in the High Court and
Court of Appeal. Both Courts declined to examine the merits of the case
citing Sections 11(6) and 36(a) of the Botswana Immigration Act which
prohibits them from doing so. The refusal of the Courts to review the
President's decision foreclosed any avenue available to the victim to seek
remedy. Thus, while the victim was able to access judicial organs to have
his cause heard, the ouster of the jurisdiction of the organs made that
access illusory as the organs have been prevented by law from entertaining
the victim's grievance. It therefore means that as far as the victim's case
is concerned, there is no competent national judicial organ within the
Respondent State, as a tribunal which is competent in law to hear a case
that has been given that power by law and has jurisdiction over the subject
matter and the person. In the present case, the High Court and the Court of
Appeal have not been given that power and consequently do not have
jurisdiction over the subject matter.
180. The Commission is of the view that Sections 11(6) and 36(a) of the
Botswana Immigration Act which prohibit a review of the President's decision
absolves all judicial organs of competence in the matter thus depriving
victims whose rights are threatened or actually violated by the President's
decision from being heard by the judicial organs to protect their rights.
This kind of arrangement does not only violate Article 7(1)(a) of the
African Charter but also threatens the independence of the judiciary
guaranteed under Article 26.
ALLEGED VIOLATION OF ARTICLE 9
181. The Complainants allege violation of Article 9 of the African Charter
arguing that the comments expressed by the victim in the article he
published, that is, "Presidential Succession in Botswana: No Model for
Africa", were opinions expressed in the course of his functions as Professor
of Political Science at the University of Botswana, and these comments were
academic in nature and related to the functions of government in a
democratic society. They submit that such critique was an inherent aspect of
the exercise of his functions as an academic in the field, who was not only
entitled but effectively compelled by his discipline to be prepared, where
appropriate, to write critically about government issues. As political
speech, related to his academic functions, it was speech deserving of
particular protection in line with the legal authorities referred to above,
and restriction of which could only be justified in the most exceptional
circumstances. The Complainants submits that the expulsion of the victim was
not based on security concerns but rather to suppress his political analysis
and criticism. The Complainants aver further that the complete absence of
any reasons given to the victim, the Court or � thus far � the Commission,
also makes it impossible to conduct a necessity and proportionality analysis
of measures adopted, and leads inevitably to the conclusion that the
interference cannot be justified within the law.
182. The Complainants also submits that Section 36(a) of the Botswana
Immigration Act [FN95] prevented the victim from receiving information as to
the grounds on which he was declared a prohibited immigrant or visitor to
Botswana. The denial of such information according to the Complainants
violates the right to receive information which contravenes the requirements
of Article 9(1).
--------------------------------------------------------------------------------
[FN95] This provision reads as "No person affected by any such decision
shall have the right to demand any information as to the grounds of such
decision nor shall any such information be disclosed in any court".
--------------------------------------------------------------------------------
183. The Respondent State in its submissions did not address the alleged
violation of Article 9.
184. The Commission will accordingly proceed to analyse the submission of
the Complainants to ascertain whether Article 9 of the Charter has indeed
been violated.
185. Article 9 of the African Charter states that:
"1. Every individual shall have the right to receive information. 2. Every
individual shall have the right to express and disseminate his opinions
within the law'. Thus, under this provision there are two rights protected:
the right to information and freedom of expression; and the Complainants
allege the violation of both rights."
186. The right to information, which also forms part of freedom expression,
is a widely recognized right in international and regional human rights law.
Article 19 of Universal Declaration of Human Rights (UDHR) and the
International Covenant on Civil and Political Rights (ICCPR) protect freedom
of expression and hence the right to information. In these two instruments
freedom of expression is defined to include one's right to hold opinions, to
seek, receive and impart information and ideas without interference or
restrictions of any kind through any media. The same approach is adopted by
the three major regional human rights instruments.[FN96]
--------------------------------------------------------------------------------
[FN96] See Article 10 of the European Convention for the Protection of Human
Rights and Fundamental Freedoms (ECHR), Article 9 of the African Charter on
Human and Peoples' Rights (ACHPR), and Article 13 of the American Convention
on Human Rights.
--------------------------------------------------------------------------------
187. So, there seems to be an international consensus among states on the
content of the right to freedom of expression. This consensus similarly
extends to the need to restrict the right to freedom of expression to
protect the rights or reputation of others, for national security, public
order, health or morals. Freedom of expression is not therefore an absolute
right, it may be restricted for the reasons mentioned above but such
restrictions should be necessary and have to be clearly provided by law. The
Commission made it clear in its 'Declaration of Principles on Freedom of
Expression in Africa' that 'any restrictions on freedom of expression shall
be provided by law, serve a legitimate interest and be necessary in a
democratic society'.[FN97]
--------------------------------------------------------------------------------
[FN97] African Commission on Human and Peoples' Rights (ACHPR), Declaration
of Principles on Freedom of Expression in Africa 2002.
--------------------------------------------------------------------------------
188. Though in the African Charter the grounds of limitation to freedom of
expression are not expressly provided as in the other international and
regional human rights treaties, the phrase 'within the law' under Article
9(2) provides a leeway to cautiously fit in legitimate and justifiable
individual, collective and national interests as grounds of limitation. In
Malawi African Association and Others v Mauritania,[FN98] the Commission
stated that 'the expression 'within the law' must be interpreted in
reference to international norms' which, among others, can provide grounds
of limitation on freedom of expression.
--------------------------------------------------------------------------------
[FN98] Communication 54/91, 61/91, 98/93, 164/97, 210/98 � Malawi African
Association and Others v Mauritania (2000) para 102
--------------------------------------------------------------------------------
189. It should as well be noted that 'the only legitimate reasons for
limitations of the rights and freedoms recognized in the African Charter are
found in Article 27(2), that is, that the rights of the Charter 'shall be
exercised with due regard to the rights of others, collective security,
morality and common interest'.[FN99]Hence it can be said that national
security or public interest are recognized as justifiable grounds to limit
freedom of expression under the African Charter.
--------------------------------------------------------------------------------
[FN99] Communication 140/94,141/94, 145/95 � Constitutional Rights Project
and Other v Nigeria (1999) para 41.
--------------------------------------------------------------------------------
190. In the present Communication, could it be said that by expelling the
victim for allegedly publishing an academic article critical of the
government, and by refusing to give reasons for his expulsion violate
Article 9 of the Charter? Freedom of expression under the Charter has two
main arms � the right to receive information and the right to express and
disseminate opinion. The Complainants submit that the State has violated
both arms.
191. With respect to the first arm, the Complainants argue that Section
36(a) of the Botswana Immigration Act deprived the vicitm from getting the
information and/or reasons on the grounds on which he was expelled from the
country, and deny courts of the power to seek such information on his case.
Section 36(a) of the Act states that "No person affected by any such
decision shall have the right to demand any information as to the grounds of
such decision nor shall any such information be disclosed in any court". The
Respondent State argues that the non-disclosure of such information or
reason before courts or any other organ is necessary in order not to
endanger the national security of the country.
192. The information referred to under Section 36(a) of the Act is what the
victim was seeking to be able to prepare his defence and seek appropriate
remedy in Court to protect his rights. Without such information the victim
would be working on mere speculation. It is because of that speculation that
the victim sought the intervention of the Courts to review the decision of
the President and seek reasons for his expulsion. Unfortunately, for the
victim, Section 36(a) also prohibits the disclosure of such information in
any court.
193. The right to receive information, especially where that information is
relevant in a trial for the vindication of a right, cannot be withheld for
any reason. Withholding such information from a victim could compromise
court proceedings and put at risk the right of the victim. In a criminal
trial, the right to receive information is as important as the right to be
informed of the reasons of one's arrest and detention within a reasonable
period of time. The information as well as the reasons are necessary to
enable the accused prepare their defence. It makes a mockery of justice and
the rule of law for a person legally admitted to a country to all of a
sudden be told to leave against his will and he/she is not given reasons for
the expulsion.
194. The right to be informed of the reasons of the actions taken against
anyone is recognised universally. It forms part of the right to fair trial
and as such is one of the rights which have been distinctly categorized by
the Commission as a right that cannot be derogated from at any time and
whatsoever the circumstances might be.[FN100] This in effect means even if
there is a state of emergency in a country that threatens the security of a
nation, a person's right to be informed of the charges, in this case, the
grounds of his expulsion, cannot be suspended/derogated from. This notion is
reaffirmed in the Johannesburg Principles on National Security, Freedom of
Expression and Access to Information which states that "Any person accused
of a security-related crime involving expression or information is entitled
to all of the rule of law protections that are part of international law
including, but not limited to the right to be promptly informed of the
charges and supporting evidences against him/her".[FN101] In Amnesty
International v Zambia[FN102] the Commission held that the fact that the
Complainants were not provided with any reasons for their deportation order
except the general allegation that their presence in the Zambia was likely
'to endanger peace and good order' means that the right to receive
information as guaranteed under Article 9(1) of the Charter was denied to
them.
--------------------------------------------------------------------------------
[FN100] ACHPR, Principles and Guidelines on the Right to Fair Trial and
Legal Assistance in Africa, C(b)(iii) & R.
[FN101] Article 19, The Johannesburg Principles on National Security,
Freedom of Expression and Access to Information (1996) Principle 20. Amnesty
International v Zambia, para 41.
[FN102]
--------------------------------------------------------------------------------
195. In the present Communication, the victim was refused information
regarding the reasons for his expulsion, and attempts to get this
information through the Courts also proved futile. The African Commission is
of the view that Section 36(a) of the Botswana Immigration Act is
incompatible with Article 9(1) of the African Charter, and the inability of
the victim to receive the information sought because of the restrictions
under the Act resulted in a violation of his right under Article 9(1) of the
Charter.
196. The second arm of Article 9 of the African Charter deals with the right
to express and disseminate one's opinion. The Complainants claim that the
scholarly article of the victim entitled "Presidential Succession in
Botswana: No Model for Africa" is the main reason for his expulsion. This,
the Complainants allege, is a violation of the victim's right to freedom of
expression in general and political and academic freedom in particular. The
Respondent State made no submissions on this particular assertion by the
Complainants. As a result, the Commission will analyse the allegation of the
Complainants based on the information at its disposal.
197. The African Commission underscored the place of political expression in
freedom of expression in Amnesty International v Zambia[FN103] when it
stated that freedom of expression is a fundamental human right, essential to
an individual personal development, political consciousness and
participation in the public affairs of a country. The European Court of
Human Rights has similarly stressed the importance of freedom of expression
and further indicated the degree of tolerance expected for the respect and
protection of this right. In Handyside v. the United Kingdom, the Court
opined that freedom of expression "constitutes one of the essential
foundations of such a (democratic) society, one of the basic working
conditions for its progress and for the development of every man. [...] It
is applicable not only to 'information' or 'ideas' that are favourably
received or regarded as inoffensive or as a matter of indifference, but also
to those that offend, shock or disturb the State or any sector of the
population. Such are the demands of that pluralism, tolerance and
broadmindedness without which there is no 'democratic society."[FN104]
--------------------------------------------------------------------------------
[FN103] Amnesty International v Zambia, para 54.
[FN104] (5493/72) [1976] EHRC 5 (7 December 1976) para 49.
----------------------------------------------------------------
198. A higher degree of tolerance is expected when it is a political speech
and an even higher threshold is required when it is directed towards the
government and government officials. In this regard the European Court has
held that politicians may be subject to stronger public criticisms than
private citizens.[FN105] The African Commission has also indicated in its
Declaration of Principles on Freedom of Expression in Africa that 'public
figures shall be required to tolerate a greater degree of criticism'.[FN106]
--------------------------------------------------------------------------------
[FN105] Lingens v. Austria (9815/82) [1986] ACHR 7 (8 July 1986) para 28 and
Oberschlick v. Austria (11662/85) [1991] ECHR 30 (23 may 1991)
[FN106] ACHPR, Declaration of Principles on Freedom of Expression (2002)
XII(1)
--------------------------------------------------------------------------------
199. In the opinion of the Commission the article that was published by the
victim is a purely academic work which criticizes the political system,
particularly presidential succession in Botswana. There is nothing in the
article that has the potential to cause instability, unrest or any kind of
violence in the country. It is not defamatory, disparaging or inflammatory.
The opinions and views expressed in the article are just critical comments
that are expected from an academician of the field; but even if the
government, for one reason or another, considers the comments to be
offensive, they are the type that can and should be tolerated. In an open
and democratic society like Botswana, dissenting views must be allowed to
flourish, even if they emanate from non-nationals.
200. The lack of any tangible response from the State on how the article
poses a threat to the State or Government leaves the Commission with no
choice but to concur with the Complainants that the said article posed no
national security threat and the action of the Respondent State was
unnecessary, disproportionate and incompatible with the practices of
democratic societies, international human rights norms and the African
Charter in particular. The expulsion of a non-national legally resident in a
country, for simply expressing their views, especially within the course of
their profession, is a flagrant violation of Article 9(2) of the Charter.
ALLEGED VIOLATION OF ARTICLE 12(4)
201. The Complainants submit that the expulsion of the victim constitutes a
violation of Article 12(4) of the African Charter. Article 12(4) provides
that 'A non-national legally admitted in a territory of a State Party to the
present Charter, may only be expelled from it by virtue of a decision taken
in accordance with the law'. According to the Complainants, the victim was
legally resident in the Respondent State and the manner in which he was
expelled does not meet the standards set in the Charter. The Respondent
State on the other hand defends its actions by stating that the expulsion of
the victim was done 'in accordance with the law' as required under Article
12(4). According to the Respondent State the phrase 'in accordance with the
law' in Article 12(4) means in accordance with the domestic law of Botswana
and according to Section 14(3) of the Constitution of Botswana nothing done
under the authority of any law, that is, the domestic law of Botswana, shall
be held to be inconsistent with or in contravention of the section, to the
extent that such law makes provision for the imposition of restriction on
freedom of movement (which according to the State, includes freedom from
expulsion from the country) of any person who is not a citizen of Botswana.
202. The Respondent State further argues that the authority of the law
refers to the Botswana Immigration Act and the 'protection of the law' as it
appears in Section 3[FN107] and is subject to such limitations as contained
in the domestic law of Botswana which is thus not inconsistent with Article
12(4) of the Charter.
--------------------------------------------------------------------------------
[FN107] Section 3 of the Botswana Constitution provides that: Whereas every
person in Botswana is entitled to the fundamental rights and freedoms of the
individual, that is to say, the right, whatever his her race, place of
origin, political opinions, colour, creed or sex, but subject to the respect
for the rights and freedoms of others and for the public interest to each
and all of the following, namely: - a) life, liberty, security of the person
and the protection of the law; b) freedom of conscience, of expression and
of assembly and association; and c) protection for the privacy of his or her
home and other property and from deprivation of property without
compensation; ....the provisions of this Chapter shall have effect for the
purpose of affording protection to those rights and freedoms subject to
those limitations of that protection as are contained in those provisions,
being limitations designed to ensure that the enjoyment of the said rights
and freedoms by any individual does not prejudice the rights and freedoms of
others or the public interest.
--------------------------------------------------------------------------------
203. In addressing this issue the first point that has to be dwelled on is,
what does the phrase "in accordance with the law" under Article 12(4) of the
Charter refers to? It refers to the domestic laws of States Parties to the
African Charter. Under this provision each and every State Party has the
power to expel non-nationals who are legally admitted into their territory.
However, in doing so the Charter imposes an obligation on States Parties to
have laws which regulate such matters and expects them to follow it
strictly. This contributes towards making the process predictable and also
helps to avoid abuse of power.
204. Botswana accordingly has a law in place which regulates immigration
matters including the deportation of non-nationals who are legally admitted
into its territory. To this extent therefore Botswana has met its
obligations under Article 12(4) of the Charter. But the mere existence of
the law by itself is not sufficient; the law has to be in line with not only
the other provisions of the Charter but also other international human
rights agreements to which Botswana is a party. In other words, Botswana has
the obligation to make sure that the law(in this case the Botswana
Immigration Act) does not violate the rights and freedoms protected under
the African Charter or any other international instrument to which Botswana
is a signatory.
205. In this regard, the Commission in Modise v Botswana[FN108] ruled that
'while the decision as to who is permitted to remain in a country is a
function of the competent authorities of that country, this decision should
always be made according to careful and just legal procedures, and with due
regard to the acceptable international norms and standards'. International
human rights norms and standards require states to provide non-nationals
with the necessary forum to exercise their right to be heard before
deporting them. In line with this requirement the African Commission in
Union Inter Africaine des Droits de l'Homme and Others v Angola[FN109]
recognized the challenges that are faced by African countries that might
push them to resort to extreme measures like deportation in order to protect
their nationals and economies from non-nationals. The Commission however
stated that, whatever the circumstances might be such measures should not be
taken at the expense of human rights. The Commission further stated that 'it
is unacceptable to deport individuals without giving them the possibility to
plead their case before the competent national courts as this is contrary to
the spirit and letter of the Charter and international law'.
--------------------------------------------------------------------------------
[FN108] Communication 97/93 - John K. Modise v Botswana (2000) para 84.
[FN109] Communication 159/96 - African Commission Union Inter Africaine des
Droits de l'Homme and Others v Angola (1997) paras 16 & 20.
--------------------------------------------------------------------------------
206. In the same vein, the Commission in Rencontre Africaine pour la Defense
des Droits de l'Homme v Zambia [FN110] ruled the deportation of individuals
including their arbitrary detention and deprivation of the right to be heard
a flagrant violation of the Charter.
--------------------------------------------------------------------------------
[FN110] Rencontre Africaine pour la Defense des Droits de l'Homme v Zambia,
para 31.
--------------------------------------------------------------------------------
207. Similarly, in the present case, the deportation of the victim without
being provided with a chance to be heard is justifiable neither on the basis
of domestic laws nor with the pretext of national security.
208. Based on the above analysis the Commission is of the view that the
existence and application of Sections 11(6) and 36 of the Botswana
Immigration Act has violated Articles 7(1) and 12(4) of the African Charter.
ALLEGED VIOLATION OF ARTICLE 18
209. The Complainants state that the expulsion of the victim had a drastic
impact on his family life and daughter as the family home in Botswana was
his only home established for 15 years. He was forced to separate from his
daughter Clara, then 17 years old, who was not in a position to follow him
given the critical stage of her studies. This separation, he submits,
gravely affected her as she was very close to her father, who obviously
could not return to visit her. They submit further that the victim was
denied an opportunity to finalise arrangements for his daughter before being
expelled, as he was arrested immediately after the High Court's decision and
expelled later that day. The hasty way of his deportation, in the
circumstances of the case, the Complainants conclude amounted to a
gratuitous interference with his right to family life.
210. In its submission, the Respondent State does not address this
allegations made by the Complainants.
211. Article 18 of the African Charter provides that:
'1. The family shall be the natural unit of society. It shall be protected
by the State which shall take care of its physical health and moral. 2. The
State shall have the duty to assist the family which is the custodian of
morals and traditional values recognized by the community'.
212. Article 18 of the Charter imposes a positive obligation on the State
towards the family. The State has the obligation to assist the family
towards meeting its needs and interests and to protect the same institution
from abuse of any kind by its own officials and organs and by third parties.
In exercising the positive obligations, the State exercises a negative
obligation which is to refrain from violating the rights and interests of
the family.
213. In the present Communication, the sudden deportation of the victim with
no justification, knowing fully that he will be separated from his minor
daughter who was living with him runs counter to the protection States are
required to give to the family under Article 18. There is nothing to justify
the deportation, there is nothing to show that the Respondent State took
measures to provide a safety net to the daughter after the deportation of
the victim, and the hasty manner in which the deportation was carried out
means adequate arrangements could not be made for the victim's daughter. The
victim was given only 56 hours to make his own arrangements for his
departure. For a person who has legally stayed in the country for 15 years,
56 hours is clearly inadequate to make sufficient family arrangements,
especially for a female minor who has no other relative in the country.
214. This attitude of ignoring the interest of the family during the
deportation process was condemned by the Commission in Modise v Botswana
[FN111] where the Commission found a violation of Article 18(1) of the
Charter as the deportation order deprived the Complainant of his family, and
his family, of his support. In Amnesty International v Zambia [FN112], the
Commission held that the forcible deportation of political activists and
expulsion of foreigners was in violation of the duties to protect and assist
the family, as it forcibly broke up the family unit.
--------------------------------------------------------------------------------
[FN111] Modise v Botswana, para 93.
[FN112] Amnesty International v Zambia, paras 58 � 59.
--------------------------------------------------------------------------------
215. Based on the above, the Commission is of the view that the deportation
order and the way it was executed violated Article 18(1) and (2) of the
Charter.
ALLEGED VIOLATION OF ARTICLE 2
216. The Complainants claim that the victim was expelled simply because he
held and expressed political views that were critical of the political
establishment in the Respondent State, and specifically of Presidential
Succession. They submit that but for the nature of his political opinions,
his rights under the Charter would not have been violated, insisting that it
is his political views that singled him out for discriminatory treatment at
the hands of the authorities. The Complainants urge the Commission to adopt
strict scrutiny of discrimination on the grounds of political opinion, given
that pluralism and diversity are fundamental ingredients of any democratic
society.
217. Article 2 of the African Charter provides that 'every individual shall
be entitled to the enjoyment of the rights and freedoms recognized and
guaranteed in the present Charter without distinction of any kind such as
race, ethnic group, colour, sex, language, religion, political or any other
opinion, national and social origin, fortune, birth or any status'.
218. The principle of non-discrimination is a fundamental principle in
international human rights law. All international and regional human rights
instruments and almost all countries' constitutions contain provisions
prohibiting discrimination. The principle of non-discrimination guarantees
that those in the same circumstances are dealt with equally in law and
practice.
219. The test to establish whether there has been discrimination has been
well settled. A violation of the principle of non-discrimination arises if:
a) equal cases are treated in a different manner; b) a difference in
treatment does not have an objective and reasonable justification; and c) if
there is no proportionality between the aim sought and the means employed.
These requirements have been expressly set out by international human rights
supervisory bodies, including the European Court of Human Rights[FN113], the
Inter-American Court of Human Rights[FN114] and the Human Rights
Committee[FN115].
--------------------------------------------------------------------------------
[FN113] Marckx v Belgium (6833/74) [1979] ECHR 2 (13 June 1979)
[FN114] 114 Proposed Amendments to the Naturalization Provisions of the
Constitution of Costa Rica, Advisory Opinion Oc-4/84, January 19, 1984,
Inter-Am. Ct. H.R. (Ser. A) No. 4 (1984) para 57
[FN115] General Comment No. 18, Non-Discrimination CCPR (1989) para 13.
--------------------------------------------------------------------------------
220. In the present Communication, the Complainants claim that the victim
was singled out for expulsion simply because of his political opinion. The
Commission has reaffirmed the protection extended under the Charter to the
principle of non-discrimination particularly on the basis of political
opinion in Amnesty International v Zambia[FN116] where it held that Article
2 imposes 'an obligation on the � Government to secure the right protected
in the African Charter to all persons within its jurisdiction irrespective
of political or any other opinion'. This was reiterated in the Commission's
decision in R econt re Africaine pour la Defense des Droits de l'Homme v
Zambia.[FN117]
--------------------------------------------------------------------------------
[FN116] Amnesty International v Zambia, para 52.
[FN117] Recontre Africaine pour la Defense des Droits de l'Homme v Zambia,
paras 21 & 22.
--------------------------------------------------------------------------------
221. Thus, discrimination on the bases of political opinion, on which the
allegations of the Complainants is based, is one prohibited ground of
discrimination under the Charter. The Complainants claim that the political
views of the victim, which were critical of the political establishment in
the Respondent State, singled him out for discriminatory treatment at the
hands of the authorities.
222. To determine whether the way the victim was treated by Botswana
authorities was discriminatory or not, the allegation has to be weighed
against the three tests set above: � was there equal treatment? If not, was
the differential treatment justifiable? Was the aim of the difference in
treatment proportionate to the aim sought and means employed? These three
benchmarks are cumulative requirements and hence the non-compliance with any
of the three requirements makes a treatment discriminatory.
223. Here it should be reiterated that difference in political opinion and
to be able to express it openly without fear of any kind is one of the
pillars of democracy and hence should be protected and should not form the
basis for different treatment. In the present case had the victim not
expressed a political opinion which criticized the Government, he would not
have been deported from the country. Had he written an article which
supports presidential succession in Botswana, he would not have been
subjected to the treatment he received from the authorities and courts.
Therefore, it could be concluded that the only reason why the victim was
expelled was because he had a different political opinion on the way
presidential succession should take place in Botswana. Apparently he is
treated differently from people who support the way presidential succession
is taking place in Botswana. Therefore, it is the view of the Commission
that the victim was treated differently because of his political opinion.
224. Was there any justification for the Respondent State in treating the
victim differently? National security seems to be the only response that is
given by the State. The Commission subscribes to the principle of
justifiable and positive discrimination, including different treatment of
persons for national security reasons. However, in the present
Communication, the State has not demonstrated how the action of the victim
became a national security threat and how his action could be a threat. If
the aim sought cannot be identified and justified, as it seems to be the
case in the present Communication, then it means that the means employed was
not proportional.
225. The Commission therefore concludes that the action of the Respondent
State violated the principle of non-discrimination under Article 2 of the
African Charter.
ALLEGED VIOLATION OF ARTICLE 1
226. Article 1 of the African Charter requires Member States to recognise
the rights, duties and freedoms enshrined in the Charter and to take
legislative or other measures to give effect to them.
227. The Complainants submit that the violation of the Charter illustrates
the Respondent State's failure to respect the Charter and to ensure its full
implementation. The Respondent State on its part contests this
interpretation and submits that the Charter does not impose any binding duty
on States Parties thereto, as the drafters of the Charter did not intend it
to be a binding document; and the Charter has no force of law in Botswana
and its provisions do not form part of the domestic law of Botswana until
they are passed into law by Parliament.
228. The African Charter is a legally binding agreement signed and ratified
by 53 African States, and this makes it a treaty as defined under
international law, and thus it is regulated by the rules of international
law.[FN118] According to the rules of international law, a State can express
its consent to be bound by a treaty by ratification. Consent to be bound
here means agreeing (committing oneself) to respect, protect and fulfil the
provisions of a treaty.
--------------------------------------------------------------------------------
[FN118]See the 1969 Vienna Convention on the Law of Treaties.
--------------------------------------------------------------------------------
229. Article 2(1)(b) of the Vienna Convention on the Law of Treaties reads:
"Ratification", "acceptance", "approval" and "accession" mean in each case
the international act so named whereby a State establishes on the
international plane its consent to be bound by a treaty.[FN119] Ratification
is therefore a formal commitment in addition to the signature, normally
required by multilateral treaties. This is an action by a state, normally
conducted once necessary domestic legislation or executive action has been
completed. This can also be the case in a situation whereby the state
endorses a preceding signature and signifies its intention to comply with
the specific provisions and obligations of the treaty. In the period between
signature and ratification, a state is provided with an opportunity to
reconsider its obligations under the treaty concerned. After ratification a
state is formally bound by the substantive provisions of the treaty. At the
AU, ratification is completed by a formal exchange or deposit of the treaty
with the Chairperson of the African Union Commission, and in case of the UN,
with the Secretary General of the UN.
--------------------------------------------------------------------------------
[FN119] Ibid.
--------------------------------------------------------------------------------
230. A State is also allowed under international law to make reservations
not to be bound with one or more provisions of a treaty unless the
reservation is prohibited by the treaty or the treaty specifically prohibits
the reservation that is intended to be made by the State or the reservation
goes against the very purpose and object of the treaty.[FN120]
--------------------------------------------------------------------------------
[FN120] Ibid.
--------------------------------------------------------------------------------
231. The Respondent State is one of the few African countries which have
shown its commitment to the Charter by ratifying it in 1986. In ratifying
the Charter the Respondent State did not and has still not made reservations
of any kind. Therefore, it has the obligation to respect, protect and fulfil
all the provisions of the Charter without any exceptions. During
ratification, if its intention was not to be bound by the Charter as a whole
then it should have refrained from ratifying the Charter or it should have
withdrawn following the proper procedures. Or if it wanted not to be bound
by certain provisions of the Charter it should have formally made its
reservations during ratification. But in the absence of any of these the
legal presumption is that it is bound by the Charter and hence is expected
to comply with the provisions of the same.
232. In International Pen and Others v Nigeria[FN121] the African Commission
restated this point when it observed that 'the African Charter was drafted
and acceded to voluntarily by African States wishing to ensure the respect
of human rights on this continent. Once ratified, States Parties to the
Charter are legally bound to its provisions. A State not wishing to abide by
the Africa Charter might have refrained from ratification'. The Commission
is of the opinion that Botswana is no exception to this rule and hence it is
bound by the provisions of the African Charter. The State's argument that
the drafters of the Charter did not intend the latter to be a binding
document cannot stand, because had African leaders not intended the Charter
to be legally binding, they could have adopted a declaration which under
international law is generally not a legally binding document.
--------------------------------------------------------------------------------
[FN121] Communications 137/94, 139/94, 154/96 & 161/97 - International Pen
and Others v Nigeria (1998) para 116.
--------------------------------------------------------------------------------
233. The Respondent State makes reference to certain paragraphs of the
preamble of the Charter to support its argument that the Charter was not
meant to be binding. In the first place, it should be noted that preambles
are generally not considered as a substantive part of legal texts and by no
means can be given the same weight as the provisions of a Charter. If the
need arises to interpret such it should be done in light of the object and
purpose of the treaty. The Commission has also stressed the point that the
Charter should be interpreted as a coherent whole with each provision being
interpreted in light of other provisions.[FN122] It would be wrong therefore
to single out the preamble of the Charter and try to give the meaning it was
never intended to have in the Charter as a whole.
--------------------------------------------------------------------------------
[FN122] Legal Resource Foundation v Zambia, para 70.
--------------------------------------------------------------------------------
234. Therefore, the Commission finds that the Charter is a binding document
and Botswana, as a State Party thereto, has an obligation to comply with its
provisions.
235. The Respondent State also argues that the Charter has no force of law
in Botswana as the later is a dualist State.
236. The fact that a State is monist or dualist cannot be used as an excuse
for not complying with its treaty obligations. On the question of when or
whether international human rights instruments should be implemented at
domestic level, there has for a long time been raging debates in the
application of international laws within domestic context. Of the two
theories on when international law should apply, Botswana subscribes to the
common law view that international law is only part of domestic law where it
has been specifically incorporated. In civil law jurisdictions, the adoption
theory is that international law is automatically part of domestic law,
except where it is in conflict with domestic law.
237. However, the current thinking on the common law theory is that both
international customary law and treaty law can be applied by state Courts
where there is no conflict with existing state law, even in the absence of
implementing legislation. Principle 7 of the Bangalore Principles on the
Domestic Application of International Human Rights Norms states that "it is
within the proper nature of the judicial process and well established
functions for national Courts to have regard to international obligations
which a country undertakes � whether or not they have been incorporated into
domestic law � for the purpose of removing ambiguity or uncertainty from
national constitutions, legislation or the common law"[FN123].
--------------------------------------------------------------------------------
[FN123] Bangalore Principles on the Domestic Application of International
Human Rights Norms, Judicial Colloquium held from 24 � 26 February 1988,
Bangalore, India, Principle 7.
--------------------------------------------------------------------------------
238. That principle, amongst others, has been reaffirmed, amplified,
reinforced and confirmed in various other international fora as reflecting
the universality of human rights inherent in men and women. In Sarah Longwe
v. International Hotels, Justice Musumali of the Zambian High Court stated
that "� ratification of such (instruments) by a nation state without
reservations is a clear testimony of the willingness by the state to be
bound by the provisions of such (instruments). Since there is that
willingness, if an issue comes before this Court which would not be covered
by local legislation but would be covered by such international
(instrument), I would take judicial notice of that treaty convention in my
resolution of the dispute."[FN124].
--------------------------------------------------------------------------------
[FN124] Sara H. Longwe v International Hotels (Zambia) 1993 4LRC 221
--------------------------------------------------------------------------------
239. It is also a well established principle in international law that a
state cannot invoke its domestic laws to avoid its international
obligations.[FN125] In Legal Resource Foundation v Zambia[FN126] the
Commission reiterated this point when it held that 'international treaties
which are not part of domestic law and which may not be directly enforceable
in the national courts nonetheless impose obligations on State Parties'.
--------------------------------------------------------------------------------
[FN125] Art 27 of Vienna Convention on the Law of Treaties
[FN126] Legal Resources Foundation v Zambia, para 60
--------------------------------------------------------------------------------
240. The Commission was established to make sure that the acts of the
executive, legislative and judicial branches of States Parties are
compatible with the provisions of the Charter. Therefore, the fact that the
provisions of the Charter are not domesticated into the laws of Botswana
does not bar the Commission from assessing the compatibility of Botswana
laws and executive actions with the provisions of the Charter.
241. In Jawara v The Gambia [FN127] the Commission was categorical when it
stated that if a State Party fails to recognise the provisions of the
African Charter, there is no doubt that it is in violation of Article 1 of
the same. Article 1 of the African Charter thus imposes a general obligation
on all States Parties to recognise the rights enshrined therein and requires
them to adopt measures to give effect to those rights. As such, any finding
of violation of those rights constitutes violation of Article 1.
--------------------------------------------------------------------------------
[FN127] Jawara v The Gambia, para 46.
--------------------------------------------------------------------------------
242. The Commission however has no power to rule on the Constitutionality or
otherwise of the laws, executive actions or judicial decisions of States
Parties and thus is not going to make any pronouncement on the
constitutionality of the provisions of the Botswana Immigration Act or any
of the actions of the authorities.
DECISION OF THE COMMISSION
243. For the above reasons, the Commission finds that Botswana has violated
Articles 1, 2, 7(1)(a), 9, 12(4) and 18(1) & (2) of the African Charter.
244. The Commission recommends:
(i) that the Respondent State provides adequate compensation to the victim
for the loss and cost he has incurred as a result of the violations. The
compensation should include but not be limited to remuneration and benefits
he lost as a result of his expulsion, and legal costs he incurred during
litigation in domestic courts and before the African Commission. The manner
and mode of payment of compensation shall be made in accordance with the
pertinent laws of the Respondent State; and
(ii) The Respondent State should take steps to ensure that Sections 7(f),
11(6) and 36 of the Botswana Immigration Act and its practices conform to
international human rights standards, in particular, the African Charter.
Done in Banjul, The Gambia, at the 47th Ordinary Session of the African
Commission on Human and Peoples' Rights held from 12 - 26 May 2010. |
|